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Exhibit 1.01
Patterson-UTI Energy, Inc.
Conflict Minerals Report
For the Year Ended December 31, 2024
This Conflict Minerals Report (the “Report”) for the reporting period ended December 31, 2024 is presented by Patterson-UTI Energy, Inc. and its consolidated subsidiaries (“we”, “us” or the “Company”) to comply with Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934, as amended (the “Rule”).
I. Introduction
The Company’s Business
The Company is a Houston, Texas-based leading provider of drilling and completion services to oil and natural gas exploration and production companies in the United States and other select countries, including contract drilling services, integrated well completion services and directional drilling services in the United States, and specialized drill bit solutions in the United States, Middle East and many other regions around the world. Certain of the Company’s subsidiaries manufacture and sell products for which compliance with the Rule was required for the period covered by this Report, as follows:
•Current Power Solutions, Inc. (“Current Power”), manufactures and sells electronic controls to the energy, marine and mining industries in North America and other select markets.
•Warrior Rig Technologies US LLC (“Warrior”), manufactures and sells pipe handling components and related technology to drilling contractors.
•The wireline business of NexTier Completion Solutions Inc. (“NexTier”), provides wireline services, including the manufacture and sale of addressable wireline switches to third parties.
•Mobile Data Technologies Ltd. (“MDT”) manufactures and sells data control instruments used in fracturing operations to third parties.
Products Covered by This Report
This Report relates to the products that were manufactured or contracted to be manufactured for the period covered by this Report; and that contained gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives, which are limited to tantalum, tin and tungsten (“3TG”), that may be considered necessary to the functionality or production of such products, and that we had reason to believe may have originated in the Democratic Republic of the Congo and adjoining countries (“Covered Countries”) and may not have come from recycled or scrap sources.
For the period covered by this Report, these product(s) are:
•with respect to Current Power, electrical apparatuses, which includes panel boards, switch boards, control boxes, and other components of assembled electrical apparatuses;
•with respect to Warrior, components related to top drives, variable frequency drives and hydraulic power units;
•With respect to NexTier, addressable wireline switches; and
•with respect to MDT, data control instruments (collectively, the “Covered Products”).
As described below, although Current Power, Warrior, NexTier and MDT (the “Subsidiaries”) do not directly purchase 3TG from mines, smelters, or refiners, nor make direct purchases of any minerals in the Covered Countries, the Subsidiaries purchase certain components and products that may contain metal, some of which may contain 3TG. These components and products are incorporated into the Covered Products and, therefore, the Covered Products are subject to the reporting obligations of the Rule. This Report covers all of the Covered Products together.
II. Due Diligence Design and Process
Our conflict minerals program is designed to conform, in all material respects, to the Organisation for Economic Co-operation and Development (the “OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and related Supplements on Tin, Tantalum, Tungsten and on Gold (the “OECD Guidance”). In accordance with the OECD Guidance, we took the following measures as part of our due diligence process.
The Company has adopted a policy relating to Conflict Minerals (the “Company Policy”), which is available at https://investor.patenergy.com/Investors/governance/Corporate-Governance/. For humanitarian reasons, the Company’s goal is to achieve responsible sourcing of materials, products, and components necessary to the functionality of the products that it manufactures or contracts to manufacture. We have also asked our suppliers to cooperate with us as we comply with the Rule, and expect them to ask their suppliers to do the same.
As downstream companies, the Subsidiaries’ supply chains with respect to the Covered Products are complex. There are many third parties in the Subsidiaries’ supply chains with respect to the Covered Products between the ultimate manufacture of the Covered Products and the original sources of 3TG. The Subsidiaries do not directly purchase 3TG from mines, smelters, or refiners nor make direct purchases of any minerals in the Covered Countries, although the Subsidiaries purchase certain components and products that contain metal, some of which may contain 3TG. The majority of the Subsidiaries’ suppliers of these components and products are several steps removed from smelters and mines, purchasing their components and products from suppliers who are also removed from direct interaction with smelters, refiners and mines. The Company must rely on the Subsidiaries’ suppliers to provide information regarding the origin of 3TG that are included in the Covered Products. Moreover, the Company believes that the smelters and refiners (“SORs”) of the 3TG are best situated to identify the sources of 3TG, and therefore, has
taken steps to identify the applicable SORs of 3TG in the Subsidiaries’ supply chains, when possible.
The Company’s established due diligence process is designed to identify the source of any 3TG contained in its products. The Company’s due diligence process is an ongoing process carried out by a team of employees from the Company’s legal department and the Subsidiaries’ supply chain management and procurement departments. The team conducted an assessment to determine (1) which products are Covered Products, and (2) what suppliers supplied components used in the Covered Products. Once the Covered Products were identified, the team generated a list of relevant suppliers of such products.
