Exhibit 1.01
Implant Sciences Corporation
Conflict Minerals Report
For the Year Ended December 31, 2015
1.
Background
The United States Securities and Exchange Commission (“SEC”) adopted rules, pursuant to the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank’), that require us to file with the SEC a report disclosing whether our products contain certain “Conflict Minerals” which are necessary to the functionality or production of our products. Rule 13p-1 (the “Rule”), promulgated under the Securities Exchange Act of 1934, as amended (the “Exchange Act”) requires registrants who file reports with the SEC under Sections 13(a) or 15(d) of the Exchange Act whose manufactured products contain minerals specified in the Rule that are necessary to the functionality or production of their products. Conflict minerals are defined as cassiterite, columbite-tantalite, gold, wolframite, and their derivatives, which are limited to tin, tantalum, tungsten and gold.
If a registrant can establish that the conflict minerals in its products originated from sources other than the Democratic Republic of the Congo or an adjoining country, specifically Angola, Burundi, Central African Republic, the Republic of Congo, Rwanda, South Sudan, Tanzania, Uganda, Zambia (collectively, together with the Democratic Republic of the Congo, the “Covered Countries”), or from recycled or scrap sources, the registrant must submit a specialized disclosure report under Form SD that describes the steps that the registrant took to determine the origin of the conflict minerals in it products.
If a registrant has reason to believe that any of its conflict minerals may have originated from the Covered Countries, or if the registrant is unable to determine the country of origin of those conflict minerals, then the registrant must exercise due diligence on the conflict minerals’ source and chain of custody, and must annually submit a Conflict Minerals Report to the SEC that includes a description of those due diligence measures.
This is the Conflict Minerals Report for Implant Sciences Corporation (“Implant Sciences”, “we”, “us” or “our”), for the calendar year 2015 filed with the Securities and Exchange Commission pursuant to Rule 13p-1 under the Securities Exchange Act of 1934. This report describes our conflict minerals process and the conclusions we have reached regarding our use of conflict minerals.
The report presented herein has been prepared by the management of Implant Sciences and has not been audited by an independent private sector auditor, as provided by Rule 13p-1, if a registrant’s products are “DRC conflict undeterminable” and the registrant is a smaller reporting company, then such audit is not required.
2.
Company Overview
Implant Sciences Corporation develops, manufactures and sells sophisticated sensors and systems for the security, safety and defense industries. Our products are marketed and sold to a growing number of locations domestically and internationally. These systems are used by private companies and government agencies to screen baggage, cargo, other objects and people for the detection of trace amounts of explosives and narcotics.
3.
Products Overview
We have developed proprietary technologies used in explosives and narcotics trace detection (“ETD” and “NTD”, respectively) applications and market and sell handheld ETD and benchtop ETD and NTD systems that use our proprietary technologies. Our trace detection devices incorporate electrical components, printed circuit boards and wiring, which often require the use of tin, tungsten, tantalum and gold in their manufacture.
We have determined that during the 2015 calendar year, our products, manufactured under contract for us or by us, contain conflict minerals, as the term is defined by Rule 13p-1 under the Securities Exchange Act, due to the presence of such minerals in parts obtained from suppliers, either contract manufacturers or manufacturers that supply component parts that we use in the assembly of our products. Implant Sciences is not a vertically integrated manufacturer and instead focuses on systems integration through the purchase of component parts and is therefore several layers removed from the actual mining of conflict minerals. We do not make purchases of raw ore or unrefined conflict minerals and make no purchases in the Democratic Republic of the Congo or any of the adjoining countries.
4.
Supply Chain Overview
We do not have a direct relationship with conflict mineral smelters and refiners. We rely on our direct suppliers to provide information on the origin of conflict minerals contained in our products that are manufactured for us and in components which are included in our products. We conducted a survey of substantially all of our suppliers. The methods we used to determine the origin of conflict minerals in our products included:
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sending letters to our direct suppliers, explaining the rule;
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soliciting survey responses from our contract manufacturer and component suppliers, using the Conflict Minerals Reporting Template designed by the Electronic Industry Citizenship Coalitions and Global e-Sustainability Initiative;
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engaged a third-party data collection company to collect current data from our suppliers;
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reviewing responses that we have received from our suppliers and following up on inconsistent, incomplete and inaccurate responses; and,
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sending reminders to suppliers who did not respond to our request for information.
5.
Reasonable Country of Origin Inquiry and Conclusion
We conducted an analysis of our products and determined that conflict minerals, which are tin, tantalum, tungsten and gold can be found in our products and are necessary to the functionality or production of those products. Therefore, we are subject to the reporting obligation of Rule 13p-1.
We conducted a survey of our suppliers using a template developed by the Electronics Industry Citizenship Coalition and the Global e-Sustainability Initiative, known as the Conflict Minerals Reporting Template. The template was developed to facilitate disclosure and communication of information regarding smelters that provide material to a company’s supply chain. It includes questions regarding a company’s conflict-free policy, engagement with its direct suppliers, and a listing of the smelters the company and its suppliers use. In addition, the template contains questions about the origin of the conflict minerals included in their products, as well as supplier due diligence.
We engaged SiliconExpert Technologies, Inc. to among other matters, solicit our suppliers for Conflict Mineral content in the products or components they supply us, track solicitation efforts; review supplier responses and contact suppliers to obtain corrections or additional information, as may be required;
maintain Conflict Mineral responses from our supplier base; and, bring unresponsive suppliers to our attention.
