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Exhibit 1.01

CONFLICT MINERALS REPORT

for the Calendar Years 2016 and 2017

This Conflict Minerals Report (“CMR”) of Sears Holdings Corporation (“Sears Holdings” and, together with its subsidiaries, “we”, “us” or “our”) has been prepared pursuant to Rule 13p-1 (“Rule 13p-1”) promulgated under the Securities Exchange Act of 1934, as amended, for the period January 1, 2016 through December 31, 2017 (“Reporting Period”).

COMPANY OVERVIEW

Sears Holdings is a holding company that conducts operations through its subsidiaries and is the parent company of Kmart Holding Corporation and Sears, Roebuck and Co. (collectively, the “Operating Companies”). We are an integrated retailer with significant physical and intangible assets, as well as virtual capabilities enabled through technology.

The Operating Companies sell products in the following categories (among others not applicable to this CMR): private label products (made specifically for us), exclusive brand products (designed for us with licensed trademarks) and national brand products (made and sold by other companies). The private label and exclusive brand products include home appliances, tools, sporting goods, outdoor living, lawn and garden equipment, seasonal merchandise, tires, batteries, home fashions, apparel, footwear, jewelry and accessories under such well-known labels such as Kenmore, Craftsman, DieHard, Covington and other brands.

Rule 13p-1 requires certain investigation and reporting if a company manufactures or contracts to manufacture products containing one or more of the following minerals necessary to the functionality or production of any of the Covered Products: tin, tungsten, tantalum and gold (“3TG”) (the “Conflict Minerals”). Rule 13p-1 focuses on 3TG originating from the Democratic Republic of the Congo and countries that share an internationally recognized border with the Democratic Republic of the Congo (together, the “Covered Countries”). If, based on a reasonable country of origin inquiry (“RCOI”), a registrant knows that any of its necessary Conflict Minerals originated in any Covered Country and are not from recycled or scrap sources, or has reason to believe that its necessary Conflict Minerals may have originated in any Covered Country and has reason to believe that they may not be from recycled or scrap sources, then the registrant must exercise due diligence on such Conflict Minerals’ source and chain of custody that conforms to a nationally or internationally recognized due diligence framework.

We believe that we exercise a degree of influence with respect to certain private label and exclusive brand products that we sell. We are committed to ensuring that 3TG used in these products are obtained in a socially responsible manner. Sears Holdings and its subsidiaries, including the Operating Companies, do not manufacture any products. As a result, we must rely upon our suppliers’ representations for information related to Conflict Minerals. To that end, Sears Holdings has adopted a Conflict Minerals Policy and communicated its Conflict Minerals Policy requirements to its suppliers through its Vendor Information Guides, which are incorporated into our contracts with suppliers.

 

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This CMR, together with the Conflict Minerals Policy, is available via the following URL: http://searsholdings.com/corporate-responsibility/conflict-minerals (information contained on, or accessible through, internet websites is not a part of this CMR).

DUE DILIGENCE

Sears Holdings conducted due diligence and a good faith reasonable country of origin inquiry using a third-party provider (“Service Provider”) to collect information from suppliers with whom we directly contract (“Tier 1 Suppliers”) to determine the presence and sourcing of 3TG in Covered Products. We utilized the Electronic Industry Citizenship Coalition and Global e-Sustainability Initiative Conflict Minerals Due Diligence Template (“CMRT”) developed by the Responsible Minerals Initiative (“RMI” formerly known as the Conflict-Free Sourcing Initiative) to identify whether Tier 1 Suppliers include 3TG in their private label and exclusive brand products that we contract to manufacture and to identify smelters and refiners (each a “SOR”, collectively “SORs”) in our supply chain. Information was collected and stored using a secure online platform.

As a retail company that purchases goods from suppliers, we are several levels removed from the actual mining of Conflict Minerals. We do not make direct purchases of raw ore or unrefined 3TG.

