Exhibit 1.01

Conflict Minerals Report

OF ROCKWELL AUTOMATION, INC.

IN ACCORD WITH RULE 13P-1 UNDER THE SECURITIES EXCHANGE ACT OF 1934

This is the Conflict Minerals Report of Rockwell Automation, Inc. (the Company or Rockwell Automation) for calendar year 2024 in accord with Rule 13p-1 under the Securities Exchange Act of 1934 (“Rule 13p-1”). Numerous terms in this Conflict Minerals Report are defined in Rule 13p-1 and Form SD and the reader is referred to those sources and to 1934 Act Release No. 34-67716 for such definitions.

I. Introduction

Rockwell Automation is a leading global provider of industrial automation power, control and information solutions. The Company has three operating segments: Intelligent Devices, Software & Control, and Lifecycle Services. The Intelligent Devices segment portfolio includes drives, motion, safety, sensing, industrial components, and configured-to-order products. The Software & Control segment portfolio contains control and visualization software and hardware, information software, and network and security infrastructure, and the Lifecycle Services segment includes consulting, professional services, connected services, and maintenance services.

For calendar year 2024, Rockwell Automation considers all products sold to be in-scope and include:

 

•

Controllers, electronic operator interface devices, electronic input/output devices, communication and networking products industrial computers and Logix controllers.

 

•

Rotary and linear motion control products, sensors, and machine safety components.

 

•

Low and medium voltage electro-mechanical and electronic motor starters, motor and circuit protection devices, AC/DC variable frequency drives, push buttons, signaling devices, termination and protection devices, relays, timers, and condition sensors.

 

•

Packaged solutions such as configured drives and motor control centers and automation and information solutions for manufacturing applications.

Rockwell Automation’s supply chain is complex and there are multiple tiers between the Company and the mine. Rockwell Automation relies on its suppliers to provide information on the origin of the tin, tantalum, tungsten, and gold (3TG) necessary to the functionality or production of components that are included in Rockwell Automation products. Many Rockwell Automation products contain at least one of the 3TG minerals.

Rockwell Automation’s due diligence processes have been designed in conformance with the due diligence related steps in The Organization for Economic Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, and related Supplements for gold, tantalum, tin and tungsten (OECD Guidance).

II. Reasonable Country of Origin Inquiry

OECD Step 1 – Establish strong company management systems

The Company incorporated leading practices from multi-industry initiatives such as MAPI (Manufacturers Alliance for Productivity and Innovation), EICC (Electronic Industry Citizen Coalition) and GeSI (Global e-Sustainability Initiative) and RMI (Responsible Minerals Initiative) as a part of the development and execution of Rockwell Automation’s conflict minerals compliance program.

Company Policies - Rockwell Automation communicated conflict minerals expectations to suppliers and the public via a Conflict Minerals Supply Chain Statement and a Supplier Code of Conduct, which encourage suppliers to source responsibly, and are available at the following internet website: https://www.rockwellautomation.com/en-us/company/about-us/integrity-sustainability/global-supply-chain-sourcing.html (File Name: Rockwell Automation Conflict Minerals Supply Chain Statement, Supplier Code of Conduct).

Internal Management Team - Rockwell Automation utilized an executive steering committee and relevant staff functions and technical experts (e.g. Legal, Purchasing, Strategic Sourcing, Chemistry & Materials Engineering) to support the Company’s Conflict Minerals program managed by the Strategic Sourcing Compliance Team.

System of Controls and Transparency - Rockwell Automation adopted a conflict minerals transparency contract with the expectation that suppliers provide information regarding the origin of their 3TG in purchase orders and new contracts. The transparency contract language is inserted into existing contracts as they are renewed.

Conflict Minerals documentation was retained based on existing Rockwell Automation process for record retention requiring a 10-year retention period for regulatory filings.

Rockwell Automation used a data management tool to maintain conflict minerals information provided by suppliers.

Supplier Engagement – Rockwell Automation educated its applicable suppliers by providing general conflict minerals information, Responsible Minerals Initiative information, and links to additional resources to highlight requirements, resources available and the importance of conflict minerals investigations during the annual request for information (RFI).

Grievance Mechanism - Anyone can report violations of Rockwell Automation’s policies at https://www.rockwellautomation.com/en-us/company/about-us/contact-us/report-ethical-concerns.html

A secure and confidential service is provided by a third party at

https://secure.ethicspoint.com/domain/media/en/gui/43130/index.html

RCOI list creation and data collection - (not an OECD step)

Due to the complexity and size of its supply chain, Rockwell Automation developed a risk-based approach that focused on direct suppliers that it believed were likely to provide Rockwell Automation with components and/or raw materials containing tin, tantalum, tungsten and gold (3TG).

The smelters and refiners are consolidation points for raw ore and are in the best position in the total supply chain to know the origin of the ores. Rockwell Automation engages its suppliers and encourages them to inform their suppliers and/or smelters and refiners of 3TG supply chain transparency requirements.

Rockwell Automation provided updated training materials on its conflict minerals policies to internal Rockwell Automation employees (e.g. supplier quality, corporate purchasing, strategic sourcing, and compliance personnel).

Rockwell Automation did the following to identify sources of 3TG in its products:

 

•

Conducted a supply-chain survey with all direct suppliers that it believed were likely to provide components and raw materials containing 3TG.

 

•

These suppliers were identified based on their alignment with commodities of parts they supply, their supplier status and annual spend.

 

•

Inquiries requested the use of the template managed by the Responsible Minerals Initiative, known as the Conflict Minerals Reporting Template (the CMRT), to identify smelters and refiners in their supply chain.

 

•

Customized RFI communications were sent to suppliers who did not provide a requested CRMT in the previous year to get a better response rate.

 

•

Used an internal data collection team who made initial supplier requests, forwarded responses and/or questions to the Strategic Sourcing Compliance Team and tracked supplier responses.

 

•

Used an escalation process to drive supplier responses when required.

 

•

If suppliers did not respond in a designated time frame, the contact with suppliers was escalated to the related Buyers, Sourcing Managers, and ultimately, it was escalated to Sourcing Directors until resolved.

 

•

Reviewed supplier responses for reasonableness and completeness, and, where appropriate, further inquired of these suppliers to explain their reason for certain answers.

Rockwell Automation received responses from more than 55% of suppliers (321 out of 577 suppliers) contacted, representing 91% of the Company’s in scope supplier spend. Suppliers were in scope if purchases were $50k or greater and procured during calendar year 2024. The entries that appear on the completed Smelter List are the result of Assent’s Smelter Validation Process. The list displays those facilities that are verified to be legitimate smelters or refiners of 3TGs and have been reported by at least one Rockwell Automation supplier.

