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Exhibit 1.01

CONFLICT MINERALS REPORT OF

MOTOROLA SOLUTIONS, INC.

FOR THE REPORTING PERIOD FROM

JANUARY 1 TO DECEMBER 31, 2021

 

 

I. Introduction

This is the Conflict Minerals1 Report (the “Report”) of Motorola Solutions, Inc. (which may be referred to as “Motorola Solutions,” the “Company,” “we,” “us,” or “our”) for the calendar year 2021 in accordance in all material respects with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934, as amended (the “Act”). The rule was adopted by the Securities and Exchange Commission (the “SEC”) to implement reporting and disclosure requirements related to “conflict minerals” as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”). Numerous terms in this Report are defined in Section 1502(e) of the Dodd-Frank Act and Form SD and the reader is referred to those sources, and also to SEC Release No. 34-67716 issued by the SEC on August 22, 2012 (the “Adopting Release”) for such definitions.

In accordance in all material respects with Rule 13p-1, we undertook efforts to determine the content and source of the minerals within our products. The Company designed its efforts in conformity, in all material respects, with the internationally recognized due diligence framework (the “OECD Framework”) in the Organisation for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas2 and related supplements for each of the conflict minerals.

The statements below are based on the due diligence activities performed to date and in good faith by Motorola Solutions and are based on the infrastructure and information available at the time of this filing. There are factors that could affect the accuracy of these statements. These factors include, but are not limited to, incomplete supplier data or available smelter data, errors or omissions by suppliers or smelters, evolving definition and confirmation of smelters, incomplete information from industry or other third-party sources, continuing guidance from the SEC, and other issues.

II. Design of Due Diligence Measures

The Company designed its overall conflict minerals policies and procedures based on the five-step OECD Framework and the supplements on tin, tantalum, tungsten and gold.

Our implementation of the five-step framework consists of the following activities which are discussed in further detail in Section III (“Management Systems and Reasonable Country of Origin Inquiry”) and Section IV (“Due Diligence Measures Performed by Motorola Solutions, Inc.”) of this Report.

 

  1.

Development of Conflict Minerals Policies and Procedures

 

  2.

Risk Assessment of Potential Sources of Conflict Minerals in Our Supply Chain

 

  3.

Mitigation of Sourcing from Conflict Smelters/Refiners

 

  4.

Auditing of Smelters/Refiners to Ensure Conformant Status

 

  5.

Reporting of Results of the above Activities

 

1

The term “conflict mineral” is defined in Section 1502(e)(4) of the Dodd-Frank Act as: “(A) columbite-tantalite (coltan), cassiterite, gold, wolframite, or their derivatives; or (B) [a]ny other mineral or its derivatives determined by the Secretary of State to be financing conflict in the Democratic Republic of the Congo or an adjoining country.”

2

OECD (2016), OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Third Edition, OECD Publishing, Paris, http://dx.doi.org/10.1787/9789264252479-en.

 

1


Our efforts utilized multi-industry initiatives with the smelters and refiners of minerals who may provide those minerals to companies in our supply chain. The Company, as a purchaser of component parts, is many steps removed from the mining of conflict minerals. The Company does not purchase raw ore or unrefined conflict minerals, and conducts no purchasing activities directly in the Democratic Republic of the Congo (the “DRC”) or an adjoining country (referred to as the “Covered Countries”).

III. Management Systems and Reasonable Country of Origin Inquiry

The following outlines the measures taken in our “reasonable country of origin” inquiry to determine countries of origin.

OECD Step 1. Policy and Management System

a. Conflict Minerals Policy – As required by the OECD Framework, Motorola Solutions developed a policy which establishes the expectations of our suppliers to source responsibly from the DRC or the adjoining countries to support in-region mining. The policy resides in our Supplier Code of Conduct and can be found by accessing www.motorolasolutions.com, selecting “About Us” and then selecting “Corporate Responsibility” and “Supply Chain.”

b. Company-level grievance mechanism – As required by the OECD Framework, Motorola Solutions utilizes our internal Ethics Line to provide a grievance mechanism. All Motorola Solutions employees as well as those outside the Company can communicate directly and confidentially (via phone/fax/email) with the Office of Ethics and Compliance without fear of retaliation.

OECD Step 2. Conduct Risk Assessment

The Motorola Solutions process relied on the Conflict Minerals Reporting Template (“CMRT”) and Responsible Minerals Assurance Process (“RMAP”) developed by the Responsible Minerals Initiative (“RMI”). The following steps were taken as part of our risk assessment process.

a. Identify products in-scope – Our internal cross-functional group of employees assigned to our conformant minerals team reviewed the categories of products that we sell to determine the products that are in-scope of the conflict minerals rule. As part of this process, the Company identified direct suppliers that provide products potentially containing conflict minerals, and set a goal to collect CMRT data from suppliers representing 90% of the in-scope direct material spend.

b. Identify smelters/refiners – The Company provided the conflict minerals survey to our supply chain by using the most recent version of the industry-developed CMRT. We surveyed tier 1 direct suppliers that provide material and components for products that are within scope and, as needed, performed due diligence steps to identify the smelters and refiners who contribute refined conflict minerals to the Company.

c. Identify Countries of Origin – The Company conducted a “reasonable country of origin inquiry” (“RCOI”) by comparing the identified smelters and refiners with the RMI country of origin database (as we have access to the database due to our membership with the RMI). The countries of origin we identified are listed in Appendix I to this Report.

IV. Due Diligence Measures Performed by Motorola Solutions, Inc.

The following outlines the measures taken to exercise due diligence in conformance with the OECD Framework.

