| T1A(i) | (4) | Copy of the Amended and Restated Articles of Association of HSBC Bank USA, National Association and as amended and restated as of November 7, 2022. | ||||||
| T1A(ii) | (2) | Certificate of the Comptroller of the Currency dated July 1, 2004 as to the authority of HSBC Bank USA, National Association to commence business. | ||||||
| T1A(iii) | (1) | OCC Certification of Fiduciary Powers dated February 20, 2019 for HSBC Bank USA, National Association | ||||||
| T1A(iv) | (4) | Copy of the existing By-Laws of HSBC Bank USA, National Association. | ||||||
| T1A(v) | Not applicable. | |||||||
| T1A(vi) | (3) | Consent of HSBC Bank USA, National Association required by Section 321(b) of the Trust Indenture Act of 1939. | ||||||
| T1A(vii) | Copy of the latest report of condition of the trustee (March 31, 2023), published pursuant to law or the requirement of its supervisory or examining authority. | |||||||
| T1A(viii) | Not applicable. | |||||||
| T1A(ix) | Not applicable. | |||||||
| ASSETS | Dollar Amounts In Thousands | ||||
| Cash and balances due from depository institutions: | |||||
| Noninterest-bearing balances and currency and coin | $921,919 | ||||
| Interest-bearing balances | $22,821,907 | ||||
| Securities: | |||||
Held-to-maturity securities | $10,551,798 | ||||
| Available-for-sale debt securities | $26,725,544 | ||||
Equity securities with readily determinable fair value not held for trading | $120,552 | ||||
Federal funds sold and securities purchased under agreements to resell: | |||||
Federal funds sold in domestic offices | $0 | ||||
| Securities purchased under agreements to resell | $21,721,039 | ||||
| Loans and lease financing receivables: | |||||
| Loans and leases held for sale | $448,048 | ||||
| Loans and leases, held for investment | $57,737,446 | ||||
| LESS: Allowance for loan and lease losses | $570,815 | ||||
| Loans and leases held for investment, net of allowance | $57,166,631 | ||||
| Trading assets | $17,581,228 | ||||
| Premises and fixed assets (including capitalized leases) | $187,877 | ||||
| Other real estate owned | $1,655 | ||||
| Investments in unconsolidated subsidiaries and associated companies | $8,801 | ||||
| Direct and indirect investments in real estate ventures | $0 | ||||
| Intangible assets | $478,880 | ||||
| Other assets | $5,755,982 | ||||
| Total assets | $164,491,861 | ||||
| LIABILITIES | |||||
| Deposits: | |||||
| In domestic offices | $132,679,109 | ||||
| Noninterest-bearing | $38,093,134 | ||||
| Interest-bearing | $94,585,975 | ||||
| In foreign offices, Edge and Agreement subsidiaries, and IBFs | $5,254,558 | ||||
| Noninterest-bearing | $0 | ||||
| Interest-bearing | $5,254,558 | ||||
| Federal funds purchased and securities sold under agreements to repurchase: | |||||
| Federal funds purchased in domestic offices | $0 | ||||
| Securities sold under agreements to repurchase | $0 | ||||
| Dollar Amounts In Thousands | |||||
| Trading liabilities | $2,243,418 | ||||
| Other borrowed money | |||||
| (includes mortgage indebtedness and obligations under capitalized leases) | $3,204,981 | ||||
| Subordinated notes and debentures | $1,433,974 | ||||
| Other liabilities | $3,170,283 | ||||
| Total liabilities | $147,986,323 | ||||
| EQUITY CAPITAL | |||||
| Perpetual preferred stock and related surplus | $1,500,000 | ||||
| Common stock | $2,001 | ||||
| Surplus (exclude all surplus related to preferred stock) | $13,031,441 | ||||
| Retained earnings | $4,228,729 | ||||
| Accumulated other comprehensive income | -$2,256,633 | ||||
| Other equity capital components | $0 | ||||
| Total bank equity capital | $16,505,538 | ||||
| Noncontrolling (minority) interests in consolidated subsidiaries | $0 | ||||
| Total equity capital | $16,505,538 | ||||
| Total liabilities, and equity capital | $164,491,861 | ||||