Despite having conducted a good faith reasonable country of origin inquiry and due diligence process, we currently do not have sufficient information from our suppliers or other sources to determine the country of origin of the conflict minerals used in our products or identify the facilities used to process those conflict minerals. Therefore, we cannot exclude the possibility that some of the conflict minerals contained in our products may have originated in the Democratic Republic of the Congo or any of the adjoining countries and are not from recycled or scrap sources.
Using our supply chain due diligence process, we hope to further develop transparency in our supply chain.
6.
Management Systems
Conflict Minerals Committee
We have established a Conflict Minerals Committee which is overseen by the Chief Financial Officer and includes subject matter experts from our supply chain and engineering functions. The Conflict Minerals Committee is responsible for implementing our Conflict Minerals Policy and is led by our Vice President, Supply Chain.
Records Maintenance
We have retained all relevant documentation from our Reasonable Country of Origin Inquiry.
Conflict Minerals Policy
We have established and committed to a company statement that explains the importance of the conflict minerals issue and our responsibility for addressing conflict minerals in our supply chain. We have adopted the following Conflict Minerals Policy:
On August 22, 2012, the United States Securities and Exchange Commission (“SEC”) announced the adoption of final rules relating to “Conflict Minerals” under Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Conflict Mineral Rules”).
The purpose of the Conflict Mineral Rules is to discourage the use of minerals that may be financing the violent conflict within the Democratic Republic of the Congo and adjoining countries.
“Conflict Minerals” are gold, columbite-tantalite, cassiterite, wolframite, or their derivatives, which are currently limited to tin, tantalum, tungsten and gold, regardless of their source. Conflict minerals that can lead to adverse consequences under the Conflict Minerals Rules are those that originate in (or are mined from) the Democratic Republic of the Congo and/or the following adjoining countries (Angola, Burundi, Central Africa Republic, Republic of the Congo, Rwanda, Sudan, Tanzania, Uganda, and Zambia) (“DRC Conflict Minerals”).
Implant Sciences is committed to operating in a socially responsible manner. It is our policy to refrain from purchasing DRC Conflict Minerals that may finance or benefit armed groups in the Democratic Republic of the Congo or an adjoining country, directly or indirectly from any sources. It is our requirement that suppliers not supply Implant Sciences with any products that the supplier cannot certify as “DRC conflict free” within the meaning of the Conflict Mineral Rules.
Implant Sciences requires that its suppliers establish due diligence programs to ensure a supply chain that results in products that are “DRC conflict free”. Suppliers must provide assurance to Implant Sciences that all products supplied to Implant Sciences are “DRC conflict free” in accordance with the Conflict Minerals Rules.
Our policy is publically available on our website at www.implantsciences.com under the link “Investors“, “Corporate Governance,” and “Conflict Mineral Policy.”
Code of Business Conduct and Ethics and Compliance Program
Our Code of Business Conduct and Ethics and Compliance Program outlines expected behavior for all our employees, which is available on our website, www.implantsciences.com under the link “Investors,” “Corporate Governance,” and “Code of Ethics.”
7.
Due Diligence
Design of Due Diligence
Our due diligence process and efforts have been designed to conform, in all material respects, with the framework in The Organization for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High Risk Areas and the related Supplements for tin, tantalum, tungsten and gold. Through the engagement of SiliconExpert Technologies, Inc. and our internal efforts, we surveyed substantially all of our direct and indirect suppliers utilizing the CFSI Conflict Minerals Reporting Template. Each supplier we surveyed was required to provide:
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Electronic Industry Citizen Coalition Template
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Certificate of Compliance
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Conflict Minerals Policy
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Conflict Minerals Statement
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Responsibility or Sustainability Report
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Determination of Conflict Mineral Status “DRC Conflict Free,” “Not DRC Conflict Free,” “DRC Conflict Undeterminable,” “Not Affected or Unknown.”
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Amount of Received / Completed Reporting Templates
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Smelter and miner information at the substance level.
Due Diligence Process
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We reviewed the bill of materials for our products to identify the component parts which were likely to contain conflict minerals.
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Our sourcing department compiled a list of manufacturers who provided the component parts which were likely to contain conflict minerals.
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We surveyed our suppliers directly and contracted with a third-party to conduct the data collection.
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Each supplier was asked to complete the Electronic Industry Citizenship Coalition global e-Sustainability Initiative Conflict Minerals Reporting Template.
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All data collected by the third-party contractor was accessible to us.
Due Diligence Results
We surveyed 94 suppliers who we identified as having conflict minerals in the components they supplied to us and received responses in the Electronic Industry Citizenship Coalition template from 98%
of the suppliers surveyed. Follow-up inquiries to each supplier who did not respond to our initial survey have been conducted by us or SiliconExpert Technologies, Inc. We reviewed the responses against criteria developed to determine which responses required further review with our suppliers and have identified three (3) responses that we have not been able validate or complete our review of. Many of our suppliers were unable to represent to us that the entities they listed had actually been included in components they supplied to us. We have therefore elected to present only the smelter and refiner names identified by the CFSI in this report (Table 1).