In accordance with the due diligence framework recommended by the Organization for Economic Cooperation and Development’s (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals, Sears Holdings has fulfilled the five OECD Guidance steps as follows:

 

  1. OECD Step One: Establish Strong Company Management Systems

Sears Holdings has established the following expectations for its suppliers:

 

    Suppliers must maintain their commitment to responsible sourcing through the development of due diligence frameworks consistent with the OECD guidance.

 

    Suppliers of Covered Products shall be required to provide due diligence documentation through the completion of a CMRT.

 

    Suppliers must implement and communicate our policy to their sub-contractors and ensure the traceability of Conflict Minerals throughout their supply chain.

Sears Holdings periodically reviews and assesses the effectiveness of its Conflict Minerals Policy.

A dedicated email address is published in the Operating Companies’ Vendor Information Guide and provided to suppliers to facilitate supplier communication regarding Conflict Minerals.

 

  2. OECD Step Two: Identifying & Assessing Risks in the Supply Chain

We developed a questionnaire that was used to discuss design process and development with the associates involved in sourcing for the Operating Companies to identify whether we contract to manufacture any products. After narrowing the products to those private label and exclusive brand products which we contract to manufacture (“Covered Products”), our due diligence process involved those Tier 1 Suppliers for the Covered Products. We developed our supplier list by compiling and comparing the answers to the questionnaire and supplier information from both internal and external sources.

 

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Supplier Engagement

The following section describes the activity undertaken by Sears Holdings or the Service Provider with respect to supplier engagement in connection with our reasonable country of origin inquiry:

 

    Introductory emails were sent to suppliers reminding them of the Sears Holdings requirements for traceability of Conflict Minerals and responsible sourcing, as set forth in our Vendor Information Guides, and requesting Conflict Minerals information through completion of the CMRT.

 

    Following the introductory emails, multiple reminder emails were sent to each non-responsive supplier requesting that the CMRT be completed.

 

    Supplier responses were evaluated for plausibility, consistency, and gaps both in terms of which Covered Products were stated to contain or not contain 3TG necessary to the functionality or production of the Covered Product, as well as the origin of those materials.

 

    Additional supplier outreach was conducted to address various open items and issues, including supplier responses that indicated no presence of 3TG, incomplete data on CMRTs, responses that did not identify SORs, responses that indicated sourcing location without complete supporting information from the supply chain, and organizations that were identified as SORs but, at this time, not verified as such through further analysis and research.

Assessing Risks

Assessment measures included investigation regarding the SORs identified in the supply chain for the Covered Products, based on completed CMRTs received from suppliers. Specifically, to the extent that a completed CMRT identified a SOR, the Service Provider reviewed this information against the list of conflict-free compliant smelters and refiners published by the RMI’s Conflict-Free Smelter Program (“CFSP”), the London Bullion Market Association’s (“LBMA”) Good Delivery List, and the Responsible Jewellery Council (“RJC”) Chain-of-Custody Certification. For SORs identified by a supplier that were not listed as compliant by RMI, LBMA or RJC, the Service Provider attempted to contact the SOR to gain more information about the SOR’s sourcing practices and to determine the source and chain of custody of the 3TG. Internet research was also performed by the Service Provider to determine whether there are any outside sources of information regarding the SOR’s sourcing practices.

Identified Smelters and Refiners

Based on information provided by our Tier 1 Suppliers and due diligence efforts with respect to verified SORs, we believe that the SORs that may have been used to process the Conflict Minerals in the Covered Products for the Reporting Period include the verified SORs listed in Appendix A.

Notwithstanding our due diligence process, not all of the suppliers responded to the country of origin inquiry and some provided incomplete or inconsistent information. We do not have sufficient information to determine the source of all of the 3TG contained in potentially in-scope products for 2016 and 2017.

