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(State or other jurisdiction
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(Commission
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(IRS Employer
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of incorporation)
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File Number)
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Identification No.)
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Written communications pursuant to Rule 425 under the Securities Act
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act
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Indicate by check mark whether the Registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.
Emerging growth company
If an emerging growth company, indicate by check mark if the Registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
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1.
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To elect four directors to serve on the Company’s Board of Directors, each to serve until the Company’s next annual meeting of stockholders or until each successor is duly elected and qualified;
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2.
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To ratify the appointment of MaloneBailey LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2025;
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3.
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To approve, on an advisory basis, the compensation of the Company’s named executive officers.
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1.
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Election of Directors
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For
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Withheld
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Broker Non-Votes
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David E. Jorden
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33,688,602
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4,962
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2,237,142
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Paul D. Mintz
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33,686,279
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7,285
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2,237,142
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Scott M. Pittman
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33,686,279
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7,285
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2,237,142
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C. Eric Winzer
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33,658,723
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34,841
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2,237,142
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For
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Against
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Abstain
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Broker Non-Votes
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2.
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To ratify the appointment of MaloneBailey LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2025
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35,917,807
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12,899
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0
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0
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For
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Against
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Abstain
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Broker Non-Votes
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3.
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To approve, on an advisory basis, the compensation of the Company’s named executive officers
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33,653,458
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40,106
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0
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2,237,142
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Nuo Therapeutics, Inc.
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By:
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/s/ David E. Jorden
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David E. Jorden
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Chief Executive and Chief Financial Officer
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