Because a majority of our suppliers are unable to determine the origin of the conflict minerals, we have concluded that our supply chain is “DRC conflict undeterminable”. We reached this determination because we have been unable to determine the origin of all of the conflict minerals used in our products and the facilities used to process them.
8.
Risk Mitigation – Improvement Program
We intend to take the following steps to improve our due diligence process and to gather additional information which will assist us to determine whether the conflict minerals we use benefits armed groups contributing to human rights violations and mitigate that risk:
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we need to augment our conflict minerals management systems, identify and assess risks in our supply chain and implement a strategy to respond to the risks identified.
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as we enter into new contracts or renew contacts with our suppliers, we will require supplier certifications that (1) they will not sell any products to us that contain conflict minerals from the Democratic Republic of the Congo or any of the adjoining countries, (2) they will undertake due diligence and investigation to ensure compliance with clause (1) and (3) provide us with certificates or other evidence of compliance.
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enhance our supplier communication to include disseminating our Conflict Minerals Policy to our suppliers and adding a Conflict Policy Statement to our purchase order terms and conditions.
·
attempt to validate supplier responses using information collected from independent conflict free smelter validation programs such as the Electronic Industry Citizenship Coalition and Global e-Sustainability Initiative Conflict Free Smelter Program.
| Table 1. Smelters recognized by the CFSI reported in Implant Sciences Corporation products. |
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| Metal | Smelter Name | Smelter Country | Smelter ID |
| Gold | Advanced Chemical Company | UNITED STATES | CID000015 |
| Gold | Aida Chemical Industries Co., Ltd. | JAPAN | CID000019 |
| Gold | Aktyubinsk Copper Company TOO | KAZAKHSTAN | CID000028 |
| Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | GERMANY | CID000035 |
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN | CID000041 |
| Gold | AngloGold Ashanti Córrego do Sítio Minerção | BRAZIL | CID000058 |
| Gold | Argor-Heraeus SA | SWITZERLAND | CID000077 |
| Gold | Asahi Pretec Corporation | JAPAN | CID000082 |
| Gold | Asaka Riken Co., Ltd. | JAPAN | CID000090 |
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY | CID000103 |
| Gold | Aurubis AG | GERMANY | CID000113 |
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | CID000128 |
| Gold | Bauer Walser AG | GERMANY | CID000141 |
| Gold | Boliden AB | SWEDEN | CID000157 |
| Gold | C. Hafner Gmbh + Co. KG | GERMANY | CID000176 |
| Gold | Caridad | MEXICO | CID000180 |
| Gold | CCR Refinery – Glencore Canada Corporation | CANADA | CID000185 |
| Gold | Cendres & Métaux SA | SWITZERLAND | CID000189 |
| Gold | Yunnan Copper Industry Co., Ltd. | CHINA | CID000197 |
| Gold | Chimet S.p.A. | ITALY | CID000233 |
| Gold | China National Gold Group Corporation | CHINA | CID000242 |
| Gold | Chugai Mining | JAPAN | CID000264 |
| Gold | Colt Refining | UNITED STATES | CID000288 |
| Gold | Daejin Indus Co., Ltd. | KOREA, REPUBLIC OF | CID000328 |
| Gold | DaeryongENC | KOREA, REPUBLIC OF | CID000333 |
| Gold | Daye Non-Ferrous Metals Mining Ltd. | CHINA | CID000343 |
| Gold | DSC (Do Sung Corporation) | KOREA, REPUBLIC OF | CID000359 |
| Gold | DODUCO GmbH | GERMANY | CID000362 |
| Gold | Dowa | JAPAN | CID000401 |
| Gold | Eco-System Recycling Co., Ltd. | JAPAN | CID000425 |
| Gold | OJSC Novosibirsk Refinery | RUSSIAN FEDERATION | CID000493 |
| Gold | Gansu Seemine Material Hi-Tech Co., Ltd. | CHINA | CID000522 |
| Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA | CID000651 |
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA | CID000671 |
| Gold | Heimerle + Meule GmbH | GERMANY | CID000694 |
| Gold | Heraeus Ltd. Hong Kong | HONG KONG | CID000707 |
| Gold | Heraeus Precious Metals GmbH & Co. KG | GERMANY | CID000711 |
| Gold | Hunan Chenzhou Mining Co., Ltd. | CHINA | CID000767 |
| Gold | Hwasung CJ Co., Ltd. | KOREA, REPUBLIC OF | CID000778 |
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited | CHINA | CID000801 |
| Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN | CID000807 |