OECD Step 2 – Identify and assess risk in the supply chain

Rockwell Automation evaluated and assigned the supplier risk based on responses, their completeness and reasonableness evaluation, and their smelter list. Rockwell Automation used the Responsible Minerals Initiative information and publicly available information to determine a smelter or refiner’s country of origin.

Rockwell Automation executives were kept informed of potential risks through the Product Compliance Council meetings sponsored by the Chief Technology Officer.

III. Due Diligence Design and Performance

Due Diligence Design

Rockwell Automation’s due diligence processes have been designed in conformance with the OECD Guidance.

Due Diligence Measures Performed

OECD Step 3 – Design and implement a strategy to respond to identified risks

Rockwell Automation defines identified risk as the potential for a smelter to source from mines that support armed forces in the DRC region. It is not our intent to refrain from sourcing 3TG from the DRC region.

Rockwell Automation identified risk in the supply chain by supporting the audit strategy of 3TG smelters and refiners conducted by third parties through its participation in, and payment of membership dues to, the Responsible Minerals Initiative. Rockwell Automation became a member of the Responsible Minerals Initiative in 2014. (RMI Member identification: RKWL)

New suppliers to Rockwell Automation were subjected to a New Supplier Audit process to understand their conflict minerals engagement. New and existing suppliers were evaluated based on their smelter and refiner information obtained from CMRT declarations and assigned a risk. Rockwell Automation used the Responsible Minerals Initiative information and publicly available information to determine a smelter or refiner’s conflict minerals status.

Rockwell Automation executives were kept informed of risk management actions through the Product Compliance Council meetings sponsored by the Chief Technology Officer.

As necessary, Rockwell Automation’s conflict minerals supplier risk mitigation process can include the following:

 

•

Identify the Rockwell components and product affected by this supplier.

 

•

Identify specific components Rockwell Automation purchased from that supplier’s conflict source to determine whether corrective action is necessary.

 

•

Establish specific correction actions for each supplier and track actions.

 

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If corrective action would be required and the supplier refuses to take actions to change that relationship (through either changing their suppliers or driving their suppliers to source only from conflict free sources) the supplier would be the subject of additional risk mitigation, which could result in suspended trade or disengagement from Rockwell Automation.

OECD Step 4 – Carry out an independent third-party audit of the supply chain due diligence.

Rockwell Automation, as a member of the Responsible Minerals Initiative, supported the audit of smelters and refiners and RMI’s efforts to identify the country of origin of the smelter and refiner 3TG, as described in RMI website http://www.responsiblemineralsinitiative.org/. Rockwell Automation encouraged its suppliers to become members of RMI during our annual request for information.

Rockwell Automation provides the RMI with any unidentified smelter/refiner information received from suppliers for RMI analysis.

OECD Step 5 – Report on supply chain due diligence

Rockwell Automation files its Conflict Minerals Report Form SD annually with the SEC. Rockwell Automation also publishes its Conflict Minerals Report on its website annually at https://www.rockwellautomation.com/global/about-us/overview.page?pagetitle=Global-Supply-Chain-and-Sourcing&docid=619b0006865a65219b764413903d04ca (Rockwell Automation Conflict Mineral SD Form 2023)

IV. Smelter and Refiner Disclosures

Facilities and Country of Origin of 3TG

Schedule 1 lists the smelters and refiners on the Rockwell Automation CMRT. Rockwell Automation’s MRT smelter list contains smelters and refiners that have and have not been evaluated by the Responsible Minerals Initiative. Any smelters and refiners on the Rockwell Automation CMRT identified as sourcing from the DRC region were found to be conformant with the RMI assessment protocol. The data collection was completed as of May 27th, 2025. The Rockwell Automation CMRT list was updated to reflect the facilities confirmed in the RMI CMRT Smelter Reference List. Rockwell Automation cannot verify that all the smelters identified contributed to parts that ended up in Rockwell Automation products based on the information provided by suppliers.

Schedule 2 lists the country of origin (CoO) of the 3TG processed by smelters verified by the Responsible Minerals Initiative and identified by the Rockwell Automation supply chain. All smelters and refiners who source from the DRC region that have been audited by the Responsible Minerals Initiative are conformant with the Responsible Minerals Initiative assessment protocol. The data collection was completed as of May 27th, 2025. Rockwell Automation cannot verify that any of the 3TG processed by smelters in any of the countries identified in Schedule 2 contributed to parts that ended up in Rockwell Automation products based on the information provided by suppliers.

V. Future Measures

Rockwell Automation will undertake the following steps during the next compliance period:

 

•

Continue to support the Responsible Minerals Initiative and smelter audits through our membership and participation in subcommittees.

 

•

Continue to share unidentified smelter lists with Responsible Minerals Initiative to assist in identifying legitimate smelters and refiners.

 

•

Continue to direct suppliers to the Responsible Minerals Initiative organization for information, and encourage them to support the Responsible Minerals Initiative efforts through membership.

Schedule 1

Schedule 1 contains Responsible Minerals Initiative smelters and refiners identified by Rockwell Automation Supply Chain. Smelters and refiners with an asterisk (*) are conformant with the Responsible Minerals Initiative assessment protocol as of May 27th, 2025. All other smelters are either working with RMI to meet the RMI assessment protocol or have either never been audited or have not renewed their audit.

 

Smelter ID		Metal		Smelter Name		Conformant		Smelter Country
CID004506		Gold		GG Refinery Ltd.		*		TANZANIA, UNITED REPUBLIC OF
CID002847		Tantalum		PRG Dooel				NORTH MACEDONIA, REPUBLIC OF
CID002762		Gold		L’Orfebre S.A.				ANDORRA
CID002030		Gold		AGR Mathey		*		AUSTRALIA
CID002866		Gold		Morris and Watson Gold Coast				AUSTRALIA
CID002920		Gold		ABC Refinery Pty Ltd.				AUSTRALIA
CID002044		Tungsten		Wolfram Bergbau und Hutten AG		*		AUSTRIA
CID002779		Gold		Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH				AUSTRIA
CID002540		Tantalum		Plansee SE Liezen				AUSTRIA
CID002556		Tantalum		Plansee SE Reutte		*		AUSTRIA
CID002587		Gold		Industrial Refining Company				BELGIUM
CID001143		Tin		Metallum Group Holding NV				BELGIUM
CID001980		Gold		Umicore S.A. Business Unit Precious Metals Refining		*		BELGIUM
CID000835		Tin		Jean Goldschmidt International (JGI Hydrometal)				BELGIUM
CID003617		Gold		Value Trading				BELGIUM
CID002773		Tin		Metallo Belgium N.V.		*		BELGIUM
CID000438		Tin		EM Vinto		*		BOLIVIA (PLURINATIONAL STATE OF)
CID001337		Tin		Operaciones Metalurgicas S.A.		*		BOLIVIA (PLURINATIONAL STATE OF)
CID001977		Gold		Umicore Brasil Ltda.				BRAZIL
CID002606		Gold		Marsam Metals				BRAZIL
CID000196		Tin		CFC Cooperativa dos Fundidores de Cassiterita da Amazonia Ltda.				BRAZIL
CID002707		Tantalum		Resind Industria e Comercio Ltda.		*		BRAZIL
CID000058		Gold		AngloGold Ashanti Corrego do Sitio Mineracao		*		BRAZIL
CID002468		Tin		Magnu’s Minerais Metais e Ligas Ltda.		*		BRAZIL
CID003474		Tin		TRATHO Metal Quimica		*		BRAZIL
CID000295		Tin		Cooperativa Metalurgica de Rondônia Ltda.				BRAZIL
CID003486		Tin		CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda		*		BRAZIL

