Exhibit 1.01
Conflict Minerals Report
OF ROCKWELL AUTOMATION, INC.
IN ACCORD WITH RULE 13P-1 UNDER THE SECURITIES EXCHANGE ACT OF 1934
This is the Conflict Minerals Report of Rockwell Automation, Inc. (the Company or Rockwell Automation) for calendar year 2021 in accord with Rule 13p-1 under the Securities Exchange Act of 1934 (“Rule 13p-1”). Numerous terms in this Conflict Minerals Report are defined in Rule 13p-1 and Form SD and the reader is referred to those sources and to 1934 Act Release No. 34-67716 for such definitions.
I. Introduction
Rockwell Automation is a leading global provider of industrial automation power, control and information solutions. The Company has three operating segments: Intelligent Devices, Software & Control, and Lifecycle Services. The Intelligent Devices segment portfolio includes drives, motion, safety, sensing, industrial components, and configured-to-order products. The Software & Control segment portfolio contains control and visualization software and hardware, information software, and network and security infrastructure, and the Lifecycle Services segment includes consulting, professional services, connected services, and maintenance services
For calendar year 2021, Rockwell Automation considers all products sold to be in-scope and include:
| • | Controllers, electronic operator interface devices, electronic input/output devices, communication and networking products industrial computers and Logix controllers. |
| • | Rotary and linear motion control products, sensors, and machine safety components. |
| • | Low and medium voltage electro-mechanical and electronic motor starters, motor and circuit protection devices, AC/DC variable frequency drives, push buttons, signaling devices, termination and protection devices, relays, timers, and condition sensors. |
| • | Packaged solutions such as configured drives and motor control centers and automation and information solutions for manufacturing applications. |
Rockwell Automation’s supply chain is complex and there are multiple tiers between the Company and the mine. Rockwell Automation relies on its suppliers to provide information on the origin of the tin, tantalum, tungsten, and gold (3TG) necessary to the functionality or production of components that are included in Rockwell Automation products. Many Rockwell Automation products contain at least one of the 3TG minerals.
Rockwell Automation’s due diligence processes have been designed in conformance with the due diligence related steps of the framework in The Organization for Economic Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, and related Supplements for gold, tantalum, tin and tungsten (OECD Framework).
II. Reasonable Country of Origin Inquiry
OECD Step 1 – Establish strong company management systems
The Company incorporated leading practices from multi-industry initiatives such as MAPI (Manufacturers Alliance for Productivity and Innovation), EICC (Electronic Industry Citizen Coalition) and GeSI (Global e-Sustainability Initiative) and RMI (Responsible Minerals Initiative) as a part of the development and execution of Rockwell Automation’s conflict minerals compliance program.
Company Policies - Rockwell Automation communicated conflict minerals expectations to suppliers and the public via a Conflict Minerals Supply Chain Statement and a Supplier Code of Conduct, which encourage suppliers to source responsibly, and are available at the following internet website: https://www.rockwellautomation.com/en-us/company/about-us/integrity-sustainability/global-supply-chain-sourcing.html (File Name: Rockwell Automation Conflict Minerals Supply Chain Statement, Supplier Code of Conduct).
Internal Management Team - Rockwell Automation utilized an executive steering committee and relevant staff functions and technical experts (e.g. Legal, Purchasing, Strategic Sourcing, Chemistry & Materials Engineering) to support the Company’s Conflict Minerals program managed by the Strategic Sourcing Compliance Team.
System of Controls and Transparency - Rockwell Automation adopted a conflict minerals transparency contract with the expectation that suppliers provide information regarding the origin of their 3TG in purchase orders and new contracts. The transparency contract language is inserted into existing contracts as they are renewed.
Conflict Minerals documentation was retained based on existing Rockwell Automation process for record retention requiring a 10-year retention period for regulatory filings.
Rockwell Automation used a data management tool to maintain conflict minerals information provided by suppliers.
Supplier Engagement – Rockwell Automation educated its applicable suppliers by providing general conflict minerals information, Responsible Minerals Initiative information, and links to additional resources to highlight requirements, resources available and the importance of conflict minerals investigations during the annual request for information (RFI).
Grievance Mechanism - Anyone can report violations of Rockwell Automation’s policies at https://www.rockwellautomation.com/en-us/company/about-us/contact-us/report-ethical-concerns.html A secure and confidential service is provided by a third party at https://secure.ethicspoint.com/domain/media/en/gui/43130/index.html
RCOI list creation and data collection—(not an OECD step)
Due to the complexity and size of its supply chain, Rockwell Automation developed a risk-based approach that focused on direct suppliers that it believed were likely to provide Rockwell Automation with components and/or raw materials containing tin, tantalum, tungsten and gold (3TG).
The smelters and refiners are consolidation points for raw ore and are in the best position in the total supply chain to know the origin of the ores. Rockwell Automation engages its suppliers and encourages them to inform their suppliers and/or smelters and refiners of 3TG supply chain transparency requirements.
Rockwell Automation provided updated training materials on its conflict minerals policies to internal Rockwell Automation employees (e.g. supplier quality, corporate purchasing, strategic sourcing, and compliance personnel).
Rockwell Automation did the following to identify sources of 3TG in its products:
| • | Conducted a supply-chain survey with all direct suppliers that it believed were likely to provide components and raw materials containing 3TG. |
| • | These suppliers were identified based on their alignment with commodities of parts they supply, their supplier status and annual spend. |
| • | Inquiries requested the use of the template managed by the Responsible Minerals Initiative, known as the Conflict Minerals Reporting Template (the CMRT), to identify smelters and refiners in their supply chain. |
| • | Customized RFI communications were sent to suppliers who did not provide a requested CRMT in the previous year to get a better response rate. |
| • | Used an internal data collection team who made initial supplier requests, forwarded responses and/or questions to the Strategic Sourcing Compliance Team and tracked supplier responses. |
| • | Used an escalation process to drive supplier responses when required. |
| • | If suppliers did not respond in a designated time frame, the contact with suppliers was escalated to the related Buyers, Sourcing Managers, and ultimately, it was escalated to Sourcing Directors until resolved. |
| • | Reviewed supplier responses for reasonableness and completeness, and, where appropriate, further inquired of these suppliers to explain their reason for certain answers. |
Rockwell Automation received responses from more than 75% of suppliers (569 out of 757 suppliers) contacted, representing 99% of the Company’s supplier spend. Suppliers were in scope if purchases were $50k or greater and procured during calendar year 2021. The entries that appear on the completed Smelter List are the result of Compliance Map’s Smelter Validation Process. The list displays those facilities that are verified to be legitimate smelters or refiners of 3TGs and have been reported by at least one Rockwell Automation supplier.
OECD Step 2 – Identify and assess risk in the supply chain
Rockwell Automation evaluated and assigned the supplier risk based on responses, their completeness and reasonableness evaluation, and their smelter list. Rockwell Automation used the Responsible Minerals Initiative information and general public information to determine a smelter or refiner’s country of origin.
Rockwell Automation executives were kept informed of potential risks through the Product Compliance Council meetings sponsored by the Chief Technology Officer.
III. Due Diligence Design and Performance
Due Diligence Design
Rockwell Automation’s due diligence processes were designed in conformance with the due diligence related steps of the OECD 2013 and OECD Framework.
Due Diligence Measures Performed
OECD Step 3 – Design and implement a strategy to respond to identified risks
Rockwell Automation defines identified risk as the potential for a smelter to source from mines that support armed forces in the DRC region. It is not our intent to refrain from sourcing 3TG from the DRC region.
