Exhibit 1.01
CONFLICT MINERALS REPORT
for the Calendar Years 2016 and 2017
This Conflict Minerals Report (“CMR”) of Sears Holdings Corporation (“Sears Holdings” and, together with its subsidiaries, “we”, “us” or “our”) has been prepared pursuant to Rule 13p-1 (“Rule 13p-1”) promulgated under the Securities Exchange Act of 1934, as amended, for the period January 1, 2016 through December 31, 2017 (“Reporting Period”).
COMPANY OVERVIEW
Sears Holdings is a holding company that conducts operations through its subsidiaries and is the parent company of Kmart Holding Corporation and Sears, Roebuck and Co. (collectively, the “Operating Companies”). We are an integrated retailer with significant physical and intangible assets, as well as virtual capabilities enabled through technology.
The Operating Companies sell products in the following categories (among others not applicable to this CMR): private label products (made specifically for us), exclusive brand products (designed for us with licensed trademarks) and national brand products (made and sold by other companies). The private label and exclusive brand products include home appliances, tools, sporting goods, outdoor living, lawn and garden equipment, seasonal merchandise, tires, batteries, home fashions, apparel, footwear, jewelry and accessories under such well-known labels such as Kenmore, Craftsman, DieHard, Covington and other brands.
Rule 13p-1 requires certain investigation and reporting if a company manufactures or contracts to manufacture products containing one or more of the following minerals necessary to the functionality or production of any of the Covered Products: tin, tungsten, tantalum and gold (“3TG”) (the “Conflict Minerals”). Rule 13p-1 focuses on 3TG originating from the Democratic Republic of the Congo and countries that share an internationally recognized border with the Democratic Republic of the Congo (together, the “Covered Countries”). If, based on a reasonable country of origin inquiry (“RCOI”), a registrant knows that any of its necessary Conflict Minerals originated in any Covered Country and are not from recycled or scrap sources, or has reason to believe that its necessary Conflict Minerals may have originated in any Covered Country and has reason to believe that they may not be from recycled or scrap sources, then the registrant must exercise due diligence on such Conflict Minerals’ source and chain of custody that conforms to a nationally or internationally recognized due diligence framework.
We believe that we exercise a degree of influence with respect to certain private label and exclusive brand products that we sell. We are committed to ensuring that 3TG used in these products are obtained in a socially responsible manner. Sears Holdings and its subsidiaries, including the Operating Companies, do not manufacture any products. As a result, we must rely upon our suppliers’ representations for information related to Conflict Minerals. To that end, Sears Holdings has adopted a Conflict Minerals Policy and communicated its Conflict Minerals Policy requirements to its suppliers through its Vendor Information Guides, which are incorporated into our contracts with suppliers.
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This CMR, together with the Conflict Minerals Policy, is available via the following URL: http://searsholdings.com/corporate-responsibility/conflict-minerals (information contained on, or accessible through, internet websites is not a part of this CMR).
DUE DILIGENCE
Sears Holdings conducted due diligence and a good faith reasonable country of origin inquiry using a third-party provider (“Service Provider”) to collect information from suppliers with whom we directly contract (“Tier 1 Suppliers”) to determine the presence and sourcing of 3TG in Covered Products. We utilized the Electronic Industry Citizenship Coalition and Global e-Sustainability Initiative Conflict Minerals Due Diligence Template (“CMRT”) developed by the Responsible Minerals Initiative (“RMI” formerly known as the Conflict-Free Sourcing Initiative) to identify whether Tier 1 Suppliers include 3TG in their private label and exclusive brand products that we contract to manufacture and to identify smelters and refiners (each a “SOR”, collectively “SORs”) in our supply chain. Information was collected and stored using a secure online platform.
As a retail company that purchases goods from suppliers, we are several levels removed from the actual mining of Conflict Minerals. We do not make direct purchases of raw ore or unrefined 3TG.
