|
|
SECURITIES AND EXCHANGE COMMISSION |
|
|
|
Washington, D.C. 20549 |
|
|
|
|
|
|
|
SCHEDULE 13D |
|
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(a)
(Amendment No. 2)
HUGHES COMMUNICATIONS, INC.
(Name of Issuer)
Common Stock, par value $0.001
(Title of Class of Securities)
444398 10 1
(CUSIP Number)
John F. Hartigan, Esq.
Morgan, Lewis & Bockius LLP
300 S. Grand Avenue
Los Angeles, CA 90071
(213) 612-2500
(Name, Address and
Telephone Number of Person
Authorized to Receive Notices and Communications)
N/A
(Date of Event Which
Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. o
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
|
CUSIP No. 444398 10 1 |
|||||
|
|
|||||
|
|
1 |
Name of Reporting Person |
|||
|
|
|||||
|
|
2 |
Check the Appropriate Box if a Member of a Group |
|||
|
|
|
(a) |
o |
||
|
|
|
(b) |
x |
||
|
|
|||||
|
|
3 |
SEC Use Only |
|||
|
|
|||||
|
|
4 |
Source of Funds |
|||
|
|
|||||
|
|
5 |
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
|||
|
|
|||||
|
|
6 |
Citizenship or Place of Organization |
|||
|
|
|||||
|
Number of |
7 |
Sole Voting Power |
|||
|
|
|||||
|
8 |
Shared Voting Power |
||||
|
|
|||||
|
9 |
Sole Dispositive Power |
||||
|
|
|||||
|
10 |
Shared Dispositive Power |
||||
|
|
|||||
|
|
11 |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
|||
|
|
|||||
|
|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x |
|||
|
|
|||||
|
|
13 |
Percent of Class
Represented by Amount in Row (11) |
|||
|
|
|||||
|
|
14 |
Type of Reporting Person |
|||
2
|
CUSIP No. 444398 10 1 |
|||||
|
|
|||||
|
|
1 |
Name of Reporting Person |
|||
|
|
|||||
|
|
2 |
Check the Appropriate Box if a Member of a Group |
|||
|
|
|
(a) |
o |
||
|
|
|
(b) |
x |
||
|
|
|||||
|
|
3 |
SEC Use Only |
|||
|
|
|||||
|
|
4 |
Source of Funds |
|||
|
|
|||||
|
|
5 |
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
|||
|
|
|||||
|
|
6 |
Citizenship or Place of Organization |
|||
|
|
|||||
|
Number of |
7 |
Sole Voting Power |
|||
|
|
|||||
|
8 |
Shared Voting Power |
||||
|
|
|||||
|
9 |
Sole Dispositive Power |
||||
|
|
|||||
|
10 |
Shared Dispositive Power |
||||
|
|
|||||
|
|
11 |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
|||
|
|
|||||
|
|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x |
|||
|
|
|||||
|
|
13 |
Percent of Class
Represented by Amount in Row (11) |
|||
|
|
|||||
|
|
14 |
Type of Reporting Person |
|||
3
|
CUSIP No. 444398 10 1 |
|||||
|
|
|||||
|
|
1 |
Name of Reporting Person |
|||
|
|
|||||
|
|
2 |
Check the Appropriate Box if a Member of a Group |
|||
|
|
|
(a) |
o |
||
|
|
|
(b) |
x |
||
|
|
|||||
|
|
3 |
SEC Use Only |
|||
|
|
|||||
|
|
4 |
Source of Funds |
|||
|
|
|||||
|
|
5 |
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
|||
|
|
|||||
|
|
6 |
Citizenship or Place of Organization |
|||
|
|
|||||
|
Number of |
7 |
Sole Voting Power |
|||
|
|
|||||
|
8 |
Shared Voting Power |
||||
|
|
|||||
|
9 |
Sole Dispositive Power |
||||
|
|
|||||
|
10 |
Shared Dispositive Power |
||||
|
|
|||||
|
|
11 |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
|||
|
|
|||||
|
|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x |
|||
|
|
|||||
|
|
13 |
Percent of Class
Represented by Amount in Row (11) |
|||
|
|
|||||
|
|
14 |
Type of Reporting Person |
|||
4
|
CUSIP No. 444398 10 1 |
|||||
|
|
|||||
|
|
1 |
Name of Reporting Person |
|||
|
|
|||||
