SCHEDULE 13G/A 0000092230 XXXXXXXX LIVE 2 DOMESTIC PREFERREDS 06/30/2025 0001377936 SARATOGA INVESTMENT CORP. 80349A505 535 MADISON AVENUE NEW YORK NY 10022 Rule 13d-1(b) TRUIST FINANCIAL CORP NC 0.00 0.00 0.00 0.00 0.00 0.0 IA HC Filing completed as part of internal effort to remediate filings not previously submitted. Current ownership is less than 5% and the CUSIP was called on 8/31/2021. Filing of less than 5% ownership should have been submitted in 2021. SARATOGA INVESTMENT CORP. 535 MADISON AVENUE, NEW YORK, NEW YORK, 10022. Truist Financial Corporation as Parent Holding Company for Truist Advisory Services, Inc. an affiliated Registered Investment Advisor 214 North Tryon Street Charlotte, NC 28202 Truist Financial Corporation is a North Carolina Corporation; Truist Advisory Services, Inc. is a Delaware Corporation N IA HC 0 0 0 0 0 0 Y Y Y Y Y N By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11. TRUIST FINANCIAL CORP Edward M. Kwiatkowski 07/02/2025