In accordance with the due diligence framework recommended by the Organization for Economic Cooperation and Development’s (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals, Sears Holdings has fulfilled the five OECD Guidance steps as follows:
| 1. | OECD Step One: Establish Strong Company Management Systems |
Sears Holdings has established the following expectations for its suppliers:
| • | Suppliers must maintain their commitment to responsible sourcing through the development of due diligence frameworks consistent with the OECD guidance. |
| • | Suppliers of Covered Products shall be required to provide due diligence documentation through the completion of a CMRT. |
| • | Suppliers must implement and communicate our policy to their sub-contractors and ensure the traceability of Conflict Minerals throughout their supply chain. |
Sears Holdings periodically reviews and assesses the effectiveness of its Conflict Minerals Policy.
A dedicated email address is published in the Operating Companies’ Vendor Information Guide and provided to suppliers to facilitate supplier communication regarding Conflict Minerals.
| 2. | OECD Step Two: Identifying & Assessing Risks in the Supply Chain |
We developed a questionnaire that was used to discuss design process and development with the associates involved in sourcing for the Operating Companies to identify whether we contract to manufacture any products. After narrowing the products to those private label and exclusive brand products which we contract to manufacture (“Covered Products”), our due diligence process involved those Tier 1 Suppliers for the Covered Products. We developed our supplier list by compiling and comparing the answers to the questionnaire and supplier information from both internal and external sources.
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Supplier Engagement
The following section describes the activity undertaken by Sears Holdings or the Service Provider with respect to supplier engagement in connection with our reasonable country of origin inquiry:
| • | Introductory emails were sent to suppliers reminding them of the Sears Holdings requirements for traceability of Conflict Minerals and responsible sourcing, as set forth in our Vendor Information Guides, and requesting Conflict Minerals information through completion of the CMRT. |
| • | Following the introductory emails, multiple reminder emails were sent to each non-responsive supplier requesting that the CMRT be completed. |
| • | Supplier responses were evaluated for plausibility, consistency, and gaps both in terms of which Covered Products were stated to contain or not contain 3TG necessary to the functionality or production of the Covered Product, as well as the origin of those materials. |
| • | Additional supplier outreach was conducted to address various open items and issues, including supplier responses that indicated no presence of 3TG, incomplete data on CMRTs, responses that did not identify SORs, responses that indicated sourcing location without complete supporting information from the supply chain, and organizations that were identified as SORs but, at this time, not verified as such through further analysis and research. |
Assessing Risks
Assessment measures included investigation regarding the SORs identified in the supply chain for the Covered Products, based on completed CMRTs received from suppliers. Specifically, to the extent that a completed CMRT identified a SOR, the Service Provider reviewed this information against the list of conflict-free compliant smelters and refiners published by the RMI’s Conflict-Free Smelter Program (“CFSP”), the London Bullion Market Association’s (“LBMA”) Good Delivery List, and the Responsible Jewellery Council (“RJC”) Chain-of-Custody Certification. For SORs identified by a supplier that were not listed as compliant by RMI, LBMA or RJC, the Service Provider attempted to contact the SOR to gain more information about the SOR’s sourcing practices and to determine the source and chain of custody of the 3TG. Internet research was also performed by the Service Provider to determine whether there are any outside sources of information regarding the SOR’s sourcing practices.
Identified Smelters and Refiners
Based on information provided by our Tier 1 Suppliers and due diligence efforts with respect to verified SORs, we believe that the SORs that may have been used to process the Conflict Minerals in the Covered Products for the Reporting Period include the verified SORs listed in Appendix A.
Notwithstanding our due diligence process, not all of the suppliers responded to the country of origin inquiry and some provided incomplete or inconsistent information. We do not have sufficient information to determine the source of all of the 3TG contained in potentially in-scope products for 2016 and 2017.
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| 3. | OECD Step Three: Manage Risks |
The Operating Companies intend to continue their efforts through the following areas to mitigate the risk that 3TG minerals contained in the Operating Companies’ products could benefit armed groups in the Democratic Republic of the Congo or adjoining countries:
| • | Further review and assessment of our degree of influence in the manufacturing process for products to ensure the correct products are in scope; |
| • | Further engagement with Tier 1 Suppliers that provided incomplete or inconsistent responses or that did not provide responses to attempt to increase the response rate and content of the supplier survey responses for 2018; |
| • | Continue to communicate our expectations with respect to Conflict Minerals to suppliers, including through our Conflict Minerals Policy; |
| • | Continue to monitor leading practices of peer companies to enhance our Conflict Minerals program; |
| • | Continue to include conflict minerals compliance requirements through our Vendor Information Guides, which are incorporated into our contracts with suppliers; |
| • | Continue to monitor and respond to supplier questions through a dedicated email address; and |
| • | Identify more efficient and effective means to obtain current, accurate and complete information from suppliers. |
| 4. | OECD Step Four: Audit of Smelter/Refiner Due Diligence Practices |
The Operating Companies do not carry out their own independent audit of smelters. We have contracted with a third party, which is a vendor member of the RMI, in order to identify, audit and verify smelters.
