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Indiana
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35-0160610
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(State or other jurisdiction of
incorporation or organization) |
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(I.R.S. Employer
Identification Number) |
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| | Large accelerated filer ☒ | | | Accelerated filer ☐ | | |
Non-accelerated filer ☐
(do not check if smaller reporting company) |
| | Smaller reporting company ☐ | |
| | Emerging growth company ☐ | | | | | | | | | | |
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Exact Name of Additional Registrants
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Jurisdiction of
Incorporation |
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I.R.S. Employer
Identification Number |
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| Ball Advanced Aluminum Technologies Corp.* | | | Delaware | | | 54-1344175 | |
| Ball Asia Services Limited* | | | Delaware | | | 35-1266192 | |
| Ball Beverage Can Americas Inc.* | | | Delaware | | | 36-4287015 | |
| Ball BP Holding Company* | | | Delaware | | | 62-1821843 | |
| Ball Container LLC* | | | Delaware | | | 27-0671085 | |
| Ball Corporation* | | | Nevada | | | 35-1687923 | |
| Ball Glass Containers, Inc.* | | | Delaware | | | 35-1602255 | |
| Ball Holdings LLC* | | | Delaware | | | 27-0670877 | |
| Ball Inc.* | | | Delaware | | | 06-1122239 | |
| Ball Metal Beverage Container Corp.* | | | Colorado | | | 84-1326644 | |
| Ball Metal Container Corporation* | | | Indiana | | | 35-1779013 | |
| Ball Packaging, LLC* | | | Colorado | | | 84-1326640 | |
| Ball Pan-European Holdings, LLC** | | | Delaware | | | 33-1022314 | |
| Latas de Aluminio Ball, Inc.* | | | Delaware | | | 54-1088943 | |
| Rexam Beverage Can Company* | | | Delaware | | | 36-2241181 | |
| USC May Verpackungen Holding Inc.* | | | Delaware | | | 36-4335392 | |
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Amount to
be Paid |
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SEC registration fee
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Trustee’s fees and expenses
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Printing and engraving fees and expenses
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Accounting fees and expenses
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Legal fees and expenses
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Rating agency fees
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Miscellaneous
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Total
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Exhibit
Number |
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Description
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1.1
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| | Form of underwriting agreement.* | |
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4.1
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| | Indenture, dated as of November 27, 2015, by and between Ball Corporation and Deutsche Bank Trust Company Americas, as Trustee (incorporated by reference to Exhibit 4.7 to Ball Corporation’s Registration Statement on Form S-3, dated November 27, 2015). | |
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4.2
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| | Form of debt securities.* | |
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4.3
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| | Specimen Certificate of Common Stock (incorporated by reference to Ball Corporation’s Annual Report on Form 10-K for the year ended December 31, 1979, filed with the SEC on March 24, 1980). | |
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4.4
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| | Form of any certificate of designation, preferences and rights with respect to any preferred stock issued hereunder.* | |
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4.5
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| | Form of warrant agreement (including form of warrant certificate).* | |
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5.1
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5.2
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22.1
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| | Subsidiary Guarantors of Guaranteed Securities. | |
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23.1
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23.2
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Exhibit
Number |
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Description
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23.3
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24.1
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25.1
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| | Statement of Eligibility on Form T-1 under the Trust Indenture Act of 1939, as amended, of Deutsche Bank Trust Company Americas, as trustee under the Indenture, dated as of November 27, 2015. | |
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107
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| | Filing Fee Table. | |
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Signature
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Title
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/s/ Daniel W. Fisher
Daniel W. Fisher
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Chairman and Chief Executive Officer (principal
executive officer) |
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/s/ Howard H. Yu
Howard H. Yu
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Executive Vice President and Chief Financial Officer
(principal financial officer) |
|
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/s/ Nate C. Carey
Nate C. Carey
|
| | Vice President and Controller (principal accounting officer) | |
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/s/ John A. Bryant
John A. Bryant
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| | Director | |
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/s/ Michael J. Cave
Michael J. Cave
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| | Director | |
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Signature
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Title
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/s/ Aaron M. Erter
Aaron M. Erter
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| | Director | |
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/s/ Dune E. Ives
Dune E. Ives
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| | Director | |
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/s/ Cynthia A. Niekamp
Cynthia A. Niekamp
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| | Director | |
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/s/ Todd A. Penegor
Todd A. Penegor
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| | Director | |
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/s/ Cathy D. Ross
Cathy D. Ross
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| | Director | |
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/s/ Betty J. Sapp
Betty J. Sapp
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| | Director | |
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/s/ Stuart A. Taylor II
Stuart A. Taylor II
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| | Director | |
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Signature
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Title
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/s/ James W. Billings
James W. Billings
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| | Director (principal executive officer) | |
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/s/ Howard H. Yu
Howard H. Yu
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| | Executive Vice President (principal financial officer) | |
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/s/ Nate C. Carey
Nate C. Carey
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| | Vice President (principal accounting officer) | |
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/s/ Hannah S. Lim-Johnson
Hannah S. Lim-Johnson
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| | Director and Secretary | |
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Signature
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Title
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/s/ Ronald J. Lewis
Ronald J. Lewis
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| | Chairman and Director (principal executive officer) | |
