Calculation of Filing Fee Tables
Form F-3
(Form Type)
UBS Group AG
UBS AG
Credit Suisse (USA) LLC
(Exact Name of Registrants as Specified in their Charters)
Table 1: Newly Registered and Carry Forward Securities
| Security Type | Security Class Title |
Fee Calculation or Carry Forward Rule |
Amount Registered |
Proposed Maximum Offering Price Per Unit |
Maximum Aggregate Offering Price |
Fee Rate |
Amount of Registration Fee |
Carry Forward Form Type |
Carry Forward File Number |
Carry Forward Initial Effective Date |
Filing Fee Previously Paid in connection with Unsold Securities to be Carried Forward | |||||||||||||
| Newly Registered Securities | ||||||||||||||||||||||||
| Fees to Be Paid | Debt | 4.875% Senior Notes due 2045 of UBS Group AG(1) | 457(j)(1) | $104,502,677.88(1) | 100%(1) | $104,502,677.88(1) | $138.10 per $1 million | $14,431.82(1) | — | — | — | — | ||||||||||||
| Debt | 4.550% Senior Notes due 2026 of UBS Group AG(2) | 457(j)(2) | $395,800,850.32(2) | 100%(2) | $395,800,850.32(2) | $138.10 per $1 million | $54,660.10(2) | — | — | — | — | |||||||||||||
| Debt | 3.750% Senior Notes due 2025 of UBS Group AG(3) | 457(j)(3) | $400,623,852.57(3) | 100%(3) | $400,623,852.57(3) | $138.10 per $1 million | $55,326.15(3) | — | — | — | — | |||||||||||||
| Debt | 3.800% Senior Notes due 2023 of UBS Group AG(3) | 457(j)(3) | $175,079,315.50(3) | 100%(3) | $175,079,315.50(3) | $138.10 per $1 million | $24,178.45(3) | — | — | — | — | |||||||||||||
| Debt | 3.800% Senior Notes due 2022 of Credit Suisse Group Funding (Guernsey) Limited(3)(4) | 457(j)(3)(4) | $13,856,732.28(3)(4) | 100%(3)(4) | $13,856,732.28(3)(4) | $138.10 per $1 million | $1,913.61(3)(4) | — | — | — | — | |||||||||||||
| Debt | 7 1/8% Notes due July 15, 2032(5) | 457(j)(5) | $4,232,000.00(5) | 100%(5) | $4,232,000.00(5) | $138.10 per $1 million | $584.44(5) | — | — | — | — | |||||||||||||
| Other | Guarantees of UBS AG in connection with the 7 1/8% Notes due July 15, 2032 of Credit Suisse (USA) LLC(6) |
— | — | — | — | — | — | — | — | |||||||||||||||
| Other | Subordinated Guarantees of UBS Group AG in connection with the 7 1/8% Notes due July 15, 2032 of Credit Suisse (USA) LLC(6) | — | — | — | — | — | — | — | ||||||||||||||||
| Carry Forward Securities | ||||||||||||||||||||||||
| Carry Forward Securities | N/A | N/A | N/A | N/A | N/A | N/A | — | — | N/A | N/A | N/A | N/A | ||||||||||||
| Total Offering Amounts | — | $1,094,095,428.55 | — | $151,094.58 | — | — | — | — | ||||||||||||||||
| Total Fees Previously Paid | — | — | — | N/A | — | — | — | — | ||||||||||||||||
| Total Fee Offsets | — | — | — | N/A | — | — | — | — | ||||||||||||||||
| Net Fee Due | — | — | — | $151,094.58 | — | — | — | — | ||||||||||||||||
| (1) | These securities were sold prior to the registration of such sales and are subsequently registered for the purpose of making an offer of rescission of such sales. In accordance with Rule 475(j) under the Securities Act of 1933, as amended (the “Securities Act”), the registration fee is to be calculated on the basis of the amount at which such securities were sold. To determine such price, the issuer has excluded any accrued interest, fees, selling concessions or other additional amounts. In addition to the rescission offer, the issuer of these securities or its affiliates may reoffer or resell these securities on an ongoing basis in market-making transactions. Pursuant to Rule 457(q) under the Securities Act, no separate registration fee is payable with respect to any such market-making transactions. The aggregate principal amount of the 4.875% Senior Notes due 2045 of UBS Group AG currently outstanding is $1,924,666,000. |
| (2) | These securities were sold prior to the registration of such sales and are subsequently registered for the purpose of making an offer of rescission of such sales. In accordance with Rule 475(j) under the Securities Act, the registration fee is to be calculated on the basis of the amount at which such securities were sold. To determine such price, the issuer has excluded any accrued interest, fees, selling concessions or other additional amounts. In addition to the rescission offer, the issuer of these securities or its affiliates may reoffer or resell these securities on an ongoing basis in market-making transactions. Pursuant to Rule 457(q) under the Securities Act, no separate registration fee is payable with respect to any such market-making transactions. The aggregate principal amount of the 4.550% Senior Notes due 2026 of UBS Group AG currently outstanding is $1,982,535,000. |
| (3) | These securities were sold prior to the registration of such sales and are subsequently registered for the purpose of making an offer of rescission of such sales. In accordance with Rule 475(j) under the Securities Act, the registration fee is to be calculated on the basis of the amount at which such securities were sold. To determine such price, the issuer has excluded any accrued interest, fees, selling concessions or other additional amounts. These securities have matured and are no longer outstanding. |
| (4) | The 3.800% Senior Notes due 2022 of Credit Suisse Group Funding (Guernsey) Limited were guaranteed by Credit Suisse Group AG. As these securities have matured and are no longer outstanding, such guarantees are note being registered under this Registration Statement. |
| (5) | Certain of these securities were sold prior to the registration of such sales and are subsequently registered for the purpose of making an offer of rescission of such sales. In accordance with Rule 475(j) under the Securities Act, the registration fee is to be calculated on the basis of the amount at which such securities were sold. To determine such price, the issuer has excluded any accrued interest, fees, selling concessions or other additional amounts. In addition to the rescission offer, the issuer of these securities or its affiliates may reoffer or resell these securities on an ongoing basis in market-making transactions. Pursuant to Rule 457(q) under the Securities Act, no separate registration fee is payable with respect to any such market-making transactions. The aggregate principal amount of the 7 1/8% Notes due July 15, 2032 of Credit Suisse (USA) LLC currently outstanding is $742,344,000. |
| (6) | No separate consideration will be received for the subordinated guarantees of UBS Group AG and the guarantees of UBS AG in connection with the 7 1/8% Notes due July 15, 2032 of Credit Suisse (USA) LLC. Pursuant to Rule 475(n) under the Securities Act, no registration fee is payable with respect to the subordinated guarantees of UBS Group AG and guarantees of UBS AG being registered. |