The Company engaged an independent third-party consultant to engage with the relevant suppliers. All of the relevant suppliers were contacted through written communication making the suppliers aware of the Company’s policies regarding 3TG and requesting that the suppliers complete and return the Responsible Minerals Initiative (“RMI”) Conflict Mineral Reporting Template CMRT (“CMRT”).
Our third-party consultant reviewed and evaluated the responses that we received from suppliers for completeness and accuracy and engaged in follow-up communications with suppliers when information provided by the suppliers appeared to be incomplete and when suppliers failed to respond within a reasonable period of time. Where a supplier was unable to provide a CMRT, our third-party consultant requested information on its suppliers of products or components which may require 3TG for their production or functionality (“Tier 2 suppliers”). When contact information was provided, Tier 2 and beyond suppliers were contacted via email or phone to attempt to build a chain-of-custody back to the 3TG SORs.
For those supply chains with SORs that were known or thought to be sourcing from the Covered Countries, additional investigation was needed to determine the source and chain-of-custody of the 3TG. Our third-party consultant relied on the following internationally accepted audit standards to determine which SORs are considered “DRC Conflict Free”: the Responsible Minerals Assurance Process (RMAP), the London Bullion Market Association Good Delivery Program and the Responsible Jewellery Council Chain-of-Custody Certification. Our third-party consultant is an official vendor member of the Responsible Minerals Initiative (RMI) to further facilitate the exchange of supply chain data and technical information in the quest for global ethical sourcing of materials. This membership provided our third-party consultant access to the following working groups: Engage with the CMRT Development Team, Smelter Engagement Team, Smelter Data Management Team, RMI Stakeholders Call, and RMI Plenary.
As indicated in the Form SD, this Report is publicly available on our website at
https://investor.patenergy.com/Investors/financials/sec-filings/default.aspx.
III. Due Diligence Results
Based on the information obtained pursuant to the due diligence process, the Company does not have sufficient information with respect to the Covered Products to determine whether the 3TG in the Covered Products was sourced through a supply chain that benefitted armed groups in the Covered Countries.
The due diligence process identified over 5,000 components and products requiring assessment. These components and products were supplied to the Subsidiaries by 334 suppliers. We sent the CMRT to all of these suppliers, and we received responses from 28% of these suppliers.
Of the supplier responses, we have identified 366 smelters and refineries unique to each of the 3TG as potential sources of the 3TG in our products, of which 246 have reportedly received a compliant designation from the RMI, 3 are listed as Active, and 117 are not listed or unknown. A list of the 366 smelters identified is attached to this report. Because many of the suppliers provided information with respect to their entire supply chain, rather than specifically for the components and products supplied to the Subsidiaries, we are unable to validate the accuracy of this list.
Given the nature of the Subsidiaries’ supply chains and the need to rely upon suppliers to identify sources of 3TG in Covered Products, it has not been practical for the Company to identify specific mines or locations of origin of such 3TG. Even those suppliers who can identify particular smelters associated with their products may not have information regarding the mines from which the smelters obtain the ores used to produce the minerals, or have the ability to trace specific supplies from the smelters to the Covered Products.
IV. Future Steps to Mitigate Risk
We will continue our supply chain due diligence efforts and engagement with suppliers to identify sources of conflict minerals in order to further mitigate the risk that 3TG in our products could benefit armed groups in the Covered Countries.
