|
Security
Type |
Security
Class
Title
|
Fee
Calculation or Carry Forward Rule |
Amount
Registered
|
Proposed
Maximum Offering Price Per Unit |
Maximum
Aggregate Offering Price |
Fee
Rate |
Amount of
Registration Fee |
Carry
Forward
Form
Type
|
Carry
Forward
File
Number
|
Carry
Forward
Initial
Effective
Date
|
Filing Fee
Previously
Paid In
Connection
with Unsold
Securities
to be
Carried
Forward
|
|
|
Newly Registered Securities*
|
||||||||||||
|
Fees to be Paid
|
Equity
|
Common Stock, par value $0.001 per share
|
457(o)
|
(1)
|
(2)
|
(2)
|
—
|
—
|
||||
|
Equity
|
Preferred Stock, par value $0.0001 per share
|
457(o)
|
(1)
|
(2)
|
(2)
|
—
|
—
|
|||||
|
Debt
|
Debt Securities
|
457(o)
|
(1)
|
(2)
|
(2)
|
—
|
—
|
|||||
|
Other
|
Warrants
|
457(o)
|
(1)
|
(2)
|
(2)
|
—
|
—
|
|||||
|
Other
|
Units
|
457(o)
|
(1)
|
(2)
|
(2)
|
—
|
—
|
|||||
|
Other
|
Rights
|
457(o)
|
(1)
|
(2)
|
(2)
|
—
|
—
|
|||||
|
Unallocated
(Universal Shelf)
|
Unallocated (Universal Shelf)
|
457(o)
|
(1)
|
(2)
|
$77,694,037.64
|
0.00014760
|
$11,467.64
|
|||||
|
Fees to be Paid
|
Equity
|
Common Stock, par value $0.001 per share
|
Rule 457(c)
|
12,037,813 (3)
|
$25.46 (4)
|
$306,482,718.98 (4)
|
0.00014760
|
$45,236.85
|
||||
|
Fees Previously Paid
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
|||||
|
Carry Forward Securities
|
||||||||||||
|
Carry Forward Securities
|
Equity
|
Common Stock, par value $0.001 per share
|
415(a)(6)
|
(5)
|
—
|
S-3
|
333-255104
|
May 12, 2021
|
—
|
|||
|
Equity
|
Preferred Stock, par value $0.0001 per share
|
415(a)(6)
|
(5)
|
—
|
S-3
|
333-255104
|
May 12, 2021
|
—
|
||||
|
Unallocated
(Universal Shelf)
|
Unallocated (Universal Shelf)
|
415(a)(6)
|
(5)
|
$172,305,962.36
|
S-3
|
333-255104
|
May 12, 2021
|
$18,798.58
|
||||
|
Total Offering Amounts
|
$250,000,000
|
$56,704.49
|
||||||||||
|
Total Fees Previously Paid
|
—
|
|||||||||||
|
Total Fee Offsets
|
$45,236.85
|
|||||||||||
|
Net Fee Due
|
$11,467.64
|
|||||||||||
|
Registrant or Filer Name
|
Form or Filing Type
|
File Number
|
Initial Filing Date
|
Filing Date
|
Fee Offset Claim
|
Security Type Associated with Fee Offset Claimed
|
Security Title Associate with Fee Offset Claimed
|
Unsold Securities Associated with Fee Offset Claimed
|
Unsold Aggregate Offering Amount Associated with Fee Offset Claimed
|
Fee Paid with Fee Offset Source
|
|
|
Fees Offset Claims
|
Riley Exploration Permian, Inc.
|
S-3
|
333-255104
|
April 5, 2021
|
$46,604.81 (6)
|
Equity
|
Common Stock
|
15,321,922
|
$427,175,185.36
|
||
|
Fees Offset Sources
|
Riley Exploration Permian, Inc.
