Document ID

ACT07

Policy Name

Insider Trading Policy

Policy Owners, Title

Thomas G. Pareigat, EVP, General Counsel
Paul Frenkiel, EVP, Chief Financial Officer

Version

Author(s)

Policy Effective Date

Board Approval Date

Description

Next Review Date

2019 – 1.00

Paul Frenkiel

08/21/2019

08/21/2019

No changes

08/21/2020

2020 – 1.00

Paul Frenkiel

09/16/2020

09/16/2020

Annual Review

09/16/2021

2021.01

Paul Frenkiel

09/15/2021

09/15/2021

Annual Review.  No Changes.

09/15/2022

2022.01

Paul Frenkiel

7/20/2022

7/20/2022

Annual Review.  No Changes

7/20/2023

2023.01

Tom Pareigat; Paul Frenkiel

12/20/2023

12/20/2023

Annual Review making several edits to bring policy up to date to current industry best practices.

12/18/2024

2024.01

Tom Pareigat;

Paul Frenkiel

7/24/2024

7/24/2024

Annual review.  Minor clarifying edits made.

7/16/2025