Attachment
| | | | | | | | | | | |
| Metal | Smelter Name | Smelter Country | Status |
| Gold | 8853 S.p.A. | Italy | Compliant |
| Gold | ABC Refinery Pty Ltd. | Australia | Compliant |
| Gold | Abington Reldan Metals, LLC | United States of America | Compliant |
| Gold | Advanced Chemical Company | United States of America | Compliant |
| Gold | African Gold Refinery(1) | Uganda | Unknown/Not Listed |
| Gold | Agosi AG | Germany | Compliant |
| Gold | Aida Chemical Industries Co., Ltd. | Japan | Compliant |
| Gold | Al Etihad Gold Refinery DMCC | United Arab Emirates | Compliant |
| Gold | Albino Mountinho Lda. | Portugal | Unknown/Not Listed |
| Gold | Alexy Metals | United States of America | Unknown/Not Listed |
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | Uzbekistan | Compliant |
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao | Brazil | Compliant |
| Gold | Argor-Heraeus S.A. | Switzerland | Compliant |
| Gold | ASAHI METALFINE, Inc. | Japan | Compliant |
| Gold | Asahi Refining Canada Ltd. | Canada | Compliant |
| Gold | Asahi Refining USA Inc. | United States of America | Compliant |
| Gold | Asaka Riken Co., Ltd. | Japan | Compliant |
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | Turkey | Unknown/Not Listed |
| Gold | Attero Recycling Pvt Ltd | India | Unknown/Not Listed |
| Gold | AU Traders and Refiners | South Africa | Unknown/Not Listed |
| Gold | Augmont Enterprises Private Limited | India | Unknown/Not Listed |
| Gold | Aurubis AG | Germany | Compliant |
| Gold | Bangalore Refinery | India | Active |
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Philippines | Compliant |
| Gold | Boliden Ronnskar | Sweden | Compliant |
| Gold | C. Hafner GmbH + Co. KG | Germany | Compliant |
| Gold | Caridad | Mexico | Unknown/Not Listed |
| Gold | CCR Refinery - Glencore Canada Corporation | Canada | Compliant |
| Gold | Cendres + Metaux S.A. | Switzerland | Compliant |
| Gold | CGR Metalloys Pvt Ltd. | India | Unknown/Not Listed |
| Gold | Chimet S.p.A. | Italy | Compliant |
| Gold | Chugai Mining | Japan | Compliant |
| | | | | | | | | | | |
| Gold | Coimpa Industrial LTDA | Brazil | Compliant |
| Gold | Daye Non-Ferrous Metals Mining Ltd. | China | Compliant |
| Gold | Degussa Sonne / Mond Goldhandel GmbH | Germany | Unknown/Not Listed |
| Gold | Dijllah Gold Refinery FZC | United Arab Emirates | Unknown/Not Listed |
| Gold | Dongwu Gold Group | China | Compliant |
| Gold | Dowa | Japan | Compliant |
| Gold | DSC (Do Sung Corporation) | Republic of Korea | Compliant |
| Gold | Eco-System Recycling Co., Ltd. East Plant | Japan | Compliant |
| Gold | Eco-System Recycling Co., Ltd. North Plant | Japan | Compliant |
| Gold | Eco-System Recycling Co., Ltd. West Plant | Japan | Compliant |
| Gold | Elite Industech Co., Ltd. | China | Compliant |
| Gold | Emerald Jewel Industry India Limited (Unit 1) | India | Unknown/Not Listed |
| Gold | Emerald Jewel Industry India Limited (Unit 2) | India | Unknown/Not Listed |
| Gold | Emerald Jewel Industry India Limited (Unit 3) | India | Unknown/Not Listed |
| Gold | Emerald Jewel Industry India Limited (Unit 4) | India | Unknown/Not Listed |
| Gold | Emirates Gold DMCC | United Arab Emirates | Unknown/Not Listed |
| Gold | Fidelity Printers and Refiners Ltd. | Zimbabwe | Unknown/Not Listed |
| Gold | Fujairah Gold FZC | United Arab Emirates | Unknown/Not Listed |
| Gold | GG Refinery Ltd. | Tanzania | Compliant |
| Gold | GGC Gujrat Gold Centre Pvt. Ltd. | India | Unknown/Not Listed |
| Gold | Gold by Gold Colombia | Colombia | Compliant |
| Gold | Gold Coast Refinery | Ghana | Unknown/Not Listed |
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM | China | Compliant |
| Gold | Guangdong Jinding Gold Limited | China | Unknown/Not Listed |
| Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | China | Unknown/Not Listed |
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | China | Unknown/Not Listed |
| Gold | Heimerle + Meule GmbH | Germany | Compliant |
| Gold | Heraeus Germany GmbH Co. KG | Germany | Compliant |
| Gold | Heraeus Metals Hong Kong Ltd. | China | Compliant |
| Gold | Hunan Chenzhou Mining Co., Ltd. | China | Unknown/Not Listed |
| Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | China | Unknown/Not Listed |
| Gold | HwaSeong CJ CO., LTD. | Republic of Korea | Unknown/Not Listed |