Rockwell Automation identified risk in the supply chain by supporting the audit strategy of 3TG smelters and refiners conducted by third parties through its participation in, and payment of membership dues to, the Responsible Minerals Initiative. Rockwell Automation became a member of the Responsible Minerals Initiative in 2014. (RMI Member identification: RKWL)
New suppliers to Rockwell Automation were subjected to a New Supplier Audit process to understand their conflict minerals engagement. New and existing suppliers were evaluated based on their smelter and refiner information obtained from CMRT declarations and assigned a risk. Rockwell Automation used the Responsible Minerals Initiative information and publicly available information to determine a smelter or refiner’s conflict minerals status.
Rockwell Automation executives were kept informed of risk management actions through the Product Compliance Council meetings sponsored by the Chief Technology Officer.
There was no instance where it was necessary to implement risk mitigation or any corrective actions to suppliers in 2021 based on the suppliers’ assigned risk. Rockwell Automation’s risk mitigation process includes the following steps if smelters or refiners were identified as supporting armed forces activity.
| • | Identify the Rockwell components and product affected by this supplier. |
| • | Identify specific components Rockwell Automation purchased from that supplier’s conflict source to determine whether corrective action is necessary. |
| • | Establish specific correction actions for each supplier and track actions. |
| • | If corrective action would be required and the supplier refuses to take actions to change that relationship (through either changing their suppliers or driving their suppliers to source only from conflict free sources) the supplier would be the subject of additional risk mitigation, which could result in suspended trade or disengagement from Rockwell Automation. |
OECD Step 4 – Carry out an independent third-party audit of the supply chain due diligence.
Rockwell Automation, as a member of the Responsible Minerals Initiative, supported the audit of smelters and refiners and RMI’s efforts to identify the country of origin of the smelter and refiner 3TG, as described in RMI website http://www.responsiblemineralsinitiative.org/. Rockwell Automation encouraged its suppliers to become members of RMI during our annual request for information.
Rockwell Automation provides the RMI with any unidentified smelter/refiner information received from suppliers for RMI analysis.
OECD Step 5 – Report on supply chain due diligence
Rockwell Automation files its Conflict Minerals Report Form SD annually with the SEC. Rockwell Automation also publishes its Conflict Minerals Report on its website annually at https://www.rockwellautomation.com/global/about-us/overview.page?pagetitle=Global-Supply-Chain-and-Sourcing&docid=619b0006865a65219b764413903d04c a (Rockwell Automation Conflict Mineral SD Form 2021)
IV. Smelter and Refiner Disclosures
Facilities and Country of Origin of 3TG
Schedule 1 lists the smelters and refiners on the Rockwell Automation CMRT. Rockwell Automation’s CMRT smelter list contains smelters and refiners that have and have not been evaluated by the Responsible Minerals Initiative. Any smelters and refiners on the Rockwell Automation CMRT identified as sourcing from the DRC region were found to be conformant with the RMI assessment protocol. The data collection was completed as of May 13th, 2022. The Rockwell Automation CMRT list was updated to reflect the facilities confirmed in the RMI CMRT Smelter Reference List. Rockwell Automation cannot verify that all the smelters identified contributed to parts that ended up in Rockwell Automation products based on the information provided by suppliers.
Schedule 2 lists the country of origin (CoO) of the 3TG processed by smelters verified by the Responsible Minerals Initiative and identified by the Rockwell Automation supply chain. All smelters and refiners who source from the DRC region that have been audited by the Responsible Minerals Initiative are conformant with the Responsible Minerals Initiative assessment protocol. The data collection was completed as of May 13th, 2022. Rockwell Automation cannot verify that any of the 3TG processed by smelters in any of the countries identified in Schedule 2 contributed to parts that ended up in Rockwell Automation products based on the information provided by suppliers.
V. Future Measures
Rockwell Automation will undertake the following steps during the next compliance period:
| • | Continue to support the Responsible Minerals Initiative and smelter audits through our membership and participation in subcommittees. |
| • | Continue to share unidentified smelter lists with Responsible Minerals Initiative to assist in identifying legitimate smelters and refiners. |
| • | Continue to direct suppliers to the Responsible Minerals Initiative organization for information, and encourage them to support the Responsible Minerals Initiative efforts through membership. |
Schedule 1
Schedule 1 contains Responsible Minerals Initiative smelters and refiners identified by Rockwell Automation Supply Chain. Smelters and refiners with an asterisk (*) are conformant with the Responsible Minerals Initiative assessment protocol as of May 13th, 2022. All other smelters are either working with RMI to meet the RMI assessment protocol or have either never been audited or have not renewed their audit.
| Smelter ID |
Metal |
Smelter Name |
Conformant | Smelter Country | ||||
| CID000004 | Tungsten | ALMT Sumitomo Group | * | Japan | ||||
| CID000015 | Gold | Advanced Chemical Company | * | United States of America | ||||
| CID000019 | Gold | Aida Chemical Industries Co., Ltd. | * | Japan | ||||
| CID000035 | Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | * | Germany | ||||
| CID000041 | Gold | Almalyk Mining and Metallurgical Complex (AMMC) | * | Uzbekistan | ||||
| CID000058 | Gold | AngloGold Ashanti Corrego do Sitio Mineracao | * | Brazil | ||||
| CID000059 | Tantalum | Anhui Herrman Impex Co. | China | |||||
| CID000077 | Gold | Argor-Heraeus S.A. | * | Switzerland | ||||
| CID000082 | Gold | Asahi Pretec Corp. | * | Japan | ||||
| CID000090 | Gold | Asaka Riken Co., Ltd. | * | Japan | ||||
| CID000092 | Tantalum | Asaka Riken Co., Ltd. | * | Japan | ||||
| CID000103 | Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | Turkey | |||||