OECD Step 3. Mitigate Risk

As part of our risk mitigation process we compared the list of smelters/refiners collected from suppliers to the RMI smelter database (as we have access to the database due to our membership with the RMI). The RMI smelter database provides members with information regarding third party audit programs including the RMAP, London Bullion Market Association (LBMA), and Responsible Jewelry Council (RJC). After completing this review, the Company communicated to suppliers that listed smelters and/or refiners that are not conformant smelters and refiners to migrate their supply chain to those smelters that are RMAP conformant.

 

2


The communication also includes a recommendation for a supplier to recommend that the smelter and/or refiner in their supply chain participate in the RMAP or other industry cross recognized audit programs. In addition, suppliers that reported all smelters and/or refiners in their supply chain identified by the RMI as conformant were sent letters acknowledging their efforts to establish a conformant supply chain, and encouraging them to continue to maintain it as such.

OECD Step 4. Audit of Smelters/Refiners

Step 4 of the OECD Framework recommends that downstream companies implement audits by cooperating through their industry organizations, and that downstream companies participate in and contribute to such organizations. The Company is a member of the RMI. As a member, the Company has supported the execution of the RMAP and has relied on the RMAP to develop information on the country and mine or location of origin of conflict minerals in the Company’s products. The efforts to determine mine or location of origin through RMI are described on the RMI website at http://www.responsiblemineralsinitiative.org.

OECD Step 5. Results of Due Diligence – Report Annually on Supply Chain Due Diligence

In our 2021 survey, we received CMRTs from 247 suppliers as per Table 1 and Table 2 below, which represent 93.5% of our 2021 in-scope direct material spend.

We have communicated with these suppliers through phone calls and/or emails and directed them to use the CMRT tool to collect and report their data on conflict minerals. Our procurement department is also involved in these communications.

A review of the data received showed that 240 of the smelters identified in our supply chain have been audited and found conformant with the relevant RMAP standard by the RMI, including 100% of our tantalum smelters. An additional 84 smelters are identified by the RMI but are not yet certified as RMAP conformant. 16 smelters in our supply chain have been audited but found not conformant with the relevant RMAP standard by the RMI. The Company has determined that materials in products were derived from the Covered Countries. Accordingly, this Conflict Minerals Report has been filed with the SEC and is available on our website at http://investors.motorolasolutions.com/Docs. See Appendix I to this Report for a list of countries of origin identified through the RCOI process.

V. Product Description

On the basis of the measures described above, the Company has determined that as of December 31, 2021, a portion of its necessary conflict minerals originated or may have originated in the DRC or an adjoining country. See Appendix I to this Report for a list of countries of origin identified through the RCOI process. For 2021, none of the necessary conflict minerals contained in our products subject to this disclosure were determined by us to directly or indirectly finance or benefit armed groups in the Covered Countries. However, we did not conclude that any of our products were “DRC conflict free.”

 

  1.

Description of Products – The products subject to this disclosure include: (i) devices (two-way radio, vehicle-mounted radio and broadband); (ii) accessories such as speaker microphones, batteries, earpieces, headsets, carry cases and cables; (iii) cameras (fixed, body-worn, in-vehicle); (iv) the radio network core and central processing software; (v) base stations; (vi) dispatch consoles; (vii) repeaters; (viii) video surveillance; and (ix) access control.

 

  2.

Processing Facilities – Based on the input received from our suppliers, the facilities listed in Table 1, Table 2 and Table 3 may have been used in the processing of conflict minerals used in our products.

 

  3.

Mine or Location of Origin – We have endeavored to determine the mine or location of origin of the conflict minerals used in our products by requesting that our suppliers provide us with completed CMRTs. Where a smelter or refiner has been identified, we also have reviewed public online information about information made available by the RMI to its members, to the extent available, to try to determine the mine or location of origin.

 

3


VI. Steps to Improve Due Diligence

We will continue to communicate our expectations and information requirements to our direct suppliers and our conflict minerals policy in our Supplier Code of Conduct will be periodically reviewed and updated, if necessary.

We will also continue to monitor changes in circumstances that may impact the facts or our determination. Over time, we anticipate that the amount of information globally on the traceability and sourcing of these ores will increase and improve our knowledge. We will continue to make inquiries to our direct suppliers and undertake additional risk assessments where potentially relevant changes in facts or circumstances are identified. If we become aware of a supplier whose due diligence needs improvement, we intend to continue the trade relationship while that supplier improves its performance. However, if we identify that an upstream supplier is sourcing from or linked to any party providing direct or indirect support to non-state armed groups in the DRC and the Covered Countries, we will work with our supply chain to suspend or discontinue engagement with that upstream supplier. We expect our suppliers to take similar measures with their suppliers to ensure alignment throughout the supply chain.

In 2021, we implemented a new data management software specifically designed for conflict minerals data. This software is part of our overall product lifecycle management software and allows us to store data collected from suppliers via the CMRT. This system has data analysis capabilities that allow us to efficiently review the quality of supplier responses and will allow us to measure improvements over time.

In our 2021 campaign, we communicated directly to smelters in our supply chain in addition to tier one suppliers in order to encourage these smelters to either maintain their RMAP-conformant status in the RMI’s program, or to encourage them to participate and become RMAP-conformant if they are not already.

In addition to the steps described above, the Company will undertake the following steps during the next compliance period to improve the due diligence conducted to further mitigate the risk that the conflict minerals in our supply chain do not benefit armed groups, including:

 

   

Continue to collect responses from suppliers using tools such as the CMRT.

 

   

Continue to educate new suppliers on the importance of the conflict minerals rule, and encourage timely responses from our suppliers.