| Gold | Impala Platinum - Base Metal Refinery (BMR) | South Africa | Compliant |
| Gold | Impala Platinum - Platinum Metals Refinery (PMR) | South Africa | Compliant |
| Gold | Impala Platinum - Rustenburg Smelter | South Africa | Compliant |
| Gold | Inca One (Chala One Plant) | Peru | Unknown/Not Listed |
| | | | | | | | | | | |
| Gold | Inca One (Koricancha Plant) | Peru | Unknown/Not Listed |
| Gold | Industrial Refining Company | Belgium | Unknown/Not Listed |
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | China | Compliant |
| Gold | International Precious Metal Refiners | United Arab Emirates | Unknown/Not Listed |
| Gold | Ishifuku Metal Industry Co., Ltd. | Japan | Compliant |
| Gold | Istanbul Gold Refinery | Turkey | Compliant |
| Gold | Italpreziosi | Italy | Compliant |
| Gold | JALAN & Company | India | Unknown/Not Listed |
| Gold | Japan Mint | Japan | Compliant |
| Gold | Jiangxi Copper Co., Ltd. | China | Compliant |
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | Russian Federation | Unknown/Not Listed |
| Gold | JSC Novosibirsk Refinery | Russian Federation | Unknown/Not Listed |
| Gold | JSC Uralelectromed(1) | Russian Federation | Unknown/Not Listed |
| Gold | JX Advanced Metals Corporation | Japan | Compliant |
| Gold | K.A. Rasmussen | Norway | Unknown/Not Listed |
| Gold | Kaloti Precious Metals | United Arab Emirates | Unknown/Not Listed |
| Gold | Kazakhmys Smelting LLC | Kazakhstan | Unknown/Not Listed |
| Gold | Kazzinc | Kazakhstan | Compliant |
| Gold | Kennecott Utah Copper LLC | United States of America | Compliant |
| Gold | KGHM Polska Miedz Spolka Akcyjna | Poland | Compliant |
| Gold | Kojima Chemicals Co., Ltd. | Japan | Compliant |
| Gold | Korea Zinc Co., Ltd. | Republic of Korea | Compliant |
| Gold | Kundan Care Products Ltd. | India | Unknown/Not Listed |
| Gold | Kyrgyzaltyn JSC | Kyrgyzstan | Compliant |
| Gold | Kyshtym Copper-Electrolytic Plant ZAO | Russian Federation | Unknown/Not Listed |
| Gold | L'azurde Company For Jewelry | Saudi Arabia | Unknown/Not Listed |
| Gold | L'Orfebre S.A. | Andorra | Unknown/Not Listed |
| Gold | Lingbao Gold Co., Ltd. | China | Unknown/Not Listed |
| Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | China | Unknown/Not Listed |
| Gold | LS MnM Inc. | Republic of Korea | Compliant |
| Gold | LT Metal Ltd. | Republic of Korea | Compliant |
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | China | Unknown/Not Listed |
| Gold | Marsam Metals | Brazil | Unknown/Not Listed |
| Gold | Materion | United States of America | Compliant |
| Gold | Matsuda Sangyo Co., Ltd. | Japan | Compliant |
| Gold | MD Overseas | India | Unknown/Not Listed |
| | | | | | | | | | | |
| Gold | Metal Concentrators SA (Pty) Ltd. | South Africa | Compliant |
| Gold | Metallix Refining Inc. | United States of America | Unknown/Not Listed |
| Gold | Metalor Technologies (Hong Kong) Ltd. | China | Compliant |
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | Singapore | Compliant |
| Gold | Metalor Technologies (Suzhou) Ltd. | China | Compliant |
| Gold | Metalor Technologies S.A. | Switzerland | Compliant |
| Gold | Metalor USA Refining Corporation | United States of America | Compliant |
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | Mexico | Compliant |
| Gold | Mitsubishi Materials Corporation | Japan | Compliant |
| Gold | Mitsui Mining and Smelting Co., Ltd. | Japan | Compliant |
| Gold | MKS PAMP SA | Switzerland | Compliant |
| Gold | MMTC-PAMP India Pvt., Ltd. | India | Compliant |
| Gold | Modeltech Sdn Bhd | Malaysia | Unknown/Not Listed |
| Gold | Morris and Watson | New Zealand | Unknown/Not Listed |
| Gold | Moscow Special Alloys Processing Plant | Russian Federation | Unknown/Not Listed |
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | Turkey | Compliant |
| Gold | Navoi Mining and Metallurgical Combinat | Uzbekistan | Compliant |
| Gold | NH Recytech Company | Republic of Korea | Compliant |
| Gold | Nihon Material Co., Ltd. | Japan | Compliant |
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | Austria | Compliant |
| Gold | Ohura Precious Metal Industry Co., Ltd. | Japan | Compliant |
| Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)(1) | Russian Federation | Unknown/Not Listed |
| Gold | Pease & Curren | United States of America | Unknown/Not Listed |