|
|
2 |
Check the Appropriate Box if a Member of a Group |
|||
|
|
|
(a) |
o |
||
|
|
|
(b) |
x |
||
|
|
|||||
|
|
3 |
SEC Use Only |
|||
|
|
|||||
|
|
4 |
Source of Funds |
|||
|
|
|||||
|
|
5 |
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
|||
|
|
|||||
|
|
6 |
Citizenship or Place of Organization |
|||
|
|
|||||
|
Number of |
7 |
Sole Voting Power |
|||
|
|
|||||
|
8 |
Shared Voting Power |
||||
|
|
|||||
|
9 |
Sole Dispositive Power |
||||
|
|
|||||
|
10 |
Shared Dispositive Power |
||||
|
|
|||||
|
|
11 |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
|||
|
|
|||||
|
|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x |
|||
|
|
|||||
|
|
13 |
Percent of Class
Represented by Amount in Row (11) |
|||
|
|
|||||
|
|
14 |
Type of Reporting Person |
|||
5
|
CUSIP No. 444398 10 1 |
|||||
|
|
|||||
|
|
1 |
Name of Reporting Person |
|||
|
|
|||||
|
|
2 |
Check the Appropriate Box if a Member of a Group |
|||
|
|
|
(a) |
o |
||
|
|
|
(b) |
x |
||
|
|
|||||
|
|
3 |
SEC Use Only |
|||
|
|
|||||
|
|
4 |
Source of Funds |
|||
|
|
|||||
|
|
5 |
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
|||
|
|
|||||
|
|
6 |
Citizenship or Place of Organization |
|||
|
|
|||||
|
Number of |
7 |
Sole Voting Power |
|||
|
|
|||||
|
8 |
Shared Voting Power |
||||
|
|
|||||
|
9 |
Sole Dispositive Power |
||||
|
|
|||||
|
10 |
Shared Dispositive Power |
||||
|
|
|||||
|
|
11 |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
|||
|
|
|||||
|
|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x |
|||
|
|
|||||
|
|
13 |
Percent of Class
Represented by Amount in Row (11) |
|||
|
|
|||||
|
|
14 |
Type of Reporting Person |
|||
6
|
CUSIP No. 444398 10 1 |
|||||
|
|
|||||
|
|
1 |
Name of Reporting Person |
|||
|
|
|||||
|
|
2 |
Check the Appropriate Box if a Member of a Group |
|||
|
|
|
(a) |
o |
||
|
|
|
(b) |
x |
||
|
|
|||||
|
|
3 |
SEC Use Only |
|||
|
|
|||||
|
|
4 |
Source of Funds |
|||
|
|
|||||
|
|
5 |
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
|||
|
|
|||||
|
|
6 |
Citizenship or Place of Organization |
|||
|
|
|||||
|
Number of |
7 |
Sole Voting Power |
|||
|
|
|||||
|
8 |
Shared Voting Power |
||||
|
|
|||||
|
9 |
Sole Dispositive Power |
||||
|
|
|||||
|
10 |
Shared Dispositive Power |
||||
|
|
|||||
|
|
11 |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
|||
|
|
|||||
|
|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x |
|||
|
|
|||||
|
|
13 |
Percent of Class
Represented by Amount in Row (11) |
|||
|
|
|||||
|
|
14 |
Type of Reporting Person |
|||
7
|
CUSIP No. 444398 10 1 |
|||||
|
|
|||||
|
|
1 |
Name of Reporting Person |
|||
|
|
|||||
|
|
2 |
Check the Appropriate Box if a Member of a Group |
|||
|
|
|
(a) |
o |
||
|
|
|
(b) |
x |
||
|
|
|||||
|
|
3 |
SEC Use Only |
|||
|
|
|||||
|
|
4 |
Source of Funds |
|||
|
|
|||||
|
|
5 |
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
|||
|
|
|||||
|
|
6 |
Citizenship or Place of Organization |
|||
|
|
|||||
|
Number of |
7 |
Sole Voting Power |
|||
|
|
|||||
|
8 |
Shared Voting Power |
||||
|
|
|||||
|
9 |
Sole Dispositive Power |
||||
|
|
|||||
|
10 |
Shared Dispositive Power |
||||
|
|
|||||
|
|
11 |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
|||
|
|
|||||
|
|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x |
|||
|
|
|||||
|
|
13 |
Percent of Class
Represented by Amount in Row (11) |
|||
|
|
|||||
