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Maryland
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04-3639825
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(State of incorporation or organization)
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(I.R.S. Employer Identification No.)
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3 MacArthur Place, Santa Ana, California
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92707
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(Address of principal executive offices)
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(Zip Code)
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Title of each class
to be so registered
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Name of each exchange
on which
each class is to be
registered
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Depositary Shares, each representing a 1/40th interest in a share of 7.75% non-
cumulative perpetual preferred stock, Series F
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The New York Stock
Exchange
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| Item 1. |
Description of Registrant’s Securities to be Registered.
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| Item 2. |
Exhibits.
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Exhibit
No.
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Description
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Second Restated Articles of Restatement of Banc of California, Inc., restated as of June 4, 2018 (incorporated by reference to Exhibit 3.2 of Banc of California, Inc.’s Current Report on Form 8-K filed on
June 5, 2018).
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Sixth Amended and Restated Bylaws of Banc of California, Inc., amended as of May 11, 2023 (incorporated by reference to Exhibit 3.1 of Banc of California, Inc.’s Current Report on Form 8-K filed on May 15,
2023).
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Form of the Banc of California, Inc. Articles of Amendment (incorporated by reference to Annex D to the joint proxy statement/prospectus forming a part of the registration statement on Form S-4 filed on
August 28, 2023).
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Form of Articles Supplementary of a new class of preferred stock of Banc of California, Inc. (incorporated by reference to Annex I to the joint proxy statement/prospectus forming a part of the registration
statement on Form S-4 filed on August 28, 2023).
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Specimen of certificate representing Banc of California, Inc.’s common stock, par value $0.01 per share (incorporated by reference to Exhibit 4 to Banc of California, Inc.’s Registration Statement on Form S-1
filed on March 28, 2002).
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Form of Deposit Agreement among Banc of California, Inc., Computershare Inc. and Computershare Trust Company, N.A., jointly acting as depositary, and the holders from time to time of the depositary receipts
evidencing the depositary shares. (incorporated herein by reference to Exhibit 4.2 to registration statement on Form S-4, as amended, filed on September 29, 2023).
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Form of Depositary Receipt (included as part of Exhibit 4.2 hereto).
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Date: November 30, 2023
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Banc of California, Inc.
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By:
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/s/ Ido Dotan
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Name: Ido Dotan
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Title: Executive Vice President, General Counsel and Corporate Secretary
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