| Gold | Penglai Penggang Gold Industry Co., Ltd. | China | Unknown/Not Listed |
| Gold | Planta Recuperadora de Metales SpA | Chile | Compliant |
| Gold | Prioksky Plant of Non-Ferrous Metals | Russian Federation | Unknown/Not Listed |
| Gold | PT Aneka Tambang (Persero) Tbk | Indonesia | Compliant |
| Gold | PX Precinox S.A. | Switzerland | Compliant |
| Gold | QG Refining, LLC | United States of America | Unknown/Not Listed |
| Gold | Rand Refinery (Pty) Ltd. | South Africa | Compliant |
| Gold | Refinery of Seemine Gold Co., Ltd. | China | Unknown/Not Listed |
| Gold | REMONDIS PMR B.V. | Netherlands | Compliant |
| Gold | Royal Canadian Mint | Canada | Compliant |
| Gold | SAAMP | France | Compliant |
| Gold | Sabin Metal Corp. | United States of America | Unknown/Not Listed |
| | | | | | | | | | | |
| Gold | Safimet S.p.A | Italy | Compliant |
| Gold | SAFINA A.S. | Czechia | Compliant |
| Gold | Sai Refinery | India | Unknown/Not Listed |
| Gold | SAM Precious Metals FZ-LLC | United Arab Emirates | Compliant |
| Gold | Samduck Precious Metals | Republic of Korea | Unknown/Not Listed |
| Gold | SAMWON METALS Corp. | Republic of Korea | Unknown/Not Listed |
| Gold | SEMPSA Joyeria Plateria S.A. | Spain | Compliant |
| Gold | Shandong Gold Smelting Co., Ltd. | China | Compliant |
| Gold | Shandong Humon Smelting Co., Ltd. | China | Unknown/Not Listed |
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | China | Unknown/Not Listed |
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | China | Compliant |
| Gold | Shenzhen CuiLu Gold Co., Ltd. | China | Compliant |
| Gold | SHENZHEN JINJUNWEI RESOURCE COMPREHENSIVE DEVELOPMENT CO., LTD. | China | Unknown/Not Listed |
| Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd. | China | Unknown/Not Listed |
| Gold | Shirpur Gold Refinery Ltd. | India | Unknown/Not Listed |
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | China | Compliant |
| Gold | Singway Technology Co., Ltd. | Taiwan | Unknown/Not Listed |
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | Russian Federation | Unknown/Not Listed |
| Gold | Solar Applied Materials Technology Corp. | Taiwan | Compliant |
| Gold | Sovereign Metals | India | Unknown/Not Listed |
| Gold | State Research Institute Center for Physical Sciences and Technology | Lithuania | Unknown/Not Listed |
| Gold | Sudan Gold Refinery | Sudan | Unknown/Not Listed |
| Gold | Sumitomo Metal Mining Co., Ltd. | Japan | Compliant |
| Gold | SungEel HiMetal Co., Ltd. | Republic of Korea | Compliant |
| Gold | Super Dragon Technology Co., Ltd. | Taiwan | Unknown/Not Listed |
| Gold | T.C.A S.p.A | Italy | Compliant |
| Gold | Tanaka Kikinzoku Kogyo K.K. | Japan | Compliant |
| Gold | Tokuriki Honten Co., Ltd. | Japan | Compliant |
| Gold | Tongling Nonferrous Metals Group Co., Ltd. | China | Unknown/Not Listed |
| Gold | TOO Tau-Ken-Altyn | Kazakhstan | Compliant |
| Gold | Torecom | Republic of Korea | Unknown/Not Listed |
| Gold | Umicore Precious Metals Thailand | Thailand | Unknown/Not Listed |
| Gold | Umicore S.A. Business Unit Precious Metals Refining | Belgium | Compliant |
| Gold | United Precious Metal Refining, Inc. | United States of America | Compliant |
| | | | | | | | | | | |
| Gold | Valcambi S.A. | Switzerland | Compliant |
| Gold | WEEEREFINING | France | Compliant |
| Gold | Western Australian Mint (T/a The Perth Mint) | Australia | Compliant |
| Gold | WIELAND Edelmetalle GmbH | Germany | Compliant |
| Gold | Yamakin Co., Ltd. | Japan | Compliant |
| Gold | Yokohama Metal Co., Ltd. | Japan | Compliant |
| Gold | Yunnan Copper Industry Co., Ltd. | China | Unknown/Not Listed |
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | China | Compliant |
| Gold | Zijin Mining Group Gold Smelting Co. Ltd. | China | Compliant |
| Tantalum | 5D Production OU | Estonia | Unknown/Not Listed |
| Tantalum | AMG Brasil | Brazil | Compliant |
| Tantalum | D Block Metals, LLC | United States of America | Compliant |
| Tantalum | F&X Electro-Materials Ltd. | China | Compliant |
| Tantalum | FIR Metals & Resource Ltd. | China | Compliant |
| Tantalum | Global Advanced Metals Aizu | Japan | Compliant |
| Tantalum | Global Advanced Metals Boyertown | United States of America | Compliant |
| Tantalum | Guangdong Rising Rare Metals-EO Materials Ltd. | China | Compliant |