| CID000105 | Tungsten | Kennametal Huntsville | * | United States of America | ||||
| CID000113 | Gold | Aurubis AG | * | Germany | ||||
| CID000128 | Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | * | Philippines | ||||
| CID000141 | Gold | Bauer Walser AG | Germany | |||||
| CID000157 | Gold | Boliden AB | * | Sweden | ||||
| CID000176 | Gold | C. Hafner GmbH + Co. KG | * | Germany | ||||
| CID000180 | Gold | Caridad | Mexico | |||||
| CID000185 | Gold | CCR Refinery - Glencore Canada Corporation | * | Canada | ||||
| CID000189 | Gold | Cendres + Metaux S.A. | * | Switzerland | ||||
| CID000197 | Gold | Yunnan Copper Industry Co., Ltd. | China | |||||
| CID000211 | Tantalum | Changsha South Tantalum Niobium Co., Ltd. | * | China |
| CID000218 | Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | * | China | ||||
| CID000228 | Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | * | China | ||||
| CID000233 | Gold | Chimet S.p.A. | * | Italy | ||||
| CID000239 | Tungsten | China Minmetals Non-ferrous Metals Holding Co., Ltd. | China | |||||
| CID000244 | Tin | Jiangxi Ketai Advanced Material Co., Ltd. | China | |||||
| CID0002558 | Tantalum | Global Advanced Metals Aizu | Japan | |||||
| CID000258 | Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | * | China | ||||
| CID000264 | Gold | Chugai Mining | * | Japan | ||||
| CID000278 | Tin | CNMC (Guangxi) PGMA Co., Ltd. | China | |||||
| CID000281 | Tungsten | CNMC (Guangxi) PGMA Co., Ltd. | China | |||||
| CID000291 | Tantalum | Guangdong Rising Rare Metals-EO Materials Ltd. | * | China | ||||
| CID000292 | Tin | Alpha Metals | * | United States of America | ||||
| CID000295 | Tin | Cooperativa Metalurgica de Rondônia Ltda. | Brazil | |||||
| CID000306 | Tin | CV Gita Pesona | Indonesia | |||||
| CID000307 | Tin | PT Justindo | Indonesia | |||||
| CID000309 | Tin | PT Aries Kencana Sejahtera | Indonesia | |||||
| CID000313 | Tin | PT Premium Tin Indonesia | Indonesia | |||||
| CID000315 | Tin | CV United Smelting | Indonesia | |||||
| CID000328 | Gold | Daejin Indus Co., Ltd. | Korea, Republic Of | |||||
| CID000343 | Gold | Daye Non-Ferrous Metals Mining Ltd. | China | |||||
| CID000345 | Tungsten | Dayu Weiliang Tungsten Co., Ltd. | China | |||||
| CID000359 | Gold | DSC (Do Sung Corporation) | * | Korea, Republic Of | ||||
| CID000362 | Gold | DODUCO Contacts and Refining GmbH | * | Germany | ||||
| CID000376 | Tin | Dongguan City Xida Soldering Tin Products Co. | China | |||||
| CID000401 | Gold | Dowa | * | Japan | ||||
| CID000402 | Tin | Dowa | * | Japan | ||||
| CID000410 | Tantalum | Duoluoshan | China | |||||
| CID000413 | Tungsten | Duoluoshan | China | |||||
| CID000425 | Gold | Eco-System Recycling Co., Ltd. East Plant | * | Japan |
| CID000438 | Tin | EM Vinto | * | Bolivia | ||||
| CID000448 | Tin | Estanho de Rondonia S.A. | * | Brazil | ||||
| CID000456 | Tantalum | Exotech Inc. | United States of America | |||||
| CID000460 | Tantalum | F&X Electro-Materials Ltd. | * | China | ||||
| CID000466 | Tin | Feinhütte Halsbrücke GmbH | Germany | |||||
| CID000468 | Tin | Fenix Metals | * | Poland | ||||
| CID000493 | Gold | OJSC Novosibirsk Refinery | Russian Federation | |||||
| CID000498 | Tin | Fuji Metal Mining Corp. | Japan | |||||
| CID000499 | Tungsten | Fujian Jinxin Tungsten Co., Ltd. | China | |||||
| CID000522 | Gold | Refinery of Seemine Gold Co., Ltd. | China | |||||
| CID000538 | Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | * | China | ||||
| CID000553 | Tin | Gejiu Yunxi Group Corp. | China | |||||
| CID000555 | Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | * | China | ||||
| CID000564 | Tantalum | Global Advanced Metals | United States of America | |||||
| CID000568 | Tungsten | Global Tungsten & Powders Corp. | * | United States of America | ||||
| CID000605 | Gold | Guangdong Hua Jian Trade Co., Ltd. | China | |||||
| CID000611 | Gold | GUANGDONG JINXIAN GAOXIN CAI LIAO GONG SI | China | |||||
| CID000616 | Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | * | China | ||||
| CID000626 | Tin | Guangxi Nonferrous Metals Group | China | |||||
| CID000628 | Tin | Guangxi Zhongshan Jin Yi Smelting Co., Ltd. | China | |||||
| CID000651 | Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | China | |||||
| CID000670 | Gold | Hang Seng Technology | China | |||||
| CID000671 | Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | China | |||||
| CID000689 | Gold | LT Metal Ltd. | * | Korea, Republic Of | ||||
| CID000694 | Gold | Heimerle + Meule GmbH | * | Germany | ||||
| CID000707 | Gold | Heraeus Metals Hong Kong Ltd. | * | China | ||||
| CID000711 | Gold | Heraeus Precious Metals GmbH & Co. KG | * | Germany | ||||
| CID000718 | Gold | Hetai Gold Mineral Guangdong Co., Ltd. | China | |||||
| CID000720 | Tin | Hezhou Jinwei Tin Co., Ltd. | China |
| CID000731 | Tantalum | Hi-Temp Specialty Metals, Inc. | United States of America | |||||
| CID000760 | Tin | Huichang Jinshunda Tin Co., Ltd. | China | |||||
| CID000766 | Tungsten | Hunan Chenzhou Mining Co., Ltd. | * | China | ||||
| CID000767 | Gold | Hunan Chenzhou Mining Co., Ltd. | China | |||||
| CID000769 | Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | * | China | ||||
| CID000773 | Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | China | |||||
| CID000778 | Gold | HwaSeong CJ CO., LTD. | Korea, Republic Of | |||||
| CID000801 | Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | * | China | ||||
| CID000807 | Gold | Ishifuku Metal Industry Co., Ltd. | * | Japan | ||||
| CID000814 | Gold | Istanbul Gold Refinery | * | Turkey | ||||
| CID000823 | Gold | Japan Mint | * | Japan | ||||
| CID000825 | Tungsten | Japan New Metals Co., Ltd. | * | Japan | ||||
| CID000840 | Tin | Jiang Jia Wang Technology Co. | China | |||||
| CID000855 | Gold | Jiangxi Copper Co., Ltd. | * | China | ||||
| CID000868 | Tungsten | Ganzhou Non-ferrous Metals Smelting Co., Ltd. | China | |||||
| CID000875 | Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | * | China | ||||
| CID000884 | Gold | Jin Jinyin Refining Co., Ltd. | China | |||||
| CID000909 | Gold | Jinlong Copper Co., Ltd. | China | |||||
| CID000914 | Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | * | China | ||||
| CID000917 | Tantalum | Jiujiang Tanbre Co., Ltd. | * | China | ||||
| CID000920 | Gold | Johnson Matthey Inc. (USA) | * | United States of America | ||||
| CID000924 | Gold | Asahi Refining Canada Ltd. | * | Canada | ||||
| CID000927 | Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | Russian Federation | |||||
