Exhibit 99(a)
CAPITALIZATION AND INDEBTEDNESS
The following table presents our capitalization and indebtedness at March 31, 2020:
| At March 31, 2020 |
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| (in millions) | ||||
| Total short-term borrowings(1) |
¥ | 55,968,940 | ||
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| Long-term debt: |
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| Obligations under finance leases |
25,186 | |||
| Unsubordinated debt |
22,368,276 | |||
| Subordinated debt |
4,751,567 | |||
| Obligations under loan securitization transactions |
797,592 | |||
| Debt issuance costs |
(15,858 | ) | ||
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|
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| Total long-term debt |
27,926,763 | |||
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| Shareholders’ equity: |
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| Capital stock, with no stated value (common stock authorized: 33,000,000,000 shares; common stock issued: 13,581,995,120 shares) |
2,090,270 | |||
| Capital surplus |
5,533,520 | |||
| Retained earnings: |
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| Appropriated for legal reserve |
239,571 | |||
| Unappropriated retained earnings |
8,079,530 | |||
| Accumulated other comprehensive income, net of taxes |
(420,417 | ) | ||
| Treasury stock, at cost: 741,772,308 common shares |
(505,987 | ) | ||
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|
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| Total shareholders’ equity |
15,016,487 | |||
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| Noncontrolling interests |
728,029 | |||
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|
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| Total equity |
15,744,516 | |||
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|
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| Total capitalization and indebtedness |
¥ | 43,671,279 | ||
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Note:
| (1) | Total short-term borrowings consist of call money and funds purchased, payables under repurchase agreements, payables under securities lending transactions, due to trust account and other short-term borrowings. |