 

   

Continue to direct suppliers to information and training resources that will improve the quality of the data in the supplier responses.

 

   

Continue to inform and encourage suppliers to transition to smelters identified by the due diligence process as conformant by an independent audit program such as the RMI’s RMAP.

 

   

Continue to encourage smelters in our supply chain to either maintain their RMAP-conformant status in the RMI’s program, or to encourage them to participate and become RMAP-conformant if they are not already.

 

   

Continue to allow verified conformant material from the DRC and Covered Countries to enter our supply chain.

 

4


LOGO

Table 1

SMELTERS OR REFINERS CURRENTLY IDENTIFIED AS RMAP CONFORMANT

Based on our due diligence process and the information received from our suppliers, the following facilities were identified by Motorola Solutions suppliers using the CMRT responses collected through April 13, 2022. The identified smelters/refiners have been confirmed as RMAP conformant smelters/refiners by the RMI as of March 30, 2022.

 

Metal

  

Smelter Name

   Country   

Smelter ID

Gold

   JX Nippon Mining & Metals Co., Ltd.    JAPAN    CID000937

Gold

   SAFINA A.S.    CZECHIA    CID002290

Gold

   SungEel HiMetal Co., Ltd.    KOREA, REPUBLIC OF    CID002918

Gold

   REMONDIS PMR B.V.    NETHERLANDS    CID002582

Gold

   Heimerle + Meule GmbH    GERMANY    CID000694

Gold

   Yamakin Co., Ltd.    JAPAN    CID002100

Gold

   Royal Canadian Mint    CANADA    CID001534

Gold

   Nadir Metal Rafineri San. Ve Tic. A.S.    TURKEY    CID001220

Gold

   SEMPSA Joyeria Plateria S.A.    SPAIN    CID001585

Gold

   PAMP S.A.    SWITZERLAND    CID001352

Gold

   8853 S.p.A.    ITALY    CID002763

Gold

   Asahi Refining USA Inc.    UNITED STATES OF AMERICA    CID000920

Gold

   Shandong Zhaojin Gold & Silver Refinery Co., Ltd.    CHINA    CID001622

Gold

   NH Recytech Company    KOREA, REPUBLIC OF    CID003189

Gold

   Safimet S.p.A    ITALY    CID002973

Gold

   Singway Technology Co., Ltd.    TAIWAN, PROVINCE OF CHINA    CID002516

Gold

   Planta Recuperadora de Metales SpA    CHILE    CID002919

Gold

   DSC (Do Sung Corporation)    KOREA, REPUBLIC OF    CID000359

Gold

   Sumitomo Metal Mining Co., Ltd.    JAPAN    CID001798

Gold

   Materion    UNITED STATES OF AMERICA    CID001113

Gold

   Yokohama Metal Co., Ltd.    JAPAN    CID002129

Gold

   Korea Zinc Co., Ltd.    KOREA, REPUBLIC OF    CID002605

Gold

   Mitsubishi Materials Corporation    JAPAN    CID001188

Gold

   Eco-System Recycling Co., Ltd. North Plant    JAPAN    CID003424

Gold

   Matsuda Sangyo Co., Ltd.    JAPAN    CID001119

Gold

   Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.    CHINA    CID000801

Gold

   Western Australian Mint (T/a The Perth Mint)    AUSTRALIA    CID002030

Gold

   SAXONIA Edelmetalle GmbH    GERMANY    CID002777

 

5


Metal

  

Smelter Name

   Country   

Smelter ID

Gold

   CCR Refinery - Glencore Canada Corporation    CANADA    CID000185

Gold

   Zhongyuan Gold Smelter of Zhongjin Gold Corporation    CHINA    CID002224

Gold

   United Precious Metal Refining, Inc.    UNITED STATES OF AMERICA    CID001993

Gold

   Eco-System Recycling Co., Ltd. East Plant    JAPAN    CID000425

Gold

   Emirates Gold DMCC    UNITED ARAB EMIRATES    CID002561

Gold

   WIELAND Edelmetalle GmbH    GERMANY    CID002778

Gold

   MMTC-PAMP India Pvt., Ltd.    INDIA    CID002509

Gold

   Agosi AG    GERMANY    CID000035

Gold

   DODUCO Contacts and Refining GmbH    GERMANY    CID000362

Gold

   Ohura Precious Metal Industry Co., Ltd.    JAPAN    CID001325

Gold

   Shandong Gold Smelting Co., Ltd.    CHINA    CID001916

Gold

   Istanbul Gold Refinery    TURKEY    CID000814

Gold

   Argor-Heraeus S.A.    SWITZERLAND    CID000077

Gold

   Aida Chemical Industries Co., Ltd.    JAPAN    CID000019

Gold

   Al Etihad Gold Refinery DMCC    UNITED ARAB EMIRATES    CID002560

Gold

   Heraeus Germany GmbH Co. KG    GERMANY    CID000711

Gold

   Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH    AUSTRIA    CID002779

Gold

   T.C.A S.p.A    ITALY    CID002580

Gold

   Dowa    JAPAN    CID000401

Gold

   Mitsui Mining and Smelting Co., Ltd.    JAPAN    CID001193

Gold

   Bangalore Refinery    INDIA    CID002863

Gold

   Sichuan Tianze Precious Metals Co., Ltd.    CHINA    CID001736

Gold

   Metalor Technologies (Suzhou) Ltd.    CHINA    CID001147

Gold

   Cendres + Metaux S.A.    SWITZERLAND    CID000189

Gold

   Japan Mint    JAPAN    CID000823

Gold

   L’Orfebre S.A.    ANDORRA    CID002762

Gold

   PX Precinox S.A.    SWITZERLAND    CID001498

Gold

   Metal Concentrators SA (Pty) Ltd.    SOUTH AFRICA    CID003575

Gold

   Nihon Material Co., Ltd.    JAPAN    CID001259

Gold

   Heraeus Metals Hong Kong Ltd.    CHINA    CID000707

Gold

   Asahi Pretec Corp.    JAPAN    CID000082

Gold

   Advanced Chemical Company    UNITED STATES OF AMERICA    CID000015

Gold

   Solar Applied Materials Technology Corp.    TAIWAN, PROVINCE OF CHINA    CID001761

