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SEC Form 5
FORM 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Form 3 Holdings Reported.
X
Form 4 Transactions Reported.
  
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
PETERSON WILLIAM E

(Last) (First) (Middle)
8270 GREENSBORO DRIVE
SUITE 500

(Street)
MCLEAN VA 22102

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CARDINAL FINANCIAL CORP [ CFNL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
12/31/2015
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
(A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Deferred Stock Unit (1) 02/03/2015 4A 112.659(2) (1) (1) Common Stock 112.659 $18.78 19,346.713 D
Deferred Stock Unit (1) 02/04/2015 4A 521.112 (1) (1) Common Stock 521.112 $18.71 19,867.825 D
Deferred Stock Unit (1) 03/04/2015 4A 233.645 (1) (1) Common Stock 233.645 $19.26 20,101.47 D
Deferred Stock Unit (1) 03/30/2015 4A 654.287 (1) (1) Common Stock 654.287 $20.06 20,755.757 D
Deferred Stock Unit (1) 05/05/2015 4A 721.51 (1) (1) Common Stock 721.51 $20.27 21,477.267 D
Deferred Stock Unit (1) 05/05/2015 4A 112.636(2) (1) (1) Common Stock 112.636 $20.27 21,589.903 D
Deferred Stock Unit (1) 06/02/2015 4A 469.653 (1) (1) Common Stock 469.653 $20.76 22,059.556 D
Deferred Stock Unit (1) 06/29/2015 4A 209.01 (1) (1) Common Stock 209.01 $21.53 22,268.566 D
Deferred Stock Unit (1) 07/28/2015 4A 107.719(2) (1) (1) Common Stock 107.719 $22.74 22,376.285 D
Deferred Stock Unit (1) 08/07/2015 4A 381.518 (1) (1) Common Stock 381.518 $23.59 22,757.803 D
Deferred Stock Unit (1) 09/04/2015 4A 323.863 (1) (1) Common Stock 323.863 $22 23,081.666 D
Deferred Stock Unit (1) 10/02/2015 4A 346.764 (1) (1) Common Stock 346.764 $22.71 23,428.43 D
Deferred Stock Unit (1) 11/03/2015 4A 536.644 (1) (1) Common Stock 536.644 $23.06 23,965.074 D
Deferred Stock Unit (1) 11/03/2015 4A 111.758(2) (1) (1) Common Stock 111.758 $23.06 24,076.832 D
Deferred Stock Unit (1) 12/01/2015 4A 424.758 (1) (1) Common Stock 424.758 $24.72 24,501.59 D
Explanation of Responses:
1. Each Deferred Stock Unit is the economic equivalent of one share of CFNL common stock. The Deferred Stock Units become payable in shares of common stock in accordance with the terms of the Cardinal Financial Corporation Directors Deferred Income Plan.
2. Company match to Deferred Stock Units in accordance with the terms of the Cardinal Financial Corporation Directors Deferred Income Plan.
Remarks:
/s/Jennifer L. Deacon, as Attorney in Fact 02/16/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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