144: Filer Information
| Filer CIK | 0001616437 |
| Filer CCC | XXXXXXXX |
| Is this a LIVE or TEST Filing? | LIVE
TEST
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Submission Contact Information | |
| Name | |
| Phone | |
| E-Mail Address |
| Form 144 Filer Information |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 | |
FORM 144 |
| Filer CIK | 0001616437 |
| Filer CCC | XXXXXXXX |
| Is this a LIVE or TEST Filing? | LIVE
TEST
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Submission Contact Information | |
| Name | |
| Phone | |
| E-Mail Address |
| Name of Issuer | TURNING POINT BRANDS, INC. |
| SEC File Number | 001-37763 |
| Address of Issuer | 5201 Interchange Way Louisville KENTUCKY 40229 |
| Phone | (502) 778-4421 |
| Name of Person for Whose Account the Securities are To Be Sold | DAVID E GLAZEK |
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account
the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given
as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales
for the account of the person filing this notice.
| |
| Relationship to Issuer | Director |
| Title of the Class of Securities To Be Sold | Name and Address of the Broker | Number of Shares or Other Units To Be Sold | Aggregate Market Value | Number of Shares or Other Units Outstanding | Approximate Date of Sale | Name the Securities Exchange |
|---|---|---|---|---|---|---|
| Common | Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004 | 78000 | 8647860.00 | 19070757 | 12/19/2025 | NYSE |
| Title of the Class | Date you Acquired | Nature of Acquisition Transaction | Name of Person from Whom Acquired | Is this a Gift? | Date Donor Acquired | Amount of Securities Acquired | Date of Payment | Nature of Payment * |
|---|---|---|---|---|---|---|---|---|
| Common | 03/01/2024 | Restricted stock vesting under a registered plan | Issuer | ![]() | 14706 | 03/01/2024 | Compensation | |
| Common | 05/05/2023 | Restricted stock vesting under a registered plan | Issuer | ![]() | 38000 | 05/05/2023 | Compensation | |
| Common | 01/11/2024 | Open Market Purchase | Open Market | ![]() | 13979 | 01/11/2024 | Cash | |
| Common | 03/11/2024 | Restricted stock vesting under a registered plan | Issuer | ![]() | 11315 | 03/11/2024 | Compensation |
| Nothing to Report | ![]() |
| Remarks | On December 19, 2025, the reporting person revised a previously disclosed financing transaction with an unaffiliated dealer dated June 4, 2025 to update the terms to reflect the current stock price and extend the duration. Under the revised financing the reporting person receives a gross amount of approximately $7.45 million -net amount of $4.6 million- and continues to pledge up to 78,000 shares of the issuer s common stock -the Pledged Shares-. On the revised maturity date of December 20, 2027 the reporting person is obligated to repay the lender in cash or at the reporting person's election to deliver up to 78,000 shares of the Issuer s common stock at a price per share ranging from $105.33 to $126.39 based on the then prevailing market price. The reporting person retains beneficial ownership of the Pledged Shares, including dividend and voting rights. |
| Date of Notice | 12/19/2025 |
ATTENTION: | |
| The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date. | |
| Signature | /s/ David E Glazek |
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001) | |