|
|
14 |
Type of Reporting Person |
|||
8
|
CUSIP No. 444398 10 1 |
|||||
|
|
|||||
|
|
1 |
Name of Reporting Person |
|||
|
|
|||||
|
|
2 |
Check the Appropriate Box if a Member of a Group |
|||
|
|
|
(a) |
o |
||
|
|
|
(b) |
x |
||
|
|
|||||
|
|
3 |
SEC Use Only |
|||
|
|
|||||
|
|
4 |
Source of Funds |
|||
|
|
|||||
|
|
5 |
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
|||
|
|
|||||
|
|
6 |
Citizenship or Place of Organization |
|||
|
|
|||||
|
Number of |
7 |
Sole Voting Power |
|||
|
|
|||||
|
8 |
Shared Voting Power |
||||
|
|
|||||
|
9 |
Sole Dispositive Power |
||||
|
|
|||||
|
10 |
Shared Dispositive Power |
||||
|
|
|||||
|
|
11 |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
|||
|
|
|||||
|
|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x |
|||
|
|
|||||
|
|
13 |
Percent of Class
Represented by Amount in Row (11) |
|||
|
|
|||||
|
|
14 |
Type of Reporting Person |
|||
9
|
CUSIP No. 444398 10 1 |
|||||
|
|
|||||
|
|
1 |
Name of Reporting Person |
|||
|
|
|||||
|
|
2 |
Check the Appropriate Box if a Member of a Group |
|||
|
|
|
(a) |
o |
||
|
|
|
(b) |
x |
||
|
|
|||||
|
|
3 |
SEC Use Only |
|||
|
|
|||||
|
|
4 |
Source of Funds |
|||
|
|
|||||
|
|
5 |
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
|||
|
|
|||||
|
|
6 |
Citizenship or Place of Organization |
|||
|
|
|||||
|
Number of |
7 |
Sole Voting Power |
|||
|
|
|||||
|
8 |
Shared Voting Power |
||||
|
|
|||||
|
9 |
Sole Dispositive Power |
||||
|
|
|||||
|
10 |
Shared Dispositive Power |
||||
|
|
|||||
|
|
11 |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
|||
|
|
|||||
|
|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x |
|||
|
|
|||||
|
|
13 |
Percent of Class
Represented by Amount in Row (11) |
|||
|
|
|||||
|
|
14 |
Type of Reporting Person |
|||
10
|
CUSIP No. 444398 10 1 |
|||||
|
|
|||||
|
|
1 |
Name of Reporting Person |
|||
|
|
|||||
|
|
2 |
Check the Appropriate Box if a Member of a Group |
|||
|
|
|
(a) |
o |
||
|
|
|
(b) |
x |
||
|
|
|||||
|
|
3 |
SEC Use Only |
|||
|
|
|||||
|
|
4 |
Source of Funds |
|||
|
|
|||||
|
|
5 |
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
|||
|
|
|||||
|
|
6 |
Citizenship or Place of Organization |
|||
|
|
|||||
|
Number of |
7 |
Sole Voting Power |
|||
|
|
|||||
|
8 |
Shared Voting Power |
||||
|
|
|||||
|
9 |
Sole Dispositive Power |
||||
|
|
|||||
|
10 |
Shared Dispositive Power |
||||
|
|
|||||
|
|
11 |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
|||
|
|
|||||
|
|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* o |
|||
|
|
|||||
|
|
13 |
Percent of Class
Represented by Amount in Row (11) |
|||
|
|
|||||
|
|
14 |
Type of Reporting Person |
|||
11
|
CUSIP No. 444398 10 1 |
|||||
|
|
|||||
|
|
1 |
Name of Reporting Person |
|||
|
|
|||||
|
|
2 |
Check the Appropriate Box if a Member of a Group |
|||
|
|
|
(a) |
o |
||
|
|
|
(b) |
x |
||
|
|
|||||
|
|
3 |
SEC Use Only |
|||
|
|
|||||
|
|
4 |
Source of Funds |
|||
|
|
|||||
|
|
5 |
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
|||
|
|
|||||
|
|
6 |
Citizenship or Place of Organization |
|||
|
|
|||||
|
Number of |
7 |
Sole Voting Power |
|||
|
|
|||||
|
8 |
Shared Voting Power |
||||
|
|
|||||
|
9 |
Sole Dispositive Power |
||||
|
|
|||||
|
10 |
Shared Dispositive Power |
||||
|
|
|||||
|
|
11 |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
|||
|
|
|||||
|
