| Item 1. | |
| (a) | Name of issuer:
TC Energy Corp |
| (b) | Address of issuer's principal executive offices:
450 - 1st Street SW
Calgary, ALBERTA, CANADA
T2P 5H1 |
| Item 2. | |
| (a) | Name of person filing:
Bank of Montreal
BANK OF MONTREAL HOLDING INC.
BMO NESBITT BURNS INC. WEALTH MANAGEMENT
BMO NESBITT BURNS SECURITIES LTD.
BMO PRIVATE INVESTMENT COUNSEL INC.
BMO ASSET MANAGEMENT INC.
BMO NESBITT BURNS INC.
BMO FINANCIAL CORP.
BMO BANK N.A.
BMO FAMILY OFFICE, LLC
STOKER OSTLER WEALTH ADVISORS, INC.
BANK OF MONTREAL EUROPE PUBLIC LIMITED COMPANY
BANK OF MONTREAL, TORONTO BRANCH |
| (b) | Address or principal business office or, if none, residence:
1 First Canadian Place
Toronto, Ontario, Canada
M5X1A1 |
| (c) | Citizenship:
Bank of Montreal - CANADA (FEDERAL LEVEL)
BANK OF MONTREAL HOLDING INC. - CANADA (FEDERAL LEVEL)
BMO NESBITT BURNS INC. WEALTH MANAGEMENT - CANADA (FEDERAL LEVEL)
BMO NESBITT BURNS SECURITIES LTD. - CANADA (FEDERAL LEVEL)
BMO PRIVATE INVESTMENT COUNSEL INC. - CANADA (FEDERAL LEVEL)
BMO ASSET MANAGEMENT INC. - ONTARIO, CANADA
BMO NESBITT BURNS INC. - CANADA (FEDERAL LEVEL)
BMO FINANCIAL CORP. - DELAWARE
BMO BANK N.A. - ILLINOIS
BMO FAMILY OFFICE, LLC - DELAWARE
STOKER OSTLER WEALTH ADVISORS, INC. - ARIZONA
BANK OF MONTREAL EUROPE PUBLIC LIMITED COMPANY - IRELAND
BANK OF MONTREAL, TORONTO BRANCH - CANADA (FEDERAL LEVEL) |
| (d) | Title of class of securities:
Common Shares |
| (e) | CUSIP No.:
87807B107 |
| Item 3. | If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
| (a) |  Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
| (b) | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
| (c) |  Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
| (d) | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
| (e) | An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
| (f) | An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
| (g) | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
| (h) | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
| (i) | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
| (j) | A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J),
please specify the type of institution:
|
| (k) | Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
|
| | |
| Item 4. | Ownership |
| (a) | Amount beneficially owned:
69,826,748 |
| (b) | Percent of class:
6.72 %
|
| (c) | Number of shares as to which the person has:
|
| | (i) Sole power to vote or to direct the vote:
Bank of Montreal - 69,456,585
BANK OF MONTREAL HOLDING INC. - 40,203,681
BMO NESBITT BURNS INC. WEALTH MANAGEMENT - 26,389,348
BMO NESBITT BURNS SECURITIES LTD. - 0
BMO PRIVATE INVESTMENT COUNSEL INC. - 2,318,347
BMO ASSET MANAGEMENT INC. - 11,234,140
BMO NESBITT BURNS INC. - 13,814,333
BMO FINANCIAL CORP. - 6,710
BMO BANK N.A. - 6,516
BMO FAMILY OFFICE, LLC - 0
STOKER OSTLER WEALTH ADVISORS, INC. - 194
BANK OF MONTREAL EUROPE PUBLIC LIMITED COMPANY - 0
BANK OF MONTREAL, TORONTO BRANCH - 29,246,194
|
| | (ii) Shared power to vote or to direct the vote:
Bank of Montreal - 206,800
BANK OF MONTREAL HOLDING INC. - 206,800
BMO NESBITT BURNS INC. WEALTH MANAGEMENT - 99,349
BMO NESBITT BURNS SECURITIES LTD. - 0
BMO PRIVATE INVESTMENT COUNSEL INC. - 0
BMO ASSET MANAGEMENT INC. - 0
BMO NESBITT BURNS INC. - 107,451
BMO FINANCIAL CORP. - 0
BMO BANK N.A. - 0
BMO FAMILY OFFICE, LLC - 0
STOKER OSTLER WEALTH ADVISORS, INC. - 0