Smelter ID		Metal		Smelter Name		Conformant		Smelter Country
CID001175		Tantalum		Mineracao Taboca S.A.		*		BRAZIL
CID001076		Tantalum		LSM Brasil S.A.		*		BRAZIL
CID004010		Gold		Coimpa Industrial LTDA		*		BRAZIL
CID002036		Tin		White Solder Metalurgia e Mineracao Ltda.		*		BRAZIL
CID001758		Tin		Soft Metais Ltda.		*		BRAZIL
CID002756		Tin		Super Ligas		*		BRAZIL
CID000782		Tin		IBF IND Brasileira de Ferroligas Ltda				BRAZIL
CID002833		Tungsten		ACL Metais Eireli				BRAZIL
CID001173		Tin		Mineracao Taboca S.A.		*		BRAZIL
CID002706		Tin		Resind Industria e Comercio Ltda.		*		BRAZIL
CID000448		Tin		Estanho de Rondonia S.A.		*		BRAZIL
CID003582		Tin		Fabrica Auricchio Industria e Comercio Ltda.				BRAZIL
CID003468		Tungsten		Cronimet Brasil Ltda		*		BRAZIL
CID002037		Gold		White Solder Metalurgia e Mineracao Ltda.				BRAZIL
CID003427		Tungsten		Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.				BRAZIL
CID002500		Tin		Melt Metais e Ligas S.A.				BRAZIL
CID002601		Gold		House of Currency of Brazil (Casa da Moeda do Brazil)				BRAZIL
CID000185		Gold		CCR Refinery - Glencore Canada Corporation		*		CANADA
CID001534		Gold		Royal Canadian Mint		*		CANADA
CID000924		Gold		Asahi Refining Canada Ltd.		*		CANADA
CID002919		Gold		Planta Recuperadora de Metales SpA		*		CHILE
CID002219		Gold		Zhongshan Hyper-Toxic Substance Monopolized Co., Ltd.				CHINA
CID002221		Gold		Zhongshan Poison Material Proprietary Co., Ltd.				CHINA
CID000395		Gold		Dongguanshi Sutande Dianzi Cailiao Youxiangongsi				CHINA
CID003663		Gold		Dongwu Gold Group				CHINA
CID003190		Tin		Chifeng Dajingzi Tin Industry Co., Ltd.		*		CHINA
CID000801		Gold		Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.		*		CHINA
CID000767		Gold		Hunan Chenzhou Mining Co., Ltd.				CHINA
CID000773		Gold		Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.				CHINA
CID002904		Gold		Hung Cheong Metal Manufacturing Limited				CHINA
CID001179		Tin		Minmetals Ganzhou Tin Co. Ltd.				CHINA
CID001181		Tin		Minmetals Ganzhou Tin Co. Ltd.				CHINA
CID001619		Gold		Shandong Tiancheng Biological Gold Industrial Co., Ltd.				CHINA
CID002614		Gold		Shandong Yanggu Xiangguang Co., Ltd.				CHINA

Smelter ID		Metal		Smelter Name		Conformant		Smelter Country
CID001622		Gold		Shandong Zhaojin Gold & Silver Refinery Co., Ltd.		*		CHINA
CID002750		Gold		Shenzhen CuiLu Gold Co., Ltd.				CHINA
CID001692		Gold		Shenzhen Heng Zhong Industry Co., Ltd.				CHINA
CID004435		Gold		SHENZHEN JINJUNWEI RESOURCE COMPREHENSIVE DEVELOPMENT CO., LTD.				CHINA
CID002527		Gold		Shenzhen Zhonghenglong Real Industry Co., Ltd.				CHINA
CID000460		Tantalum		F&X Electro-Materials Ltd.		*		CHINA
CID002505		Tantalum		FIR Metals & Resource Ltd.		*		CHINA
CID001147		Gold		Metalor Technologies (Suzhou) Ltd.		*		CHINA
CID002180		Tin		Yunnan Tin Company Limited		*		CHINA
CID000010		Gold		Academy Precious Metal Materials (Zhaoyuan) Co., Ltd.				CHINA
CID001909		Gold		Great Wall Precious Metals Co., Ltd. of CBPM				CHINA
CID000605		Gold		Guangdong Hua Jian Trade Co., Ltd.				CHINA
CID002312		Gold		Guangdong Jinding Gold Limited				CHINA
CID000651		Gold		Guoda Safina High-Tech Environmental Refinery Co., Ltd.				CHINA
CID000670		Gold		Hang Seng Technology				CHINA
CID000671		Gold		Hangzhou Fuchunjiang Smelting Co., Ltd.				CHINA
CID003356		Tin		Dongguan CiEXPO Environmental Engineering Co., Ltd.				CHINA
CID000376		Tin		Dongguan City Xida Soldering Tin Products Co.				CHINA
CID000914		Tantalum		JiuJiang JinXin Nonferrous Metals Co., Ltd.		*		CHINA
CID000917		Tantalum		Jiujiang Tanbre Co., Ltd.		*		CHINA
CID002506		Tantalum		Jiujiang Zhongao Tantalum & Niobium Co., Ltd.		*		CHINA
CID001916		Gold		The Refinery of Shandong Gold Mining Co., Ltd.		*		CHINA
CID000228		Tin		Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.		*		CHINA
CID000538		Tin		Gejiu Non-Ferrous Metal Processing Co., Ltd.		*		CHINA
CID000553		Tin		Gejiu Yunxi Group Corp.				CHINA
CID000720		Tin		Hezhou Jinwei Tin Co., Ltd.				CHINA
CID002635		Tin		Hongqiao Metals (Kunshan) Co., Ltd.				CHINA
CID002320		Tungsten		Xiamen Tungsten (H.C.) Co., Ltd.		*		CHINA
CID002317		Tungsten		Jiangxi Xinsheng Tungsten Industry Co., Ltd.		*		CHINA
CID002535		Tungsten		Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.				CHINA
CID003379		Tin		Ma’anshan Weitai Tin Co., Ltd.				CHINA
CID002316		Tungsten		Jiangxi Yaosheng Tungsten Co., Ltd.		*		CHINA