|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* o |
|||
|
|
|||||
|
|
13 |
Percent of Class
Represented by Amount in Row (11) |
|||
|
|
|||||
|
|
14 |
Type of Reporting Person |
|||
12
|
CUSIP No. 444398 10 1 |
|||||
|
|
|||||
|
|
1 |
Name of Reporting Person |
|||
|
|
|||||
|
|
2 |
Check the Appropriate Box if a Member of a Group |
|||
|
|
|
(a) |
o |
||
|
|
|
(b) |
x |
||
|
|
|||||
|
|
3 |
SEC Use Only |
|||
|
|
|||||
|
|
4 |
Source of Funds |
|||
|
|
|||||
|
|
5 |
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
|||
|
|
|||||
|
|
6 |
Citizenship or Place of Organization |
|||
|
|
|||||
|
Number of |
7 |
Sole Voting Power |
|||
|
|
|||||
|
8 |
Shared Voting Power |
||||
|
|
|||||
|
9 |
Sole Dispositive Power |
||||
|
|
|||||
|
10 |
Shared Dispositive Power |
||||
|
|
|||||
|
|
11 |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
|||
|
|
|||||
|
|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* o |
|||
|
|
|||||
|
|
13 |
Percent of Class
Represented by Amount in Row (11) |
|||
|
|
|||||
|
|
14 |
Type of Reporting Person |
|||
13
|
CUSIP No. 444398 10 1 |
|||||
|
|
|||||
|
|
1 |
Name of Reporting Person |
|||
|
|
|||||
|
|
2 |
Check the Appropriate Box if a Member of a Group |
|||
|
|
|
(a) |
o |
||
|
|
|
(b) |
x |
||
|
|
|||||
|
|
3 |
SEC Use Only |
|||
|
|
|||||
|
|
4 |
Source of Funds |
|||
|
|
|||||
|
|
5 |
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
|||
|
|
|||||
|
|
6 |
Citizenship or Place of Organization |
|||
|
|
|||||
|
Number of |
7 |
Sole Voting Power |
|||
|
|
|||||
|
8 |
Shared Voting Power |
||||
|
|
|||||
|
9 |
Sole Dispositive Power |
||||
|
|
|||||
|
10 |
Shared Dispositive Power |
||||
|
|
|||||
|
|
11 |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
|||
|
|
|||||
|
|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* o |
|||
|
|
|||||
|
|
13 |
Percent of Class
Represented by Amount in Row (11) |
|||
|
|
|||||
|
|
14 |
Type of Reporting Person |
|||
14
|
CUSIP No. 444398 10 1 |
|||||
|
|
|||||
|
|
1 |
Name of Reporting Person |
|||
|
|
|||||
|
|
2 |
Check the Appropriate Box if a Member of a Group |
|||
|
|
|
(a) |
o |
||
|
|
|
(b) |
x |
||
|
|
|||||
|
|
3 |
SEC Use Only |
|||
|
|
|||||
|
|
4 |
Source of Funds |
|||
|
|
|||||
|
|
5 |
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
|||
|
|
|||||
|
|
6 |
Citizenship or Place of Organization |
|||
|
|
|||||
|
Number of |
7 |
Sole Voting Power |
|||
|
|
|||||
|
8 |
Shared Voting Power |
||||
|
|
|||||
|
9 |
Sole Dispositive Power |
||||
|
|
|||||
|
10 |
Shared Dispositive Power |
||||
|
|
|||||
|
|
11 |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
|||
|
|
|||||
|
|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* o |
|||
|
|
|||||
|
|
13 |
Percent of Class
Represented by Amount in Row (11) |
|||
|
|
|||||
|
|
14 |
Type of Reporting Person |
|||
15
This Amendment No. 2 to Schedule 13D supplements and amends the Statement on Schedule 13D filed on March 3, 2006, and Amendment No. 1 to Schedule 13D filed on March 29, 2006 by (i) Apollo Investment Fund IV, L.P., a Delaware limited partnership (“AIF IV”), (ii) Apollo Overseas Partners IV, L.P., a limited partnership registered in the Cayman Islands (“Overseas IV”), (iii) AIF IV/RRRR LLC, a Delaware limited liability company (“RRRR LLC”), (iv) AP/RM Acquisition, LLC, a Delaware limited liability company (“AP/RM LLC”), (v) ST/RRRR LLC, a Delaware limited liability company (“ST LLC,” and together with AIF IV, Overseas IV, RRRR LLC and AP/RM LLC, the “Apollo Funds”), (vi) Apollo Management IV, L.P., a Delaware limited partnership (“Management IV”) and (vii) Apollo Advisors IV, L.P., a Delaware limited partnership (“Advisors IV”), relating to the shares of common stock, par value $0.001 (the “Common Stock”), of Hughes Communications, Inc. (the “Issuer”).