 

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  3. OECD Step Three: Manage Risks

The Operating Companies intend to continue their efforts through the following areas to mitigate the risk that 3TG minerals contained in the Operating Companies’ products could benefit armed groups in the Democratic Republic of the Congo or adjoining countries:

 

    Further review and assessment of our degree of influence in the manufacturing process for products to ensure the correct products are in scope;

 

    Further engagement with Tier 1 Suppliers that provided incomplete or inconsistent responses or that did not provide responses to attempt to increase the response rate and content of the supplier survey responses for 2018;

 

    Continue to communicate our expectations with respect to Conflict Minerals to suppliers, including through our Conflict Minerals Policy;

 

    Continue to monitor leading practices of peer companies to enhance our Conflict Minerals program;

 

    Continue to include conflict minerals compliance requirements through our Vendor Information Guides, which are incorporated into our contracts with suppliers;

 

    Continue to monitor and respond to supplier questions through a dedicated email address; and

 

    Identify more efficient and effective means to obtain current, accurate and complete information from suppliers.

 

  4. OECD Step Four: Audit of Smelter/Refiner Due Diligence Practices

The Operating Companies do not carry out their own independent audit of smelters. We have contracted with a third party, which is a vendor member of the RMI, in order to identify, audit and verify smelters.

A list of the smelters that process Conflict Minerals and were identified by our suppliers for 2016 and 2017 is attached to this CMR as Appendix A. A list of the countries of origin of the Conflict Minerals processed by the smelters listed on Appendix A that are known to us is attached to this CMR as Appendix B. The listed countries of origin are derived from information provided by RMI.

 

  5. OECD Step Five: Public Report on Supply Chain Due Diligence

This Conflict Minerals Report for the calendar years 2016 and 2017 is being filed with Sears Holdings’ Form SD and is also available at http://searsholdings.com/corporate-responsibility/conflict-minerals.

Cautionary Statement on Forward-Looking Statements

This CMR contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995, including, but not limited to, statements about our plans to improve our due diligence efforts regarding future Conflict Minerals Reports. Words such as “believe,” “expects,” and other terms of similar meaning are intended to identify such forward-looking statements. These forward-looking statements are based on information available to us as of the date

 

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of this CMR and are based on management’s current views and assumptions. These forward-looking statements also involve a number of known and unknown risks, uncertainties, and other factors that could cause actual events to differ materially from those expressed or implied in the forward-looking statements. For those statements, we claim the protection of the safe harbor for forward-looking statements contained in the U.S. Private Securities Litigation Reform Act of 1995. Such risks and uncertainties include the veracity of information directly or indirectly provided to us by others and expectations regarding future smelter-refiner participation in conflict-free verification regimens. We do not intend, and undertake no obligation, to publish revised forward-looking statements to reflect events or circumstances after the filing of this CMR or to reflect the occurrence of unanticipated events, except as required by law.

 

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Appendix A

 

METAL    Official Smelter or Refiner Name

Gold

   Abington Reldan Metals, LLC

Gold

   Advanced Chemical Company*

Gold

   Aida Chemical Industries Co., Ltd.*

Gold

   Al Etihad Gold LLC*

Gold

   Allgemeine Gold-und Silberscheideanstalt A.G.*

Gold

   Almalyk Mining and Metallurgical Complex (AMMC)*

Gold

   AngloGold Ashanti Corrego do Sitio Mineracao*

Gold

   Argor-Heraeus S.A.*

Gold

   Asahi Pretec Corp.*

Gold

   Asahi Refining Canada Ltd.*

Gold

   Asahi Refining USA Inc.*

Gold

   Asaka Riken Co., Ltd.*

Gold

   Atasay Kuyumculuk Sanayi Ve Ticaret A.S.

Gold

   AU Traders and Refiners*

Gold

   Aurubis AG*

Gold

   Bangalore Refinery

Gold

   Bangko Sentral ng Pilipinas (Central Bank of the Philippines)*

Gold

   Boliden AB*

Gold

   C. Hafner GmbH + Co. KG*

Gold

   Caridad

Gold

   CCR Refinery - Glencore Canada Corporation*

Gold

   Cendres & Metaux*

Gold

   Chimet S.p.A.*

Gold

   Chugai Mining

Gold

   Daejin Indus Co., Ltd.*

Gold

   Daye Non-Ferrous Metals Mining Ltd.