Smelter ID		Metal		Smelter Name		Conformant		Smelter Country
CID002842		Tantalum		Jiangxi Tuohong New Raw Material		*		CHINA
CID003191		Tantalum		Jiujiang Janny New Material Co., Ltd.		*		CHINA
CID002164		Tin		Yunnan Copper Zinc Industry Co., Ltd.				CHINA
CID002819		Tin		Jiangxi Yaosheng Tungsten Co., Ltd.				CHINA
CID000934		Tin		Ju Tai Industrial Co., Ltd.				CHINA
CID002281		Tin		LIAN JING				CHINA
CID001063		Tin		Linqu Xianggui Smelter Co., Ltd.				CHINA
CID001098		Tin		Ma An Shan Shu Guang Smelter Corp.				CHINA
CID001642		Tin		ShangHai YueQiang Metal Products Co., LTD				CHINA
CID001648		Tin		Shangrao Xuri Smelting Factory				CHINA
CID001694		Tin		Shenzhen Hong Chang Metal Manufacturing Factory				CHINA
CID000197		Gold		Yunnan Copper Industry Co., Ltd.				CHINA
CID002491		Gold		Yunnan Gold Mining Group Co., Ltd. (YGMG)				CHINA
CID002205		Gold		Zhe Jiang Guang Yuan Noble Metal Smelting Factory				CHINA
CID002214		Gold		Zhongkuang Gold Industry Co., Ltd.				CHINA
CID002494		Tungsten		Ganzhou Seadragon W & Mo Co., Ltd.		*		CHINA
CID003580		Tungsten		Ganzhou Sunny Non-Ferrous Metals Co., Ltd.		*		CHINA
CID002536		Tungsten		Ganzhou Yatai Tungsten Co., Ltd.				CHINA
CID003417		Tungsten		GEM Co., Ltd.		*		CHINA
CID000523		Gold		Baiyin Nonferrous Metals Corporation (BNMC)				CHINA
CID002173		Tin		Yunnan Industrial Co., Ltd.				CHINA
CID002309		Tin		Yunnan Malipo Baiyi Kuangye Co.				CHINA
CID001605		Gold		Shan Tou Shi Yong Yuan Jin Shu Zai Sheng Co., Ltd.				CHINA
CID001149		Gold		Metalor Technologies (Hong Kong) Ltd.		*		CHINA
CID001947		Gold		Tongling Nonferrous Metals Group Co., Ltd.				CHINA
CID003116		Tin		Guangdong Hanhe Non-Ferrous Metal Co., Ltd.		*		CHINA
CID002274		Tin		GUANGXI HUA TIN GOLD MINUTE FEE, LTD.				CHINA
CID000626		Tin		Guangxi Nonferrous Metals Group				CHINA
CID000628		Tin		Guangxi Zhongshan Jin Yi Smelting Co., Ltd.				CHINA
CID002849		Tin		Guanyang Guida Nonferrous Metal Smelting Plant				CHINA
CID001946		Tin		Tongding Group				CHINA
CID001954		Tin		Top-Team Technology (Shenzhen) Ltd.				CHINA
CID003397		Tin		Yunnan Yunfan Non-ferrous Metals Co., Ltd.		*		CHINA
CID000208		Gold		Changsanjiao elc. Ltd				CHINA
CID000213		Gold		Changzhou Chemical Research Institute Co. Ltd.				CHINA

Smelter ID		Metal		Smelter Name		Conformant		Smelter Country
CID001280		Tungsten		Ningxia Orient Tantalum Industry Co., Ltd.				CHINA
CID002508		Tantalum		XinXing HaoRong Electronic Material Co., Ltd.		*		CHINA
CID003583		Tantalum		Yancheng Jinye New Material Technology Co., Ltd.		*		CHINA
CID002307		Tantalum		Yichun Jin Yang Rare Metal Co., Ltd.				CHINA
CID002232		Tantalum		Zhuzhou Cemented Carbide Group Co., Ltd.				CHINA
CID002224		Gold		Zhongyuan Gold Smelter of Zhongjin Gold Corporation		*		CHINA
CID002231		Gold		Zhuhai toxic materials Monopoly Ltd.				CHINA
CID002529		Gold		Zhuzhou Smelting Group Co., Ltd				CHINA
CID001070		Tin		China Tin Group Co., Ltd.		*		CHINA
CID002786		Tin		Chofu Works				CHINA
CID000278		Tin		CNMC (Guangxi) PGMA Co., Ltd.				CHINA
CID000522		Gold		Refinery of Seemine Gold Co., Ltd.				CHINA
CID001612		Gold		Shandong Hengbang Smelter Co., Ltd.				CHINA
CID002525		Gold		Shandong Humon Smelting Co., Ltd.				CHINA
CID002492		Tantalum		Hengyang King Xing Lifeng New Materials Co., Ltd.		*		CHINA
CID002243		Gold		Gold Refinery of Zijin Mining Group Co., Ltd.		*		CHINA
CID002566		Tantalum		Taike Technology(Suzhou)Co.,Ltd.				CHINA
CID001362		Gold		Penglai Penggang Gold Industry Co., Ltd.				CHINA
CID000410		Tantalum		Duoluoshan				CHINA
CID003579		Tin		Dragon Silver Holdings Limited				CHINA
CID000973		Tantalum		King-Tan Tantalum Industry Ltd.				CHINA
CID000343		Gold		Daye Non-Ferrous Metals Mining Ltd.				CHINA
CID002057		Tin		WUJIANG CITY LUXE TIN FACTORY				CHINA
CID002090		Tin		Xin Furukawa Metal ( Wuxi ) Co., Ltd.				CHINA
CID002099		Tin		XURI				CHINA
CID002121		Tin		Yifeng Tin				CHINA
CID002147		Tin		Yuecheng Tin Co., Ltd.				CHINA
CID004430		Tungsten		Shinwon Tungsten (Fujian Shanghang) Co., Ltd.		*		CHINA
CID002815		Tungsten		South-East Nonferrous Metal Company Limited of Hengyang City				CHINA
CID001822		Tin		Suzhou Nuonengda Chemical Co., Ltd.				CHINA
CID001845		Tin		Taicang City Nancang Metal Material Co., Ltd.				CHINA
CID003401		Tungsten		Fujian Ganmin RareMetal Co., Ltd.				CHINA
CID000499		Tungsten		Fujian Jinxin Tungsten Co., Ltd.				CHINA
CID003609		Tungsten		Fujian Xinlu Tungsten		*		CHINA
CID002531		Tungsten		Ganxian Shirui New Material Co., Ltd.				CHINA