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | China | Compliant |
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | China | Compliant |
| Tantalum | Jiangxi Suns Nonferrous Materials Co. Ltd. | China | Unknown/Not Listed |
| Tantalum | Jiangxi Tuohong New Raw Material | China | Compliant |
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | China | Compliant |
| Tantalum | Jiujiang Tanbre Co., Ltd. | China | Compliant |
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | China | Compliant |
| Tantalum | KEMET de Mexico | Mexico | Compliant |
| Tantalum | Materion Newton Inc. | United States of America | Compliant |
| Tantalum | Metallurgical Products India Pvt., Ltd. | India | Compliant |
| Tantalum | Mineracao Taboca S.A. | Brazil | Compliant |
| Tantalum | Mitsui Mining and Smelting Co., Ltd. | Japan | Compliant |
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | China | Compliant |
| Tantalum | NPM Silmet AS | Estonia | Compliant |
| Tantalum | PowerX Ltd. | Rwanda | Compliant |
| Tantalum | QuantumClean | United States of America | Compliant |
| Tantalum | Resind Industria e Comercio Ltda. | Brazil | Compliant |
| Tantalum | RFH Yancheng Jinye New Material Technology Co., Ltd. | China | Compliant |
| | | | | | | | | | | |
| Tantalum | Solikamsk Magnesium Works OAO | Russian Federation | Unknown/Not Listed |
| Tantalum | Taki Chemical Co., Ltd. | Japan | Compliant |
| Tantalum | TANIOBIS Co., Ltd. | Thailand | Compliant |
| Tantalum | TANIOBIS GmbH | Germany | Compliant |
| Tantalum | TANIOBIS Japan Co., Ltd. | Japan | Compliant |
| Tantalum | TANIOBIS Smelting GmbH & Co. KG | Germany | Compliant |
| Tantalum | Telex Metals | United States of America | Compliant |
| Tantalum | Ulba Metallurgical Plant JSC | Kazakhstan | Compliant |
| Tantalum | XIMEI RESOURCES (GUANGDONG) LIMITED | China | Compliant |
| Tantalum | XinXing Haorong Electronic Material Co., Ltd. | China | Compliant |
| Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | China | Compliant |
| Tin | Alpha Assembly Solutions Inc | United States of America | Compliant |
| Tin | An Vinh Joint Stock Mineral Processing Company | Vietnam | Unknown/Not Listed |
| Tin | Aurubis Beerse | Belgium | Compliant |
| Tin | Aurubis Berango | Spain | Compliant |
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | China | Compliant |
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | China | Compliant |
| Tin | China Tin Group Co., Ltd. | China | Compliant |
| Tin | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | Brazil | Compliant |
| Tin | CRM Synergies | Spain | Compliant |
| Tin | CV Ayi Jaya | Indonesia | Compliant |
| Tin | CV Venus Inti Perkasa | Indonesia | Compliant |
| Tin | Dongguan CiEXPO Environmental Engineering Co., Ltd. | China | Unknown/Not Listed |
| Tin | Dowa | Japan | Compliant |
| Tin | DS Myanmar | Myanmar | Compliant |
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | Vietnam | Unknown/Not Listed |
| Tin | EM Vinto | Bolivia | Compliant |
| Tin | Estanho de Rondonia S.A. | Brazil | Compliant |
| Tin | Fabrica Auricchio Industria e Comercio Ltda. | Brazil | Unknown/Not Listed |
| Tin | Fenix Metals | Poland | Compliant |
| Tin | Gejiu City Fuxiang Industry and Trade Co., Ltd. | China | Unknown/Not Listed |
| Tin | Gejiu Kai Meng Industry and Trade LLC | China | Unknown/Not Listed |
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | China | Compliant |
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | China | Unknown/Not Listed |
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | China | Unknown/Not Listed |
| Tin | Global Advanced Metals Greenbushes Pty Ltd. | Australia | Compliant |
| | | | | | | | | | | |
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | China | Compliant |
| Tin | HuiChang Hill Tin Industry Co., Ltd. | China | Compliant |
| Tin | Jiangxi New Nanshan Technology Ltd. | China | Compliant |
| Tin | Luna Smelter, Ltd. | Rwanda | Compliant |
| Tin | Ma'anshan Weitai Tin Co., Ltd. | China | Unknown/Not Listed |
| Tin | Magnu's Minerais Metais e Ligas Ltda. | Brazil | Compliant |
| Tin | Malaysia Smelting Corporation (MSC) | Malaysia | Compliant |
| Tin | Malaysia Smelting Corporation Berhad (Port Klang) | Malaysia | Compliant |
| Tin | Melt Metais e Ligas S.A. | Brazil | Active |
