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1
Ellsworth
Growth
and
Income
Fund
Ltd.
Schedule
of
Investments
June
30,
2025
(Unaudited)
Principal
Amount
Market
Value
CONVERTIBLE
CORPORATE
BONDS
 —
70.2%
Automotive:
Parts
and
Accessories
 —
0.5%
$
1,000,000‌
Rivian
Automotive
Inc.,
4.625%,
03/15/29
...............
$
1,019,375‌
Business
Services
 —
0.4%
700,000‌
Mirion
Technologies
Inc.,
0.250%,
06/01/30
...............
808,850‌
Communications
Equipment
 —
2.3%
900,000‌
CyberArk
Software
Ltd.,
Zero
Coupon,
06/15/30
...........
927,000‌
2,200,000‌
Lumentum
Holdings
Inc.,
1.500%,
12/15/29
...............
3,379,200‌
4,306,200‌
Computer
Software
and
Services
 —
13.1%
Akamai
Technologies
Inc.
2,500,000‌
1.125%,
02/15/29
...............
2,378,750‌
2,000,000‌
0.250%,
05/15/33
...............
2,075,000‌
375,000‌
Bitdeer
Technologies
Group,
4.875%,
07/01/31
...............
362,625‌
2,000,000‌
Box
Inc.,
1.500%,
09/15/29
...............
2,065,000‌
2,500,000‌
CSG
Systems
International
Inc.,
3.875%,
09/15/28
...............
2,828,750‌
1,500,000‌
Nutanix
Inc.,
0.500%,
12/15/29
...............
1,703,542‌
1,100,000‌
Pagaya
Technologies
Ltd.,
6.125%,
10/01/29
...............
1,953,050‌
890,000‌
PAR
Technology
Corp.,
1.000%,
01/15/30
...............
891,669‌
3,500,000‌
Parsons
Corp.,
2.625%,
03/01/29
...............
3,738,000‌
3,200,000‌
Progress
Software
Corp.,
3.500%,
03/01/30
...............
3,716,800‌
900,000‌
Snowflake
Inc.,
Zero
Coupon,
10/01/29
...........
1,402,087‌
3,170,000‌
Veritone
Inc.,
1.750%,
11/15/26
...............
1,331,400‌
24,446,673‌
Consumer
Services
 —
3.1%
2,000,000‌
Live
Nation
Entertainment
Inc.,
2.875%,
01/15/30
...............
2,180,000‌
550,000‌
MakeMyTrip
Ltd.,
Zero
Coupon,
07/01/30
...........
587,535‌
2,140,000‌
Uber
Technologies
Inc.,
Ser.
2028,
0.875%,
12/01/28
...............
3,063,410‌
5,830,945‌
Principal
Amount
Market
Value
Diversified
Industrial
 —
0.4%
$
750,000‌
Enovix
Corp.,
3.000%,
05/01/28
...............
$
726,750‌
Energy
and
Utilities
 —
15.4%
Array
Technologies
Inc.
2,926,000‌
1.000%,
12/01/28
...............
2,328,193‌
800,000‌
2.875%,
07/01/31
...............
793,436‌
2,600,000‌
Bloom
Energy
Corp.,
3.000%,
06/01/28
...............
3,851,900‌
2,000,000‌
CMS
Energy
Corp.,
3.375%,
05/01/28
...............
2,131,000‌
1,000,000‌
FirstEnergy
Corp.,
3.875%,
01/15/31
...............
1,014,000‌
2,000,000‌
Fluor
Corp.,
1.125%,
08/15/29
...............
2,626,500‌
5,200,000‌
Nabors
Industries
Inc.,
1.750%,
06/15/29
...............
3,003,000‌
3,600,000‌
Northern
Oil
&
Gas
Inc.,
3.625%,
04/15/29
...............
3,766,500‌
3,000,000‌
PPL
Capital
Funding
Inc.,
2.875%,
03/15/28
...............
3,247,658‌
2,500,000‌
TXNM
Energy
Inc.,
5.750%,
06/01/54
...............
3,251,555‌
2,450,000‌
WEC
Energy
Group
Inc.,
4.375%,
06/01/29
...............
2,833,425‌
28,847,167‌
Entertainment
 —
1.1%
1,500,000‌
Liberty
Media
Corp.-Liberty
Formula
One,
2.250%,
08/15/27
...............
1,997,250‌
Financial
Services
 —
9.3%
3,850,000‌
Cardlytics
Inc.,
4.250%,
04/01/29
...............