Smelter ID		Metal		Smelter Name		Conformant		Smelter Country
CID002644		Tungsten		Ganzhou Beseem Ferrotungsten Co., Ltd.				CHINA
CID001093		Gold		Luoyang Zijin Yinhui Gold Refinery Co., Ltd.				CHINA
CID001731		Tin		Sichuan Guanghan Jiangnan casting smelters				CHINA
CID002408		Tin		Sigma Tin Alloy Co., Ltd.				CHINA
CID002319		Tungsten		Malipo Haiyu Tungsten Co., Ltd.		*		CHINA
CID002844		Tin		HuiChang Hill Tin Industry Co., Ltd.		*		CHINA
CID000760		Tin		Huichang Jinshunda Tin Co., Ltd.				CHINA
CID000841		Tin		Jiang Jia Wang Technology Co.				CHINA
CID000244		Tin		Jiangxi Ketai Advanced Material Co., Ltd.				CHINA
CID000616		Tantalum		Guangdong Zhiyuan New Material Co., Ltd.		*		CHINA
CID003498		Tantalum		V&D New Materials (Jiangsu) Co., Ltd.		*		CHINA
CID003973		Tantalum		XIMEI RESOURCES(GUIZHOU) TECHNOLOGY CO., LTD.		*		CHINA
CID001908		Tin		Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.				CHINA
CID001231		Tin		Jiangxi New Nanshan Technology Ltd.		*		CHINA
CID002641		Tungsten		China Molybdenum Co., Ltd.		*		CHINA
CID000855		Gold		Jiangxi Copper Co., Ltd.		*		CHINA
CID000909		Gold		Jinlong Copper Co., Ltd.				CHINA
CID002519		Gold		Henan Yuguang Gold & Lead Co., Ltd.				CHINA
CID002714		Tin		Angelcast Enterprise Co., Ltd.				CHINA
CID001862		Gold		TAIZHOU CHANGSANJIAO CO.,LTD				CHINA
CID000942		Tin		Gejiu Kai Meng Industry and Trade LLC				CHINA
CID001332		Tin		Old City Metals Processing Co., Ltd.				CHINA
CID002551		Tungsten		Jiangwu H.C. Starck Tungsten Products Co., Ltd.		*		CHINA
CID001736		Gold		Sichuan Tianze Precious Metals Co., Ltd.		*		CHINA
CID001745		Gold		Sino-Platinum Metals Co., Ltd.				CHINA
CID000231		Gold		Cheong Hing				CHINA
CID001058		Gold		Lingbao Jinyuan Tonghui Refinery Co., Ltd.				CHINA
CID000059		Tantalum		ANHUI HERRMAN IMPEX CO.				CHINA
CID001177		Tin		Ming Li Jia smelt Metal Factory				CHINA
CID002158		Tin		Yunnan Chengfeng Non-ferrous Metals Co., Ltd.		*		CHINA
CID002162		Tin		Yunnan Chengo Electric Smelting Plant				CHINA
CID002063		Gold		Wuzhong Group				CHINA
CID001277		Tantalum		Ningxia Orient Tantalum Industry Co., Ltd.		*		CHINA
CID003410		Tin		Gejiu City Fuxiang Industry and Trade Co., Ltd.				CHINA
CID002848		Tin		Gejiu Fengming Metallurgy Chemical Plant				CHINA

Smelter ID		Metal		Smelter Name		Conformant		Smelter Country
CID001522		Tantalum		RFH		*		CHINA
CID003159		Tantalum		RFH Metals & Chemicals Co., Ltd.		*		CHINA
CID001634		Tantalum		Shanghai Jiangxi Metals Co., Ltd.				CHINA
CID002321		Tungsten		Jiangxi Gan Bei Tungsten Co., Ltd.		*		CHINA
CID001929		Tin		Tianshui Ling Bo Technology Co., Ltd.				CHINA
CID001932		Tin		TIN PLATING GEJIU				CHINA
CID000211		Tantalum		Changsha South Tantalum Niobium Co., Ltd.		*		CHINA
CID000261		Tantalum		Chongyi Zhangyuan Tungsten Co., Ltd.				CHINA
CID004431		Tantalum		CMT Rare Metal Advanced Materials (Hunan) Co., Ltd.		*		CHINA
CID002009		Gold		Viagra Di precious metals (Zhaoyuan) Co., Ltd.				CHINA
CID000258		Tungsten		Chongyi Zhangyuan Tungsten Co., Ltd.		*		CHINA
CID000281		Tungsten		CNMC (Guangxi) PGMA Co., Ltd.				CHINA
CID002518		Tungsten		Dayu Jincheng Tungsten Industry Co., Ltd.				CHINA
CID000345		Tungsten		Dayu Weiliang Tungsten Co., Ltd.				CHINA
CID002830		Tungsten		Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.				CHINA
CID002095		Tungsten		Xinhai Rendan Shaoguan Tungsten Co., Ltd.				CHINA
CID002645		Tungsten		Ganzhou Haichuang Tungsten Co., Ltd.				CHINA
CID000291		Tantalum		Guangdong Rising Rare Metals-EO Materials Ltd.		*		CHINA
CID003662		Tungsten		YUDU ANSHENG TUNGSTEN CO., LTD.				CHINA
CID002195		Tungsten		Zhangzhou Chuen Bao Apt Smeltery Co., Ltd.				CHINA
CID002235		Tungsten		Zhuzhou Cemented Carbide				CHINA
CID002236		Tungsten		Zhuzhou Cemented Carbide Group Co., Ltd.				CHINA
CID001056		Gold		Lingbao Gold Co., Ltd.				CHINA
CID001009		Gold		Kunshan Jinli chemical industry reagents co.,Ltd.				CHINA
CID000235		Gold		China Gold International Resources Corp. Ltd.				CHINA
CID000555		Tin		Gejiu Zili Mining And Metallurgy Co., Ltd.				CHINA
CID001606		Tin		Shan Tou Shi Yong Yuan Jin Shu Zai Sheng Co., Ltd.				CHINA
CID000769		Tungsten		Hunan Chunchang Nonferrous Metals Co., Ltd.				CHINA
CID003182		Tungsten		Hunan Litian Tungsten Industry Co., Ltd.				CHINA
CID002318		Tungsten		Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.		*		CHINA
CID002647		Tungsten		Jiangxi Xianglu Tungsten Co., Ltd.				CHINA