| Gold | Istanbul Gold Refinery | TURKEY | CID000814 |
| Gold | Japan Mint | JAPAN | CID000823 |
| Gold | Jiangxi Copper Company Limited | CHINA | CID000855 |
| Gold | Asahi Refining USA Inc. | UNITED STATES | CID000920 |
| Gold | Asahi Refining Canada Limited | CANADA | CID000924 |
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION | CID000927 |
| Gold | JSC Uralectromed | RUSSIAN FEDERATION | CID000929 |
| Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN | CID000937 |
| Gold | Kazakhmys Smelting LLC | KAZAKHSTAN | CID000956 |
| Gold | Kazzinc Ltd | KAZAKHSTAN | CID000957 |
| Gold | Kennecott Utah Copper LLC | UNITED STATES | CID000969 |
| Gold | Kojima Chemicals Co., Ltd. | JAPAN | CID000981 |
| Gold | Korea Metal Co. Ltd | KOREA, REPUBLIC OF | CID000988 |
| Gold | Kyrgyzaltyn JSC | KYRGYZSTAN | CID001029 |
| Gold | L' azurde Company For Jewelry | SAUDI ARABIA | CID001032 |
| Gold | Lingbao Gold Company Limited | CHINA | CID001056 |
| Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA | CID001058 |
| Gold | LS-NIKKO Copper Inc. | KOREA, REPUBLIC OF | CID001078 |
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA | CID001093 |
| Gold | Materion | UNITED STATES | CID001113 |
| Gold | Matsuda Sangyo Co., Ltd. | JAPAN | CID001119 |
| Gold | Metalor Technologies (Suzhou) Ltd. | CHINA | CID001147 |
| Gold | Metalor Technologies (Hong Kong) Ltd. | CHINA | CID001149 |
| Gold | Metalor Technologies (Singapore) Pte. Ltd. | SINGAPORE | CID001152 |
| Gold | Metalor Technologies SA | SWITZERLAND | CID001153 |
| Gold | Metalor USA Refining Corporation | UNITED STATES | CID001157 |
| Gold | METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V | MEXICO | CID001161 |
| Gold | Mitsubishi Materials Corporation | JAPAN | CID001188 |
| Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN | CID001193 |
| Gold | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION | CID001204 |
| Gold | Nadir Metal Rafineri San. Ve Tic. A.Ş. | TURKEY | CID001220 |
| Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN | CID001236 |
| Gold | Nihon Material Co., Ltd. | JAPAN | CID001259 |
| Gold | Elemetal Refining, LLC | UNITED STATES | CID001322 |
| Gold | Ohura Precious Metal Industry Co., Ltd. | JAPAN | CID001325 |
| Gold | OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet) | RUSSIAN FEDERATION | CID001326 |
| Gold | OJSC Kolyma Refinery | RUSSIAN FEDERATION | CID001328 |
| Gold | PAMP SA | SWITZERLAND | CID001352 |
| Gold | Penglai Penggang Gold Industry Co Ltd | CHINA | CID001362 |
| Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION | CID001386 |
| Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA | CID001397 |
| Gold | PX Précinox SA | SWITZERLAND | CID001498 |
| Gold | Rand Refinery (Pty) Ltd | SOUTH AFRICA | CID001512 |
| Gold | Royal Canadian Mint | CANADA | CID001534 |
| Gold | Sabin Metal Corp. | UNITED STATES | CID001546 |
| Gold | Samduck Precious Metals | KOREA, REPUBLIC OF | CID001555 |
| Gold | SAMWON METALS Corp. | KOREA, REPUBLIC OF | CID001562 |
| Gold | Schone Edelmetaal B.V. | NETHERLANDS | CID001573 |
| Gold | SEMPSA Joyería Platería SA | SPAIN | CID001585 |
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CHINA | CID001619 |
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA | CID001622 |
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | CHINA | CID001736 |
| Gold | So Accurate Group, Inc. | UNITED STATES | CID001754 |
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION | CID001756 |
| Gold | Solar Applied Materials Technology Corp. | TAIWAN | CID001761 |
| Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN | CID001798 |
| Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN | CID001875 |
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM | CHINA | CID001909 |
| Gold | The Refinery of Shandong Gold Mining Co., Ltd. | CHINA | CID001916 |
| Gold | Tokuriki Honten Co., Ltd | JAPAN | CID001938 |
| Gold | Tongling Nonferrous Metals Group Co., Ltd. | CHINA | CID001947 |
| Gold | Torecom | KOREA, REPUBLIC OF | CID001955 |
| Gold | Ulba Metallurgical Plant JSC | KAZAKHSTAN | CID001969 |
| Gold | Umicore Brasil Ltda | BRAZIL | CID001977 |
| Gold | Umicore SA Business Unit Precious Metals Refining | BELGIUM | CID001980 |
| Gold | United Precious Metal Refining, Inc. | UNITED STATES | CID001993 |
| Gold | Valcambi SA | SWITZERLAND | CID002003 |
| Gold | Vietnam Youngsun Tungsten Industry Co., Ltd. | VIET NAM | CID002011 |
| Gold | Western Australian Mint trading as The Perth Mint | AUSTRALIA | CID002030 |