1,550,587‌
3,000,000‌
Cleanspark
Inc.,
Zero
Coupon,
06/15/30
...........
2,950,986‌
1,600,000‌
Coinbase
Global
Inc.,
0.250%,
04/01/30
...............
2,096,800‌
2,000,000‌
Galaxy
Digital
Holdings
LP,
2.500%,
12/01/29
...............
2,460,005‌
1,500,000‌
Oddity
Finance
LLC,
Zero
Coupon,
06/15/30
...........
1,630,596‌
1,150,000‌
Riot
Platforms
Inc.,
0.750%,
01/15/30
...............
1,196,000‌
1,500,000‌
SoFi
Technologies
Inc.,
1.250%,
03/15/29
...............
3,058,350‌
2,000,000‌
Vertex
Inc.,
0.750%,
05/01/29
...............
2,401,036‌
17,344,360‌
2
Ellsworth
Growth
and
Income
Fund
Ltd.
Schedule
of
Investments
(Continued)
June
30,
2025
(Unaudited)
Principal
Amount
Market
Value
CONVERTIBLE
CORPORATE
BONDS
(Continued)
Health
Care
 —
11.8%
$
1,000,000‌
Alnylam
Pharmaceuticals
Inc.,
1.000%,
09/15/27
...............
$
1,301,500‌
2,000,000‌
ANI
Pharmaceuticals
Inc.,
2.250%,
09/01/29
...............
2,269,065‌
2,500,000‌
Bridgebio
Pharma
Inc.,
1.750%,
03/01/31
...............
2,921,250‌
3,275,000‌
Evolent
Health
Inc.,
3.500%,
12/01/29
...............
2,795,715‌
1,950,000‌
Exact
Sciences
Corp.,
2.000%,
03/01/30
...............
1,979,250‌
2,400,000‌
Integer
Holdings
Corp.,
1.875%,
03/15/30
...............
2,505,600‌
1,015,000‌
Invacare
Corp.,
Escrow,
Zero
Coupon,
05/08/28(a)
.........
0‌
2,150,000‌
Jazz
Investments
I
Ltd.,
3.125%,
09/15/30
...............
2,289,750‌
1,250,000‌
Pacira
BioSciences
Inc.,
2.125%,
05/15/29
...............
1,226,510‌
3,400,000‌
Sarepta
Therapeutics
Inc.,
1.250%,
09/15/27
...............
2,456,500‌
1,000,000‌
TransMedics
Group
Inc.,
1.500%,
06/01/28
...............
1,605,838‌
21,350,978‌
Metals
and
Mining
 —
2.0%
2,150,000‌
MP
Materials
Corp.,
3.000%,
03/01/30
...............
3,731,325‌
Real
Estate
Investment
Trusts
 —
3.7%
3,000,000‌
Digital
Realty
Trust
LP,
1.875%,
11/15/29
...............
3,161,700‌
3,000,000‌
Redfin
Corp.,
0.500%,
04/01/27
...............
2,707,796‌
1,000,000‌
Redwood
Trust
Inc.,
7.750%,
06/15/27
...............
990,487‌
6,859,983‌
Retail
 —
1.6%
2,300,000‌
Alibaba
Group
Holding
Ltd.,
0.500%,
06/01/31
...............
2,941,296‌
Security
Software
 —
0.2%
380,000‌
Cloudflare
Inc.,
Zero
Coupon,
06/15/30
...........
410,970‌
Semiconductors
 —
4.4%
500,000‌
Impinj
Inc.,
1.125%,
05/15/27
...............
624,581‌
3,000,000‌
indie
Semiconductor
Inc.,
3.500%,
12/15/29
...............
2,752,500‌
Principal
Amount
Market
Value
$
2,500,000‌
MKS
Inc.,
1.250%,
06/01/30
...............
$
2,476,250‌
1,750,000‌
OSI
Systems
Inc.,
2.250%,
08/01/29
...............
2,378,250‌
8,231,581‌
Telecommunications
 —
0.9%
1,250,000‌
Applied
Digital
Corp.,
2.750%,
06/01/30
...............
1,626,949‌
TOTAL
CONVERTIBLE
CORPORATE
BONDS
....................
131,230,652‌
CORPORATE
BONDS
 —
0.5%
Health
Care
 —
0.5%
1,000,000‌
ITRACHEALTH
Corp.
8.00
6/30/27
CVT(PP),
8.000%,
06/30/27
...............
1,000,000‌
Shares
CONVERTIBLE
PREFERRED
STOCKS
 —
0.1%
Business
Services
 —
0.0%
809,253‌
Amerivon
Holdings
LLC,
4.000%(a)
....................