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/s/ Hannah S. Lim-Johnson
Hannah S. Lim-Johnson
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| | Director and Secretary | |
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/s/ Howard H. Yu
Howard H. Yu
|
| | Executive Vice President and Director (principal financial officer) | |
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/s/ Deron J. Goodwin
Deron J. Goodwin
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| | Director & Treasurer | |
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/s/ Nate C. Carey
Nate C. Carey
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| | Vice President (principal accounting officer) | |
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Signature
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Title
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/s/ Hannah S. Lim-Johnson
Hannah S. Lim-Johnson
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| | Director and President (principal executive officer) | |
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/s/ Deron J. Goodwin
Deron J. Goodwin
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| | Director and Treasurer (principal financial and accounting officer) | |
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Signature
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Title
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/s/ Hannah S. Lim-Johnson
Hannah S. Lim-Johnson
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| | Director and President (principal executive officer) | |
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/s/ Deron J. Goodwin
Deron J. Goodwin
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| | Director and Treasurer (principal financial and accounting officer) | |
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Signature
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Title
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/s/ Hannah S. Lim-Johnson
Hannah S. Lim-Johnson
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| | President and Secretary (principal executive officer) | |
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/s/ Howard H. Yu
Howard H. Yu
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Treasurer (principal financial and accounting officer)
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| | Ball Holdings LLC | | | ||
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By:
/s/ Hannah S. Lim-Johnson
Hannah S. Lim-Johnson
President and Secretary |
| | Sole member of Ball Container LLC | |
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Signature
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Title
|
|
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/s/ Hannah S. Lim-Johnson
Hannah S. Lim-Johnson
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President, Secretary and Director (principal
executive officer) |
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/s/ Deron J. Goodwin
Deron J. Goodwin
|
| | Treasurer (principal financial officer) | |
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/s/ Nate C. Carey
Nate C. Carey
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| | Vice President (principal accounting officer) | |
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Signature
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Title
|
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/s/ Hannah S. Lim-Johnson
Hannah S. Lim-Johnson
|
| | President, Secretary and Director (principal executive officer) | |
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/s/ Nate C. Carey
Nate C. Carey
|
| | Vice President (principal financial and accounting officer) | |
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Signature
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Title
|
| |||
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/s/ Hannah S. Lim-Johnson
Hannah S. Lim-Johnson
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| | President and Secretary (principal executive officer) | | |||
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/s/ Deron J. Goodwin
Deron J. Goodwin
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Treasurer (principal financial and accounting officer)
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| |||
| | Ball Packaging, LLC | | | | | |||
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By:
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/s/ Hannah S. Lim-Johnson
Hannah S. Lim-Johnson
Vice President and Secretary |
| | Sole member of Ball Holdings LLC | |
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Signature
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Title
|
|
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/s/ Hannah S. Lim-Johnson
Hannah S. Lim-Johnson
|
| | President and Secretary and Director (principal executive officer) | |
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/s/ Deron J. Goodwin
Deron J. Goodwin
|
| |
Treasurer (principal financial and accounting officer)
|
|
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Signature
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Title
|
|
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/s/ Ronald J. Lewis
Ronald J. Lewis
|
| | Chairman and Director (principal executive officer) | |
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/s/ Howard H. Yu
Howard Yu
|
| | Vice President and Director (principal financial officer) | |
| |
/s/ Nate C. Carey
Nate C. Carey
|
| | Vice President (principal accounting officer) | |
| |
Signature
|
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Title
|
|
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/s/ Hannah S. Lim-Johnson
Hannah S. Lim-Johnson
|
| | President and Secretary (principal executive officer) | |
| |
/s/ Nate C. Carey
Nate C. Carey
|
| | Vice President (principal financial and accounting officer) | |
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Signature
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Title
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/s/ Ronald J. Lewis
Ronald J. Lewis
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| | Chairman and Manager (principal executive officer) | |
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/s/ Howard H. Yu
Howard H. Yu
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| | Vice President and Manager (principal financial officer) | |
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/s/ Nate C. Carey
Nate C. Carey
|
| | Vice President (principal accounting officer) | |
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Signature
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Title
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|
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/s/ Hannah S. Lim-Johnson
Hannah S. Lim-Johnson
|
| | President and Secretary (principal executive officer) | |
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/s/ Nate C. Carey
Nate C. Carey
|
| | Vice President (principal financial and accounting officer) | |
| | Ball Metal Beverage Container Corp. | | | ||
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By:
/s/ Hannah S. Lim-Johnson
Hannah S. Lim-Johnson
Senior Vice President and Secretary |
| | Sole member of Ball Pan-European Holdings, LLC | |
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Signature
|
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Title
|
|
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/s/ Hannah S. Lim-Johnson
Hannah S. Lim-Johnson
|
| | Chairman, Senior Vice President and Director (principal executive officer) | |
| |
/s/ Howard H. Yu
Howard H. Yu
|
| | Vice President and Director (principal financial officer) | |
| |
/s/ Deron J. Goodwin
Deron J. Goodwin
|
| | Treasurer and Director | |
| |
/s/ Nate C. Carey
Nate C. Carey
|
| | Vice President (principal accounting officer) | |
| |
Signature
|
| |
Title
|
|
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/s/ Daniel W. Fisher
Daniel W. Fisher
|
| | Director (principal executive officer) | |
| |
/s/ Hannah S. Lim-Johnson
Hannah S. Lim-Johnson
|
| | Senior Vice President, Director and Secretary | |
| |
/s/ Nate C. Carey
Nate C. Carey
|
| | Vice President (principal accounting officer) | |
| |
Signature
|
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Title
|
|
| |
/s/ Hannah S. Lim-Johnson
Hannah S. Lim-Johnson
|
| | Chairman, President and Secretary (principal executive officer) | |
| |
/s/ Howard H. Yu
Howard H. Yu
|
| | Executive Vice President and Director (principal financial officer) | |
| |
/s/ Nate C. Carey
Nate C. Carey
|
| | Vice President (principal accounting officer) | |