| Gold | White Solder Metalurgia e Mineração Ltda. | BRAZIL | CID002036 |
| Gold | YAMAMOTO PRECIOUS METAL CO., LTD. | JAPAN | CID002100 |
| Gold | Yokohama Metal Co., Ltd. | JAPAN | CID002129 |
| Gold | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA | CID002158 |
| Gold | Zhongjin Gold Corporation Limited | CHINA | CID002224 |
| Gold | Zhuzhou Cemented Carbide | CHINA | CID002232 |
| Gold | Zijin Mining Group Co. Ltd | CHINA | CID002243 |
| Gold | Morris and Watson | NEW ZEALAND | CID002282 |
| Gold | Yichun Jin Yang Rare Metal Co., Ltd. | CHINA | CID002307 |
| Gold | Guangdong Jinding Gold Limited | CHINA | CID002312 |
| Gold | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CHINA | CID002313 |
| Gold | Umicore Precious Metals Thailand | THAILAND | CID002314 |
| Gold | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA | CID002315 |
| Gold | Faggi Enrico S.p.A. | ITALY | CID002355 |
| Gold | CV Venus Inti Perkasa | INDONESIA | CID002455 |
| Gold | Geib Refining Corporation | UNITED STATES | CID002459 |
| Gold | Magnu's Minerais Metais e Ligas Ltda. | BRAZIL | CID002468 |
| Gold | MMTC-PAMP India Pvt., Ltd. | INDIA | CID002509 |
| Gold | Republic Metals Corporation | UNITED STATES | CID002510 |
| Gold | KGHM Polska Miedź Spółka Akcyjna | POLAND | CID002511 |
| Gold | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA | CID002512 |
| Gold | Singway Technology Co., Ltd. | TAIWAN | CID002516 |
| Gold | O.M. Manufacturing Philippines, Inc. | PHILIPPINES | CID002517 |
| Gold | Al Etihad Gold Refinery DMCC | UNITED ARAB EMIRATES | CID002560 |
| Gold | Emirates Gold DMCC | UNITED ARAB EMIRATES | CID002561 |
| Gold | Kaloti Precious Metals | UNITED ARAB EMIRATES | CID002563 |
| Gold | Sudan Gold Refinery | SUDAN | CID002567 |
| Gold | KEMET Blue Powder | UNITED STATES | CID002568 |
| Gold | T.C.A S.p.A | ITALY | CID002580 |
| Gold | Tony Goetz NV | BELGIUM | CID002587 |
| Gold | Niagara Refining LLC | UNITED STATES | CID002589 |
| Gold | Korea Zinc Co. Ltd. | KOREA, REPUBLIC OF | CID002605 |
| Gold | Jiangxi Dayu Longxintai Tungsten Co., Ltd. | CHINA | CID002647 |
| Gold | Metallo-Chimique N.V. | BELGIUM | CID002773 |
| Gold | WIELAND Edelmetalle GmbH | GERMANY | CID002778 |
| Gold | Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA | CID002779 |
| Gold | South-East Nonferrous Metal Company Limited of Hengyang City | CHINA | CID002815 |
| Gold | An Thai Minerals Company Limited | VIET NAM | CID002825 |
| Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CHINA | CID000211 |
| Tantalum | Conghua Tantalum and Niobium Smeltry | CHINA | CID000291 |
| Tantalum | Duoluoshan | CHINA | CID000410 |
| Tantalum | Exotech Inc. | UNITED STATES | CID000456 |
| Tantalum | F&X Electro-Materials Ltd. | CHINA | CID000460 |
| Tantalum | Global Advanced Metals | UNITED STATES | CID000564 |
| Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | CHINA | CID000616 |
| Tantalum | H.C. Starck Group | GERMANY | CID000654 |
| Tantalum | Hi-Temp Specialty Metals, Inc. | UNITED STATES | CID000731 |
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA | CID000914 |
| Tantalum | Jiujiang Tanbre Co., Ltd. | CHINA | CID000917 |
| Tantalum | Kemet Blue Powder | UNITED STATES | CID000963 |
| Tantalum | King-Tan Tantalum Industry Ltd. | CHINA | CID000973 |
| Tantalum | LSM Brasil S.A. | BRAZIL | CID001076 |
| Tantalum | Metallurgical Products India (Pvt.) Ltd. | INDIA | CID001163 |
| Tantalum | Mineração Taboca S.A. | BRAZIL | CID001175 |
| Tantalum | Mitsui Mining and Smelting Co., Ltd. | JAPAN | CID001192 |
| Tantalum | Molycorp Silmet A.S. | ESTONIA | CID001200 |
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | CID001277 |
| Tantalum | Plansee | AUSTRIA | CID001368 |
| Tantalum | QuantumClean | UNITED STATES | CID001508 |
| Tantalum | RFH Tantalum Smeltry Co., Ltd. | CHINA | CID001522 |
| Tantalum | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION | CID001769 |
| Tantalum | Taki Chemicals | JAPAN | CID001869 |
| Tantalum | Telex | UNITED STATES | CID001891 |
| Tantalum | Ulba Metallurgical Plant JSC | KAZAKHSTAN | CID001969 |
| Tantalum | Umicore Brasil Ltda. | BRAZIL | CID001977 |
| Tantalum | Zhuzhou Cemented Carbide | CHINA | CID002232 |
| Tantalum | Yichun Jin Yang Rare Metal Co., Ltd. | CHINA | CID002307 |
| Tantalum | Guangdong Jinding Gold Limited | CHINA | CID002312 |
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA | CID002492 |
| Tantalum | Jiangxi Richsea New Materials Co., Ltd. | CHINA | CID002493 |
