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Exhibit S

 

EX. FILING FEES

 

Calculation of Filing Fee Tables

Form N-2

(Form Type)

Calamos Convertible and High Income Fund

(Exact Name of Registrant as Specified in its Charter)

Table 1: Newly Registered and Carry Forward Securities

 

   Security
Type
  Security
Class
Title
  Fee
Calculation
or Carry
Forward
Rule
    Amount
Registered
   Proposed
Maximum
Offering
Price
Per
Unit
   Maximum
Aggregate
Offering
Price
   Fee
Rate
   Amount of
Registration
Fee
   Carry
Forward
Form
Type
  Carry
Forward
File
Number
  Carry
Forward
Initial
effective
date
  Filing
Fee
Previously
Paid In
Connection
with
Unsold
Securities
to be
Carried
Forward
 
Newly Registered Securities
Fees to Be Paid  Equity  Common shares, no par value  457(o)(1)      --    --   $125,562,656.54    .0001531   $19,223.64          
Fees to Be Paid  Equity  Preferred shares, no par value 

456(b) and 457(r)(2)

     --    --    --    --    --               
Fees to Be Paid  Debt  Debt securities 

456(b) and 457(r)(2)

     --    --    --    --    --               
Fees Previously Paid  --  --  --     --    --    --    --    --               
Carry Forward Securities
Carry Forward Securities  Equity  Common shares, no par value per share  Rule 415(a)(6)     (3)    (3)   $74,437,343.46(4)    0. 0000927        N-2  333-262991  February 24, 2022  $6,900.34 
Carry Forward Securities  Equity  Preferred shares, no par value 

456(b) and 457(r)(2)

     --    --    --    --    --   N-2  333-262991  February 24, 2022     
Carry Forward Securities  Debt  Debt securities 

456(b) and 457(r)(2)

     --    --    --    --    --   N-2  333-262991  February 24, 2022     
   Total Offering Amounts   $200,000,000.00        $19,223.64               
   Total Fees Previously Paid              --               
   Total Fee Offsets             $6,900.34               
   Net Fee Due             $12,323.30               

 

(1) An indeterminate number of common shares is being registered as may from time to time be offered, on an immediate, continuous or delayed basis, at indeterminate prices.

 

(2) In accordance with Rules 456(b) and 457(r) promulgated under the Securities Act of 1933, as amended, the registrant is deferring payment of all registration fees. Any registration fees will be paid subsequently in advance or on a pay-as-you-go basis.

 

(3) An indeterminate number of common shares was registered as may from time to time be offered, on an immediate, continuous or delayed basis, at indeterminate prices.

 

(4) Pursuant to Rule 415(a)(6) under the Securities Act, this registration statement includes $74,437,343.46 of unsold common shares of beneficial interest (the “Unsold Carryfoward Shares”) that were previously registered for sale under the Registrant’s prior registration statement on Form N-2 (File No. 333-262991) effective February 24, 2022. The Registrant previously paid filing fees of $6,900.34 in connection with such Unsold Carryforward Shares.

 

 

 

Table 2: Fee Offset Claims and Sources

 

   Registrant
or Filer
Name
  Form or
Filing
Type
  File
Number
  Initial
Filing
Date
  Filing
Date
  Fee Offset
Claimed
   Security
Type
Associated
with Fee
Offset
Claimed
  Security
Title
Associated
with Fee
Offset
Claimed
  Unsold
Securities
Associated
with Fee
Offset
Claimed
  Unsold
Aggregate
Offering
Amount
Associated
with Fee
Offset
Claimed
   Fee Paid
with Fee
Offset
Source
 
Rules 457(b) and 0-11(a)(2)
Fee Offset Claims                         
Fee Offset Sources                                       
Rule 457(p)
Fee Offset Claims  Calamos Convertible and High Income Fund  N-2  333-262991  February 24, 2022     $6,900.34(1)   Equity  Common shares, no par value     $74,437,343.46      
Fee Offset Sources  Calamos Convertible and High Income Fund  N-2 POS  333-262991     March 3, 2022                     $9,270.00(2) 

 

(1) The Registrant has terminated or completed any offering that included the unsold securities under the prior registration statement.

 

(2) On February 22, 2022, the Registrant submitted a registration statement on Form N-2 (“Registration Statement”). On March 3, 2022, the Registrant submitted Post-Effective Amendment No. 1 to the Registration Statement on Form N-2 (together with the Registration Statement, the “2022 Registration Statement”) and concurrently submitted a fee of $9,270.00. The Registration Statement related to the Registrant’s offer and sale from time to time of shares of the registrant’s common shares (no par value per share), preferred shares (no par value per share) or debt securities, having an aggregate gross sales price of up to $100 million under an at-the-market program. Pursuant to Rule 457(p) under the Securities Act, a registration fee credit of $6,900.34, the amount of the prior registration fee attributable to the unsold securities under the 2022 Registration Statement, is available to offset the current registration fee. Following the filing of this registration statement, $0 will remain available to offset future registration fees.

 

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