A list of the smelters that process Conflict Minerals and were identified by our suppliers for 2016 and 2017 is attached to this CMR as Appendix A. A list of the countries of origin of the Conflict Minerals processed by the smelters listed on Appendix A that are known to us is attached to this CMR as Appendix B. The listed countries of origin are derived from information provided by RMI.
| 5. | OECD Step Five: Public Report on Supply Chain Due Diligence |
This Conflict Minerals Report for the calendar years 2016 and 2017 is being filed with Sears Holdings’ Form SD and is also available at http://searsholdings.com/corporate-responsibility/conflict-minerals.
Cautionary Statement on Forward-Looking Statements
This CMR contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995, including, but not limited to, statements about our plans to improve our due diligence efforts regarding future Conflict Minerals Reports. Words such as “believe,” “expects,” and other terms of similar meaning are intended to identify such forward-looking statements. These forward-looking statements are based on information available to us as of the date
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of this CMR and are based on management’s current views and assumptions. These forward-looking statements also involve a number of known and unknown risks, uncertainties, and other factors that could cause actual events to differ materially from those expressed or implied in the forward-looking statements. For those statements, we claim the protection of the safe harbor for forward-looking statements contained in the U.S. Private Securities Litigation Reform Act of 1995. Such risks and uncertainties include the veracity of information directly or indirectly provided to us by others and expectations regarding future smelter-refiner participation in conflict-free verification regimens. We do not intend, and undertake no obligation, to publish revised forward-looking statements to reflect events or circumstances after the filing of this CMR or to reflect the occurrence of unanticipated events, except as required by law.
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Appendix A
| METAL | Official Smelter or Refiner Name | |
| Gold |
Abington Reldan Metals, LLC | |
| Gold |
Advanced Chemical Company* | |
| Gold |
Aida Chemical Industries Co., Ltd.* | |
| Gold |
Al Etihad Gold LLC* | |
| Gold |
Allgemeine Gold-und Silberscheideanstalt A.G.* | |
| Gold |
Almalyk Mining and Metallurgical Complex (AMMC)* | |
| Gold |
AngloGold Ashanti Corrego do Sitio Mineracao* | |
| Gold |
Argor-Heraeus S.A.* | |
| Gold |
Asahi Pretec Corp.* | |
| Gold |
Asahi Refining Canada Ltd.* | |
| Gold |
Asahi Refining USA Inc.* | |
| Gold |
Asaka Riken Co., Ltd.* | |
| Gold |
Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | |
| Gold |
AU Traders and Refiners* | |
| Gold |
Aurubis AG* | |
| Gold |
Bangalore Refinery | |
| Gold |
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)* | |
| Gold |
Boliden AB* | |
| Gold |
C. Hafner GmbH + Co. KG* | |
| Gold |
Caridad | |
| Gold |
