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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person* GARNICK ROBERT L (Last) (First) (Middle) C/O PATRIOT SCIENTIFIC CORPORATION 2038 CORTE DEL NOGAL, SUITE 141 (Street) CARLSBAD CA 92011 (City) (State) (Zip)	2. Date of Event Requiring Statement (Month/Day/Year) 08/21/2020	3. Issuer Name and Ticker or Trading Symbol PATRIOT SCIENTIFIC CORP [ PTSC ]
		4. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director 10% Owner Officer (give title below) Other (specify below)	5. If Amendment, Date of Original Filed (Month/Day/Year)
			6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Series A Convertible Voting Preferred Stock	(1)(2)	(1)(2)	Series A Convertible Voting Preferred Stock	35,000	(1)(2)	D

Explanation of Responses:

1. On August 19, 2020, Patriot Scientific Corporation ("Patriot"), entered into a stock purchase agreement (the "Stock Purchase Agreement") among Patriot, PTSC Sub One Inc., a Delaware corporation (as "Buyer" and together with Patriot, the "Buyer Parties"), Mosaic ImmunoEngineering Inc., a Delaware corporation (the "Target"), and certain stockholders of the Target set for therein (as "Sellers"), and together with the Target and Sellers, the "Seller Parties") pursuant to which, Buyer purchased from Sellers 630,000 shares of its Class A common stock ("Class A Stock"), par value $0.0001 per share. On August 21, 2020, the Closing Date, in exchange for the Class A Stock, the holders of the Class A Stock received 630,000 shares of the Patriot's preferred stock designated as Series A Convertible Voting Preferred Stock.

2. Each share of the Series A Convertible Voting Preferred Stock; shall (a) convert into 5,097.053 shares of common stock of the Parent, (b) possess full voting rights, on an as-converted basis, as the common stock of the Parent, and (c) have no dividend rate. Dr. Garnick, as one of the Sellers, was issued 35,000 shares of Series A Convertible Voting Preferred Stock of Patriot under the Stock Purchase Agreement.

	/s/ Robert Garnick	08/31/2020
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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