| CID000929 | Gold | JSC Uralelectromed | Russian Federation | |||||
| CID000934 | Tin | Ju Tai Industrial Co., Ltd. | China | |||||
| CID000937 | Gold | JX Nippon Mining & Metals Co., Ltd. | * | Japan | ||||
| CID000942 | Tin | Gejiu Kai Meng Industry and Trade LLC | China |
| CID000956 | Gold | Kazakhmys Smelting LLC | Kazakhstan | |||||
| CID000957 | Gold | Kazzinc | * | Kazakhstan | ||||
| CID000963 | Tantalum | KEMET Corp. | United States of America | |||||
| CID000966 | Tungsten | Kennametal Fallon | * | United States of America | ||||
| CID000969 | Gold | Kennecott Utah Copper LLC | * | United States of America | ||||
| CID000973 | Tantalum | King-Tan Tantalum Industry Ltd. | China | |||||
| CID000981 | Gold | Kojima Chemicals Co., Ltd. | * | Japan | ||||
| CID000988 | Gold | Korea Metal Co. Ltd | Korea, Republic Of | |||||
| CID000991 | Gold | Kosak Seiren | Japan | |||||
| CID001029 | Gold | Kyrgyzaltyn JSC | Kyrgyzstan | |||||
| CID001032 | Gold | L’azurde Company For Jewelry | Saudi Arabia | |||||
| CID001056 | Gold | Lingbao Gold Co., Ltd. | China | |||||
| CID001058 | Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | China | |||||
| CID001063 | Tin | Linwu Xianggui Smelter Co | China | |||||
| CID001070 | Tin | China Tin Group Co., Ltd. | * | China | ||||
| CID001076 | Tantalum | LSM Brasil S.A. | * | Brazil | ||||
| CID001078 | Gold | LS-NIKKO Copper Inc. | * | Korea, Republic Of | ||||
| CID001093 | Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | China | |||||
| CID001098 | Tin | Ma An Shan Shu Guang Smelter Corp. | China | |||||
| CID001105 | Tin | Malaysia Smelting Corporation (MSC) | * | Malaysia | ||||
| CID001112 | Tin | Materials Eco-Refining Co., Ltd. | Japan | |||||
| CID001113 | Gold | Materion | * | United States of America | ||||
| CID001119 | Gold | Matsuda Sangyo Co., Ltd. | * | Japan | ||||
| CID001136 | Tin | Metahub Industries Sdn. Bhd. | Malaysia | |||||
| CID001142 | Tin | Metallic Resources, Inc. | * | United States of America | ||||
| CID001143 | Tin | Metallo-Chimique N.V. | Belgium | |||||
| CID001147 | Gold | Metalor Technologies (Suzhou) Ltd. | * | China | ||||
| CID001149 | Gold | Metalor Technologies (Hong Kong) Ltd. | * | China | ||||
| CID001152 | Gold | Metalor Technologies (Singapore) Pte., Ltd. | * | Singapore | ||||
| CID001153 | Gold | Metalor Technologies S.A. | * | Switzerland | ||||
| CID001157 | Gold | Metalor USA Refining Corporation | * | United States of America |
| CID001161 | Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | * | Mexico | ||||
| CID001163 | Tantalum | Metallurgical Products India Pvt., Ltd. | * | India | ||||
| CID001172 | Tin | Minchali Metal Industry Co., Ltd. | Taiwan, Province Of China | |||||
| CID001173 | Tin | Mineracao Taboca S.A. | * | Brazil | ||||
| CID001175 | Tantalum | Mineracao Taboca S.A. | * | Brazil | ||||
| CID001177 | Tin | Ming Li Jia Smelt Metal Factory | China | |||||
| CID001182 | Tin | Minsur | * | Peru | ||||
| CID001188 | Gold | Mitsubishi Materials Corporation | * | Japan | ||||
| CID001191 | Tin | Mitsubishi Materials Corporation | * | Japan | ||||
| CID001192 | Tantalum | Mitsui Mining and Smelting Co., Ltd. | * | Japan | ||||
| CID001193 | Gold | Mitsui Mining and Smelting Co., Ltd. | * | Japan | ||||
| CID001200 | Tantalum | NPM Silmet AS | * | Estonia | ||||
| CID001204 | Gold | Moscow Special Alloys Processing Plant | Russian Federation | |||||
| CID001220 | Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | * | Turkey | ||||
| CID001231 | Tin | Jiangxi New Nanshan Technology Ltd. | * | China | ||||
| CID001236 | Gold | Navoi Mining and Metallurgical Combinat | * | Uzbekistan | ||||
| CID001246 | Tin | Ney Metals and Alloys | United States of America | |||||
| CID001252 | Gold | Nihon Superior Co., Ltd. | Japan | |||||
| CID001259 | Gold | Nihon Material Co., Ltd. | * | Japan | ||||
| CID001277 | Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | * | China | ||||
| CID001305 | Tin | Novosibirsk Processing Plant Ltd. | * | Russian Federation | ||||
| CID001313 | Gold | Nyrstar Metals | United States of America | |||||
| CID001314 | Tin | O.M. Manufacturing (Thailand) Co., Ltd. | * | Thailand | ||||
| CID001322 | Gold | Elemetal Refining, LLC | United States of America | |||||
| CID001325 | Gold | Ohura Precious Metal Industry Co., Ltd. | * | Japan | ||||
| CID001326 | Gold | OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet) | Russian Federation | |||||
| CID001328 | Gold | OJSC Kolyma Refinery | Russian Federation |
| CID001332 | Tin | Old City Metals Processing Co., Ltd. | China | |||||
| CID001337 | Tin | Operaciones Metalurgicas S.A. | * | Bolivia | ||||
| CID001352 | Gold | PAMP S.A. | * | Switzerland | ||||
| CID001356 | Tin | Pan Light Corporation | Taiwan, Province Of China | |||||
| CID001362 | Gold | Penglai Penggang Gold Industry Co., Ltd. | China | |||||
| CID001368 | Tantalum | Plansee SE | Austria | |||||
| CID001386 | Gold | Prioksky Plant of Non-Ferrous Metals | Russian Federation | |||||
| CID001393 | Tin | PT Alam Lestari Kencana | Indonesia | |||||
| CID001397 | Gold | PT Aneka Tambang (Persero) Tbk | * | Indonesia | ||||
| CID001399 | Tin | PT Artha Cipta Langgeng | * | Indonesia | ||||
| CID001402 | Tin | PT Babel Inti Perkasa | * | Indonesia | ||||
| CID001406 | Tin | PT Babel Surya Alam Lestari | * | Indonesia | ||||
| CID001409 | Tin | PT Bangka Prima Tin | Indonesia | |||||
| CID001412 | Tin | PT Bangka Putra Karya | Indonesia | |||||
| CID001416 | Tin | PT Bangka Timah Utama Sejahtera | Indonesia | |||||
| CID001419 | Tin | PT Refined Bangka Tin | Indonesia | |||||
| CID001421 | Tin | PT Belitung Industri Sejahtera | Indonesia | |||||
| CID001424 | Tin | PT ATD Makmur Mandiri Jaya | Indonesia | |||||
| CID001428 | Tin | PT Bukit Timah | * | Indonesia | ||||
| CID001434 | Tin | PT DS Jaya Abadi | Indonesia | |||||
| CID001438 | Tin | PT Eunindo Usaha Mandiri | Indonesia | |||||
| CID001442 | Tin | PT Fang Di MulTindo | Indonesia | |||||
| CID001448 | Tin | PT Karimun Mining | Indonesia | |||||
| CID001449 | Tin | PT Koba Tin | Indonesia | |||||
| CID001453 | Tin | PT Mitra Stania Prima | * | Indonesia | ||||
| CID001456 | Tin | PT Natari | Indonesia | |||||
| CID001457 | Tin | PT Panca Mega Persada | Indonesia | |||||
| CID001458 | Tin | PT Prima Timah Utama | * | Indonesia | ||||
| CID001459 | Tin | PT Stanindo Inti Perkasa | Indonesia | |||||
| CID001460 | Tin | Brand RBT | * | Indonesia | ||||
| CID001463 | Tin | PT Sariwiguna Binasentosa | * | Indonesia | ||||
