Exhibit 99(a)
CAPITALIZATION AND INDEBTEDNESS
The following table presents our capitalization and indebtedness at March 31, 2018:
| At March 31, 2018 |
||||
| (in millions) | ||||
| Total short-term borrowings(1) |
¥ | 39,024,637 | ||
|
|
|
|||
| Long-term debt: |
||||
| Obligations under capital leases |
18,714 | |||
| Obligation under sale-and-leaseback transactions |
41,892 | |||
| Unsubordinated debt |
21,497,003 | |||
| Subordinated debt |
4,853,024 | |||
| Obligations under loan securitization transactions |
672,612 | |||
| Debt issuance costs |
(13,689 | ) | ||
|
|
|
|||
| Total long-term debt |
27,069,556 | |||
|
|
|
|||
| Shareholders’ equity: |
||||
| Capital stock, with no stated value (common stock authorized: 33,000,000,000 shares; common stock issued: 13,900,028,020 shares) |
2,090,270 | |||
| Capital surplus |
5,740,165 | |||
| Retained earnings: |
||||
| Appropriated for legal reserve |
239,571 | |||
| Unappropriated retained earnings |
4,945,733 | |||
| Accumulated other comprehensive income, net of taxes |
2,477,315 | |||
| Treasury stock, at cost: 737,772,882 common shares |
(522,872 | ) | ||
|
|
|
|||
| Total shareholders’ equity |
14,970,182 | |||
|
|
|
|||
| Noncontrolling interests |
675,633 | |||
|
|
|
|||
| Total equity |
15,645,815 | |||
|
|
|
|||
| Total capitalization and indebtedness |
¥ | 42,715,371 | ||
|
|
|
|||
Note:
| (1) | Total short-term borrowings consist of call money and funds purchased, payables under repurchase agreements, payables under securities lending transactions, due to trust account and other short-term borrowings. |