| Tin | Metallic Resources, Inc. | United States of America | Compliant |
| Tin | Mineracao Taboca S.A. | Brazil | Compliant |
| Tin | Mining Minerals Resources SARL | Democratic Republic of the Congo | Compliant |
| Tin | Minsur | Peru | Compliant |
| Tin | Mitsubishi Materials Corporation | Japan | Compliant |
| Tin | Modeltech Sdn Bhd | Malaysia | Unknown/Not Listed |
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | Vietnam | Unknown/Not Listed |
| Tin | Novosibirsk Tin Combine | Russian Federation | Unknown/Not Listed |
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | Thailand | Compliant |
| Tin | O.M. Manufacturing Philippines, Inc. | Philippines | Compliant |
| Tin | Operaciones Metalurgicas S.A. | Bolivia | Compliant |
| Tin | Pongpipat Company Limited | Myanmar | Unknown/Not Listed |
| Tin | Precious Minerals and Smelting Limited | India | Unknown/Not Listed |
| Tin | PT Aries Kencana Sejahtera | Indonesia | Compliant |
| Tin | PT Artha Cipta Langgeng | Indonesia | Compliant |
| Tin | PT ATD Makmur Mandiri Jaya | Indonesia | Compliant |
| Tin | PT Babel Inti Perkasa | Indonesia | Compliant |
| Tin | PT Babel Surya Alam Lestari | Indonesia | Compliant |
| Tin | PT Bangka Prima Tin | Indonesia | Compliant |
| Tin | PT Bangka Serumpun | Indonesia | Compliant |
| Tin | PT Bangka Tin Industry | Indonesia | Compliant |
| Tin | PT Belitung Industri Sejahtera | Indonesia | Compliant |
| Tin | PT Bukit Timah | Indonesia | Compliant |
| Tin | PT Cipta Persada Mulia | Indonesia | Compliant |
| Tin | PT Masbro Alam Stania | Indonesia | Unknown/Not Listed |
| Tin | PT Menara Cipta Mulia | Indonesia | Compliant |
| Tin | PT Mitra Stania Prima | Indonesia | Compliant |
| | | | | | | | | | | |
| Tin | PT Mitra Sukses Globalindo | Indonesia | Compliant |
| Tin | PT Panca Mega Persada | Indonesia | Unknown/Not Listed |
| Tin | PT Premium Tin Indonesia | Indonesia | Compliant |
| Tin | PT Prima Timah Utama | Indonesia | Compliant |
| Tin | PT Putera Sarana Shakti (PT PSS) | Indonesia | Compliant |
| Tin | PT Rajawali Rimba Perkasa | Indonesia | Compliant |
| Tin | PT Rajehan Ariq | Indonesia | Compliant |
| Tin | PT Refined Bangka Tin | Indonesia | Compliant |
| Tin | PT Sariwiguna Binasentosa | Indonesia | Compliant |
| Tin | PT Stanindo Inti Perkasa | Indonesia | Compliant |
| Tin | PT Sukses Inti Makmur | Indonesia | Compliant |
| Tin | PT Timah Nusantara | Indonesia | Compliant |
| Tin | PT Timah Tbk Kundur | Indonesia | Compliant |
| Tin | PT Timah Tbk Mentok | Indonesia | Compliant |
| Tin | PT Tinindo Inter Nusa | Indonesia | Compliant |
| Tin | PT Tirus Putra Mandiri | Indonesia | Unknown/Not Listed |
| Tin | PT Tommy Utama | Indonesia | Compliant |
| Tin | Resind Industria e Comercio Ltda. | Brazil | Compliant |
| Tin | RIKAYAA GREENTECH PRIVATE LIMITED | India | Unknown/Not Listed |
| Tin | Rui Da Hung | Taiwan | Compliant |
| Tin | Super Ligas | Brazil | Compliant |
| Tin | Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD. | Japan | Compliant |
| Tin | Thaisarco | Thailand | Compliant |
| Tin | Tin Smelting Branch of Yunnan Tin Co., Ltd. | China | Compliant |
| Tin | Tin Technology & Refining | United States of America | Compliant |
| Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | Vietnam | Unknown/Not Listed |
| Tin | VQB Mineral and Trading Group JSC | Vietnam | Unknown/Not Listed |
| Tin | White Solder Metalurgia e Mineracao Ltda. | Brazil | Compliant |
| Tin | Woodcross Smelting Company Limited | Uganda | Compliant |
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | China | Compliant |
| Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | China | Compliant |
| Tungsten | A.L.M.T. TUNGSTEN Corp. | Japan | Compliant |
| Tungsten | ACL Metais Eireli | Brazil | Unknown/Not Listed |
| Tungsten | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | Brazil | Unknown/Not Listed |
| Tungsten | Artek LLC | Russian Federation | Unknown/Not Listed |
| Tungsten | Asia Tungsten Products Vietnam Ltd. | Vietnam | Compliant |
| | | | | | | | | | | |
| Tungsten | China Molybdenum Tungsten Co., Ltd. | China | Compliant |
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | China | Compliant |
| Tungsten | CNMC (Guangxi) PGMA Co., Ltd. | China | Unknown/Not Listed |
| Tungsten | Cronimet Brasil Ltda | Brazil | Compliant |
| Tungsten | DONGKUK INDUSTRIES CO., LTD. | Republic of Korea | Unknown/Not Listed |