Gold

   Boliden AB    SWEDEN    CID000157

Gold

   Tanaka Kikinzoku Kogyo K.K.    JAPAN    CID001875

Gold

   Eco-System Recycling Co., Ltd. West Plant    JAPAN    CID003425

Gold

   LS-NIKKO Copper Inc.    KOREA, REPUBLIC OF    CID001078

Gold

   Metalor Technologies (Singapore) Pte., Ltd.    SINGAPORE    CID001152

Gold

   Chimet S.p.A.    ITALY    CID000233

Gold

   AngloGold Ashanti Corrego do Sitio Mineracao    BRAZIL    CID000058

Gold

   Almalyk Mining and Metallurgical Complex (AMMC)    UZBEKISTAN    CID000041

Gold

   Kennecott Utah Copper LLC    UNITED STATES OF AMERICA    CID000969

Gold

   Navoi Mining and Metallurgical Combinat    UZBEKISTAN    CID001236

 

6


Metal

  

Smelter Name

   Country   

Smelter ID

Gold

   Geib Refining Corporation    UNITED STATES OF AMERICA    CID002459

Gold

   LT Metal Ltd.    KOREA, REPUBLIC OF    CID000689

Gold

   Bangko Sentral ng Pilipinas (Central Bank of the Philippines)    PHILIPPINES    CID000128

Gold

   Metalor USA Refining Corporation    UNITED STATES OF AMERICA    CID001157

Gold

   Valcambi S.A.    SWITZERLAND    CID002003

Gold

   C. Hafner GmbH + Co. KG    GERMANY    CID000176

Gold

   KGHM Polska Miedz Spolka Akcyjna    POLAND    CID002511

Gold

   Asahi Refining Canada Ltd.    CANADA    CID000924

Gold

   Umicore Precious Metals Thailand    THAILAND    CID002314

Gold

   Rand Refinery (Pty) Ltd.    SOUTH AFRICA    CID001512

Gold

   Chugai Mining    JAPAN    CID000264

Gold

   Metalor Technologies S.A.    SWITZERLAND    CID001153

Gold

   Metalurgica Met-Mex Penoles S.A. De C.V.    MEXICO    CID001161

Gold

   Torecom    KOREA, REPUBLIC OF    CID001955

Gold

   Aurubis AG    GERMANY    CID000113

Gold

   Samduck Precious Metals    KOREA, REPUBLIC OF    CID001555

Gold

   Kojima Chemicals Co., Ltd.    JAPAN    CID000981

Gold

   Metalor Technologies (Hong Kong) Ltd.    CHINA    CID001149

Gold

   SAAMP    FRANCE    CID002761

Gold

   PT Aneka Tambang (Persero) Tbk    INDONESIA    CID001397

Gold

   Kazzinc    KAZAKHSTAN    CID000957

Gold

   TOO Tau-Ken-Altyn    KAZAKHSTAN    CID002615

Gold

   Jiangxi Copper Co., Ltd.    CHINA    CID000855

Gold

   Marsam Metals    BRAZIL    CID002606

Gold

   Gold Refinery of Zijin Mining Group Co., Ltd.    CHINA    CID002243

Gold

   Ishifuku Metal Industry Co., Ltd.    JAPAN    CID000807

Gold

   Tokuriki Honten Co., Ltd.    JAPAN    CID001938

Gold

   Umicore S.A. Business Unit Precious Metals Refining    BELGIUM    CID001980

Gold

   Asaka Riken Co., Ltd.    JAPAN    CID000090

Gold

   Italpreziosi    ITALY    CID002765

Tantalum

   TANIOBIS Co., Ltd.    THAILAND    CID002544

Tantalum

   Global Advanced Metals Boyertown    UNITED STATES OF AMERICA    CID002557

Tantalum

   Jiangxi Tuohong New Raw Material    CHINA    CID002842

Tantalum

   XinXing HaoRong Electronic Material Co., Ltd.    CHINA    CID002508

Tantalum

   Mineracao Taboca S.A.    BRAZIL    CID001175

Tantalum

   Jiujiang Tanbre Co., Ltd.    CHINA    CID000917

Tantalum

   Exotech Inc.    UNITED STATES OF AMERICA    CID000456

Tantalum

   Guangdong Rising Rare Metals-EO Materials Ltd.    CHINA    CID000291

Tantalum

   H.C. Starck Hermsdorf GmbH    GERMANY    CID002547

Tantalum

   Meta Materials    NORTH MACEDONIA,
REPUBLIC OF
   CID002847

Tantalum

   Ulba Metallurgical Plant JSC    KAZAKHSTAN    CID001969

Tantalum

   D Block Metals, LLC    UNITED STATES OF AMERICA    CID002504

Tantalum

   Changsha South Tantalum Niobium Co., Ltd.    CHINA    CID000211

 

7


Metal

  

