UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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Item 2.02 Results of Operations and Financial Condition
On April 20, 2026, AXT, Inc. (the “Company”) in a prospectus supplement filed with Securities and Exchange Commission pursuant to Rule 424(b)(5) of the Securities Act of 1933, as amended (“Securities Act”), disclosed that its anticipated revenues for the three months ended March 31, 2026, will range between $28 million and $26 million and its anticipated net loss attributed to the Company for the three months ended March 31, 2026, will range between $1.6 million and $2.6 million, or net loss per share (basic and diluted) of between $0.03 and $0.05.
The anticipated revenues and net loss attributed to the Company are based on management’s initial review of operations for the quarter and remain subject to completion of the Company’s financial closing procedures. Accordingly, these results are subject to change and may differ materially from the results that will be reflected in the Company’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2026.
The information contained in this Item 2.02 is being “furnished” in accordance with General Instruction B.2 of Form 8-K and shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, or Sections 11 and 12(a)(2) of the Securities Act. The information contained herein shall not be incorporated by reference into any filing of the Company, whether made before or after the date hereof, regardless of any general incorporation language in such filing, unless expressly incorporated by specific reference to such filing.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| AXT, INC. | ||
| Date: April 20, 2026 | By: | /s/ Gary L. Fischer |
| Gary L. Fischer | ||
| Chief Financial Officer and Corporate Secretary | ||
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