BANK OF MONTREAL EUROPE PUBLIC LIMITED COMPANY - 0
BANK OF MONTREAL, TORONTO BRANCH - 0
|
| | (iii) Sole power to dispose or to direct the disposition of:
Bank of Montreal - 69,619,948
BANK OF MONTREAL HOLDING INC. - 40,366,217
BMO NESBITT BURNS INC. WEALTH MANAGEMENT - 26,551,884
BMO NESBITT BURNS SECURITIES LTD. - 162,536
BMO PRIVATE INVESTMENT COUNSEL INC. - 2,318,347
BMO ASSET MANAGEMENT INC. - 11,234,140
BMO NESBITT BURNS INC. - 13,814,333
BMO FINANCIAL CORP. - 7,537
BMO BANK N.A. - 6,638
BMO FAMILY OFFICE, LLC - 705
STOKER OSTLER WEALTH ADVISORS, INC. - 194
BANK OF MONTREAL EUROPE PUBLIC LIMITED COMPANY - 0
BANK OF MONTREAL, TORONTO BRANCH - 29,246,194
|
| | (iv) Shared power to dispose or to direct the disposition of:
Bank of Montreal - 206,800
BANK OF MONTREAL HOLDING INC. - 206,800
BMO NESBITT BURNS INC. WEALTH MANAGEMENT - 99,349
BMO NESBITT BURNS SECURITIES LTD. - 0
BMO PRIVATE INVESTMENT COUNSEL INC. - 0
BMO ASSET MANAGEMENT INC. - 0
BMO NESBITT BURNS INC. - 107,451
BMO FINANCIAL CORP. - 0
BMO BANK N.A. - 0
BMO FAMILY OFFICE, LLC - 705
STOKER OSTLER WEALTH ADVISORS, INC. - 0
BANK OF MONTREAL EUROPE PUBLIC LIMITED COMPANY - 0
BANK OF MONTREAL, TORONTO BRANCH - 0
|
| Item 5. | Ownership of 5 Percent or Less of a Class. |
| | |
| Item 6. | Ownership of more than 5 Percent on Behalf of Another Person. |
| |
Not Applicable
|
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. |
| |
If a parent holding company has filed this schedule, pursuant to Rule 13d-1(b)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary.
See Documents. |
| Item 8. | Identification and Classification of Members of the Group. |
| |
If a group has filed this schedule pursuant to §240.13d-1(b)(1)(ii)(J), so indicate under Item 3(j) and attach an exhibit stating the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to §240.13d-1(c) or §240.13d-1(d), attach an exhibit stating the identity of each member of the group.
Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for the purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section13(d) or 13(g) of the Act or any other purpose, (i) acting (or has agreed or is agreeing to act) with any other person as a partnership, limited partnership, syndicate, or other group for the purpose of acquiring, holding, or disposing of securities of the issuer or otherwise with respect to the issuer or any securities of the issuer or (ii) a member of any syndicate or group with respect to the issuer or any securities of the issuer.
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| Item 9. | Notice of Dissolution of Group. |
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Notice of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the security reported on will be filed, if required, by members of the group, in their individual capacity. See Item 5.
Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for the purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section13(d) or 13(g) of the Act or any other purpose, (i) acting (or has agreed or is agreeing to act) with any other person as a partnership, limited partnership, syndicate, or other group for the purpose of acquiring, holding, or disposing of securities of the issuer or otherwise with respect to the issuer or any securities of the issuer or (ii) a member of any syndicate or group with respect to the issuer or any securities of the issuer.
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