| CID001466 | Tin | PT Refined Bangka Tin | Indonesia | |||||
| CID001468 | Tin | PT Stanindo Inti Perkasa | * | Indonesia | ||||
| CID001471 | Tin | PT Sumber Jaya Indah | Indonesia | |||||
| CID001476 | Tin | PT Supra Sukses Trinusa | Indonesia |
| CID001477 | Tin | PT Timah Tbk Kundur | * | Indonesia | ||||
| CID001482 | Tin | PT Timah Tbk Mentok | * | Indonesia | ||||
| CID001486 | Tin | PT Timah Nusantara | Indonesia | |||||
| CID001490 | Tin | PT Tinindo Inter Nusa | * | Indonesia | ||||
| CID001493 | Tin | PT Tommy Utama | Indonesia | |||||
| CID001498 | Gold | PX Precinox S.A. | * | Switzerland | ||||
| CID001508 | Tantalum | QuantumClean | * | United States of America | ||||
| CID001512 | Gold | Rand Refinery (Pty) Ltd. | * | South Africa | ||||
| CID001515 | Gold | Realized the Enterprise Co., Ltd. | China | |||||
| CID001522 | Tantalum | RFH | * | China | ||||
| CID001534 | Gold | Royal Canadian Mint | * | Canada | ||||
| CID001539 | Tin | Rui Da Hung | * | Taiwan, Province Of China | ||||
| CID001546 | Gold | Sabin Metal Corp. | United States of America | |||||
| CID001555 | Gold | Samduck Precious Metals | * | Korea, Republic Of | ||||
| CID001562 | Gold | Samwon Metals Corp. | Korea, Republic Of | |||||
| CID001573 | Gold | Schone Edelmetaal B.V. | Netherlands | |||||
| CID001585 | Gold | SEMPSA Joyeria Plateria S.A. | * | Spain | ||||
| CID001604 | Gold | Shan Dong Huangjin | China | |||||
| CID001605 | Gold | Shan Tou Shi Yong Yuan Jin Shu Zai Sheng Co., Ltd. | China | |||||
| CID001606 | Tin | Shan Tou Shi Yong Yuan Jin Shu Zai Sheng Co., Ltd. | China | |||||
| CID001607 | Gold | Shandon Jin Jinyin Refining Limited | China | |||||
| CID001612 | Gold | Shandong Hengbang Smelter Co., Ltd. | China | |||||
| CID001616 | Gold | Shandong Penglai Gold Smelter | China | |||||
| CID001619 | Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | China | |||||
| CID001622 | Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | * | China | ||||
| CID001634 | Tantalum | Shanghai Jiangxi Metals Co., Ltd. | China | |||||
| CID001692 | Gold | Shenzhen Heng Zhong Industry Co., Ltd. | China | |||||
| CID001694 | Tin | Shenzhen Hong Chang Metal Manufacturing Factory | China | |||||
| CID001731 | Tin | Sichuan Guanghan Jiangnan Casting Smelters | China |
| CID001736 | Gold | Sichuan Tianze Precious Metals Co., Ltd. | * | China | ||||
| CID001745 | Gold | Sino-Platinum Metals Co., Ltd. | China | |||||
| CID001748 | Tin | Sizer Metals PTE Ltd | Singapore | |||||
| CID001754 | Gold | So Accurate Group, Inc. | United States of America | |||||
| CID001756 | Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | Russian Federation | |||||
| CID001758 | Tin | Soft Metais Ltda. | * | Brazil | ||||
| CID001761 | Gold | Solar Applied Materials Technology Corp. | * | Taiwan, Province Of China | ||||
| CID001769 | Tantalum | Solikamsk Magnesium Works OAO | * | Russian Federation | ||||
| CID001798 | Gold | Sumitomo Metal Mining Co., Ltd. | * | Japan | ||||
| CID001808 | Gold | Suntain Co., Ltd. | Taiwan, Province Of China | |||||
| CID001810 | Gold | Super Dragon Technology Co., Ltd. | Taiwan, Province Of China | |||||
| CID001822 | Tin | Suzhou Nuonengda Chemical Co., Ltd. | China | |||||
| CID001840 | Gold | Tai Perng | Indonesia | |||||
| CID001845 | Tin | Taicang City Nancang Metal Material Co., Ltd. | China | |||||
| CID001851 | Tin | Taiwan High-Tech Co., Ltd. | Taiwan, Province Of China | |||||
| CID001852 | Tin | Taiwan Huanliang | Taiwan, Province Of China | |||||
| CID001857 | Gold | Taiwan Totai Co., Ltd. | Taiwan, Province Of China | |||||
| CID001859 | Tin | Taiwan’s Lofty Enterprises Ltd. | Taiwan, Province Of China | |||||
| CID001869 | Tantalum | Taki Chemical Co., Ltd. | * | Japan | ||||
| CID001875 | Gold | Tanaka Kikinzoku Kogyo K.K. | * | Japan | ||||
| CID001882 | Tin | TAP | United States of America | |||||
| CID001889 | Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | Viet Nam | |||||
| CID001891 | Tantalum | Telex Metals | * | United States of America | ||||
| CID001897 | Tin | Thailand Mine Factory | Thailand | |||||
| CID001898 | Tin | Thaisarco | * | Thailand | ||||
| CID001908 | Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | * | China | ||||
| CID001909 | Gold | Great Wall Precious Metals Co., Ltd. of CBPM | China | |||||
| CID001916 | Gold | The Refinery of Shandong Gold Mining Co., Ltd. | * | China | ||||
| CID001920 | Tin | Three Green Surface Technology Limited Company | China |
| CID001929 | Tin | Tianshui Ling Bo Technology Co., Ltd. | China | |||||
| CID001932 | Tin | Tin Plating Gejiu | China | |||||
| CID001938 | Gold | Tokuriki Honten Co., Ltd. | * | Japan | ||||
| CID001943 | Tin | TONG LONG | China | |||||
| CID001947 | Gold | Tongling Nonferrous Metals Group Co., Ltd. | China | |||||
| CID001954 | Tin | Top-Team Technology (Shenzhen) Ltd. | China | |||||
| CID001955 | Gold | Torecom | * | Korea, Republic Of | ||||
| CID001969 | Tantalum | Ulba Metallurgical Plant JSC | * | Kazakhstan | ||||
| CID001977 | Gold | Umicore Brasil Ltda. | Brazil | |||||
| CID001980 | Gold | Umicore S.A. Business Unit Precious Metals Refining | * | Belgium | ||||
| CID001993 | Gold | United Precious Metal Refining, Inc. | * | United States of America | ||||
| CID001998 | Tin | Untracore Co., Ltd. | Thailand | |||||
| CID002003 | Gold | Valcambi S.A. | * | Switzerland | ||||
| CID002009 | Gold | Viagra Di Precious Metals (Zhaoyuan) Co., Ltd. | China | |||||
| CID002011 | Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | Viet Nam | |||||
| CID002015 | Tin | VQB Mineral and Trading Group JSC | Viet Nam | |||||
| CID002023 | Gold | Wang Ting | China | |||||
| CID002027 | Tin | Welley | Taiwan, Province Of China | |||||
| CID002030 | Gold | AGR Mathey | * | Australia | ||||
| CID002036 | Tin | White Solder Metalurgia e Mineracao Ltda. | * | Brazil | ||||
| CID002044 | Tungsten | Wolfram Bergbau und Hutten AG | * | Austria | ||||
| CID002047 | Tungsten | WOLFRAM Company CJSC | Russian Federation | |||||
| CID002057 | Tin | Wujiang City Luxe Tin Factory | China | |||||
| CID002063 | Gold | Wuzhong Group | China | |||||
| CID002076 | Gold | Xiamen Jinbo Metal Co., Ltd. | China | |||||
| CID002082 | Tungsten | Xiamen Tungsten Co., Ltd. | * | China | ||||
| CID002090 | Tin | Xin Furukawa Metal ( Wuxi ) Co., Ltd. | China | |||||
| CID002095 | Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | China | |||||
| CID002099 | Tin | Xuri | China | |||||
| CID002100 | Gold | Yamakin Co., Ltd. | * | Japan | ||||
| CID002102 | Gold | Yamato Denki Ind. Co., Ltd. | Japan |