Gold

   Degussa Sonne / Mond Goldhandel GmbH

Gold

   DODUCO GmbH*

Gold

   Dowa*

Gold

   DSC (Do Sung Corporation)*

Gold

   Eco-System Recycling Co., Ltd.*

Gold

   Elemental Refining, LLC

Gold

   Emirates Gold DMCC*

Gold

   Fidelity Printers and Refiners Ltd.

Gold

   Gansu Seemine Material Hi-Tech Co., Ltd.

Gold

   GCC Gujrat Gold Centre Pvt. Ltd.

Gold

   Geib Refining Corporation*

Gold

   Gold Refinery of Zijin Mining Group Co., Ltd.*

 

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Gold

   Great Wall Precious Metals Co., Ltd. of CBPM

Gold

   Guangdong Jinding Gold Limited

Gold

   Guoda Safina High-Tech Environmental Refinery Co., Ltd.

Gold

   Hangzhou Fuchunjiang Smelting Co., Ltd.

Gold

   HeeSung Metal Ltd.*

Gold

   Heimerle + Meule GmbH*

Gold

   Heraeus Metals Hong Kong Ltd.*

Gold

   Heraeus Precious Metals GmbH & Co. KG*

Gold

   Hunan Chenzhou Mining Co., Ltd.

Gold

   HwaSeong CJ CO., LTD.

Gold

   Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.*

Gold

   Ishifuku Metal Industry Co., Ltd.*

Gold

   Istanbul Gold Refinery*

Gold

   Italpreziosi*

Gold

   Japan Mint*

Gold

   Jiangxi Copper Co., Ltd.*

Gold

   JSC Ekaterinburg Non-Ferrous Metal Processing Plant*

Gold

   JSC Uralelectromed*

Gold

   JX Nippon Mining & Metals Co., Ltd.*

Gold

   Kaloti Precious Metals

Gold

   Kazakhmys Smelting LLC

Gold

   Kazzinc*

Gold

   Kennecott Utah Copper LLC*

Gold

   KGHM Polska Miedz Spolka Akcyjna*

Gold

   Kojima Chemicals Co., Ltd.*

Gold

   Korea Zinc Co., Ltd.*

Gold

   Kyrgyzaltyn JSC*

Gold

   Kyshtym Copper-Electrolytic Plant ZAO

Gold

   L’azurde Company For Jewelry

Gold

   L’Orfebre S.A.

Gold

   Lingbao Gold Co., Ltd.

Gold

   Lingbao Jinyuan Tonghui Refinery Co., Ltd.

Gold

   LS-NIKKO Copper Inc.*

Gold

   Luoyang Zijin Yinhui Gold Refinery Co., Ltd.

Gold

   Marsam Metals*

Gold

   Materion*

Gold

   Matsuda Sangyo Co., Ltd.*

Gold

   Metalor Technologies (Hong Kong) Ltd.*

Gold

   Metalor Technologies (Singapore) Pte., Ltd.*

Gold

   Metalor Technologies (Suzhou) Ltd.*

Gold

   Metalor Technologies S.A.*

 

7


Gold

   Metalor USA Refining Corporation*

Gold

   Metalurgica Met-Mex Penoles S.A. De C.V.*

Gold

   Mitsubishi Materials Corporation*

Gold

   Mitsui Mining and Smelting Co., Ltd.*

Gold

   MMTC-PAMP India Pvt., Ltd.*

Gold

   Modeltech Sdn Bhd*

Gold

   Morris and Watson

Gold

   Moscow Special Alloys Processing Plant*

Gold

   Nadir Metal Rafineri San. Ve Tic. A.S.*

Gold

   Navoi Mining and Metallurgical Combinat*

Gold

   Nihon Material Co., Ltd.*

Gold

   Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH*

Gold

   Ohura Precious Metal Industry Co., Ltd.*

Gold

   OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)*

Gold

   OJSC Novosibirsk Refinery*

Gold

   PAMP S.A.*

Gold

   Pease & Curren

Gold

   Penglai Penggang Gold Industry Co., Ltd.