| Tantalum | Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch | CHINA | CID002501 |
| Tantalum | D Block Metals, LLC | UNITED STATES | CID002504 |
| Tantalum | FIR Metals & Resource Ltd. | CHINA | CID002505 |
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA | CID002506 |
| Tantalum | Phoenix Metal Ltd. | RWANDA | CID002507 |
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CHINA | CID002508 |
| Tantalum | MMTC-PAMP India Pvt., Ltd. | INDIA | CID002509 |
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA | CID002512 |
| Tantalum | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA | CID002513 |
| Tantalum | KEMET Blue Metals | MEXICO | CID002539 |
| Tantalum | Plansee SE Liezen | AUSTRIA | CID002540 |
| Tantalum | H.C. Starck GmbH | GERMANY | CID002541 |
| Tantalum | H.C. Starck Co., Ltd. | THAILAND | CID002544 |
| Tantalum | H.C. Starck GmbH Goslar | GERMANY | CID002545 |
| Tantalum | H.C. Starck GmbH Laufenburg | GERMANY | CID002546 |
| Tantalum | H.C. Starck Hermsdorf GmbH | GERMANY | CID002547 |
| Tantalum | H.C. Starck Inc. | UNITED STATES | CID002548 |
| Tantalum | H.C. Starck Ltd. | JAPAN | CID002549 |
| Tantalum | H.C. Starck Smelting GmbH & Co.KG | GERMANY | CID002550 |
| Tantalum | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA | CID002551 |
| Tantalum | Plansee | AUSTRIA | CID002556 |
| Tantalum | Global Advanced Metals Boyertown | UNITED STATES | CID002557 |
| Tantalum | Global Advanced Metals Aizu | JAPAN | CID002558 |
| Tantalum | Al Etihad Gold Refinery DMCC | UNITED ARAB EMIRATES | CID002560 |
| Tantalum | KEMET | UNITED STATES | CID002568 |
| Tantalum | CV Ayi Jaya | INDONESIA | CID002570 |
| Tantalum | Tranzact, Inc. | UNITED STATES | CID002571 |
| Tantalum | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | VIET NAM | CID002572 |
| Tantalum | CV Dua Sekawan | INDONESIA | CID002592 |
| Tantalum | Avon Specialty Metals Ltd | UNITED KINGDOM | CID002705 |
| Tantalum | Resind Indústria e Comércio Ltda. | BRAZIL | CID002706 |
| Tantalum | SAAMP | FRANCE | CID002761 |
| Tantalum | Woltech Korea Co., Ltd. | KOREA, REPUBLIC OF | CID002843 |
| Tin | Chenzhou Yunxiang Mining and Metallurgy Company Limited | CHINA | CID000228 |
| Tin | Jiangxi Ketai Advanced Material Co., Ltd. | CHINA | CID000244 |
| Tin | CNMC (Guangxi) PGMA Co., Ltd. | CHINA | CID000278 |
| Tin | Alpha | UNITED STATES | CID000292 |
| Tin | Cooperativa Metalurgica de Rondônia Ltda. | BRAZIL | CID000295 |
| Tin | CV Gita Pesona | INDONESIA | CID000306 |
| Tin | PT Justindo | INDONESIA | CID000307 |
| Tin | PT Aries Kencana Sejahtera | INDONESIA | CID000309 |
| Tin | CV Serumpun Sebalai | INDONESIA | CID000313 |
| Tin | CV United Smelting | INDONESIA | CID000315 |
| Tin | Complejo Metalurgico Vinto S.A. | Bolivia | CID000438 |
| Tin | Estanho de Rondônia S.A. | BRAZIL | CID000448 |
| Tin | Feinhütte Halsbrücke GmbH | GERMANY | CID000466 |
| Tin | Fenix Metals | POLAND | CID000468 |
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA | CID000538 |
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | CHINA | CID000555 |
| Tin | Huichang Jinshunda Tin Co., Ltd. | CHINA | CID000760 |
| Tin | Jiangxi Nanshan | CHINA | CID000864 |
| Tin | Gejiu Kai Meng Industry and Trade LLC | CHINA | CID000942 |
| Tin | Linwu Xianggui Ore Smelting Co., Ltd. | CHINA | CID001063 |
| Tin | China Tin Group Co., Ltd. | CHINA | CID001070 |
| Tin | Malaysia Smelting Corporation (MSC) | MALAYSIA | CID001105 |
| Tin | Metahub Industries Sdn. Bhd. | MALAYSIA | CID001136 |
| Tin | Metallic Resources, Inc. | UNITED STATES | CID001142 |
| Tin | Metallo Chimique | BELGIUM | CID001143 |
| Tin | Mineração Taboca S.A. | BRAZIL | CID001173 |
| Tin | Minmetals Ganzhou Tin Co. Ltd. | CHINA | CID001179 |
| Tin | Minsur S.A. Tin Metal (&Mineração Taboca S.A.) | PERU | CID001182 |
| Tin | Mitsubishi Materials Corporation | JAPAN | CID001191 |
| Tin | Nankang Nanshan Tin Manufactory Co., Ltd. | CHINA | CID001231 |
| Tin | Novosibirsk Integrated Tin Works | RUSSIAN FEDERATION | CID001305 |
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND | CID001314 |
| Tin | Operaciones Metalurgical S.A. | BOLIVIA | CID001337 |
| Tin | PT Alam Lestari Kencana | INDONESIA | CID001393 |
| Tin | PT Artha Cipta Langgeng | INDONESIA | CID001399 |
| Tin | PT Babel Inti Perkasa | INDONESIA | CID001402 |
| Tin | PT Bangka Kudai Tin | INDONESIA | CID001409 |
| Tin | PT Bangka Putra Karya | INDONESIA | CID001412 |
| Tin | PT Bangka Timah Utama Sejahtera | INDONESIA | CID001416 |
| Tin | PT Bangka Tin Industry | INDONESIA | CID001419 |