CCR Refinery - Glencore Canada Corporation* | |
| Gold |
Cendres & Metaux* | |
| Gold |
Chimet S.p.A.* | |
| Gold |
Chugai Mining | |
| Gold |
Daejin Indus Co., Ltd.* | |
| Gold |
Daye Non-Ferrous Metals Mining Ltd. | |
| Gold |
Degussa Sonne / Mond Goldhandel GmbH | |
| Gold |
DODUCO GmbH* | |
| Gold |
Dowa* | |
| Gold |
DSC (Do Sung Corporation)* | |
| Gold |
Eco-System Recycling Co., Ltd.* | |
| Gold |
Elemental Refining, LLC | |
| Gold |
Emirates Gold DMCC* | |
| Gold |
Fidelity Printers and Refiners Ltd. | |
| Gold |
Gansu Seemine Material Hi-Tech Co., Ltd. | |
| Gold |
GCC Gujrat Gold Centre Pvt. Ltd. | |
| Gold |
Geib Refining Corporation* | |
| Gold |
Gold Refinery of Zijin Mining Group Co., Ltd.* |
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| Gold |
Great Wall Precious Metals Co., Ltd. of CBPM | |
| Gold |
Guangdong Jinding Gold Limited | |
| Gold |
Guoda Safina High-Tech Environmental Refinery Co., Ltd. | |
| Gold |
Hangzhou Fuchunjiang Smelting Co., Ltd. | |
| Gold |
HeeSung Metal Ltd.* | |
| Gold |
Heimerle + Meule GmbH* | |
| Gold |
Heraeus Metals Hong Kong Ltd.* | |
| Gold |
Heraeus Precious Metals GmbH & Co. KG* | |
| Gold |
Hunan Chenzhou Mining Co., Ltd. | |
| Gold |
HwaSeong CJ CO., LTD. | |
| Gold |
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.* | |
| Gold |
Ishifuku Metal Industry Co., Ltd.* | |
| Gold |
Istanbul Gold Refinery* | |
| Gold |
Italpreziosi* | |
| Gold |
Japan Mint* | |
| Gold |
Jiangxi Copper Co., Ltd.* | |
| Gold |
JSC Ekaterinburg Non-Ferrous Metal Processing Plant* | |
| Gold |
JSC Uralelectromed* | |
| Gold |
JX Nippon Mining & Metals Co., Ltd.* | |
| Gold |
Kaloti Precious Metals | |
| Gold |
Kazakhmys Smelting LLC | |
| Gold |
Kazzinc* | |
| Gold |
Kennecott Utah Copper LLC* | |
| Gold |
KGHM Polska Miedz Spolka Akcyjna* | |
| Gold |
Kojima Chemicals Co., Ltd.* | |
| Gold |
Korea Zinc Co., Ltd.* | |
| Gold |
Kyrgyzaltyn JSC* | |
| Gold |
Kyshtym Copper-Electrolytic Plant ZAO | |
| Gold |
L’azurde Company For Jewelry | |
| Gold |
L’Orfebre S.A. | |
| Gold |
Lingbao Gold Co., Ltd. | |
| Gold |
Lingbao Jinyuan Tonghui Refinery Co., Ltd. | |
| Gold |
LS-NIKKO Copper Inc.* | |
| Gold |
Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | |
| Gold |
Marsam Metals* | |
| Gold |
Materion* | |
| Gold |
Matsuda Sangyo Co., Ltd.* | |
| Gold |
Metalor Technologies (Hong Kong) Ltd.* | |
| Gold |
Metalor Technologies (Singapore) Pte., Ltd.* | |
| Gold |
Metalor Technologies (Suzhou) Ltd.* | |
| Gold |
Metalor Technologies S.A.* |
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| Gold |
Metalor USA Refining Corporation* | |
| Gold |
Metalurgica Met-Mex Penoles S.A. De C.V.* | |
| Gold |
Mitsubishi Materials Corporation* | |
| Gold |
Mitsui Mining and Smelting Co., Ltd.* | |
| Gold |
MMTC-PAMP India Pvt., Ltd.* | |
| Gold |
Modeltech Sdn Bhd* | |
| Gold |
Morris and Watson | |
| Gold |
Moscow Special Alloys Processing Plant* | |
| Gold |
Nadir Metal Rafineri San. Ve Tic. A.S.* | |
| Gold |
Navoi Mining and Metallurgical Combinat* | |
| Gold |
Nihon Material Co., Ltd.* | |
| Gold |
Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH* | |
| Gold |
Ohura Precious Metal Industry Co., Ltd.* | |
| Gold |
OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)* | |
| Gold |
OJSC Novosibirsk Refinery* | |
| Gold |
PAMP S.A.* | |
| Gold |
Pease & Curren | |
| Gold |
Penglai Penggang Gold Industry Co., Ltd. | |
| Gold |
Planta Recuperadora de Metales SpA* | |
| Gold |
Prioksky Plant of Non-Ferrous Metals* | |
| Gold |
PT Aneka Tambang (Persero) Tbk* | |
| Gold |
PX Precinox S.A.* | |
| Gold |
Rand Refinery (Pty) Ltd.* | |
| Gold |
Refinery of Seemine Gold Co., Ltd. | |
| Gold |
Remondis Argentia B.V.* | |
| Gold |
Republic Metals Corporation* | |
| Gold |
Royal Canadian Mint* | |
| Gold |
SAAMP* | |
| Gold |
Sabin Metal Corp. | |
| Gold |
Safimet S.p.A* | |
| Gold |
SAFINA A.S.* | |
| Gold |
Sai Refinery | |
| Gold |
Samduck Precious Metals* | |
| Gold |
SAMWON METALS Corp. | |
| Gold |
SAXONIA Edelmetalle GmbH* | |
| Gold |
Schone Edelmetaal B.V.* | |
| Gold |
SEMPSA Joyeria Plateria S.A.* | |
| Gold |
Shandong Tiancheng Biological Gold Industrial Co., Ltd. | |
| Gold |
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.* | |
| Gold |
Sichuan Tianze Precious Metals Co., Ltd.* | |
| Gold |
Singway Technology Co., Ltd.* |
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| Gold |
So Accurate Group, Inc. | |
| Gold |
SOE Shyolkovsky Factory of Secondary Precious Metals* | |
| Gold |
Solar Applied Materials Technology Corp.* | |
| Gold |
State Research Institute Center for Physical Sciences and Technology | |
| Gold |
Sudan Gold Refinery | |
| Gold |
Sumitomo Metal Mining Co., Ltd.* | |
| Gold |
T.C.A S.p.A* | |
| Gold |
Tanaka Kikinzoku Kogyo K.K.* | |
| Gold |
The Refinery of Shandong Gold Mining Co., Ltd.* | |
| Gold |
Tokuriki Honten Co., Ltd.* | |
| Gold |
Tongling Nonferrous Metals Group Co., Ltd. | |
| Gold |
Tony Goetz NV* | |
| Gold |
TOO Tau-Ken-Altyn | |
| Gold |
Torecom* | |
| Gold |
Umicore Brasil Ltda.* | |
| Gold |
Umicore Precious Metals Thailand* | |
| Gold |
Umicore S.A. Business Unit Precious Metals Refining* | |
| Gold |
United Precious Metal Refining, Inc.* | |
| Gold |
Universal Precious Metals Refining Zambia | |
| Gold |
Valcambi S.A.* | |
| Gold |
Western Australian Mint (T/a The Perth Mint)* | |
| Gold |
WIELAND Edelmetalle GmbH* | |
| Gold |
Yamakin Co., Ltd.* | |
| Gold |
Yokohama Metal Co., Ltd.* | |
| Gold |
Yunnan Copper Industry Co., Ltd. | |
| Gold |
Zhongyuan Gold Smelter of Zhongjin Gold Corporation* | |
| Tantalum |
Asaka Riken Co., Ltd.* | |
| Tantalum |
Changsha South Tantalum Niobium Co., Ltd.* | |
| Tantalum |
D Block Metals, LLC* | |
| Tantalum |
Duoluoshan | |
| Tantalum |
Exotech Inc.* | |
| Tantalum |
F&X Electro-Materials Ltd.* | |
| Tantalum |
FIR Metals & Resource Ltd.* | |
| Tantalum |
Global Advanced Metals Aizu* | |
| Tantalum |
Global Advanced Metals Boyertown* | |
| Tantalum |
Guangdong Rising Rare Metals-EO Materials Ltd.* | |
| Tantalum |
Guangdong Zhiyuan New Material Co., Ltd.* | |
| Tantalum |
H.C. Starck Co., Ltd.* | |
| Tantalum |
H.C. Starck Hermsdorf GmbH* | |