Gold

   Planta Recuperadora de Metales SpA*

Gold

   Prioksky Plant of Non-Ferrous Metals*

Gold

   PT Aneka Tambang (Persero) Tbk*

Gold

   PX Precinox S.A.*

Gold

   Rand Refinery (Pty) Ltd.*

Gold

   Refinery of Seemine Gold Co., Ltd.

Gold

   Remondis Argentia B.V.*

Gold

   Republic Metals Corporation*

Gold

   Royal Canadian Mint*

Gold

   SAAMP*

Gold

   Sabin Metal Corp.

Gold

   Safimet S.p.A*

Gold

   SAFINA A.S.*

Gold

   Sai Refinery

Gold

   Samduck Precious Metals*

Gold

   SAMWON METALS Corp.

Gold

   SAXONIA Edelmetalle GmbH*

Gold

   Schone Edelmetaal B.V.*

Gold

   SEMPSA Joyeria Plateria S.A.*

Gold

   Shandong Tiancheng Biological Gold Industrial Co., Ltd.

Gold

   Shandong Zhaojin Gold & Silver Refinery Co., Ltd.*

Gold

   Sichuan Tianze Precious Metals Co., Ltd.*

Gold

   Singway Technology Co., Ltd.*

 

8


Gold

   So Accurate Group, Inc.

Gold

   SOE Shyolkovsky Factory of Secondary Precious Metals*

Gold

   Solar Applied Materials Technology Corp.*

Gold

   State Research Institute Center for Physical Sciences and Technology

Gold

   Sudan Gold Refinery

Gold

   Sumitomo Metal Mining Co., Ltd.*

Gold

   T.C.A S.p.A*

Gold

   Tanaka Kikinzoku Kogyo K.K.*

Gold

   The Refinery of Shandong Gold Mining Co., Ltd.*

Gold

   Tokuriki Honten Co., Ltd.*

Gold

   Tongling Nonferrous Metals Group Co., Ltd.

Gold

   Tony Goetz NV*

Gold

   TOO Tau-Ken-Altyn

Gold

   Torecom*

Gold

   Umicore Brasil Ltda.*

Gold

   Umicore Precious Metals Thailand*

Gold

   Umicore S.A. Business Unit Precious Metals Refining*

Gold

   United Precious Metal Refining, Inc.*

Gold

   Universal Precious Metals Refining Zambia

Gold

   Valcambi S.A.*

Gold

   Western Australian Mint (T/a The Perth Mint)*

Gold

   WIELAND Edelmetalle GmbH*

Gold

   Yamakin Co., Ltd.*

Gold

   Yokohama Metal Co., Ltd.*

Gold

   Yunnan Copper Industry Co., Ltd.

Gold

   Zhongyuan Gold Smelter of Zhongjin Gold Corporation*

Tantalum

   Asaka Riken Co., Ltd.*

Tantalum

   Changsha South Tantalum Niobium Co., Ltd.*

Tantalum

   D Block Metals, LLC*

Tantalum

   Duoluoshan

Tantalum

   Exotech Inc.*

Tantalum

   F&X Electro-Materials Ltd.*

Tantalum

   FIR Metals & Resource Ltd.*

Tantalum

   Global Advanced Metals Aizu*

Tantalum

   Global Advanced Metals Boyertown*

Tantalum

   Guangdong Rising Rare Metals-EO Materials Ltd.*

Tantalum

   Guangdong Zhiyuan New Material Co., Ltd.*

Tantalum

   H.C. Starck Co., Ltd.*

Tantalum

   H.C. Starck Hermsdorf GmbH*

Tantalum

   H.C. Starck Inc.*

Tantalum

   H.C. Starck Smelting GmbH & Co. KG*

 

