|
Security
Type
|
Security
Class
Title
|
Fee
Calculation
or Carry
Forward
Rule
|
Amount
Registered
|
Proposed
Maximum
Offering
Price Per
Unit
|
Maximum
Aggregate
Offering
Price
|
Fee
Rate
|
Amount of
Registration
Fee
|
Carry
Forward
Form
Type
|
Carry
Forward
File
Number
|
Carry
Forward
Initial
effective
date
|
Filing Fee
Previously
Paid In
Connection
with Unsold
Securities to
be Carried
Forward
|
|||||||||||||
|
Newly Registered Securities
|
||||||||||||||||||||||||
|
Fees to Be Paid
|
Equity
|
Common stock, $0.001
par value per share(1)
|
Rule 457(o)
|
(1)
|
(2)
|
(3)
|
||||||||||||||||||
|
Fees to Be Paid
|
Equity
|
Preferred stock, $0.001 par value per share(1)
|
Rule 457(o)
|
(1)
|
(2)
|
(3)
|
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|
Fees to Be Paid
|
Debt
|
Debt Securities
|
Rule 457(o)
|
(1)
|
(2)
|
(3)
|
||||||||||||||||||
|
Fees to Be Paid
|
Other
|
Warrants(1)
|
Rule 457(o)
|
(1)
|
(2)
|
(3)
|
||||||||||||||||||
|
Fees to Be Paid
|
Other
|
Units(1)
|
Rule 457(o)
|
(1)
|
(2)
|
(3)
|
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|
Fees to Be Paid
|
Unallocated (Universal)
Shelf
|
Unallocated (Universal)
Shelf
|
Rule 457(o)
|
(1)
|
(2)
|
$150,000,000
|
0.00015310
|
$22,965.00
|
||||||||||||||||
|
Total Offering Amounts
|
$150,000,000
|
$22,965.00
|
||||||||||||||||||||||
|
Total Fees Previously Paid
|
||||||||||||||||||||||||
|
Total Fee Offsets
|
$22,140.00
|
|||||||||||||||||||||||
|
Net Fee Due
|
$825.00
|
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|
Registrant
or Filer
Name
|
Form
or
Filing
Type
|
File
Number
|
Initial
Filing
Date
|
Filing
Date
|
Fee
Offset
Claimed
|
Security
Type
Associated
with Fee
Offset
Claimed
|
Security
Title
Associated
with Fee
Offset
Claimed
|
Unsold
Securities
Associated
with Fee
Offset
Claimed
|
Unsold
Aggregate
Offering
Amount
Associated
with Fee
Offset
Claimed
|
Fee
Paid
with
Fee
Offset
Source
|
||||||||||||
|
Rule 457(p)
|
||||||||||||||||||||||
|
Fee Offset Claims
|
Catalyst Biosciences, Inc.
|
S-3
|
333-253874
|
March 4, 2021
|
$16,365.00(4)
|
Unallocated (Universal Shelf)
|
Unallocated (Universal Shelf)
|
$150,000,000
|
||||||||||||||
|
Fee Offset Sources
|
Catalyst Biosciences, Inc.
|
S-3
|
333-253874
|
March 4, 2021
|
$16,365.00(4)
|
|||||||||||||||||
|
Fee Offset Claims
|
Gyre Therapeutics, Inc.
|
S-3
|
333-279822
|
May 30, 2024
|
$5,775.00(5)
|
Unallocated (Universal Shelf)
|
Unallocated (Universal Shelf)
|
(5)
|
$150,000,000
|
|||||||||||||
|
Fee Offset Sources
|
Gyre Therapeutics, Inc.
|
S-3
|
333-279822
|
May 30, 2024
|
$5,775.00(5)
|
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|
(1)
|
The amount to be registered consists of up to $150,000,000 of an indeterminate amount of common stock, preferred stock, debt securities, warrants and/or units. There is
also being registered hereunder such currently indeterminate number of (i) shares of common stock or other securities of the registrant as may be issued upon conversion of, or in exchange for, convertible or exchangeable debt securities
and/or preferred stock registered hereby, or (ii) shares of preferred stock, common stock, debt securities or units as may be issued upon exercise of warrants registered hereby, as the case may be. Any securities registered hereunder may be
sold separately or as units with the other securities registered hereunder.
|
|
(2)
|
The proposed maximum aggregate offering price per unit will be determined from time to time by the registrant in connection with the issuance by the registrant of the
securities registered hereunder and is not specified as to each class of security pursuant to General Instruction II.D. of Form S-3 under the Securities Act of 1933, as amended (the “Securities Act”).
|
|
(3)
|
Estimated solely for purposes of computing the registration fee pursuant to Rule 457(o) under the Securities Act. In no event will the aggregate offering price of all
securities sold by the registrant from time to time pursuant to this registration statement exceed $150,000,000. No separate consideration will be received for (i) common stock or other securities of the registrant that may be issued upon
conversion of, or in exchange for, convertible or exchangeable debt securities and/or preferred stock registered hereby, or (ii) preferred stock, common stock, debt securities or units that may be issued upon exercise of warrants registered
hereby, as the case may be.
|
|
(4)
|
The registrant (formerly known as “Catalyst Biosciences, Inc.”) has previously registered the offer and sale of up to $150,000,000 of securities pursuant to a
registration statement on Form S-3 (File No. 333-253874), which was initially filed with the Securities and Exchange Commission (the “SEC”) on March 4, 2021 and became effective on May 3, 2021 (the “May 2021 Registration Statement”). In
connection with the filing of the May 2021 Registration Statement, the registrant made a contemporaneous fee payment in the amount of $16,365.00. Of the $150,000,000 of securities registered under the May 2021 Registration Statement,
$150,000,000 of securities remains unsold (the “Unsold Securities”). Pursuant to Rule 457(p) under the Securities Act, the registration fee of $16,365.00 that has already been paid and remains unused with respect to the Unsold Securities is
hereby offset against the registration fee of $22,140.00 due for this offering. The offering that includes the Unsold Securities under the May 2021 Registration Statement is hereby terminated.
|
|
(5)
|
The registrant paid a registration fee of $5,775.00 in connection with the registration of $150,000,000 of securities pursuant to a registration statement on Form S-3
(File No. 333-279822), which was initially filed with the SEC on May 30, 2024 (the “May 2024 Registration Statement”). The May 2024 Registration Statement was not declared effective by the SEC, and no securities were issued or sold
thereunder. The May 2024 Registration Statement was withdrawn by filing a Form RW on July 12, 2024. In accordance with Rule 457(p) under the Securities Act, the total amount of the registration fee due upon the initial filing of this
Registration Statement is offset by $5,775.00.
|