Smelter Name

   Country   

Smelter ID

Tantalum

   Ningxia Orient Tantalum Industry Co., Ltd.    CHINA    CID001277

Tantalum

   RFH Yancheng Jinye New Material Technology Co., Ltd.    CHINA    CID003583

Tantalum

   FIR Metals & Resource Ltd.    CHINA    CID002505

Tantalum

   Hengyang King Xing Lifeng New Materials Co., Ltd.    CHINA    CID002492

Tantalum

   TANIOBIS GmbH    GERMANY    CID002545

Tantalum

   NPM Silmet AS    ESTONIA    CID001200

Tantalum

   Telex Metals    UNITED STATES OF AMERICA    CID001891

Tantalum

   Global Advanced Metals Aizu    JAPAN    CID002558

Tantalum

   TANIOBIS Smelting GmbH & Co. KG    GERMANY    CID002550

Tantalum

   TANIOBIS Japan Co., Ltd.    JAPAN    CID002549

Tantalum

   XIMEI RESOURCES (GUANGDONG) LIMITED    CHINA    CID000616

Tantalum

   Asaka Riken Co., Ltd.    JAPAN    CID000092

Tantalum

   Metallurgical Products India Pvt., Ltd.    INDIA    CID001163

Tantalum

   QuantumClean    UNITED STATES OF AMERICA    CID001508

Tantalum

   Resind Industria e Comercio Ltda.    BRAZIL    CID002707

Tantalum

   F&X Electro-Materials Ltd.    CHINA    CID000460

Tantalum

   JiuJiang JinXin Nonferrous Metals Co., Ltd.    CHINA    CID000914

Tantalum

   Jiangxi Dinghai Tantalum & Niobium Co., Ltd.    CHINA    CID002512

Tantalum

   Yanling Jincheng Tantalum & Niobium Co., Ltd.    CHINA    CID001522

Tantalum

   Solikamsk Magnesium Works OAO    RUSSIAN FEDERATION    CID001769

Tantalum

   Mitsui Mining and Smelting Co., Ltd.    JAPAN    CID001192

Tantalum

   Jiujiang Zhongao Tantalum & Niobium Co., Ltd.    CHINA    CID002506

Tantalum

   H.C. Starck Inc.    UNITED STATES OF AMERICA    CID002548

Tantalum

   KEMET de Mexico    MEXICO    CID002539

Tantalum

   AMG Brasil    BRAZIL    CID001076

Tantalum

   Taki Chemical Co., Ltd.    JAPAN    CID001869

Tin

   PT ATD Makmur Mandiri Jaya    INDONESIA    CID002503

Tin

   Tin Technology & Refining    UNITED STATES OF AMERICA    CID003325

Tin

   Estanho de Rondonia S.A.    BRAZIL    CID000448

Tin

   O.M. Manufacturing (Thailand) Co., Ltd.    THAILAND    CID001314

Tin

   PT Babel Inti Perkasa    INDONESIA    CID001402

Tin

   Mitsubishi Materials Corporation    JAPAN    CID001191

Tin

   China Tin Group Co., Ltd.    CHINA    CID001070

Tin

   PT Timah Tbk Mentok    INDONESIA    CID001482

Tin

   PT Cipta Persada Mulia    INDONESIA    CID002696

Tin

   Chifeng Dajingzi Tin Industry Co., Ltd.    CHINA    CID003190

Tin

   PT Tinindo Inter Nusa    INDONESIA    CID001490

Tin

   Yunnan Chengfeng Non-ferrous Metals Co., Ltd.    CHINA    CID002158

Tin

   Gejiu Zili Mining And Metallurgy Co., Ltd.    CHINA    CID000555

Tin

   Mineracao Taboca S.A.    BRAZIL    CID001173

Tin

   PT Rajawali Rimba Perkasa    INDONESIA    CID003381

Tin

   PT Timah Tbk Kundur    INDONESIA    CID001477

Tin

   Malaysia Smelting Corporation (MSC)    MALAYSIA    CID001105

 

8


Metal

  