| Tin | PT Belitung Industri Sejahtera | INDONESIA | CID001421 |
| Tin | PT BilliTin Makmur Lestari | INDONESIA | CID001424 |
| Tin | PT Bukit Timah | INDONESIA | CID001428 |
| Tin | PT HP Metals Indonesia | INDONESIA | CID001434 |
| Tin | PT Eunindo Usaha Mandiri | INDONESIA | CID001438 |
| Tin | PT Fang Di MulTindo | INDONESIA | CID001442 |
| Tin | PT Karimun Mining | INDONESIA | CID001448 |
| Tin | PT Mitra Stania Prima | INDONESIA | CID001453 |
| Tin | PT Panca Mega Persada | INDONESIA | CID001457 |
| Tin | PT Prima Timah Utama | INDONESIA | CID001458 |
| Tin | PT Refined Bangka Tin | INDONESIA | CID001460 |
| Tin | PT Sariwiguna Binasentosa | INDONESIA | CID001463 |
| Tin | PT Seirama Tin investment | INDONESIA | CID001466 |
| Tin | PT Stanindo Inti Perkasa | INDONESIA | CID001468 |
| Tin | PT Sumber Jaya Indah | INDONESIA | CID001471 |
| Tin | PT Timah (Persero) Tbk Kundur | INDONESIA | CID001477 |
| Tin | PT Timah (Persero) Tbk Mentok | INDONESIA | CID001482 |
| Tin | PT Pelat Timah Nusantara Tbk | INDONESIA | CID001486 |
| Tin | PT Tinindo Inter Nusa | INDONESIA | CID001490 |
| Tin | PT Tommy Utama | INDONESIA | CID001493 |
| Tin | Rui Da Hung | TAIWAN | CID001539 |
| Tin | Soft Metais, Ltda. | BRAZIL | CID001758 |
| Tin | Thaisarco | THAILAND | CID001898 |
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA | CID001908 |
| Tin | Great Wall Precious Metals Co., Ltd. of CBPM | CHINA | CID001909 |
| Tin | VQB Mineral and Trading Group JSC | VIET NAM | CID002015 |
| Tin | Western Australian Mint trading as The Perth Mint | AUSTRALIA | CID002030 |
| Tin | White Solder Metalurgia e Mineração Ltda. | BRAZIL | CID002036 |
| Tin | Wolfram Bergbau und Hütten AG | AUSTRIA | CID002044 |
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA | CID002158 |
| Tin | Yunnan Tin Group (Holding) Company Limited | CHINA | CID002180 |
| Tin | Yunnan Tin Group (Holding) Company Limited | CHINA | CID002180 |
| Tin | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | CID002224 |
| Tin | CV Venus Inti Perkasa | INDONESIA | CID002455 |
| Tin | Geib Refining Corporation | UNITED STATES | CID002459 |
| Tin | Magnu's Minerais Metais e Ligas Ltda. | BRAZIL | CID002468 |
| Tin | PT Tirus Putra Mandiri | INDONESIA | CID002478 |
| Tin | PT Wahana Perkit Jaya | INDONESIA | CID002479 |
| Tin | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA | CID002492 |
| Tin | Melt Metais e Ligas S/A | BRAZIL | CID002500 |
| Tin | Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch | CHINA | CID002501 |
| Tin | PT ATD Makmur Mandiri Jaya | INDONESIA | CID002503 |
| Tin | D Block Metals, LLC | UNITED STATES | CID002504 |
| Tin | Phoenix Metal Ltd. | RWANDA | CID002507 |
| Tin | XinXing HaoRong Electronic Material Co., Ltd. | CHINA | CID002508 |
| Tin | O.M. Manufacturing Philippines, Inc. | PHILIPPINES | CID002517 |
| Tin | Dayu Jincheng Tungsten Industry Co., Ltd. | CHINA | CID002518 |
| Tin | PT Inti Stania Prima | INDONESIA | CID002530 |
| Tin | Ganxian Shirui New Material Co., Ltd. | CHINA | CID002531 |
| Tin | CV DS Jaya Abadi | INDONESIA | CID002570 |
| Tin | Tranzact, Inc. | UNITED STATES | CID002571 |
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | VIET NAM | CID002572 |
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | VIET NAM | CID002573 |
| Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIET NAM | CID002574 |
| Tin | Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin | CHINA | CID002578 |
| Tin | CV Dua Sekawan | INDONESIA | CID002592 |
| Tin | Korea Zinc Co. Ltd. | KOREA, REPUBLIC OF | CID002605 |
| Tin | PT Cipta Persada Mulia | INDONESIA | CID002696 |
| Tin | An Vinh Joint Stock Mineral Processing Company | VIET NAM | CID002703 |
| Tin | Avon Specialty Metals Ltd | UNITED KINGDOM | CID002705 |
| Tin | Resind Indústria e Comércio Ltda. | BRAZIL | CID002706 |
| Tin | Metallo-Chimique N.V. | BELGIUM | CID002773 |
| Tin | Elmet S.L.U. (Metallo Group) | SPAIN | CID002774 |
| Tin | PT Bangka Prima Tin | INDONESIA | CID002776 |
| Tin | SAXONIA Edelmetalle GmbH | GERMANY | CID002777 |
| Tin | PT Sukses Inti Makmur | INDONESIA | CID002816 |
| Tin | Metahub Industries Sdn. Bhd. | MALAYSIA | CID002821 |
| Tin | An Thai Minerals Company Limited | VIET NAM | CID002825 |
| Tin | Philippine Chuangin Industrial Co., Inc. | PHILIPPINES | CID002827 |
| Tin | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CHINA | CID002830 |
| Tin | Moliren Ltd | RUSSIAN FEDERATION | CID002845 |
| Tin | Guanyang Guida Nonferrous Metal Smelting Plant | CHINA | CID002849 |