|
S-3
|
333-255104
|
April 5, 2021
|
$45,236,85 (6)
|
||||||
|
(1)
|
The registered hereunder include such indeterminate number of (a) shares of common stock, $0.001 par value per share (“Common Stock”), (b) shares of preferred stock, $0.0001 par value per
share (“Preferred Stock”), (c) debt securities, (d) warrants to purchase Common Stock or Preferred Stock, (e) rights to purchase Common Stock or Preferred Stock, and (f) units consisting of some or all of these securities, as may be sold from
time to time by Riley Exploration Permian, Inc. (the “Registrant”). There are also being registered hereunder an indeterminate number of shares of Common Stock and Preferred Stock as may be issued upon conversion, exchange or exercise of any
securities that provide for such issuance or pursuant to the anti-dilution provisions of any such securities. Pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the “Securities Act”), this Registration Statement shall also
cover any additional shares of Common Stock or Preferred Stock as may be issued to prevent dilution as a result of stock splits, stock dividends or similar transactions. The aggregate maximum offering price of all unallocated securities
issued under this Registration Statement will not exceed $250,000,000.
|
|
(2)
|
The proposed maximum offering price per security and maximum aggregate offering price per class of securities will be determined, from time to time, by the Registrant in connection with
the issuance by the Registrant of the securities registered hereunder and is not specified as to each class of security pursuant to Instruction 2.A.iii.b. to the Instructions to the Calculation of Filing Fee Tables and Related Disclosure of
Item 16(b) of Form S-3.
|
|
(3)
|
Comprised of 12,037,813 shares of Common Stock issued to the selling stockholders named in the Registration Statement.
|
|
(4)
|
Estimated solely for the purpose of calculating the amount of the registration fee pursuant to Rule 457(c) under the Securities Act. The price per share and aggregate offering price are
based on the average of the high and low prices of the Common Stock on May 6, 2024 as reported on the NYSE American.
|
|
(5)
|
The Registrant previously filed a Registration Statement on Form S-3 with the Securities and Exchange Commission (the “SEC”) on April 7, 2021 (File No. 333-255104) (the “Prior
Registration Statement”), which was declared effective on May 12, 2021, that registered $250,000,000 of securities to be offered by the Registrant from time to time. Pursuant to Rule 415(a)(6) under the Securities Act, this Registration
Statement includes $172,305,962.36 of unsold securities (the “Unsold Primary Securities”) that were previously registered on the Prior Registration Statement. In connection with the registration of the Unsold Primary Securities on the Prior
Registration Statement, the Registrant paid a filing fee of $18,798.58 (calculated at the filing fee rate in effect at the time of the filing of the Prior Registration Statement). The Registrant is not required to pay any additional fee with
respect to the Unsold Primary Securities being included in this Registration Statement in reliance on Rule 415(a)(6), because such Unsold Primary Securities (and associated fees) are being moved from the Prior Registration Statement to this
Registration Statement. Accordingly, the Amount of Registration Fee in the table above reflects only the registration fee attributable to the $77,694,037.64 of new securities registered on this Registration Statement. The registration fee
previously paid by the Registrant relating to the Unsold Primary Securities included on this Registration Statement will continue to be applied to such Unsold Primary Securities. During the grace period afforded by Rule 415(a)(5) under the
Securities Act, the Registrant may continue to offer and sell under the Prior Registration Statement the Unsold Securities being registered hereunder. To the extent that, after the filing date hereof and prior to the effectiveness of this
Registration Statement, the Registrant sells any such Unsold Primary Securities pursuant to the Prior Registration Statement, the Registrant will identify in a pre-effective amendment to this Registration Statement the updated amount of
Unsold Securities from the Prior Registration Statement to be included in this Registration Statement pursuant to Rule 415(a)(6). Pursuant to Rule 415(a)(6), the offering of the Unsold Primary Securities under the Prior Registration Statement
will be deemed terminated as of the date of effectiveness of this Registration Statement.
|
|
(6)
|
The Prior Registration Statement registered 16,721,922 shares of Common Stock of the Registrant in a secondary offering with an aggregate offering price estimated per Rule 457(c) of
$466,207,185.36, of which 15,321,922 shares remain unsold (the “Unsold Secondary Shares”). Pursuant to Rule 457(p) under the Securities Act, the registrant hereby applies $45,236.85 of the $46,604.81 registration fee previously paid in
connection with the Prior Registration Statement with respect to the Unsold Secondary Shares to offset the $45,236.85 registration fee that is payable in connection with the registration of the shares of the Registrant’s Common Stock for
resale by the selling stockholders named herein. Accordingly, there is no filing fee required herewith with respect to the secondary offering.
|