Smelter ID		Metal		Smelter Name		Conformant		Smelter Country
CID002512		Tantalum		Jiangxi Dinghai Tantalum & Niobium Co., Ltd.		*		CHINA
CID004813		Tantalum		Jiangxi Sanshi Nonferrous Metals Co., Ltd				CHINA
CID002513		Tungsten		Chenzhou Diamond Tungsten Products Co., Ltd.		*		CHINA
CID000239		Tungsten		China Minmetals Non-ferrous Metals Holding Co., Ltd.				CHINA
CID000218		Tungsten		Guangdong Xianglu Tungsten Co., Ltd.		*		CHINA
CID002313		Tungsten		Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.				CHINA
CID002493		Tungsten		Jiangxi Richsea New Materials Co., Ltd.				CHINA
CID000766		Tungsten		Hunan Chenzhou Mining Co., Ltd.		*		CHINA
CID002579		Tungsten		Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji				CHINA
CID000875		Tungsten		Ganzhou Huaxing Tungsten Products Co., Ltd.				CHINA
CID002315		Tungsten		Ganzhou Jiangwu Ferrotungsten Co., Ltd.		*		CHINA
CID000868		Tungsten		Ganzhou Non-ferrous Metals Smelting Co., Ltd.				CHINA
CID002082		Tungsten		Xiamen Tungsten Co., Ltd.		*		CHINA
CID000707		Gold		Heraeus Metals Hong Kong Ltd.		*		CHINA
CID002859		Tin		Gejiu Jinye Mineral Company				CHINA
CID003421		Gold		C.I Metales Procesados Industriales SAS				COLOMBIA
CID003641		Gold		Gold by Gold Colombia		*		COLOMBIA
CID003529		Gold		Sancus ZFS (L’Orfebre, SA)				COLOMBIA
CID004065		Tin		Mining Minerals Resources SARL		*		CONGO, DEMOCRATIC REPUBLIC OF THE
CID002290		Gold		SAFINA A.S.		*		CZECHIA
CID003926		Tantalum		5D Production OU				ESTONIA
CID001200		Tantalum		NPM Silmet AS		*		ESTONIA
CID003615		Gold		WEEEREFINING		*		FRANCE
CID002761		Gold		SAAMP				FRANCE
CID000362		Gold		DODUCO Contacts and Refining GmbH				GERMANY
CID002035		Tin		Westfalenzinn				GERMANY
CID002042		Tin		Westmetall GmbH & Co. KG				GERMANY
CID002547		Tantalum		H.C. Starck Hermsdorf GmbH		*		GERMANY
CID000113		Gold		Aurubis AG		*		GERMANY
CID000141		Gold		Bauer Walser AG				GERMANY
CID002777		Gold		SAXONIA Edelmetalle GmbH				GERMANY
CID002550		Tantalum		H.C. Starck Smelting GmbH & Co. KG		*		GERMANY
CID004068		Tungsten		Plansee Composite Materials GmbH		*		GERMANY
CID000176		Gold		C. Hafner GmbH + Co. KG		*		GERMANY
CID002546		Tantalum		H.C. Starck GmbH Laufenburg				GERMANY
CID000694		Gold		Heimerle + Meule GmbH		*		GERMANY

Smelter ID		Metal		Smelter Name		Conformant		Smelter Country
CID000121		Tin		Balver Zinn - Josef Jost GmbH & Co.KG				GERMANY
CID000035		Gold		Allgemeine Gold-und Silberscheideanstalt A.G.		*		GERMANY
CID002778		Gold		WIELAND Edelmetalle GmbH		*		GERMANY
CID002545		Tantalum		H.C. Starck Tantalum and Niobium GmbH		*		GERMANY
CID000466		Tin		Feinhütte Halsbrücke GmbH		*		GERMANY
CID002867		Gold		Degussa Sonne / Mond Goldhandel GmbH				GERMANY
CID000683		Tungsten		H.C. Starck Group				GERMANY
CID002542		Tungsten		H.C. Starck Smelting GmbH & Co. KG		*		GERMANY
CID002541		Tungsten		H.C. Starck Tungsten GmbH		*		GERMANY
CID000711		Gold		Heraeus Precious Metals GmbH & Co. KG		*		GERMANY
CID003186		Gold		Gold Coast Refinery				GHANA
CID003461		Gold		Augmont Enterprises Private Limited				INDIA
CID003382		Gold		CGR Metalloys Pvt Ltd.				INDIA
CID002652		Tungsten		Mehra Ferro-Alloys Pvt. Ltd.				INDIA
CID003487		Gold		Emerald Jewel Industry India Limited (Unit 1)				INDIA
CID003488		Gold		Emerald Jewel Industry India Limited (Unit 2)				INDIA
CID003489		Gold		Emerald Jewel Industry India Limited (Unit 3)				INDIA
CID003490		Gold		Emerald Jewel Industry India Limited (Unit 4)				INDIA
CID001163		Tantalum		Metallurgical Products India Pvt., Ltd.		*		INDIA
CID001911		Gold		THE HUTTI GOLD MINES CO.LTD				INDIA
CID002853		Gold		Sai Refinery				INDIA
CID003409		Tin		Precious Minerals and Smelting Limited				INDIA
CID004697		Gold		Attero Recycling Pvt Ltd				INDIA
CID003548		Gold		MD Overseas				INDIA
CID002509		Gold		MMTC-PAMP India Pvt., Ltd.		*		INDIA
CID002852		Gold		GCC Gujrat Gold Centre Pvt. Ltd.				INDIA
CID002863		Gold		Bangalore Refinery				INDIA
CID004433		Gold		KP Sanghvi International Pvt Ltd				INDIA
CID003463		Gold		Kundan Care Products Ltd.				INDIA
CID003383		Gold		Sovereign Metals				INDIA
CID002588		Gold		Shirpur Gold Refinery Ltd.				INDIA
CID002893		Gold		JALAN & Company				INDIA
CID003449		Tin		PT Mitra Sukses Globalindo		*		INDONESIA
CID001456		Tin		PT NATARI				INDONESIA
CID002757		Tin		PT O.M. Indonesia				INDONESIA
CID001402		Tin		PT Babel Inti Perkasa		*		INDONESIA
CID001460		Tin		Brand RBT		*		INDONESIA