| CID002108 | Tin | China Yunnan Tin Co Ltd. | China | |||||
| CID002121 | Tin | Yifeng Tin | China | |||||
| CID002123 | Tin | Yiquan Manufacturing | China | |||||
| CID002129 | Gold | Yokohama Metal Co., Ltd. | * | Japan | ||||
| CID002147 | Tin | Yuecheng Tin Co., Ltd. | China | |||||
| CID002158 | Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | * | China | ||||
| CID002162 | Tin | Yunnan Chengo Electric Smelting Plant | China | |||||
| CID002164 | Tin | Yunnan Copper Zinc Industry Co., Ltd. | China | |||||
| CID002166 | Tin | Yunnan Gejiu Smelting Corp. | China | |||||
| CID002173 | Tin | Yunnan Industrial Co., Ltd. | China | |||||
| CID002180 | Tin | Yunnan Tin Company Limited | * | China | ||||
| CID002195 | Tungsten | Zhangzhou Chuen Bao Apt Smeltery Co., Ltd. | China | |||||
| CID002201 | Gold | Zhaojun Maifu | China | |||||
| CID002205 | Gold | Zhe Jiang Guang Yuan Noble Metal Smelting Factory | China | |||||
| CID002214 | Gold | Zhongkuang Gold Industry Co., Ltd. | China | |||||
| CID002219 | Gold | Zhongshan Hyper-Toxic Substance Monopolized Co., Ltd. | China | |||||
| CID002220 | Tin | Zhongshan Jinye Smelting Co.,Ltd | China | |||||
| CID002221 | Gold | Zhongshan Poison Material Proprietary Co., Ltd. | China | |||||
| CID002224 | Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | * | China | ||||
| CID002231 | Gold | Zhuhai Toxic Materials Monopoly Ltd. | China | |||||
| CID002232 | Tantalum | Zhuzhou Cemented Carbide Group Co., Ltd. | China | |||||
| CID002236 | Tungsten | Zhuzhou Cemented Carbide Group Co., Ltd. | China | |||||
| CID002243 | Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | * | China | ||||
| CID002274 | Tin | Guangxi Hua Tin Gold Minute Fee, Ltd. | China | |||||
| CID002281 | Tin | Lian Jing | China | |||||
| CID002282 | Gold | Morris and Watson | New Zealand | |||||
| CID002285 | Gold | Nohon Material Corporation | Japan |
| CID002290 | Gold | SAFINA A.S. | * | Czech Republic | ||||
| CID002307 | Tantalum | Yichun Jin Yang Rare Metal Co., Ltd. | China | |||||
| CID002309 | Tin | Yunnan Malipo Baiyi Kuangye Co. | China | |||||
| CID002312 | Gold | Guangdong Jinding Gold Limited | China | |||||
| CID002313 | Tungsten | Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd. | China | |||||
| CID002314 | Gold | Umicore Precious Metals Thailand | * | Thailand | ||||
| CID002315 | Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | * | China | ||||
| CID002316 | Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | * | China | ||||
| CID002317 | Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | * | China | ||||
| CID002318 | Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | * | China | ||||
| CID002319 | Tungsten | Malipo Haiyu Tungsten Co., Ltd. | * | China | ||||
| CID002320 | Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | * | China | ||||
| CID002321 | Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | * | China | ||||
| CID002349 | Tungsten | Daido Steel | Japan | |||||
| CID002365 | Tin | Hulterworth Smelter | China | |||||
| CID002382 | Tin | M/s ECO Tropical Resources | Singapore | |||||
| CID002386 | Tantalum | Nantong Tongjie Electrical Co., Ltd. | China | |||||
| CID002408 | Tin | Sigma Tin Alloy Co., Ltd. | China | |||||
| CID002411 | Tin | Spectro Alloys Corp. | United States of America | |||||
| CID002423 | Tungsten | Toshiba Material Co., Ltd. | Japan | |||||
| CID002428 | Tin | Xiamen Honglu Tungsten Molybdenum Co., Ltd. | China | |||||
| CID002436 | Tin | Solder Court Ltd. | China | |||||
| CID002455 | Tin | CV Venus Inti Perkasa | Indonesia | |||||
| CID002459 | Gold | Geib Refining Corporation | * | United States of America | ||||
| CID002468 | Tin | Magnu’s Minerais Metais e Ligas Ltda. | * | Brazil | ||||
| CID002478 | Tin | PT Tirus Putra Mandiri | Indonesia | |||||
| CID002479 | Tin | PT Wahana Perkit Jaya | Indonesia | |||||
| CID002491 | Gold | Yunnan Gold Mining Group Co., Ltd. (YGMG) | China |
| CID002492 | Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | * | China | ||||
| CID002494 | Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | * | China | ||||
| CID002500 | Tin | Melt Metais e Ligas S.A. | Brazil | |||||
| CID002502 | Tungsten | Asia Tungsten Products Vietnam Ltd. | * | Viet Nam | ||||
| CID002503 | Tin | PT ATD Makmur Mandiri Jaya | * | Indonesia | ||||
| CID002504 | Tantalum | D Block Metals, LLC | * | United States of America | ||||
| CID002505 | Tantalum | FIR Metals & Resource Ltd. | * | China | ||||
| CID002506 | Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | * | China | ||||
| CID002507 | Tin | Phoenix Metal Ltd. | Rwanda | |||||
| CID002508 | Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | * | China | ||||
| CID002509 | Gold | MMTC-PAMP India Pvt., Ltd. | * | India | ||||
| CID002510 | Gold | Republic Metals Corporation | United States of America | |||||
| CID002511 | Gold | KGHM Polska Miedz S.A. | * | Poland | ||||
| CID002512 | Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | * | China | ||||
| CID002513 | Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | * | China | ||||
| CID002515 | Gold | Fidelity Printers and Refiners Ltd. | Zimbabwe | |||||
| CID002516 | Gold | Singway Technology Co., Ltd. | * | Taiwan, Province Of China | ||||
| CID002517 | Tin | O.M. Manufacturing Philippines, Inc. | * | Philippines | ||||
| CID002518 | Tungsten | Dayu Jincheng Tungsten Industry Co., Ltd. | China | |||||
| CID002519 | Gold | Henan Yuguang Gold & Lead Co., Ltd. | China | |||||
| CID002525 | Gold | Shandong Humon Smelting Co., Ltd. | China | |||||
| CID002527 | Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd. | China | |||||
| CID002529 | Gold | Zhuzhou Smelting Group Co., Ltd. | China | |||||
| CID002530 | Tin | PT Inti Stania Prima | Indonesia | |||||
| CID002531 | Tungsten | Ganxian Shirui New Material Co., Ltd. | China | |||||
| CID002532 | Tungsten | Pobedit, JSC | Russian Federation | |||||
| CID002535 | Tungsten | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | China |
| CID002536 | Tungsten | Ganzhou Yatai Tungsten Co., Ltd. | China | |||||
| CID002539 | Tantalum | KEMET Blue Metals | * | Mexico | ||||
| CID002540 | Tantalum | Plansee SE Liezen | Austria | |||||
| CID002541 | Tungsten | H.C. Starck Tungsten GmbH | * | Germany | ||||
| CID002542 | Tungsten | H.C. Starck Smelting GmbH & Co. KG | * | Germany | ||||
| CID002543 | Tungsten | Masan Tungsten Chemical LLC (MTC) | * | Viet Nam | ||||
| CID002544 | Tantalum | H.C. Starck Co., Ltd. | * | Thailand | ||||