Smelter Name

   Country   

Smelter ID

Tin

   Melt Metais e Ligas S.A.    BRAZIL    CID002500

Tin

   Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.    CHINA    CID001908

Tin

   O.M. Manufacturing Philippines, Inc.    PHILIPPINES    CID002517

Tin

   White Solder Metalurgia e Mineracao Ltda.    BRAZIL    CID002036

Tin

   PT Rajehan Ariq    INDONESIA    CID002593

Tin

   PT Sariwiguna Binasentosa    INDONESIA    CID001463

Tin

   PT Prima Timah Utama    INDONESIA    CID001458

Tin

   Gejiu Non-Ferrous Metal Processing Co., Ltd.    CHINA    CID000538

Tin

   PT Menara Cipta Mulia    INDONESIA    CID002835

Tin

   Fabrica Auricchio Industria e Comercio Ltda.    BRAZIL    CID003582

Tin

   Alpha    UNITED STATES OF AMERICA    CID000292

Tin

   PT Stanindo Inti Perkasa    INDONESIA    CID001468

Tin

   Thaisarco    THAILAND    CID001898

Tin

   EM Vinto    BOLIVIA (PLURINATIONAL STATE OF)    CID000438

Tin

   Jiangxi New Nanshan Technology Ltd.    CHINA    CID001231

Tin

   PT Mitra Stania Prima    INDONESIA    CID001453

Tin

   Guangdong Hanhe Non-Ferrous Metal Co., Ltd.    CHINA    CID003116

Tin

   Novosibirsk Processing Plant Ltd.    RUSSIAN FEDERATION    CID001305

Tin

   PT Artha Cipta Langgeng    INDONESIA    CID001399

Tin

   PT Refined Bangka Tin    INDONESIA    CID001460

Tin

   Rui Da Hung    TAIWAN, PROVINCE OF CHINA    CID001539

Tin

   Luna Smelter, Ltd.    RWANDA    CID003387

Tin

   Dowa    JAPAN    CID000402

Tin

   Minsur    PERU    CID001182

Tin

   Metallic Resources, Inc.    UNITED STATES OF AMERICA    CID001142

Tin

   Soft Metais Ltda.    BRAZIL    CID001758

Tin

   Thai Nguyen Mining and Metallurgy Co., Ltd.    VIET NAM    CID002834

Tin

   HuiChang Hill Tin Industry Co., Ltd.    CHINA    CID002844

Tin

   Operaciones Metalurgicas S.A.    BOLIVIA (PLURINATIONAL
STATE OF)
   CID001337

Tin

   PT Babel Surya Alam Lestari    INDONESIA    CID001406

Tin

   Resind Industria e Comercio Ltda.    BRAZIL    CID002706

Tin

   Magnu’s Minerais Metais e Ligas Ltda.    BRAZIL    CID002468

Tin

   Metallo Belgium N.V.    BELGIUM    CID002773

Tin

   Tin Smelting Branch of Yunnan Tin Co., Ltd.    CHINA    CID002180

Tin

   PT Bangka Serumpun    INDONESIA    CID003205

Tin

   Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.    CHINA    CID000228

Tin

   Metallo Spain S.L.U.    SPAIN    CID002774

Tin

   Ma’anshan Weitai Tin Co., Ltd.    CHINA    CID003379

Tin

   Fenix Metals    POLAND    CID000468

Tin

   CRM Synergies    SPAIN    CID003524

Tungsten

   A.L.M.T. Corp.    JAPAN    CID000004

Tungsten

   Ganzhou Seadragon W & Mo Co., Ltd.    CHINA    CID002494

 

9


Metal

  

Smelter Name

   Country   

Smelter ID

Tungsten

   Cronimet Brasil Ltda    BRAZIL    CID003468

Tungsten

   Hunan Chenzhou Mining Co., Ltd.    CHINA    CID000766

Tungsten

   Hydrometallurg, JSC    RUSSIAN FEDERATION    CID002649

Tungsten

   Fujian Xinlu Tungsten Co., Ltd.    CHINA    CID003609

Tungsten

   Niagara Refining LLC    UNITED STATES OF AMERICA    CID002589

Tungsten

   Guangdong Xianglu Tungsten Co., Ltd.    CHINA    CID000218

Tungsten

   Japan New Metals Co., Ltd.    JAPAN    CID000825

Tungsten

   Kennametal Fallon    UNITED STATES OF AMERICA    CID000966

Tungsten

   Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.    CHINA    CID002318

Tungsten

   Wolfram Bergbau und Hutten AG    AUSTRIA    CID002044

Tungsten

   Masan High-Tech Materials    VIET NAM    CID002543

Tungsten

   Jiangxi Yaosheng Tungsten Co., Ltd.    CHINA    CID002316

Tungsten

   Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.    CHINA    CID002830

Tungsten

   Lianyou Metals Co., Ltd.    TAIWAN, PROVINCE OF CHINA    CID003407

Tungsten

   Xiamen Tungsten Co., Ltd.    CHINA    CID002082

Tungsten

   Hunan Chunchang Nonferrous Metals Co., Ltd.    CHINA    CID000769

Tungsten

   JSC “Kirovgrad Hard Alloys Plant”    RUSSIAN FEDERATION    CID003408

Tungsten

   Hubei Green Tungsten Co., Ltd.    CHINA    CID003417

Tungsten

   Jiangxi Xinsheng Tungsten Industry Co., Ltd.    CHINA    CID002317

Tungsten

   Asia Tungsten Products Vietnam Ltd.    VIET NAM    CID002502

Tungsten

   Jiangwu H.C. Starck Tungsten Products Co., Ltd.    CHINA    CID002551

Tungsten

   China Molybdenum Tungsten Co., Ltd.    CHINA    CID002641

Tungsten

   ACL Metais Eireli    BRAZIL    CID002833

Tungsten

   Xiamen Tungsten (H.C.) Co., Ltd.    CHINA    CID002320

Tungsten

   H.C. Starck Tungsten GmbH    GERMANY    CID002541

Tungsten

   Malipo Haiyu Tungsten Co., Ltd.    CHINA    CID002319

Tungsten

   Ganzhou Huaxing Tungsten Products Co., Ltd.    CHINA    CID000875

Tungsten

   Unecha Refractory metals plant    RUSSIAN FEDERATION    CID002724

Tungsten

   TANIOBIS Smelting GmbH & Co. KG    GERMANY    CID002542

Tungsten

   Fujian Ganmin RareMetal Co., Ltd.    CHINA    CID003401

Tungsten

   Woltech Korea Co., Ltd.    KOREA, REPUBLIC OF    CID002843

Tungsten

   Chongyi Zhangyuan Tungsten Co., Ltd.    CHINA    CID000258

Tungsten

   Kennametal Huntsville    UNITED STATES OF AMERICA    CID000105

Tungsten

   Chenzhou Diamond Tungsten Products Co., Ltd.    CHINA    CID002513

Tungsten

   Jiangxi Gan Bei Tungsten Co., Ltd.    CHINA    CID002321

Tungsten

   KGETS Co., Ltd.    KOREA, REPUBLIC OF    CID003388

Tungsten

   Global Tungsten & Powders Corp.    UNITED STATES OF AMERICA    CID000568

Tungsten

   Philippine Chuangxin Industrial Co., Inc.    PHILIPPINES    CID002827

Tungsten

   Moliren Ltd.    RUSSIAN FEDERATION    CID002845

Tungsten

   Ganzhou Haichuang Tungsten Co., Ltd.    CHINA    CID002645

Tungsten

   Ganzhou Jiangwu Ferrotungsten Co., Ltd.    CHINA    CID002315

 

10


LOGO

Table 2

SMELTERS OR REFINERS CURRENTLY IDENTIFIED BY THE RMI BUT NOT YET RMAP CONFORMANT

Based on our due diligence process and the information received from our suppliers, the following facilities were identified by Motorola Solutions suppliers using the CMRT responses collected through April 13, 2022. The following smelters/refiners are identified by the RMI but are not yet certified as RMAP conformant as of March 30, 2022.

