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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
FREUDENSTEIN ALAN

(Last) (First) (Middle)
ONE MADISON AVENUE, 11TH FLOOR

(Street)
NEW YORK NY 10010

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
04/14/2016
3. Issuer Name and Ticker or Trading Symbol
Bats Global Markets, Inc. [ BATS ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
04/14/2016
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Non-voting Common stock 2,007,900 I By Credit Suisse NEXT Investors, LLC(1)(2)
Voting common stock 3,668,741 I By Credit Suisse NEXT Investors, LLC(1)(2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
FREUDENSTEIN ALAN

(Last) (First) (Middle)
ONE MADISON AVENUE, 11TH FLOOR

(Street)
NEW YORK NY 10010

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Credit Suisse Next Investors, LLC

(Last) (First) (Middle)
ONE MADISON AVENUE, 11TH FLOOR

(Street)
NEW YORK NY 10010

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. This amendment supplements the Reporting Person's original Form 3 filed on April 14, 2016 to add the rows set forth above and add Credit Suisse NEXT Investors, LLC as an additional Reporting Person. These changes are effective as of April 14, 2016.
2. The shares listed above are held of record by Credit Suisse NEXT Investors, LLC. Mr. Freudenstein is an affiliate of this entity. This filing shall not be deemed to be an admission that Mr. Freudenstein is the beneficial owner of any of the securities reported herein, and Mr. Freudenstein disclaims beneficial ownership with respect to all shares beneficially owned by Credit Suisse NEXT Investors, LLC, except to the extent of his pecuniary interests therein. Credit Suisse NEXT Investors, LLC's investment adviser is Credit Suisse Asset Management, LLC, whose ultimate parent is Credit Suisse Group A.G.
Remarks:
(3) Credit Suisse Asset Management, LLC is the investment adviser of Credit Suisse Next Investors, LLC.
/s/ Gregory Grimaldi, Managing Director of CREDIT SUISSE ASSET MANAGEMENT, LLC (3) 12/12/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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