Unless otherwise indicated, each capitalized term used but not otherwise defined herein shall have the meaning assigned to such term in the Statement on Schedule 13D, as amended.
Responses to each item of this Amendment No. 2 to Statement on Schedule 13D are incorporated by reference into the response to each other item, as applicable.
|
Item 1. |
Security and Issuer |
|
|
|
|
Item 2. |
Identity and Background |
|
This Amendment No. 2 to Schedule 13D is filed on a voluntary basis by (i) AIF IV, (ii) Overseas IV, (iii) RRRR LLC, (iv) AP/RM LLC, (v) ST LLC, (vi) Advisors IV, (vii) Management IV, (viii) Apollo Capital Management IV, Inc., a Delaware corporation (“Capital Management IV”), (ix) Apollo Principal Holdings I, L.P, a Delaware limited partnership (“Apollo Principal”), (x) Apollo Principal Holdings I GP, LLC, a Delaware limited liability company (“Apollo Principal GP”), (xi) Apollo Management, L.P., a Delaware limited partnership (“Apollo Management”), (xii) Apollo Management GP, LLC, a Delaware limited liability company (“Management GP”), (xiii) Apollo Management Holdings, L.P., a Delaware limited partnership (“Management Holdings”), and (xiv) Apollo Management Holdings GP, LLC, a Delaware limited liability company (“Holdings GP”), solely to update the descriptions of the organization of the advisory and management entities affiliated with the Apollo Funds to reflect an internal corporate reorganization. The Apollo Funds, Advisors IV, Management IV, Capital Management IV, Apollo Principal, Principal Holdings, Apollo Management, Management GP, Management Holdings and Holdings GP are referred to herein collectively as the “Reporting Persons”. The principal address of each of the Reporting Persons is One Manhattanville Road, Suite 201, Purchase, New York 10577.
AIF IV and Overseas IV are principally engaged in the business of investing in securities. RRRR LLC, AP/RM LLC and ST LLC are principally engaged in the business of investment in securities of the Issuer. Management IV is principally engaged in the business of serving as the manager of each of the Apollo Funds. Advisors IV is principally engaged in the business of providing advice regarding investments by and serving as the general partner of AIF IV and the managing partner of Overseas IV.
Capital Management IV is the general partner of Advisors IV. Capital Management IV is principally engaged in the business of serving as general partner to Advisors IV. As a result of a corporate reorganization of the Apollo advisor entities on or about July 13, 2007, the sole stockholder of Capital Management IV is Apollo Principal. Apollo Principal is principally engaged in the business of serving as the sole stockholder of Capital Management IV and other Apollo Capital Management entities. Apollo Principal GP is the general partner of Apollo Principal and is principally engaged in the business of serving as the general partner of Apollo Principal.