 

Metal

  

Smelter Name

  

Country

  

Smelter ID

Gold

   Kaloti Precious Metals    UNITED ARAB EMIRATES    CID002563

Gold

   L’azurde Company For Jewelry    SAUDI ARABIA    CID001032

Gold

   Sellem Industries Ltd.    MAURITANIA    CID003540

Gold

   Samwon Metals Corp.    KOREA, REPUBLIC OF    CID001562

Gold

   HwaSeong CJ CO., LTD.    KOREA, REPUBLIC OF    CID000778

Gold

   Pease & Curren    UNITED STATES OF AMERICA    CID002872

Gold

   Sabin Metal Corp.    UNITED STATES OF AMERICA    CID001546

Gold

   GGC Gujrat Gold Centre Pvt. Ltd.    INDIA    CID002852

Gold

   Augmont Enterprises Private Limited    INDIA    CID003461

Gold

   Alexy Metals    UNITED STATES OF AMERICA    CID003500

Gold

   WEEEREFINING    FRANCE    CID003615

Gold

   C.I Metales Procesados Industriales SAS    COLOMBIA    CID003421

Gold

   Sancus ZFS (L’Orfebre, SA)    COLOMBIA    CID003529

Gold

   Emerald Jewel Industry India Limited (Unit 2)    INDIA    CID003488

Gold

   Morris and Watson    NEW ZEALAND    CID002282

Gold

   Emerald Jewel Industry India Limited (Unit 1)    INDIA    CID003487

Gold

   Emerald Jewel Industry India Limited (Unit 4)    INDIA    CID003490

Gold

   Kundan Care Products Ltd.    INDIA    CID003463

Gold

   Metallix Refining Inc.    UNITED STATES OF AMERICA    CID003557

Gold

   Emerald Jewel Industry India Limited (Unit 3)    INDIA    CID003489

Gold

   International Precious Metal Refiners    UNITED ARAB EMIRATES    CID002562

Gold

   MD Overseas    INDIA    CID003548

Gold

   Daye Non-Ferrous Metals Mining Ltd.    CHINA    CID000343

Gold

   Kazakhmys Smelting LLC    KAZAKHSTAN    CID000956

Gold

   JALAN & Company    INDIA    CID002893

Gold

   Lingbao Jinyuan Tonghui Refinery Co., Ltd.    CHINA    CID001058

 

11


Metal

  

Smelter Name

  

Country

  

Smelter ID

Gold

   Shenzhen Zhonghenglong Real Industry Co., Ltd.    CHINA    CID002527

Gold

   Dijllah Gold Refinery FZC    UNITED ARAB EMIRATES    CID003348

Gold

   K.A. Rasmussen    NORWAY    CID003497

Gold

   Guangdong Jinding Gold Limited    CHINA    CID002312

Gold

   Caridad    MEXICO    CID000180

Gold

   State Research Institute Center for Physical Sciences and Technology    LITHUANIA    CID003153