| CID002545 | Tantalum | H.C. Starck Tantalum and Niobium GmbH | * | Germany | ||||
| CID002546 | Tantalum | H.C. Starck GmbH Laufenburg | Germany | |||||
| CID002547 | Tantalum | H.C. Starck Hermsdorf GmbH | * | Germany | ||||
| CID002548 | Tantalum | H.C. Starck Inc. | * | United States of America | ||||
| CID002549 | Tantalum | H.C. Starck Ltd. | * | Japan | ||||
| CID002550 | Tantalum | H.C. Starck Smelting GmbH & Co. KG | * | Germany | ||||
| CID002551 | Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | * | China | ||||
| CID002556 | Tantalum | Plansee SE Reutte | Austria | |||||
| CID002557 | Tantalum | Global Advanced Metals Boyertown | * | United States of America | ||||
| CID002558 | Tantalum | Global Advanced Metals Aizu | * | Japan | ||||
| CID002560 | Gold | Al Etihad Gold Refinery DMCC | * | United Arab Emirates | ||||
| CID002561 | Gold | Emirates Gold DMCC | * | United Arab Emirates | ||||
| CID002562 | Gold | International Precious Metal Refiners | United Arab Emirates | |||||
| CID002563 | Gold | Kaloti Precious Metals | United Arab Emirates | |||||
| CID002567 | Gold | Sudan Gold Refinery | Sudan | |||||
| CID002568 | Tantalum | KEMET Blue Powder | United States of America | |||||
| CID002570 | Tin | CV Ayi Jaya | Indonesia | |||||
| CID002571 | Tantalum | Tranzact, Inc. | United States of America | |||||
| CID002572 | Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | Viet Nam | |||||
| CID002573 | Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | Viet Nam | |||||
| CID002574 | Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | Viet Nam |
| CID002579 | Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | China | |||||
| CID002580 | Gold | T.C.A S.p.A | * | Italy | ||||
| CID002581 | Gold | Precious Metals Sales Corp. | United States of America | |||||
| CID002582 | Gold | REMONDIS PMR B.V. | * | Netherlands | ||||
| CID002584 | Gold | Fujairah Gold FZC | United Arab Emirates | |||||
| CID002587 | Gold | Industrial Refining Company | Belgium | |||||
| CID002588 | Gold | Shirpur Gold Refinery Ltd. | India | |||||
| CID002589 | Tungsten | Niagara Refining LLC | * | United States of America | ||||
| CID002590 | Tantalum | E.S.R. Electronics | United States of America | |||||
| CID002592 | Tin | CV Dua Sekawan | Indonesia | |||||
| CID002593 | Tin | PT Rajehan Ariq | * | Indonesia | ||||
| CID002596 | Gold | ARY Aurum Plus | United Arab Emirates | |||||
| CID002605 | Gold | Korea Zinc Co., Ltd. | * | Korea, Republic Of | ||||
| CID002606 | Gold | Marsam Metals | * | Brazil | ||||
| CID002614 | Gold | Shandong Yanggu Xiangguang Co., Ltd. | China | |||||
| CID002615 | Gold | TOO Tau-Ken-Altyn | * | Kazakhstan | ||||
| CID002635 | Tin | Hongqiao Metals (Kunshan) Co., Ltd. | China | |||||
| CID002641 | Tungsten | China Molybdenum Co., Ltd. | * | China | ||||
| CID002644 | Tungsten | Ganzhou Beseem Ferrotungsten Co., Ltd. | China | |||||
| CID002645 | Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. | * | China | ||||
| CID002647 | Tungsten | Jiangxi Xianglu Tungsten Co., Ltd. | China | |||||
| CID002649 | Tungsten | Hydrometallurg, JSC | * | Russian Federation | ||||
| CID002652 | Tungsten | Mehra Ferro-Alloys Pvt. Ltd. | India | |||||
| CID002659 | Tungsten | Tungsten Diversified Industries LLC | United States of America | |||||
| CID002696 | Tin | PT Cipta Persada Mulia | * | Indonesia | ||||
| CID002703 | Tin | An Vinh Joint Stock Mineral Processing Company | Viet Nam | |||||
| CID002706 | Tin | Resind Industria e Comercio Ltda. | * | Brazil | ||||
| CID002707 | Tantalum | Resind Industria e Comercio Ltda. | * | Brazil | ||||
| CID002708 | Gold | Abington Reldan Metals, LLC | United States of America | |||||
| CID002724 | Tungsten | Unecha Refractory metals plant | * | Russian Federation | ||||
| CID002739 | Gold | Hop Hing Electroplating Factory Zhejiang | China |
| CID002743 | Gold | SuZhou ShenChuang Recycling Ltd. | China | |||||
| CID002745 | Gold | Tsai Brother Industries | Taiwan, Province Of China | |||||
| CID002756 | Tin | Super Ligas | Brazil | |||||
| CID002757 | Tin | PT O.M. Indonesia | Indonesia | |||||
| CID002761 | Gold | SAAMP | * | France | ||||
| CID002762 | Gold | L’Orfebre S.A. | * | Andorra | ||||
| CID002763 | Gold | 8853 S.p.A. | * | Italy | ||||
| CID002765 | Gold | Italpreziosi | * | Italy | ||||
| CID002773 | Tin | Metallo Belgium N.V. | * | Belgium | ||||
| CID002774 | Tin | Metallo Spain S.L.U. | * | Spain | ||||
| CID002776 | Tin | PT Bangka Prima Tin | Indonesia | |||||
| CID002777 | Gold | SAXONIA Edelmetalle GmbH | Germany | |||||
| CID002778 | Gold | WIELAND Edelmetalle GmbH | * | Germany | ||||
| CID002779 | Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | * | Austria | ||||
| CID002786 | Tin | Chofu Works | Japan | |||||
| CID002809 | Tin | Arco Alloys | United States of America | |||||
| CID002815 | Tungsten | South-East Nonferrous Metal Company Limited of Hengyang City | China | |||||
| CID002816 | Tin | PT Sukses Inti Makmur | Indonesia | |||||
| CID002819 | Tin | Jiangxi Yaosheng Tungsten Co., Ltd. | China | |||||
| CID002825 | Tin | An Thai Minerals Co., Ltd. | Viet Nam | |||||
| CID002827 | Tungsten | Philippine Chuangxin Industrial Co., Inc. | * | Philippines | ||||
| CID002829 | Tin | PT Kijang Jaya Mandiri | Indonesia | |||||
| CID002830 | Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | * | China | ||||
| CID002833 | Tungsten | ACL Metais Eireli | * | Brazil | ||||
| CID002834 | Tin | Thai Nguyen Mining and Metallurgy Co., Ltd. | * | Viet Nam | ||||
| CID002835 | Tin | PT Menara Cipta Mulia | * | Indonesia | ||||
| CID002842 | Tantalum | Jiangxi Tuohong New Raw Material | * | China | ||||
| CID002843 | Tungsten | Woltech Korea Co., Ltd. | * | Korea, Republic Of | ||||
| CID002844 | Tin | HuiChang Hill Tin Industry Co., Ltd. | * | China | ||||
| CID002845 | Tungsten | Moliren Ltd. | * | Russian Federation | ||||
| CID002847 | Tantalum | PRG Dooel | * |
| CID002848 | Tin | Gejiu Fengming Metallurgy Chemical Plant | China | |||||
| CID002849 | Tin | Guanyang Guida Nonferrous Metal Smelting Plant | China | |||||
| CID002850 | Gold | AU Traders and Refiners | South Africa | |||||
| CID002851 | Gold | AURA-II | United States of America | |||||
| CID002852 | Gold | GCC Gujrat Gold Centre Pvt. Ltd. | India | |||||
| CID002853 | Gold | Sai Refinery | India | |||||
| CID002854 | Gold | Universal Precious Metals Refining Zambia | Zambia | |||||
| CID002857 | Gold | Modeltech Sdn Bhd | Malaysia | |||||
| CID002858 | Tin | Modeltech Sdn Bhd | Malaysia | |||||
