EX. FILING FEES
Calculation of Filing Fee Tables
Form N-2
(Form Type)
Calamos Convertible Opportunities and Income Fund
(Exact Name of Registrant as Specified in its Charter)
Table 1: Newly Registered and Carry Forward Securities
| Security Type | Security Class Title | Fee Calculation or Carry Forward Rule | Amount Registered | Proposed Maximum Offering Price Per Unit | Maximum Aggregate Offering Price | Fee Rate | Amount
of Registration Fee | Carry Forward Form Type | Carry Forward File Number | Carry Forward Initial effective date | Filing
Fee Previously Paid In Connection with Unsold Securities to be Carried Forward | ||||||||||||||||||||||||||
| Newly Registered Securities | |||||||||||||||||||||||||||||||||||||
| Fees to Be Paid | Equity | Common shares, no par value | 457(o)(1) | -- | -- | $ | 100,000,000.00 | .0000927 | $ | 9,270.00 | |||||||||||||||||||||||||||
| Fees to Be Paid | Equity | Preferred shares, no par value | 456(b) and 457(r)(2) | -- | -- | -- | -- | -- | |||||||||||||||||||||||||||||
| Fees to Be Paid | Debt | Debt securities | 456(b) and 457(r)(2) | -- | -- | -- | -- | -- | |||||||||||||||||||||||||||||
| Fees Previously Paid | -- | -- | -- | -- | -- | -- | -- | -- | |||||||||||||||||||||||||||||
| Carry Forward Securities | |||||||||||||||||||||||||||||||||||||
| Carry Forward Securities | Equity | Common shares, no par value per share | Rule 415(a)(6) | (3) | (3) | $ | 100,000,000.00 | 0.0001212 | $ | 12,120.00 | N-2/A | 333-229042 | March 1, 2019 | $ | 9,853.03 | ||||||||||||||||||||||
| Carry Forward Securities | Equity | Preferred shares, no par value | 456(b) and 457(r)(2) | -- | -- | -- | -- | -- | N-2/A | 333-229042 | March 1, 2019 | ||||||||||||||||||||||||||
| Carry Forward Securities | Debt | Debt securities | 456(b) and 457(r)(2) | -- | -- | -- | -- | -- | N-2/A | 333-229042 | March 1, 2019 | ||||||||||||||||||||||||||
| Total Offering Amounts | $ | 100,000,000.00 | $ | 9,270.00 | |||||||||||||||||||||||||||||||||
| Total Fees Previously Paid | -- | ||||||||||||||||||||||||||||||||||||
| Total Fee Offsets | $ | 9,270.00 | |||||||||||||||||||||||||||||||||||
| Net Fee Due | $ | 0.00 | |||||||||||||||||||||||||||||||||||
(1) An indeterminate number of common shares is being registered as may from time to time be offered, on an immediate, continuous or delayed basis, at indeterminate prices.
(2) In accordance with Rules 456(b) and 457(r) promulgated under the Securities Act of 1933, as amended, the registrant is deferring payment of all registration fees. Any registration fees will be paid subsequently in advance or on a pay-as-you-go basis.
(3) An indeterminate number of common shares was registered as may from time to time be offered, on an immediate, continuous or delayed basis, at indeterminate prices.
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Table 2: Fee Offset Claims and Sources
| Registrant or Filer Name | Form
or Filing Type | File Number | Initial
Filing Date | Filing Date | Fee Offset Claimed | Security Type Associated with Fee Offset Claimed | Security
Title Associated with Fee Offset Claimed | Unsold Securities Associated with Fee Offset Claimed | Unsold Aggregate Offering Amount Associated with Fee Offset Claimed | Fee Paid
with Fee Offset Source | |||||||||||||||||||||
| Rules 457(b) and 0-11(a)(2) | |||||||||||||||||||||||||||||||
| Fee Offset Claims | |||||||||||||||||||||||||||||||
| Fee Offset Sources | |||||||||||||||||||||||||||||||
| Rule 457(p) | |||||||||||||||||||||||||||||||
| Fee Offset Claims | Calamos Convertible Opportunities and Income Fund | N-2/A | 333-229042 | March 1, 2019 | $ | 9,270.00 | (1) | Equity | Common shares, no par value | $ | 82,108,575 | ||||||||||||||||||||
| Fee Offset Sources | Calamos Convertible Opportunities and Income Fund | N-2/A | 333-229042 | February 22, 2019 | $ | 11,998.80 | (2) | ||||||||||||||||||||||||
| Fee Offset Sources | Calamos Convertible Opportunities and Income Fund | N-2 | 333-229042 | December 27, 2018 | $ | 121.20 | (2) | ||||||||||||||||||||||||
(1) The Registrant has terminated or completed any offering that included the unsold securities under the prior registration statement.
(2) On December 27, 2018, the Registrant submitted a registration statement on Form N-2 (“Registration Statement”) and concurrently submitted a fee of $121.20. On February 22, 2019, the Registrant submitted Pre-Effective Amendment No. 1 to the Registration Statement on Form N-2 (together with the Registration Statement, the “2019 Registration Statement”) and concurrently submitted a fee of $11,998.80. The Registration Statement related to the Registrant’s offer and sale from time to time of shares of the registrant’s common shares (no par value per share), preferred shares (no par value per share) or debt securities, having an aggregate gross sales price of up to $100 million under an at-the-market program. Pursuant to Rule 457(p) under the Securities Act, a registration fee credit of $9,853.03, the amount of the prior registration fee attributable to the unsold securities under the 2019 Registration Statement, is available to offset the current registration fee. Following the filing of this registration statement, $583.03 will remain available to offset future registration fees.
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