0‌
272,728‌
Amerivon
Holdings
LLC,
common
equity
units
(a)
..........................
3‌
3‌
Health
Care
 —
0.1%
31,218‌
Invacare
Holdings
Corp.,
Ser.
A,
9.000%(a)
....................
187,308‌
TOTAL
CONVERTIBLE
PREFERRED
STOCKS
...................
187,311‌
MANDATORY
CONVERTIBLE
SECURITIES(b)
 —
10.5%
Aerospace
and
Defense
 —
0.9%
25,050‌
The
Boeing
Co.,
6.000%,
10/15/27
...............
1,703,400‌
Computer
Software
and
Services
 —
1.8%
57,000‌
Hewlett
Packard
Enterprise
Co.,
7.625%,
09/01/27
...............
3,356,160‌
Diversified
Industrial
 —
1.0%
29,606‌
Chart
Industries
Inc.,
Ser.
B,
6.750%,
12/15/25
...............
1,788,202‌
Energy
and
Utilities
 —
1.2%
50,000‌
NextEra
Energy
Inc.,
7.234%,
11/01/27
...............
2,212,500‌
Financial
Services
 —
2.5%
47,000‌
Ares
Management
Corp.,
Ser.
B,
6.750%,
10/01/27
...............
2,491,000‌
3
Ellsworth
Growth
and
Income
Fund
Ltd.
Schedule
of
Investments
(Continued)
June
30,
2025
(Unaudited)
Shares
Market
Value
MANDATORY
CONVERTIBLE
SECURITIES(b)
(Continued)
Financial
Services
(Continued)
18,000‌
KKR
&
Co.
Inc.,
Ser.
D,
6.250%,
03/01/28
...............
$
964,800‌
10,698‌
Shift4
Payments
Inc.,
6.000%,
05/01/28
...............
1,232,410‌
4,688,210‌
Health
Care
 —
1.3%
30,000‌
BrightSpring
Health
Services
Inc.,
6.750%,
02/01/27
...............
2,476,500‌
Semiconductors
 —
1.8%
51,500‌
Microchip
Technology
Inc.,
7.500%,
03/15/28
...............
3,431,960‌
TOTAL
MANDATORY
CONVERTIBLE
SECURITIES
................
19,656,932‌
COMMON
STOCKS
 —
14.6%
Business
Services
 —
0.5%
13,000‌
PayPal
Holdings
Inc.†
..............
966,160‌
Computer
Software
and
Services
 —
1.9%
7,000‌
Microsoft
Corp.
..................
3,481,870‌
Entertainment
 —
0.8%
12,500‌
The
Walt
Disney
Co.
...............
1,550,125‌
Health
Care
 —
0.0%
13,970‌
Invacare
Holdings
Corp.†(a)
..........
0‌
Real
Estate
Investment
Trusts
 —
4.6%
10,000‌
American
Tower
Corp.
..............
2,210,200‌
16,100‌
Crown
Castle
Inc.
.................
1,653,953‌
4,000‌
Equinix
Inc.
.....................
3,181,880‌
7,000‌
SBA
Communications
Corp.
..........
1,643,880‌
8,689,913‌
Semiconductors
 —
2.8%
19,080‌
Broadcom
Inc.
...................
5,259,402‌
Telecommunications
 —
4.0%
60,000‌
AT&T
Inc.
.......................
1,736,400‌
14,619‌
T-Mobile
US
Inc.
..................
3,483,123‌
50,000‌
Verizon
Communications
Inc.
.........
2,163,500‌
7,383,023‌
TOTAL
COMMON
STOCKS
.........
27,330,493‌
Principal
Amount
Market
Value
U.S.
GOVERNMENT
OBLIGATIONS
 —
4.1%
$
7,755,000‌
U.S.
Treasury
Bills,
4.229%
to
4.308%††,
08/07/25
to
09/25/25
......................
$
7,699,198‌
TOTAL
INVESTMENTS
100.0%
....
(Cost
$158,246,066)
.............
$
187,104,586‌
(a)
Security
is
valued
using
significant
unobservable
inputs
and
is
classified
as
Level
3
in
the
fair
value
hierarchy.
(b)
Mandatory
convertible
securities
are
required
to
be
converted
on
the
dates
listed;
they
generally
may
be
converted
prior
to
these
dates
at
the
option
of
the
holder.
Non-income
producing
security.
††
Represents
annualized
yields
at
dates
of
purchase.