| CID002859 | Tin | Gejiu Jinye Mineral Company | China | |||||
| CID002863 | Gold | Bangalore Refinery | * | India | ||||
| CID002865 | Gold | Kyshtym Copper-Electrolytic Plant ZAO | Russian Federation | |||||
| CID002866 | Gold | Morris and Watson Gold Coast | Australia | |||||
| CID002867 | Gold | Degussa Sonne / Mond Goldhandel GmbH | Germany | |||||
| CID002870 | Tin | PT Lautan Harmonis Sejahtera | Indonesia | |||||
| CID002872 | Gold | Pease & Curren | United States of America | |||||
| CID002893 | Gold | JALAN & Company | India | |||||
| CID002899 | Gold | Al Ghaith Gold | United Arab Emirates | |||||
| CID002904 | Gold | Hung Cheong Metal Manufacturing Limited | China | |||||
| CID002914 | Gold | Rio Tinto Group | Australia | |||||
| CID002918 | Gold | SungEel HiMetal Co., Ltd. | * | Korea, Republic Of | ||||
| CID002919 | Gold | Planta Recuperadora de Metales SpA | * | Chile | ||||
| CID002946 | Tin | Xianghualing Tin Industry Co., Ltd. | China | |||||
| CID002973 | Gold | Safimet S.p.A | * | Italy | ||||
| CID003088 | Tantalum | AMG Mining Mibra Mine | Brazil | |||||
| CID003116 | Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | * | China | ||||
| CID003153 | Gold | State Research Institute Center for Physical Sciences and Technology | Lithuania | |||||
| CID003182 | Tungsten | Hunan Litian Tungsten Industry Co., Ltd. | China |
| CID003185 | Gold | African Gold Refinery | Uganda | |||||
| CID003186 | Gold | Gold Coast Refinery | Ghana | |||||
| CID003189 | Gold | NH Recytech Company | * | Korea, Republic Of | ||||
| CID003190 | Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | * | China | ||||
| CID003191 | Tantalum | Jiujiang Janny New Material Co., Ltd. | China | |||||
| CID003195 | Gold | TSK Pretech | Korea, Republic Of | |||||
| CID003205 | Tin | PT Bangka Serumpun | * | Indonesia | ||||
| CID003208 | Tin | Pongpipat Company Limited | Myanmar | |||||
| CID003324 | Gold | QG Refining, LLC | United States of America | |||||
| CID003325 | Tin | Tin Technology & Refining | * | United States of America | ||||
| CID003348 | Gold | Dijllah Gold Refinery FZC | United Arab Emirates | |||||
| CID003356 | Tin | Dongguan CiEXPO Environmental Engineering Co., Ltd. | China | |||||
| CID003379 | Tin | Ma’anshan Weitai Tin Co., Ltd. | * | China | ||||
| CID003380 | Tin | PT Masbro Alam Stania | Indonesia | |||||
| CID003381 | Tin | PT Rajawali Rimba Perkasa | * | Indonesia | ||||
| CID003382 | Gold | CGR Metalloys Pvt Ltd. | India | |||||
| CID003383 | Gold | Sovereign Metals | India | |||||
| CID003387 | Tin | Luna Smelter, Ltd. | * | Rwanda | ||||
| CID003388 | Tungsten | KGETS Co., Ltd. | * | Korea, Republic Of | ||||
| CID003395 | Tin | Omodeo A. E S. Metalleghe SRL | Italy | |||||
| CID003396 | Tantalum | PM Kalco Inc | United States of America | |||||
| CID003397 | Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | China | |||||
| CID003401 | Tungsten | Fujian Ganmin RareMetal Co., Ltd. | * | China | ||||
| CID003402 | Tantalum | CP Metals Inc. | United States of America | |||||
| CID003407 | Tungsten | Lianyou Metals Co., Ltd. | * | Taiwan, Province Of China | ||||
| CID003408 | Tungsten | JSC “Kirovgrad Hard Alloys Plant” | * | Russian Federation | ||||
| CID003409 | Tin | Precious Minerals and Smelting Limited | India | |||||
| CID003410 | Tin | Gejiu City Fuxiang Industry and Trade Co., Ltd. | China | |||||
| CID003416 | Tungsten | NPP Tyazhmetprom LLC | Russian Federation | |||||
| CID003417 | Tungsten | GEM Co., Ltd. | * | China | ||||
| CID003421 | Gold | C.I Metales Procesados Industriales SAS | Colombia |
| CID003424 | Gold | Eco-System Recycling Co., Ltd. North Plant | * | Japan | ||||
| CID003425 | Gold | Eco-System Recycling Co., Ltd. West Plant | * | Japan | ||||
| CID003427 | Tungsten | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | Brazil | |||||
| CID003448 | Tungsten | CP Metals Inc. | United States of America | |||||
| CID003449 | Tin | PT Mitra Sukses Globalindo | Indonesia | |||||
| CID003461 | Gold | Augmont Enterprises Private Limited | India | |||||
| CID003463 | Gold | Kundan Care Products Ltd. | India | |||||
| CID003468 | Tungsten | Cronimet Brasil Ltda | * | Brazil | ||||
| CID003486 | Tin | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | Brazil | |||||
| CID003487 | Gold | Emerald Jewel Industry India Limited (Unit 1) | India | |||||
| CID003488 | Gold | Emerald Jewel Industry India Limited (Unit 2) | India | |||||
| CID003489 | Gold | Emerald Jewel Industry India Limited (Unit 3) | India | |||||
| CID003490 | Gold | Emerald Jewel Industry India Limited (Unit 4) | India | |||||
| CID003497 | Gold | K.A. Rasmussen | Norway | |||||
| CID003500 | Gold | Alexy Metals | United States of America | |||||
| CID003524 | Tin | CRM Synergies | * | Spain | ||||
| CID003529 | Gold | Sancus ZFS (L’Orfebre, SA) | Colombia | |||||
| CID003540 | Gold | Sellem Industries Ltd. | Mauritania | |||||
| CID003548 | Gold | MD Overseas | India | |||||
| CID003553 | Tungsten | Artek LLC | Russian Federation | |||||
| CID003557 | Gold | Metallix Refining Inc. | United States of America | |||||
| CID003575 | Gold | Metal Concentrators SA (Pty) Ltd. | * | South Africa | ||||
| CID003582 | Tin | Fabrica Auricchio Industria e Comercio Ltda. | * | Brazil | ||||
| CID003583 | Tantalum | Yancheng Jinye New Material Technology Co., Ltd. | * | China | ||||
| CID003609 | Tungsten | Fujian Xinlu Tungsten | * | China | ||||
| CID003612 | Tungsten | OOO “Technolom” 2 | Russian Federation | |||||
| CID003614 | Tungsten | OOO “Technolom” 1 | Russian Federation | |||||
| CID003615 | Gold | WEEEREFINING | France | |||||
| CID003617 | Gold | Value Trading | Belgium | |||||
| CID003643 | Tungsten | LLC Vostok | Russian Federation |
Schedule 2
This Schedule 2 contains a list of Countries of Origin believed to be associated with the Responsible Minerals Sourcing Initiative smelters listed in Schedule 1.
ANDORRA, AUSTRALIA, AUSTRIA, BELGIUM, BOLIVIA (PLURINATIONAL STATE OF), BRAZIL, CANADA, CHILE, CHINA, COLOMBIA, CZECH REPUBLIC, ESTONIA, FRANCE, GERMANY, GHANA, INDIA, INDONESIA, ITALY, JAPAN, KAZAKHSTAN, REPUBLIC OF KOREA, KYRGYZSTAN, LITHUANIA, MALAYSIA, MAURITANIA, MEXICO, MYANMAR, NETHERLANDS, NEW ZEALAND, NORTH MACEDONIA, NORWAY, PERU, PHILIPPINES, POLAND, RUSSIAN FEDERATION, RWANDA, SAUDI ARABIA, SINGAPORE, SOUTH AFRICA, SPAIN, SUDAN, SWEDEN, SWITZERLAND, TAIWAN, PROVINCE OF CHINA, THAILAND, TURKEY, UGANDA, UNITED ARAB EMIRATES, UNITED STATES OF AMERICA, UZBEKISTAN, VIET NAM, ZAMBIA, ZIMBABWE.