SEC FORM 4

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

PLANTE ROBERT A.

(Last)

(First)

(Middle)

500 HILLS DRIVE, SUITE 300

PO BOX 700

(Street)

BEDMINSTER

07921

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
PEAPACK GLADSTONE FINANCIAL CORP [ PGC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	EVP, Chief Operating Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/20/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock								4,255.3649	D
Common Stock	03/20/2026		M		1,047	A	⁽¹⁾	61,638.314	I	Rabbi Trust⁽²⁾
Common Stock	03/20/2026		M		1,140	A	⁽³⁾	62,778.314	I	Rabbi Trust⁽²⁾
Common Stock	03/20/2026		M		1,084	A	⁽⁴⁾	63,862.314	I	Rabbi Trust⁽²⁾
Common Stock	03/20/2026		M		5,616	A	⁽⁵⁾	69,478.314	I	Rabbi Trust⁽²⁾
Common Stock								216.32	I	401(k)
Common Stock								3,908.9423	I	Employee Stock Purchase Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	03/20/2026		M			1,047	⁽¹⁾	⁽¹⁾	Common Stock	1,047	⁽¹⁾	2,095	D
Restricted Stock Units	⁽⁶⁾	03/20/2026		A		4,157		⁽⁶⁾	⁽⁶⁾	Common Stock	4,157	⁽⁶⁾	4,157	D
Restricted Stock Units	⁽³⁾	03/20/2026		M			1,140	⁽³⁾	⁽³⁾	Common Stock	1,140	⁽³⁾	1,143	D
Restricted Stock Units	⁽⁴⁾	03/20/2026		M			1,084	⁽⁴⁾	⁽⁴⁾	Common Stock	1,084	⁽⁴⁾	2,171	D
Restricted Stock Units	⁽⁵⁾	03/20/2026		M			5,616	⁽⁵⁾	⁽⁵⁾	Common Stock	5,616	⁽⁵⁾	0	D
Restricted Stock Units	⁽⁷⁾							⁽⁷⁾	⁽⁷⁾	Common Stock	4,713		4,713	D
Restricted Stock Units	⁽⁸⁾	03/20/2026		A		6,236		⁽⁸⁾	⁽⁸⁾	Common Stock	6,236	⁽⁸⁾	6,236	D
Phantom Stock	⁽⁹⁾	03/20/2026		M			1,084	⁽⁹⁾	⁽⁹⁾	Common Stock	1,084	⁽⁹⁾	1,085	D
Phantom Stock	⁽¹⁰⁾	03/20/2026		M			859	⁽¹⁰⁾	⁽¹⁰⁾	Common Stock	859	⁽¹⁰⁾	0	D
Phantom Stock	⁽¹¹⁾							⁽¹¹⁾	⁽¹¹⁾	Common Stock	4,879		4,879	D

Explanation of Responses:

1. On March 20, 2025, the reporting person was granted 3,142 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock.

2. Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.

3. On March 20, 2022, the reporting person was granted 5,703 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2023. Upon vesting, each RSU converts into one share of PGC common stock.

4. On March 20, 2023, the reporting person was granted 5,423 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock.

5. On March 20, 2023, the reporting person was granted 8,134 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock. 5,616 restricted stock units vested.

6. On March 20, 2026, the reporting person was granted 4,157 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2027. Upon vesting, each RSU converts into one share of PGC common stock.

7. On March 20, 2025, the reporting person was granted 4,713 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.

8. On March 20, 2026, the reporting person was granted 6,236 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.

9. On March 20, 2024, the reporting person was granted 3,253 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2025. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

10. On March 20, 2021, the reporting person was granted 4,291 phantom stock shares, vesting in five equal annual installments beginning on March 20, 2022. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

11. On March 20, 2024, the reporting person was granted 4,879 phantom stock shares, vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

	Robert A. Plante	03/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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