Gold

   Fujairah Gold FZC    UNITED ARAB EMIRATES    CID002584

Gold

   Sai Refinery    INDIA    CID002853

Gold

   Hunan Chenzhou Mining Co., Ltd.    CHINA    CID000767

Gold

   CGR Metalloys Pvt Ltd.    INDIA    CID003382

Gold

   Tongling Nonferrous Metals Group Co., Ltd.    CHINA    CID001947

Gold

   QG Refining, LLC    UNITED STATES OF AMERICA    CID003324

Gold

   Kyshtym Copper-Electrolytic Plant ZAO    RUSSIAN FEDERATION    CID002865

Gold

   Guoda Safina High-Tech Environmental Refinery Co., Ltd.    CHINA    CID000651

Gold

   Shandong Humon Smelting Co., Ltd.    CHINA    CID002525

Gold

   Shirpur Gold Refinery Ltd.    INDIA    CID002588

Gold

   Sovereign Metals    INDIA    CID003383

Gold

   Super Dragon Technology Co., Ltd.    TAIWAN, PROVINCE OF CHINA    CID001810

Gold

   Gold Coast Refinery    GHANA    CID003186

Gold

   Luoyang Zijin Yinhui Gold Refinery Co., Ltd.    CHINA    CID001093

Gold

   Yunnan Copper Industry Co., Ltd.    CHINA    CID000197

Gold

   Sudan Gold Refinery    SUDAN    CID002567

Gold

   Penglai Penggang Gold Industry Co., Ltd.    CHINA    CID001362

Gold

   Shandong Tiancheng Biological Gold Industrial Co., Ltd.    CHINA    CID001619

Gold

   Lingbao Gold Co., Ltd.    CHINA    CID001056

Gold

   Atasay Kuyumculuk Sanayi Ve Ticaret A.S.    TURKEY    CID000103

Gold

   Hangzhou Fuchunjiang Smelting Co., Ltd.    CHINA    CID000671

Gold

   Great Wall Precious Metals Co., Ltd. of CBPM    CHINA    CID001909

Gold

   Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.    CHINA    CID000773

Gold

   Refinery of Seemine Gold Co., Ltd.    CHINA    CID000522

Gold

   Degussa Sonne / Mond Goldhandel GmbH    GERMANY    CID002867

Tin

   PT Bukit Timah    INDONESIA    CID001428

Tin

   PT Timah Nusantara    INDONESIA    CID001486

Tin

   CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda    BRAZIL    CID003486

Tin

   Super Ligas    BRAZIL    CID002756

Tin

   PT Sukses Inti Makmur    INDONESIA    CID002816

Tin

   PT Mitra Sukses Globalindo    INDONESIA    CID003449

Tin

   PT Masbro Alam Stania    INDONESIA    CID003380

Tin

   PT Aries Kencana Sejahtera    INDONESIA    CID000309

Tin

   CV Venus Inti Perkasa    INDONESIA    CID002455

Tin

   PT Tommy Utama    INDONESIA    CID001493

Tin

   PT Tirus Putra Mandiri    INDONESIA    CID002478

 

12


Metal

  

Smelter Name

  

Country

  

Smelter ID

Tin

   VQB Mineral and Trading Group JSC    VIET NAM    CID002015

Tin

   Pongpipat Company Limited    MYANMAR    CID003208

Tin

   Gejiu City Fuxiang Industry and Trade Co., Ltd.    CHINA    CID003410

Tin

   PT Belitung Industri Sejahtera    INDONESIA    CID001421

Tin

   PT Panca Mega Persada    INDONESIA    CID001457

Tin

   Nghe Tinh Non-Ferrous Metals Joint Stock Company    VIET NAM    CID002573

Tin

   Tuyen Quang Non-Ferrous Metals Joint Stock Company    VIET NAM    CID002574

Tin

   An Vinh Joint Stock Mineral Processing Company    VIET NAM    CID002703

Tungsten

   Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.    CHINA    CID002313

Tungsten

   OOO “Technolom” 1    RUSSIAN FEDERATION    CID003614

Tungsten

   Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.    BRAZIL    CID003427

Tungsten

   OOO “Technolom” 2    RUSSIAN FEDERATION    CID003612

Tungsten

   NPP Tyazhmetprom LLC    RUSSIAN FEDERATION    CID003416

Tungsten

   CNMC (Guangxi) PGMA Co., Ltd.    CHINA    CID000281

Tungsten

   LLC Vostok    RUSSIAN FEDERATION    CID003643

Tungsten

   Artek LLC    RUSSIAN FEDERATION    CID003553

 

13


LOGO

Table 3

SMELTERS AND REFINERS NOT RMAP CONFORMANT

Based on our due diligence process and the information received from our suppliers, the following facilities were identified by Motorola Solutions suppliers using the CMRT responses collected through April, 2022. The identified smelters/refiners have been confirmed as legitimate smelters/refiners not currently conformant to the relevant RMAP standard by the RMI as of March 30, 2022.

 

Metal

  

Smelter Name

  

Country

  

Smelter ID

Gold

   OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)    RUSSIAN FEDERATION    CID001326

Gold

   Abington Reldan Metals, LLC    UNITED STATES OF AMERICA    CID002708

Gold

   SOE Shyolkovsky Factory of Secondary Precious Metals    RUSSIAN FEDERATION    CID001756

Gold

   Kyrgyzaltyn JSC    KYRGYZSTAN    CID001029

Gold

   Prioksky Plant of Non-Ferrous Metals    RUSSIAN FEDERATION    CID001386

Gold

   Modeltech Sdn Bhd    MALAYSIA    CID002857

Gold

   Moscow Special Alloys Processing Plant    RUSSIAN FEDERATION    CID001204

Gold

   JSC Novosibirsk Refinery    RUSSIAN FEDERATION    CID000493

Gold

   JSC Uralelectromed    RUSSIAN FEDERATION    CID000929

Gold

   AU Traders and Refiners    SOUTH AFRICA    CID002850

Tin

   Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company    VIET NAM    CID002572

Tin

   Gejiu Kai Meng Industry and Trade LLC    CHINA    CID000942

Tin

   Modeltech Sdn Bhd    MALAYSIA    CID002858

Tin

   Precious Minerals and Smelting Limited    INDIA    CID003409

Tin

   Dongguan CiEXPO Environmental Engineering Co., Ltd.    CHINA    CID003356

Tin

   Yunnan Yunfan Non-ferrous Metals Co., Ltd.    CHINA    CID003397

 

14


APPENDIX I – Countries of Origin

The information provided in this Appendix I is based on the RMI Country of Origin database and smelter information collected from Motorola Solutions suppliers.

 

Country     

Argentina

   Mongolia

Australia

   Mozambique

Austria

   Myanmar

Belgium

   Namibia

Benin

   Niger

Bolivia (Plurinational State of)

   Nigeria

Brazil

   Peru

Burundi

   Philippines

Canada

   Portugal

China

   Russian Federation

Colombia

   Rwanda

Congo, Democratic Republic of the

   Sierra Leone

Ecuador

   South Africa

Eritrea

   South Korea

Ethiopia

   Spain

France

   Swaziland

Germany

   Sweden

Ghana

   Taiwan

Guinea

   Tanzania

Guyana

   Thailand

India

   Uganda

Indonesia

   United Kingdom of Great Britain and Northern Ireland

Japan

   United States of America

Kazakhstan

   Uzbekistan

Krygyzstan

   Vietnam

Laos

   Zimbabwe

Madagascar

  

Malaysia

  

Mexico

  

 

15