9


Tantalum

   H.C. Starck Tantalum and Niobium GmbH*

Tantalum

   Hengyang King Xing Lifeng New Materials Co., Ltd.*

Tantalum

   Jiangxi Dinghai Tantalum & Niobium Co., Ltd.*

Tantalum

   Jiangxi Tuohong New Raw Material*

Tantalum

   JiuJiang JinXin Nonferrous Metals Co., Ltd.*

Tantalum

   Jiujiang Nonferrous Metals Smelting Company Limited*

Tantalum

   Jiujiang Zhongao Tantalum & Niobium Co., Ltd.*

Tantalum

   KEMET Blue Metals*

Tantalum

   Kemet Blue Powder*

Tantalum

   King-Tan Tantalum Industry Ltd.*

Tantalum

   LSM Brasil S.A.*

Tantalum

   Metallo Belgium N.V.*

Tantalum

   Metallurgical Products India Pvt., Ltd.*

Tantalum

   Mineracao Taboca S.A.*

Tantalum

   Mitsui Mining and Smelting Co., Ltd.*

Tantalum

   Ningxia Orient Tantalum Industry Co., Ltd.*

Tantalum

   NPM Silmet AS*

Tantalum

   Power Resources Ltd.*

Tantalum

   QuantumClean*

Tantalum

   Resind Industria e Comercio Ltda.*

Tantalum

   RFH Tantalum Smeltery Co., Ltd.*

Tantalum

   Solikamsk Magnesium Works OAO*

Tantalum

   Taki Chemical Co., Ltd.*

Tantalum

   Telex Metals*

Tantalum

   Tranzact, Inc.

Tantalum

   Ulba Metallurgical Plant JSC*

Tantalum

   XinXing Haorong Electronic Material Co., Ltd.*

Tantalum

   Yichun Jin Yang Rare Metal Co., Ltd.*

Tantalum

   Zhuzhou Cemented Carbide Group Co., Ltd.*

Tin

   Alpha*

Tin

   An Vinh Joint Stock Mineral Processing Company

Tin

   Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.*

Tin

   Chifeng Dajingzi Tin Industry Co., Ltd.*

Tin

   China Tin Group Co., Ltd.*

Tin

   CNMC (Guangxi) PGMA Co., Ltd.

Tin

   CV Ayi Jaya*

Tin

   CV Dua Sekawan*

Tin

   CV Gita Pesona*

Tin

   CV Serumpun Sebalai*

Tin

   CV Tiga Sekawan*

Tin

   CV United Smelting*

Tin

   CV Venus Inti Perkasa*

 

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Tin

   Dowa*

Tin

   Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company*

Tin

   EM Vinto*

Tin

   Estanho de Rondonia S.A.

Tin

   Fenix Metals*

Tin

   Gejiu Fengming Metallurgy Chemical Plant*

Tin

   Gejiu Jinye Mineral Company*

Tin

   Gejiu Kai Meng Industry and Trade LLC *

Tin

   Gejiu Non-Ferrous Metal Processing Co., Ltd. *

Tin

   Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. *

Tin

   Gejiu Zili Mining and Metallurgy Co., Ltd.