| Tantalum |
H.C. Starck Inc.* | |
| Tantalum |
H.C. Starck Smelting GmbH & Co. KG* |
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| Tantalum |
H.C. Starck Tantalum and Niobium GmbH* | |
| Tantalum |
Hengyang King Xing Lifeng New Materials Co., Ltd.* | |
| Tantalum |
Jiangxi Dinghai Tantalum & Niobium Co., Ltd.* | |
| Tantalum |
Jiangxi Tuohong New Raw Material* | |
| Tantalum |
JiuJiang JinXin Nonferrous Metals Co., Ltd.* | |
| Tantalum |
Jiujiang Nonferrous Metals Smelting Company Limited* | |
| Tantalum |
Jiujiang Zhongao Tantalum & Niobium Co., Ltd.* | |
| Tantalum |
KEMET Blue Metals* | |
| Tantalum |
Kemet Blue Powder* | |
| Tantalum |
King-Tan Tantalum Industry Ltd.* | |
| Tantalum |
LSM Brasil S.A.* | |
| Tantalum |
Metallo Belgium N.V.* | |
| Tantalum |
Metallurgical Products India Pvt., Ltd.* | |
| Tantalum |
Mineracao Taboca S.A.* | |
| Tantalum |
Mitsui Mining and Smelting Co., Ltd.* | |
| Tantalum |
Ningxia Orient Tantalum Industry Co., Ltd.* | |
| Tantalum |
NPM Silmet AS* | |
| Tantalum |
Power Resources Ltd.* | |
| Tantalum |
QuantumClean* | |
| Tantalum |
Resind Industria e Comercio Ltda.* | |
| Tantalum |
RFH Tantalum Smeltery Co., Ltd.* | |
| Tantalum |
Solikamsk Magnesium Works OAO* | |
| Tantalum |
Taki Chemical Co., Ltd.* | |
| Tantalum |
Telex Metals* | |
| Tantalum |
Tranzact, Inc. | |
| Tantalum |
Ulba Metallurgical Plant JSC* | |
| Tantalum |
XinXing Haorong Electronic Material Co., Ltd.* | |
| Tantalum |
Yichun Jin Yang Rare Metal Co., Ltd.* | |
| Tantalum |
Zhuzhou Cemented Carbide Group Co., Ltd.* | |
| Tin |
Alpha* | |
| Tin |
An Vinh Joint Stock Mineral Processing Company | |
| Tin |
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.* | |
| Tin |
Chifeng Dajingzi Tin Industry Co., Ltd.* | |
| Tin |
China Tin Group Co., Ltd.* | |
| Tin |
CNMC (Guangxi) PGMA Co., Ltd. | |
| Tin |
CV Ayi Jaya* | |
| Tin |
CV Dua Sekawan* | |
| Tin |
CV Gita Pesona* | |
| Tin |
CV Serumpun Sebalai* | |
| Tin |
CV Tiga Sekawan* | |
| Tin |
CV United Smelting* | |
| Tin |
CV Venus Inti Perkasa* |
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| Tin |
Dowa* | |
| Tin |
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company* | |
| Tin |
EM Vinto* | |
| Tin |
Estanho de Rondonia S.A. | |
| Tin |
Fenix Metals* | |
| Tin |
Gejiu Fengming Metallurgy Chemical Plant* | |
| Tin |
Gejiu Jinye Mineral Company* | |
| Tin |
Gejiu Kai Meng Industry and Trade LLC * | |
| Tin |
Gejiu Non-Ferrous Metal Processing Co., Ltd. * | |
| Tin |
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. * | |
| Tin |
Gejiu Zili Mining and Metallurgy Co., Ltd. | |
| Tin |
Guangdong Hanhe Non-Ferrous Metal Co., Ltd.* | |
| Tin |
Guanyang Guida Nonferrous Metal Smelting Plant* | |
| Tin |
HuiChang Hill Tin Industry Co., Ltd.* | |
| Tin |
Huichang Jinshunda Tin Co., Ltd.* | |
| Tin |
Jiangxi Ketai Advanced Material Co., Ltd.* | |
| Tin |
Jiangxi New Nanshan Technology Ltd.* | |
| Tin |
Magnu’s Minerais Metais e Ligas Ltda.* | |
| Tin |
Malaysia Smelting Corporation (MSC)* | |
| Tin |
Melt Metais e Ligas S.A.* | |
| Tin |
