Exhibit 99(a)
CAPITALIZATION AND INDEBTEDNESS
The following table presents our capitalization and indebtedness at March 31, 2021:
| At March 31, 2021 |
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| (in millions) | ||||
| Total short-term borrowings(1) |
¥ | 45,843,917 | ||
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| Long-term debt: |
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| Obligations under finance leases |
20,137 | |||
| Unsubordinated debt |
29,918,995 | |||
| Subordinated debt |
4,613,826 | |||
| Obligations under loan securitization transactions |
618,083 | |||
| Debt issuance costs |
(13,390 | ) | ||
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|
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| Total long-term debt |
35,157,651 | |||
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| Shareholders’ equity: |
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| Capital stock, with no stated value (common stock authorized: 33,000,000,000 shares; common stock issued: 13,581,995,120 shares) |
2,090,270 | |||
| Capital surplus |
5,533,761 | |||
| Retained earnings: |
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| Appropriated for legal reserve |
239,571 | |||
| Unappropriated retained earnings |
8,589,900 | |||
| Accumulated other comprehensive income, net of taxes |
(289,481 | ) | ||
| Treasury stock, at cost: 737,282,154 common shares |
(503,072 | ) | ||
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|
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| Total shareholders’ equity |
15,660,949 | |||
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| Noncontrolling interests |
583,605 | |||
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|
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| Total equity |
16,244,554 | |||
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|
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| Total capitalization and indebtedness |
¥ | 51,402,205 | ||
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Note:
| (1) | Total short-term borrowings consist of call money and funds purchased, payables under repurchase agreements, payables under securities lending transactions, due to trust account and other short-term borrowings. |