| Tungsten | Fujian Xinlu Tungsten Co., Ltd. | China | Compliant |
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | China | Compliant |
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | China | Compliant |
| Tungsten | Global Tungsten & Powders LLC | United States of America | Compliant |
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | China | Compliant |
| Tungsten | H.C. Starck Tungsten GmbH | Germany | Compliant |
| Tungsten | HANNAE FOR T Co., Ltd. | Republic of Korea | Unknown/Not Listed |
| Tungsten | Hubei Green Tungsten Co., Ltd. | China | Compliant |
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | China | Compliant |
| Tungsten | Hunan Jintai New Material Co., Ltd. | China | Unknown/Not Listed |
| Tungsten | Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch | China | Compliant |
| Tungsten | Hydrometallurg, JSC | Russian Federation | Unknown/Not Listed |
| Tungsten | Japan New Metals Co., Ltd. | Japan | Compliant |
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | China | Compliant |
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | China | Compliant |
| Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | China | Unknown/Not Listed |
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | China | Compliant |
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | China | Compliant |
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | China | Compliant |
| Tungsten | JSC "Kirovgrad Hard Alloys Plant" | Russian Federation | Unknown/Not Listed |
| Tungsten | Kennametal Fallon | United States of America | Compliant |
| Tungsten | Kennametal Huntsville | United States of America | Compliant |
| Tungsten | Lianyou Metals Co., Ltd. | Taiwan | Compliant |
| Tungsten | Lianyou Resources Co., Ltd. | Taiwan | Compliant |
| Tungsten | LLC Vostok | Russian Federation | Unknown/Not Listed |
| Tungsten | MALAMET SMELTING SDN. BHD. | Malaysia | Unknown/Not Listed |
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | China | Compliant |
| Tungsten | Masan High-Tech Materials | Vietnam | Compliant |
| Tungsten | Moliren Ltd. | Russian Federation | Unknown/Not Listed |
| Tungsten | Nam Viet Cromit Joint Stock Company | Vietnam | Unknown/Not Listed |
| | | | | | | | | | | |
| Tungsten | Niagara Refining LLC | United States of America | Compliant |
| Tungsten | NPP Tyazhmetprom LLC | Russian Federation | Unknown/Not Listed |
| Tungsten | OOO “Technolom” 1 | Russian Federation | Unknown/Not Listed |
| Tungsten | OOO “Technolom” 2 | Russian Federation | Unknown/Not Listed |
| Tungsten | Philippine Bonway Manufacturing Industrial Corporation | Philippines | Compliant |
| Tungsten | Philippine Carreytech Metal Corp. | Philippines | Active |
| Tungsten | Philippine Chuangxin Industrial Co., Inc. | Philippines | Compliant |
| Tungsten | Shinwon Tungsten (Fujian Shanghang) Co., Ltd. | China | Compliant |
| Tungsten | TANIOBIS Smelting GmbH & Co. KG | Germany | Compliant |
| Tungsten | Tungsten Vietnam Joint Stock Company | Vietnam | Compliant |
| Tungsten | Unecha Refractory Metals Plant | Russian Federation | Unknown/Not Listed |
| Tungsten | Wolfram Bergbau und Hutten AG | Austria | Compliant |
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | China | Compliant |
| Tungsten | Xiamen Tungsten Co., Ltd. | China | Compliant |
| Tungsten | YUDU ANSHENG TUNGSTEN CO., LTD. | China | Unknown/Not Listed |
(1)Certain of the Subsidiaries’ suppliers reported the presence of the following entities in their supply chains: African Gold Refinery, which was sanctioned by the United States Department of Treasury, Office of Foreign Assets Control (“OFAC”) on March 17, 2022, JSC Uralelectromed, which was sanctioned by OFAC on July 20, 2023, and OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet), which was sanctioned in the United Kingdom on November 8, 2023. Because of the over-reporting nature of the industry CMRT information collection process, and the nature of the Subsidiaries’ supply chains, we are unable to confirm whether these, or any, specific SORs are or were active in our supply chains. Our policy is to comply with all applicable sanctions laws, and we do not have any direct transactions or contractual relationships, nor are we, to the best of our knowledge, engaging in indirect transactions, with these entities.