Metallic Resources, Inc.* | |
| Tin |
Metallo Belgium N.V.* | |
| Tin |
Metallo Spain S.L.U.* | |
| Tin |
Mineracao Taboca S.A.* | |
| Tin |
Minsur* | |
| Tin |
Mitsubishi Materials Corporation* | |
| Tin |
Modeltech Sdn Bhd* | |
| Tin |
Nankang Nanshan Tin Manufactory Co., Ltd.* | |
| Tin |
Nghe Tinh Non-Ferrous Metals Joint Stock Company | |
| Tin |
O.M. Manufacturing (Thailand) Co., Ltd.* | |
| Tin |
O.M. Manufacturing Philippines, Inc.* | |
| Tin |
OJSC Novosibirsk Refinery* | |
| Tin |
Operaciones Metalurgical S.A.* | |
| Tin |
Pongpipat Company Limited | |
| Tin |
PT Aries Kencana Sejahtera* | |
| Tin |
PT Artha Cipta Langgeng* | |
| Tin |
PT ATD Makmur Mandiri Jaya* | |
| Tin |
PT Babel Inti Perkasa* | |
| Tin |
PT Babel Surya Alam Lestari | |
| Tin |
PT Bangka Prima Tin* | |
| Tin |
PT Bangka Tin Industry* |
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| Tin |
PT Belitung Industri Sejahtera* | |
| Tin |
PT Bukit Timah* | |
| Tin |
PT Cipta Persada Mulia | |
| Tin |
PT DS Jaya Abadi* | |
| Tin |
PT Eunindo Usaha Mandiri* | |
| Tin |
PT Inti Stania Prima* | |
| Tin |
PT Justindo | |
| Tin |
PT Karimun Mining* | |
| Tin |
PT Kijang Jaya Mandiri* | |
| Tin |
PT Lautan Harmonis Sejahtera* | |
| Tin |
PT Menara Cipta Mulia* | |
| Tin |
PT Mitra Stania Prima* | |
| Tin |
PT O.M. Indonesia* | |
| Tin |
PT Panca Mega Persada* | |
| Tin |
PT Premium Tin Indonesia* | |
| Tin |
PT Prima Timah Utama* | |
| Tin |
PT Rajehan Ariq* | |
| Tin |
PT Refined Bangka Tin* | |
| Tin |
PT Sariwiguna Binasentosa* | |
| Tin |
PT Stanindo Inti Perkasa* | |
| Tin |
PT Sukses Inti Makmur* | |
| Tin |
PT Sumber Jaya Indah* | |
| Tin |
PT Timah (Persero) Tbk Kundur* | |
| Tin |
PT Tinindo Inter Nusa* | |
| Tin |
PT Tommy Utama* | |
| Tin |
Resind Industria e Comercio Ltda.* | |
| Tin |
Rui Da Hung* | |
| Tin |
Soft Metais Ltda.* | |
| Tin |
Super Ligas | |
| Tin |
Thaisarco* | |
| Tin |
Tuyen Quang Non-Ferrous Metals Joint Stock Company | |
| Tin |
White Solder Metalurgia e Mineracao Ltda.* | |
| Tin |
VQB Mineral and Trading Group JSC* | |
| Tin |
White Solder Metalurgia e Mineracao Ltda.* | |
| Tin |
Yunnan Chengfeng Non-ferrous Metals Co., Ltd.* | |
| Tin |
Yunnan Tin Company Limited* | |
| Tungsten |
A.L.M.T. TUNGSTEN Corp.* | |
| Tungsten |
ACL Metais Eireli* | |
| Tungsten |
Asia Tungsten Products Vietnam Ltd.* | |
| Tungsten |
Chenzhou Diamond Tungsten Products Co., Ltd.* | |
| Tungsten |
Chongyi Zhangyuan Tungsten Co., Ltd.* | |
| Tungsten |
Fujian Jinxin Tungsten Co., Ltd.* |
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| Tungsten |
Ganzhou Haichuang Tungsten Industry Co., Ltd. | |
| Tungsten |
Ganzhou Huaxing Tungsten Products Co., Ltd.* | |
| Tungsten |
Ganzhou Jiangwu Ferrotungsten Co., Ltd.* | |
| Tungsten |
Ganzhou Seadragon W & Mo Co., Ltd.* | |
| Tungsten |
Ganzhou Yatai Tungsten Co., Ltd. | |
| Tungsten |
Global Tungsten & Powders Corp.* | |
| Tungsten |
Guangdong Xianglu Tungsten Co., Ltd.* | |
| Tungsten |
H.C. Starck Smelting GmbH & Co. KG* | |
| Tungsten |
H.C. Starck Tungsten GmbH* | |
| Tungsten |