| Tin | Malaysia Smelting Corporation (MSC) | MALAYSIA | CID001105 |
| Tungsten | A.L.M.T. TUNGSTEN Corp. | JAPAN | CID000004 |
| Tungsten | Kennametal Huntsville | UNITED STATES | CID000105 |
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CHINA | CID000218 |
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA | CID000258 |
| Tungsten | Dayu Weiliang Tungsten Co., Ltd. | CHINA | CID000345 |
| Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CHINA | CID000499 |
| Tungsten | Global Tungsten & Powders Corp. | UNITED STATES | CID000568 |
| Tungsten | HC Starck GmbH | GERMANY | CID000683 |
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | CHINA | CID000766 |
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | CHINA | CID000766 |
| Tungsten | Hunan Chun-Chang Nonferrous Smelting & Concentrating Co., Ltd. | CHINA | CID000769 |
| Tungsten | Japan New Metals Co Ltd | JAPAN | CID000825 |
| Tungsten | Ganzhou Non-ferrous Metals Smelting Co., Ltd. | CHINA | CID000868 |
| Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA | CID000875 |
| Tungsten | Kennametal Fallon | UNITED STATES | CID000966 |
| Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | VIET NAM | CID001889 |
| Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | VIET NAM | CID002011 |
| Tungsten | VQB Mineral and Trading Group JSC | VIET NAM | CID002015 |
| Tungsten | Wolfram Bergbau und Hütten AG | AUSTRIA | CID002044 |
| Tungsten | Wolfram Company CJSC | RUSSIAN FEDERATION | CID002047 |
| Tungsten | Xiamen Tungsten Co., Ltd. | CHINA | CID002082 |
| Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA | CID002095 |
| Tungsten | Yamamoto Precious Metal Co., Ltd. | JAPAN | CID002100 |
| Tungsten | Zijin Mining Group Co., Ltd. Gold Refinery | CHINA | CID002243 |
| Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CHINA | CID002313 |
| Tungsten | Umicore Precious Metals Thailand | THAILAND | CID002314 |
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA | CID002315 |
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA | CID002316 |
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA | CID002317 |
| Tungsten | Jiangxi Tungsten Industry Co Ltd | CHINA | CID002317 |
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA | CID002318 |
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA | CID002319 |
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA | CID002320 |
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA | CID002321 |
| Tungsten | Faggi Enrico S.p.A. | ITALY | CID002355 |
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA | CID002494 |
| Tungsten | Melt Metais e Ligas S/A | BRAZIL | CID002500 |
| Tungsten | Asia Tungsten Products Vietnam Ltd. | VIET NAM | CID002502 |
| Tungsten | Fidelity Printers and Refiners Ltd. | ZIMBABWE | CID002515 |
| Tungsten | Dayu Jincheng Tungsten Industry Co., Ltd. | CHINA | CID002518 |
| Tungsten | PT Inti Stania Prima | INDONESIA | CID002530 |
| Tungsten | Ganxian Shirui New Material Co., Ltd. | CHINA | CID002531 |
| Tungsten | Pobedit, JSC | RUSSIAN FEDERATION | CID002532 |
| Tungsten | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | CHINA | CID002535 |
| Tungsten | Ganzhou Yatai Tungsten Co., Ltd. | CHINA | CID002536 |
| Tungsten | Sanher Tungsten Vietnam Co., Ltd. | VIET NAM | CID002538 |
| Tungsten | KEMET Blue Metals | MEXICO | CID002539 |
| Tungsten | H.C. Starck GmbH | GERMANY | CID002541 |
| Tungsten | H.C. Starck Smelting GmbH & Co.KG | GERMANY | CID002542 |
| Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | VIET NAM | CID002543 |
| Tungsten | H.C. Starck Co., Ltd. | THAILAND | CID002544 |
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA | CID002551 |
| Tungsten | Plansee SE Reutte | AUSTRIA | CID002556 |
| Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin | CHINA | CID002578 |
| Tungsten | T.C.A S.p.A | ITALY | CID002580 |
| Tungsten | Niagara Refining LLC | UNITED STATES | CID002589 |
| Tungsten | E.S.R. Electronics | UNITED STATES | CID002590 |
| Tungsten | Hydrometallurg, JSC | RUSSIAN FEDERATION | CID002649 |
| Tungsten | PT Cipta Persada Mulia | INDONESIA | CID002696 |
| Tungsten | PT Sukses Inti Makmur | INDONESIA | CID002816 |
| Tungsten | PT Kijang Jaya Mandiri | INDONESIA | CID002829 |
| Tungsten | ACL Metais Eireli | BRAZIL | CID002833 |
| Tungsten | Jiangxi Tuohong New Raw Material | CHINA | CID002842 |
| Tungsten | HuiChang Hill Tin Industry Co., Ltd. | CHINA | CID002844 |
| Tungsten | Gejiu Fengming Metalurgy Chemical Plant | CHINA | CID002848 |
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