On or about February 1, 2007, as a result of a corporate reorganization of the Apollo management entities and the formation of Apollo Management, Apollo Management became the managing general |
|
16
|
partner of Management IV. Apollo Management is principally engaged in the business of serving as the general partner of Management IV and other Apollo management entities. Management GP is the general partner of Apollo Management and is principally engaged in the business of serving as the general partner of Apollo Management. Management Holdings is the general partner of Management GP and is principally engaged in the business of serving as the general partner of Management GP and other Apollo management entities. Holdings GP is the general partner of Management Holdings and is principally engaged in the business of serving as the general partner of Management Holdings.
Attached as Appendix A to Item 2 is information concerning the executive officers and managers of Apollo Principal GP and Holdings GP and other entities as to which such information is required to be disclosed in response to Item 2 and General Instruction C to Schedule 13D.
None of the Reporting Persons nor any of the persons or entities referred to in Appendix A to Item 2 has, during the last five years, been convicted in a criminal proceeding (excluding traffic violations and similar misdemeanors) or been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree, or final order enjoining future violations of, or prohibiting or mandating activities subject to, Federal or state securities laws or finding any violation with respect to such laws. |
|
|
|
|
|
Item 3. |
Source and Amount of Funds or Other Consideration |
|
|
|
|
Item 4. |
Purpose of Transaction |
|
|
|
|
Item 5. |
Interest in Securities of the Issuer |
|
Item 5 is hereby amended and supplemented as follows:
The Reporting Persons believe that the filing of this Amendment No. 2 to Schedule 13D is not required pursuant to the Securities Exchange Act of 1934, as amended, or the regulations and rules promulgated thereunder. However, the Reporting Persons are filing this amendment on a voluntary basis solely to update the descriptions of the organization of the advisory and management entities affiliated with the Apollo Funds to reflect an internal corporate reorganization.
The shares of Common Stock shown as beneficially owned by Management IV and Advisors IV include the shares of Common Stock shown as beneficially owned by all of the Apollo Funds, and by AIF IV and Overseas IV, respectively. Capital Management IV, Apollo Principal and Apollo Principal GP may also be deemed to beneficially own the shares of Common Stock shown as beneficially owned by AIF IV, Overseas IV and Advisors IV. Apollo Management, Management GP and Holdings GP may also be deemed to beneficially own the shares of Common Stock shown as beneficially owned by each of the Apollo Funds and Management IV.
Advisors IV, Capital Management IV, Apollo Principal, Apollo Principal GP, Management IV, Apollo Management, Management GP, Management Holdings and Holdings GP each disclaim beneficial ownership of the shares of the Issuer’s Common Stock reported as beneficially owned by any of the other Reporting Persons in excess of their pecuniary interests in such securities, if any, and the filing of this Amendment No. 2 to Schedule 13D shall not be construed as an admission that any such person is the beneficial owner of any such securities.
(a) See the information contained on the cover pages to this Amendment No. 2 to Schedule 13D which is incorporated herein by reference. The percentage of the class beneficially owned by each Reporting Person is based on 21,514,520 shares of Common Stock of the Issuer outstanding, as reported by the Issuer in its Annual Report on Form 10-K filed on March 5, 2009. |
|
17
|
(b) See the information contained on the cover pages to this Amendment No. 2 to Schedule 13D which is incorporated herein by reference.
(c) There have been no reportable transactions with respect to the Common Stock of the Issuer within the last 60 days by the Reporting Persons.
(d) Not applicable.
(e) Not applicable. |
|
|
|
|
|
Item 6. |
Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer |
|
|
|
|
Item 7. |
Material to be Filed as Exhibits |
|
|
|
|
Exhibit 1: Joint Filing Agreement dated as of March 20, 2009, by and among the Reporting Persons. |
|
18
SIGNATURES
After reasonable inquiry and to the best knowledge and belief of each of the undersigned, each of the undersigned certifies that the information set forth in this statement with respect to such person is true, complete and correct.