Tin

   Guangdong Hanhe Non-Ferrous Metal Co., Ltd.*

Tin

   Guanyang Guida Nonferrous Metal Smelting Plant*

Tin

   HuiChang Hill Tin Industry Co., Ltd.*

Tin

   Huichang Jinshunda Tin Co., Ltd.*

Tin

   Jiangxi Ketai Advanced Material Co., Ltd.*

Tin

   Jiangxi New Nanshan Technology Ltd.*

Tin

   Magnu’s Minerais Metais e Ligas Ltda.*

Tin

   Malaysia Smelting Corporation (MSC)*

Tin

   Melt Metais e Ligas S.A.*

Tin

   Metallic Resources, Inc.*

Tin

   Metallo Belgium N.V.*

Tin

   Metallo Spain S.L.U.*

Tin

   Mineracao Taboca S.A.*

Tin

   Minsur*

Tin

   Mitsubishi Materials Corporation*

Tin

   Modeltech Sdn Bhd*

Tin

   Nankang Nanshan Tin Manufactory Co., Ltd.*

Tin

   Nghe Tinh Non-Ferrous Metals Joint Stock Company

Tin

   O.M. Manufacturing (Thailand) Co., Ltd.*

Tin

   O.M. Manufacturing Philippines, Inc.*

Tin

   OJSC Novosibirsk Refinery*

Tin

   Operaciones Metalurgical S.A.*

Tin

   Pongpipat Company Limited

Tin

   PT Aries Kencana Sejahtera*

Tin

   PT Artha Cipta Langgeng*

Tin

   PT ATD Makmur Mandiri Jaya*

Tin

   PT Babel Inti Perkasa*

Tin

   PT Babel Surya Alam Lestari

Tin

   PT Bangka Prima Tin*

Tin

   PT Bangka Tin Industry*

 

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Tin

   PT Belitung Industri Sejahtera*

Tin

   PT Bukit Timah*

Tin

   PT Cipta Persada Mulia

Tin

   PT DS Jaya Abadi*

Tin

   PT Eunindo Usaha Mandiri*

Tin

   PT Inti Stania Prima*

Tin

   PT Justindo

Tin

   PT Karimun Mining*

Tin

   PT Kijang Jaya Mandiri*

Tin

   PT Lautan Harmonis Sejahtera*

Tin

   PT Menara Cipta Mulia*

Tin

   PT Mitra Stania Prima*

Tin

   PT O.M. Indonesia*

Tin

   PT Panca Mega Persada*

Tin

   PT Premium Tin Indonesia*

Tin

   PT Prima Timah Utama*

Tin

   PT Rajehan Ariq*

Tin

   PT Refined Bangka Tin*

Tin

   PT Sariwiguna Binasentosa*

Tin

   PT Stanindo Inti Perkasa*

Tin

   PT Sukses Inti Makmur*

Tin

   PT Sumber Jaya Indah*

Tin

   PT Timah (Persero) Tbk Kundur*

Tin

   PT Tinindo Inter Nusa*

Tin

   PT Tommy Utama*

Tin

   Resind Industria e Comercio Ltda.*

Tin

   Rui Da Hung*

Tin

   Soft Metais Ltda.*

Tin

   Super Ligas

Tin

   Thaisarco*

Tin

   Tuyen Quang Non-Ferrous Metals Joint Stock Company

Tin

   White Solder Metalurgia e Mineracao Ltda.*

Tin

   VQB Mineral and Trading Group JSC*

Tin

   White Solder Metalurgia e Mineracao Ltda.*

Tin

   Yunnan Chengfeng Non-ferrous Metals Co., Ltd.*

Tin

   Yunnan Tin Company Limited*

Tungsten

   A.L.M.T. TUNGSTEN Corp.*

Tungsten

   ACL Metais Eireli*

Tungsten

   Asia Tungsten Products Vietnam Ltd.*

Tungsten

   Chenzhou Diamond Tungsten Products Co., Ltd.*

Tungsten

   Chongyi Zhangyuan Tungsten Co., Ltd.*

Tungsten

   Fujian Jinxin Tungsten Co., Ltd.*

 

12


Tungsten

   Ganzhou Haichuang Tungsten Industry Co., Ltd.

Tungsten

   Ganzhou Huaxing Tungsten Products Co., Ltd.*

Tungsten

   Ganzhou Jiangwu Ferrotungsten Co., Ltd.*

Tungsten

   Ganzhou Seadragon W & Mo Co., Ltd.*

Tungsten

   Ganzhou Yatai Tungsten Co., Ltd.