Smelter ID		Metal		Smelter Name		Conformant		Smelter Country
CID001463		Tin		PT Sariwiguna Binasentosa		*		INDONESIA
CID001466		Tin		PT Seirama Tin Investment				INDONESIA
CID001490		Tin		PT Tinindo Inter Nusa		*		INDONESIA
CID002478		Tin		PT Tirus Putra Mandiri				INDONESIA
CID001493		Tin		PT Tommy Utama		*		INDONESIA
CID001458		Tin		PT Prima Timah Utama		*		INDONESIA
CID003868		Tin		PT Putera Sarana Shakti (PT PSS)		*		INDONESIA
CID002479		Tin		PT Wahana Perkit Jaya				INDONESIA
CID000309		Tin		PT Aries Kencana Sejahtera		*		INDONESIA
CID001399		Tin		PT Artha Cipta Langgeng		*		INDONESIA
CID001457		Tin		PT Panca Mega Persada				INDONESIA
CID000313		Tin		PT Premium Tin Indonesia		*		INDONESIA
CID003381		Tin		PT Rajawali Rimba Perkasa		*		INDONESIA
CID001468		Tin		PT Stanindo Inti Perkasa				INDONESIA
CID002835		Tin		PT Menara Cipta Mulia		*		INDONESIA
CID001453		Tin		PT Mitra Stania Prima		*		INDONESIA
CID002772		Tin		CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda				INDONESIA
CID002816		Tin		PT Sukses Inti Makmur		*		INDONESIA
CID001471		Tin		PT Sumber Jaya Indah				INDONESIA
CID001476		Tin		PT Supra Sukses Trinusa				INDONESIA
CID002696		Tin		PT Cipta Persada Mulia		*		INDONESIA
CID001434		Tin		PT DS Jaya Abadi				INDONESIA
CID001438		Tin		PT Eunindo Usaha Mandiri				INDONESIA
CID001442		Tin		PT Fang Di MulTindo				INDONESIA
CID002530		Tin		PT Inti Stania Prima				INDONESIA
CID000307		Tin		PT Justindo				INDONESIA
CID001448		Tin		PT Karimun Mining				INDONESIA
CID002829		Tin		PT Kijang Jaya Mandiri				INDONESIA
CID001449		Tin		PT Koba Tin				INDONESIA
CID002870		Tin		PT Lautan Harmonis Sejahtera				INDONESIA
CID003380		Tin		PT Masbro Alam Stania				INDONESIA
CID001470		Tungsten		PT Stanindo Inti Perkasa				INDONESIA
CID001485		Tungsten		PT Timah Tbk Mentok				INDONESIA
CID001486		Tin		PT Timah Nusantara		*		INDONESIA
CID002570		Tin		CV Ayi Jaya		*		INDONESIA
CID002592		Tin		CV Dua Sekawan				INDONESIA
CID000304		Tin		CV Duta Putra Bangka				INDONESIA
CID000306		Tin		CV Gita Pesona				INDONESIA
CID000315		Tin		CV United Smelting				INDONESIA
CID002455		Tin		CV Venus Inti Perkasa		*		INDONESIA
CID001482		Tin		PT Timah Tbk Mentok		*		INDONESIA

Smelter ID		Metal		Smelter Name		Conformant		Smelter Country
CID001393		Tin		PT Alam Lestari Kencana				INDONESIA
CID002503		Tin		PT ATD Makmur Mandiri Jaya		*		INDONESIA
CID001406		Tin		PT Babel Surya Alam Lestari		*		INDONESIA
CID001409		Tin		PT Bangka Kudai Tin				INDONESIA
CID002776		Tin		PT Bangka Prima Tin		*		INDONESIA
CID001412		Tin		PT Bangka Putra Karya				INDONESIA
CID002593		Tin		PT Rajehan Ariq		*		INDONESIA
CID001419		Tin		PT Refined Bangka Tin		*		INDONESIA
CID003205		Tin		PT Bangka Serumpun		*		INDONESIA
CID001416		Tin		PT Bangka Timah Utama Sejahtera				INDONESIA
CID001477		Tin		PT Timah Tbk Kundur		*		INDONESIA
CID001421		Tin		PT Belitung Industri Sejahtera		*		INDONESIA
CID001424		Tin		PT BilliTin Makmur Lestari				INDONESIA
CID001428		Tin		PT Bukit Timah		*		INDONESIA
CID001397		Gold		PT Aneka Tambang (Persero) Tbk		*		INDONESIA
CID001459		Gold		PT Prima Timah Utama				INDONESIA
CID002763		Gold		8853 S.p.A.				ITALY
CID002973		Gold		Safimet S.p.A				ITALY
CID002580		Gold		T.C.A S.p.A		*		ITALY
CID000233		Gold		Chimet S.p.A.		*		ITALY
CID002355		Gold		Faggi Enrico S.p.A.				ITALY
CID002765		Gold		Italpreziosi		*		ITALY
CID000401		Gold		Dowa		*		JAPAN
CID000082		Gold		Asahi Pretec Corp.		*		JAPAN
CID001188		Gold		Mitsubishi Materials Corporation		*		JAPAN
CID001259		Gold		Nihon Material Co., Ltd.		*		JAPAN
CID001252		Gold		Nihon Superior Co., Ltd.				JAPAN
CID002129		Gold		Yokohama Metal Co., Ltd.		*		JAPAN
CID000937		Gold		JX Nippon Mining & Metals Co., Ltd.		*		JAPAN
CID001938		Gold		Tokuriki Honten Co., Ltd.		*		JAPAN
CID002100		Gold		Yamakin Co., Ltd.		*		JAPAN
CID002102		Gold		Yamato Denki Ind. Co., Ltd.				JAPAN
CID002549		Tantalum		H.C. Starck Ltd.		*		JAPAN
CID000825		Tungsten		Japan New Metals Co., Ltd.		*		JAPAN
CID001195		Tungsten		Mitsui Mining and Smelting Co., Ltd.				JAPAN
CID001193		Gold		Mitsui Mining and Smelting Co., Ltd.		*		JAPAN
CID002423		Tungsten		Toshiba Material Co., Ltd.				JAPAN
CID001869		Tantalum		Taki Chemical Co., Ltd.		*		JAPAN
CID000425		Gold		Eco-System Recycling Co., Ltd. East Plant		*		JAPAN
CID003424		Gold		Eco-System Recycling Co., Ltd. North Plant		*		JAPAN
CID003425		Gold		Eco-System Recycling Co., Ltd. West Plant		*		JAPAN