|
Date: |
March 20, 2009 |
APOLLO INVESTMENT FUND IV, L.P. |
||||
|
|
|
|
||||
|
|
|
By: |
APOLLO ADVISORS IV, L.P. |
|||
|
|
|
|
Its General Partner |
|||
|
|
|
|
|
|||
|
|
|
|
By: |
APOLLO CAPITAL MANAGEMENT IV, INC. |
||
|
|
|
|
|
Its General Partner |
||
|
|
|
|
|
|||
|
|
|
|
By: |
/s/ Laurie D. Medley |
||
|
|
|
|
|
Laurie D. Medley |
||
|
|
|
|
|
Vice President |
||
|
|
|
|
||||
|
Date: |
March 20, 2009 |
APOLLO OVERSEAS PARTNERS IV, L.P. |
||||
|
|
|
|
||||
|
|
|
By: |
APOLLO ADVISORS IV, L.P. |
|||
|
|
|
|
Its Managing General Partner |
|||
|
|
|
|
|
|||
|
|
|
|
By: |
APOLLO CAPITAL MANAGEMENT IV, INC. |
||
|
|
|
|
|
Its General Partner |
||
|
|
|
|
|
|
||
|
|
|
|
|
By: |
/s/ Laurie D. Medley |
|
|
|
|
|
|
|
Laurie D. Medley |
|
|
|
|
|
|
|
Vice President |
|
|
|
|
|
|
|||
|
Date: |
March 20, 2009 |
AIF IV/RRRR LLC |
||||
|
|
|
|
|
|||
|
|
|
By: |
APOLLO MANAGEMENT IV, L.P. |
|||
|
|
|
|
Its Manager |
|||
|
|
|
|
|
|||
|
|
|
|
By: |
APOLLO MANAGEMENT, L.P. |
||
|
|
|
|
|
Its General Partner |
||
|
|
|
|
|
|
||
|
|
|
|
|
By: |
APOLLO MANAGEMENT GP, LLC |
|
|
|
|
|
|
|
Its General Partner |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
By: |
/s/ Laurie D. Medley |
|
|
|
|
|
|
|
Laurie D. Medley |
|
|
|
|
|
|
|
Vice President |
19
|
Date: |
March 20, 2009 |
AP/RM ACQUISITION, LLC |
|||||
|
|
|
|
|
||||
|
|
|
By: |
APOLLO MANAGEMENT IV, L.P. |
||||
|
|
|
|
Its Manager |
||||
|
|
|
|
|
|
|||
|
|
|
|
By: |
APOLLO MANAGEMENT, L.P. |
|||
|
|
|
|
|
Its General Partner |
|||
|
|
|
|
|
|
|
||
|
|
|
|
|
By: |
APOLLO MANAGEMENT GP, LLC |
||
|
|
|
|
|
|
Its General Partner |
||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
By: |
/s/ Laurie D. Medley |
|
|
|
|
|
|
|
|
Laurie D. Medley |
|
|
|
|
|
|
|
|
Vice President |
|
|
|
|
|
|
||||
|
Date: |
March 20, 2009 |
ST/RRRR, LLC |
|||||
|
|
|
|
|
||||
|
|
|
By: |
APOLLO MANAGEMENT IV, L.P. |
||||
|
|
|
|
Its Manager |
||||
|
|
|
|
|
|
|||
|
|
|
|
By: |
APOLLO MANAGEMENT, L.P. |
|||
|
|
|
|
|
Its General Partner |
|||
|
|
|
|
|
|
|
||
|
|
|
|
|
By: |
APOLLO MANAGEMENT GP, LLC |
||
|
|
|
|
|
|
Its General Partner |
||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
By: |
/s/ Laurie D. Medley |
|
|
|
|
|
|
|
|
Laurie D. Medley |
|
|
|
|
|
|
|
|
Vice President |
|
|
|
|
|
|
||||
|
Date: |
March 20, 2009 |
APOLLO ADVISORS IV, L.P. |
|||||
|
|
|
|
|
||||
|
|
|
By: |
APOLLO CAPITAL MANAGEMENT IV, INC. |
||||
|
|
|
|
Its General Partner |
||||
|
|
|
|
|
|
|||
|
|
|
|
By: |
/s/ Laurie D. Medley |
|||
|
|
|
|
|
Laurie D. Medley |
|||
|
|
|
|
|
Vice President |
|||
|
|
|
|
|
||||
|
Date: |
March 20, 2009 |
APOLLO CAPITAL MANAGEMENT IV, INC. |
|||||
|
|
|
|
|
||||
|
|
|
By: |
/s/ Laurie D. Medley |
||||
|
|
|
|
Laurie D. Medley |
||||
|
|
|
|
Vice President |
