X0203 0001354457 Nasdaq Stock Market LLC 0000850261 Sorrento Therapeutics, Inc. 001-36150

6042 Cornerstone Ct. Suite B San Diego CA CALIFORNIA 92121

(858) 245-8489 Common Stock 17 CFR 240.12d2-2(b) Aravind Menon Hearings Advisor 2023-04-12