Tungsten

   Global Tungsten & Powders Corp.*

Tungsten

   Guangdong Xianglu Tungsten Co., Ltd.*

Tungsten

   H.C. Starck Smelting GmbH & Co. KG*

Tungsten

   H.C. Starck Tungsten GmbH*

Tungsten

   Hunan Chenzhou Mining Co., Ltd.*

Tungsten

   Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji*

Tungsten

   Hunan Chunchang Nonferrous Metals Co., Ltd.*

Tungsten

   Hunan Litian Tungsten Industry Co., Ltd.

Tungsten

   Hydrometallurg, JSC*

Tungsten

   Japan New Metals Co., Ltd.*

Tungsten

   Jiangwu H.C. Starck Tungsten Products Co., Ltd.*

Tungsten

   Jiangxi Dayu Longxintai Tungsten Co., Ltd.

Tungsten

   Jiangxi Gan Bei Tungsten Co., Ltd.*

Tungsten

   Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.

Tungsten

   Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.*

Tungsten

   Jiangxi Xinsheng Tungsten Industry Co., Ltd.*

Tungsten

   Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.*

Tungsten

   Jiangxi Yaosheng Tungsten Co., Ltd.*

Tungsten

   Kennametal Fallon*

Tungsten

   Kennametal Huntsville*

Tungsten

   Malipo Haiyu Tungsten Co., Ltd.*

Tungsten

   Moliren Ltd.*

Tungsten

   Niagara Refining LLC*

Tungsten

   Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC*

Tungsten

   Philippine Chuangxin Industrial Co., Inc.*

Tungsten

   South-East Nonferrous Metal Company Limited of Hengyang City*

Tungsten

   Tejing (Vietnam) Tungsten Co., Ltd.*

Tungsten

   Unecha Refractory Metals Plant*

Tungsten

   Vietnam Youngsun Tungsten Industry Co., Ltd.*

Tungsten

   Wolfram Bergbau und Hutten AG*

Tungsten

   Woltech Korea Co., Ltd.*

Tungsten

   Xiamen Tungsten (H.C.) Co., Ltd.*

Tungsten

   Xiamen Tungsten Co., Ltd.*

Tungsten

   Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.*

Tungsten

   Xinhai Rendan Shaoguan Tungsten Co., Ltd.*

Tungsten

   Zhuzhou Cemented Carbide Group Co., Ltd.*
* Denotes Smelters or Refiners which have received a “conflict-free” designation from CFSP, LBMA, or RJC

 

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Appendix B

Countries of Origin

Based on our due diligence, the identified countries of origin of the Conflict Minerals processed by the smelters and refiners listed in Appendix A may have included the countries listed below. The listed countries or origin are derived from information provided by RMI.

 

Angola

Argentina

Armenia

Australia

Austria

Belarus

Belgium

Bermuda

Bolivia

Brazil

Burundi

Cambodia

Canada

Central African Republic

Chile

China

Colombia

Congo (Brazzaville)

Czech Republic

Djibouti

DRC- Congo (Kinsasha)

Ecuador

Egypt

Estonia

Ethiopia

Finland

France

Germany

Ghana

Guinea

  

Guyana

Hong Kong

Hungary

India

Indonesia

Ireland

Israel

Italy

Ivory Coast

Japan

Kazakhstan

Kenya

Korea, Republic of

Kyrgystan

Laos

Luxembourg

Madagascar

Malaysia

Mali

Mexico

Mongolia

Morocco

Mozambique

Myanmar

Namibia

Netherlands

New Zealand

Niger

Nigeria

Papua New Guinea

  

Peru

Philippines

Poland

Portugal

Russian Federation

Rwanda

Saudi Arabia

Sierra Leone

Singapore

Slovakia

South Africa

South Sudan

Spain

Suriname

Sweden

Switzerland

Taiwan

Tajikistan

Tanzania

Thailand

Turkey

Uganda

United Arab Emirates

United Kingdom

United States

Uzbekistan

Vietnam

Zambia

Zimbabwe

 

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