||||
20
|
Date: |
March 20, 2009 |
APOLLO PRINCIPAL HOLDINGS I, L.P. |
|||
|
|
|
|
|
||
|
|
|
By: |
APOLLO PRINCIPAL HOLDINGS I GP, LLC |
||
|
|
|
|
Its General Partner |
||
|
|
|
|
|
|
|
|
|
|
|
By: |
/s/ John J. Suydam |
|
|
|
|
|
|
John J. Suydam |
|
|
|
|
|
|
Vice President |
|
|
|
|
|
|
||
|
Date: |
March 20, 2009 |
APOLLO PRINCIPAL HOLDINGS I GP, LLC |
|||
|
|
|
|
|
||
|
|
|
By: |
/s/ John J. Suydam |
||
|
|
|
|
John J. Suydam |
||
|
|
|
|
Vice President |
||
|
|
|
|
|
||
|
Date: |
March 20, 2009 |
APOLLO MANAGEMENT IV, L.P. |
|||
|
|
|
|
|
||
|
|
|
By: |
APOLLO MANAGEMENT, L.P. |
||
|
|
|
|
Its General Partner |
||
|
|
|
|
|
|
|
|
|
|
|
By: |
APOLLO MANAGEMENT GP, LLC |
|
|
|
|
|
|
Its General Partner |
|
|
|
|
|
|
|
|
|
|
|
|
|
By: |
/s/ Laurie D. Medley |
|
|
|
|
|
|
Laurie D. Medley |
|
|
|
|
|
|
Vice President |
|
|
|
|
|
||
|
Date: |
March 20, 2009 |
APOLLO MANAGEMENT, L.P. |
|||
|
|
|
|
|
||
|
|
|
By: |
APOLLO MANAGEMENT GP, LLC |
||
|
|
|
|
Its General Partner |
||
|
|
|
|
|
|
|
|
|
|
|
By: |
/s/ Laurie D. Medley |
|
|
|
|
|
|
Laurie D. Medley |
|
|
|
|
|
|
Vice President |
|
|
|
|
|
|
||
|
Date: |
March 20, 2009 |
APOLLO MANAGEMENT GP, LLC |
|||
|
|
|
|
|
||
|
|
|
By: |
/s/ Laurie D. Medley |
||
|
|
|
|
Laurie D. Medley |
||
|
|
|
|
Vice President |
||
21
|
Date: |
March 20, 2009 |
APOLLO MANAGEMENT HOLDINGS, L.P. |
||
|
|
|
|
||
|
|
|
By: |
APOLLO MANAGEMENT HOLDINGS GP, LLC |
|
|
|
|
|
Its General Partner |
|
|
|
|
|
|
|
|
|
|
|
By: |
/s/ John J. Suydam |
|
|
|
|
|
John J. Suydam |
|
|
|
|
|
Vice President |
|
|
|
|
|
|
|
Date: |
March 20, 2009 |
APOLLO MANAGEMENT HOLDINGS GP, LLC |
||
|
|
|
|
|
|
|
|
|
By: |
/s/ John J. Suydam |
|
|
|
|
|
John J. Suydam |
|
|
|
|
|
Vice President |
|
22
APPENDIX A
The following sets forth information with respect to certain of the executive officers and managers of Holdings GP and Apollo Principal GP. Capitalized terms used herein without definition have the meanings assigned thereto in the Amendment 2 to Schedule 13D to which this Appendix A relates.
The managers and principal executive officers of Holdings GP and Apollo Principal GP are Messrs. Leon D. Black, Joshua Harris and Marc Rowan. The principal occupations of each of Messrs. Black, Harris and Rowan is to act as executive officers and managers of Holdings GP and Apollo Principal GP and other related investment managers and advisors.
The business address of each of Messrs. Black, Harris and Rowan is c/o Apollo Management, L.P., 9 West 57th Street, New York, New York 10019. Messrs. Black, Harris and Rowan are each a citizen of the United States. Each of Messrs. Black, Harris and Rowan disclaims beneficial ownership of the Common Stock reported as beneficially owned by the Reporting Persons.
23