| Item 1. | |
| (a) | Name of issuer:
Stoke Therapeutics, Inc. |
| (b) | Address of issuer's principal executive offices:
45 WIGGINS AVENUE, BEDFORD, MASSACHUSETTS
01730 |
| Item 2. | |
| (a) | Name of person filing:
The Toronto-Dominion Bank
TD Securities Inc. |
| (b) | Address or principal business office or, if none, residence:
The principal office address of The Toronto-Dominion Bank ("TD Bank"):
66 Wellington Street West
12th Floor TD Tower
Toronto, Ontario, Canada
M5K 1A2
The principal office address of TD Securities Inc. ("TDSI"):
55 King Street West
TD Tower 12th Floor
Toronto, Ontario, Canada
M5K 1A2
|
| (c) | Citizenship:
The Toronto-Dominion Bank - CANADA (FEDERAL LEVEL)
TD Securities Inc. - ONTARIO, CANADA |
| (d) | Title of class of securities:
Common Stock, $0.0001 par value per share |
| (e) | CUSIP No.:
|
| Item 3. | If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
| (a) |  Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
| (b) | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
| (c) | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
| (d) | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
| (e) | An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
| (f) | An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
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| (g) | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
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| (h) | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
| (i) | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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| (j) |  A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J),
please specify the type of institution:
|
| (k) | Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
|
| | TD Bank - Bank
TDSI - Broker Dealer
|
| Item 4. | Ownership |
| (a) | Amount beneficially owned:
3,175,558
TD Bank has the sole power to vote or direct the vote and the sole power to dispose or direct the disposition of 3,173,258 of these shares and
TDSI has the sole power to vote or direct the vote and the sole power to dispose or direct the disposition of 2,300 of these shares.
This schedule is jointly filed by TD Bank and TDSI. TD Bank is the sole owner of TDSI. TD Bank may be deemed to hold an indirect interest in the shares reported herein by TDSI by virtue of its ownership of TDSI. TD Bank disclaims ownership of the shares reported herein by TDSI except to the extent of its pecuniary interest therein.
Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
|
| (b) | Percent of class:
5.4 %
|
| (c) | Number of shares as to which the person has:
|
| | (i) Sole power to vote or to direct the vote:
The Toronto-Dominion Bank - 3,173,258
TD Securities Inc. - 2,300
|
| | (ii) Shared power to vote or to direct the vote:
The Toronto-Dominion Bank - 0
TD Securities Inc. - 0
|
| | (iii) Sole power to dispose or to direct the disposition of:
The Toronto-Dominion Bank - 3,173,258
TD Securities Inc. - 2,300
|
| | (iv) Shared power to dispose or to direct the disposition of:
The Toronto-Dominion Bank - 0
TD Securities Inc. - 0
|
| Item 5. | Ownership of 5 Percent or Less of a Class. |
| |
Not Applicable
|
| Item 6. | Ownership of more than 5 Percent on Behalf of Another Person. |
| |
Not Applicable
|
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. |
| |
Not Applicable
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| Item 8. | Identification and Classification of Members of the Group. |
| |
Not Applicable
|
| Item 9. | Notice of Dissolution of Group. |
| |
Not Applicable
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