Smelter ID		Metal		Smelter Name		Conformant		Smelter Country
CID001325		Gold		Ohura Precious Metal Industry Co., Ltd.		*		JAPAN
CID000402		Tin		Dowa		*		JAPAN
CID000264		Gold		Chugai Mining		*		JAPAN
CID000807		Gold		Ishifuku Metal Industry Co., Ltd.		*		JAPAN
CID000823		Gold		Japan Mint		*		JAPAN
CID001801		Tungsten		Sumitomo Metal Mining Co., Ltd.				JAPAN
CID000004		Tungsten		A.L.M.T. Corp.		*		JAPAN
CID001875		Gold		Tanaka Kikinzoku Kogyo K.K.		*		JAPAN
CID002861		Tantalum		ULVAC Inc.				JAPAN
CID000981		Gold		Kojima Chemicals Co., Ltd.		*		JAPAN
CID001112		Tin		Materials Eco-Refining Co., Ltd.				JAPAN
CID000092		Tantalum		Asaka Riken Co., Ltd.				JAPAN
CID001798		Gold		Sumitomo Metal Mining Co., Ltd.		*		JAPAN
CID001192		Tantalum		Mitsui Mining and Smelting Co., Ltd.		*		JAPAN
CID001119		Gold		Matsuda Sangyo Co., Ltd.		*		JAPAN
CID004403		Tin		Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD.		*		JAPAN
CID001873		Tin		Tamura				JAPAN
CID002349		Tungsten		DAIDO STEEL				JAPAN
CID000090		Gold		Asaka Riken Co., Ltd.		*		JAPAN
CID002558		Tantalum		Global Advanced Metals Aizu		*		JAPAN
CID000019		Gold		Aida Chemical Industries Co., Ltd.		*		JAPAN
CID000498		Tin		Fuji Metal Mining Corp.				JAPAN
CID001191		Tin		Mitsubishi Materials Corporation		*		JAPAN
CID000956		Gold		Kazakhmys Smelting LLC				KAZAKHSTAN
CID002615		Gold		TOO Tau-Ken-Altyn		*		KAZAKHSTAN
CID001969		Tantalum		Ulba Metallurgical Plant JSC		*		KAZAKHSTAN
CID000957		Gold		Kazzinc		*		KAZAKHSTAN
CID001955		Gold		Torecom				KOREA, REPUBLIC OF
CID003195		Gold		TSK Pretech				KOREA, REPUBLIC OF
CID002918		Gold		SungEel HiMetal Co., Ltd.		*		KOREA, REPUBLIC OF
CID000778		Gold		HwaSeong CJ CO., LTD.				KOREA, REPUBLIC OF
CID001078		Gold		LS-NIKKO Copper Inc.		*		KOREA, REPUBLIC OF
CID003388		Tungsten		KGETS Co., Ltd.				KOREA, REPUBLIC OF
CID003189		Gold		NH Recytech Company		*		KOREA, REPUBLIC OF
CID002843		Tungsten		Woltech Korea Co., Ltd.				KOREA, REPUBLIC OF
CID000328		Gold		Daejin Indus Co., Ltd.				KOREA, REPUBLIC OF
CID000689		Gold		LT Metal Ltd.		*		KOREA, REPUBLIC OF
CID000988		Gold		Korea Metal Co., Ltd.				KOREA, REPUBLIC OF
CID000359		Gold		DSC (Do Sung Corporation)		*		KOREA, REPUBLIC OF
CID004060		Tungsten		DONGKUK INDUSTRIES CO., LTD.				KOREA, REPUBLIC OF
CID001555		Gold		Samduck Precious Metals				KOREA, REPUBLIC OF

Smelter ID		Metal		Smelter Name		Conformant		Smelter Country
CID001562		Gold		Samwon Metals Corp.				KOREA, REPUBLIC OF
CID002605		Gold		Korea Zinc Co., Ltd.		*		KOREA, REPUBLIC OF
CID001557		Tin		Samhwa non-ferrorus Metal ind.co.ltd				KOREA, REPUBLIC OF
CID003978		Tungsten		HANNAE FOR T Co., Ltd.				KOREA, REPUBLIC OF
CID001029		Gold		Kyrgyzaltyn JSC				KYRGYZSTAN
CID003153		Gold		State Research Institute Center for Physical Sciences and Technology				LITHUANIA
CID001517		Tin		RedRing Solder (M) Sdn. Bhd				MALAYSIA
CID004056		Tungsten		MALAMET SMELTING SDN. BHD.				MALAYSIA
CID002858		Tin		Modeltech Sdn Bhd				MALAYSIA
CID001108		Tantalum		Malaysia Smelting Corporation (MSC)				MALAYSIA
CID001105		Tin		Malaysia Smelting Corporation (MSC)		*		MALAYSIA
CID004434		Tin		Malaysia Smelting Corporation Berhad (Port Klang)		*		MALAYSIA
CID003581		Tin		Rian Resources SDN. BHD.				MALAYSIA
CID002857		Gold		Modeltech Sdn Bhd				MALAYSIA
CID001136		Tin		Metahub Industries Sdn. Bhd.				MALAYSIA
CID003540		Gold		Sellem Industries Ltd.				MAURITANIA
CID002539		Tantalum		KEMET Blue Metals		*		MEXICO
CID000180		Gold		Caridad				MEXICO
CID001161		Gold		Metalurgica Met-Mex Penoles S.A. De C.V.		*		MEXICO
CID003831		Tin		DS Myanmar		*		MYANMAR
CID003208		Tin		Pongpipat Company Limited				MYANMAR
CID001573		Gold		Schone Edelmetaal B.V.				NETHERLANDS
CID002582		Gold		REMONDIS PMR B.V.		*		NETHERLANDS
CID002282		Gold		Morris and Watson				NEW ZEALAND
CID003497		Gold		K.A. Rasmussen				NORWAY
CID004704		Gold		Inca One (Chala One Plant)				PERU
CID004705		Gold		Inca One (Koricancha Plant)				PERU
CID001182		Tin		Minsur		*		PERU
CID000128		Gold		Bangko Sentral ng Pilipinas (Central Bank of the Philippines)		*		PHILIPPINES
CID002827		Tungsten		Philippine Chuangxin Industrial Co., Inc.		*		PHILIPPINES
CID002517		Tin		O.M. Manufacturing Philippines, Inc.		*		PHILIPPINES
CID002511		Gold		KGHM Polska Miedz Spolka Akcyjna		*		POLAND
CID000468		Tin		Fenix Metals		*		POLAND
CID002760		Gold		Albino Mountinho Lda.				PORTUGAL
CID000929		Gold		JSC Uralelectromed				RUSSIAN FEDERATION
CID001305		Tin		Novosibirsk Processing Plant Ltd.				RUSSIAN FEDERATION
CID003408		Tungsten		JSC “Kirovgrad Hard Alloys Plant”				RUSSIAN FEDERATION
CID003643		Tungsten		LLC Vostok				RUSSIAN FEDERATION
CID001386		Gold		Prioksky Plant of Non-Ferrous Metals				RUSSIAN FEDERATION
CID002845		Tungsten		Moliren Ltd.				RUSSIAN FEDERATION