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Delaware
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83-2809420
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(State or other jurisdiction of
incorporation or organization) |
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(I.R.S. Employer
Identification Number) |
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Large accelerated filer
☒
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Accelerated filer
☐
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Non-accelerated filer
☐
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Smaller reporting company
☐
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Emerging Growth Company
☐
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Title of each class of
securities to be registered |
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Amount to be
registered |
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Proposed maximum
offering price per unit |
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Proposed maximum
aggregate offering price |
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Amount of
registration fee |
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Common Stock, $.0001 par value
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(1)(2)
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(1)(2)
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(1)(2)
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(3)
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Preferred Stock, $.0001 par value
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(1)(2)
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(1)(2)
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(1)(2)
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(3)
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Warrants
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(1)(2)
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(1)(2)
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(1)(2)
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(3)
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| | | | | | 1 | | | |
| | | | | | 1 | | | |
| | | | | | 1 | | | |
| | | | | | 3 | | | |
| | | | | | 4 | | | |
| | | | | | 5 | | | |
| | | | | | 6 | | | |
| | | | | | 7 | | | |
| | | | | | 8 | | | |
| | | | | | 9 | | | |
| | | | | | 10 | | | |
| | | | | | 11 | | |
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SEC Registration Fee
|
| | | | * | | |
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Printing
|
| | | $ | 20,000 | | |
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Legal Fees and Expenses
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| | | $ | 200,000 | | |
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Accounting Fees and Expenses
|
| | | $ | 100,000 | | |
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TOTAL
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| | | | * | | |
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Exhibit
Number |
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Description
|
|
| 1.1 | | | Form of Underwriting Agreement(1) | |
| 4.1 | | | | |
| 4.2 | | | | |
| 4.3 | | | Form of Articles Supplementary designating a class or series of preferred stock(1) | |
| 4.4 | | | Form of preferred stock certificate(1) | |
| 4.5 | | | Form of Warrant Agreement, including form of warrant(1) | |
| 4.6 | | | Form of Certificate for Common Stock(1) | |
| 5.1* | | | | |
| 23.1* | | | | |
| 23.2* | | | | |
| 24.1* | | | |
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Name
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Title
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Date
|
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/s/ Daniel L. Jablonsky
Daniel L. Jablonsky
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| | President and Chief Executive Officer (Principal Executive Officer), Director | | |
March 15, 2021
|
|
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/s/ Biggs C. Porter
Biggs C. Porter
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| | Executive Vice President and Chief Financial Officer (Principal Financial Officer, and Duly Authorized Officer) | | |
March 15, 2021
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/s/ Carolyn K. Pittman
Carolyn K. Pittman
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| | Senior Vice President and Chief Accounting Officer (Principal Accounting Officer) | | |
March 15, 2021
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/s/ General Howell M. Estes III
General Howell M. Estes III
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| | Director, Chairman of the Board | | |
March 15, 2021
|
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/s/ Nick S. Cyprus
Nick S. Cyprus
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| | Director | | |
March 15, 2021
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/s/ Roxanne J. Decyk
Roxanne J. Decyk
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| | Director | | |
March 15, 2021
|
|
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/s/ Joanne O. Isham
Joanne O. Isham
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| | Director | | |
March 15, 2021
|
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Name
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Title
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Date
|
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/s/ General C. Robert Kehler
General C. Robert Kehler
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| | Director | | |
March 15, 2021
|
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/s/ Gilman Louie
Gilman Louie
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| | Director | | |
March 15, 2021
|
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/s/ Dr. L. Roger Mason, Jr.
Dr. L. Roger Mason, Jr.
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| | Director | | |
March 15, 2021
|
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/s/ Dr. Heather A. Wilson
Dr. Heather A. Wilson
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| | Director | | |
March 15, 2021
|
|
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/s/ Eric J. Zahler
Eric J. Zahler
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| | Director | | |
March 15, 2021
|
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/s/ Eddy Zervigon
Eddy Zervigon
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| | Director | | |
March 15, 2021
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|