Hunan Chenzhou Mining Co., Ltd.* | |
| Tungsten |
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji* | |
| Tungsten |
Hunan Chunchang Nonferrous Metals Co., Ltd.* | |
| Tungsten |
Hunan Litian Tungsten Industry Co., Ltd. | |
| Tungsten |
Hydrometallurg, JSC* | |
| Tungsten |
Japan New Metals Co., Ltd.* | |
| Tungsten |
Jiangwu H.C. Starck Tungsten Products Co., Ltd.* | |
| Tungsten |
Jiangxi Dayu Longxintai Tungsten Co., Ltd. | |
| Tungsten |
Jiangxi Gan Bei Tungsten Co., Ltd.* | |
| Tungsten |
Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd. | |
| Tungsten |
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.* | |
| Tungsten |
Jiangxi Xinsheng Tungsten Industry Co., Ltd.* | |
| Tungsten |
Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.* | |
| Tungsten |
Jiangxi Yaosheng Tungsten Co., Ltd.* | |
| Tungsten |
Kennametal Fallon* | |
| Tungsten |
Kennametal Huntsville* | |
| Tungsten |
Malipo Haiyu Tungsten Co., Ltd.* | |
| Tungsten |
Moliren Ltd.* | |
| Tungsten |
Niagara Refining LLC* | |
| Tungsten |
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC* | |
| Tungsten |
Philippine Chuangxin Industrial Co., Inc.* | |
| Tungsten |
South-East Nonferrous Metal Company Limited of Hengyang City* | |
| Tungsten |
Tejing (Vietnam) Tungsten Co., Ltd.* | |
| Tungsten |
Unecha Refractory Metals Plant* | |
| Tungsten |
Vietnam Youngsun Tungsten Industry Co., Ltd.* | |
| Tungsten |
Wolfram Bergbau und Hutten AG* | |
| Tungsten |
Woltech Korea Co., Ltd.* | |
| Tungsten |
Xiamen Tungsten (H.C.) Co., Ltd.* | |
| Tungsten |
Xiamen Tungsten Co., Ltd.* | |
| Tungsten |
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.* | |
| Tungsten |
Xinhai Rendan Shaoguan Tungsten Co., Ltd.* | |
| Tungsten |
Zhuzhou Cemented Carbide Group Co., Ltd.* | |
| * Denotes Smelters or Refiners which have received a “conflict-free” designation from CFSP, LBMA, or RJC | ||
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Appendix B
Countries of Origin
Based on our due diligence, the identified countries of origin of the Conflict Minerals processed by the smelters and refiners listed in Appendix A may have included the countries listed below. The listed countries or origin are derived from information provided by RMI.
| Angola Argentina Armenia Australia Austria Belarus Belgium Bermuda Bolivia Brazil Burundi Cambodia Canada Central African Republic Chile China Colombia Congo (Brazzaville) Czech Republic Djibouti DRC- Congo (Kinsasha) Ecuador Egypt Estonia Ethiopia Finland France Germany Ghana Guinea |
Guyana Hong Kong Hungary India Indonesia Ireland Israel Italy Ivory Coast Japan Kazakhstan Kenya Korea, Republic of Kyrgystan Laos Luxembourg Madagascar Malaysia Mali Mexico Mongolia Morocco Mozambique Myanmar Namibia Netherlands New Zealand Niger Nigeria Papua New Guinea |
Peru Philippines Poland Portugal Russian Federation Rwanda Saudi Arabia Sierra Leone Singapore Slovakia South Africa South Sudan Spain Suriname Sweden Switzerland Taiwan Tajikistan Tanzania Thailand Turkey Uganda United Arab Emirates United Kingdom United States Uzbekistan Vietnam Zambia Zimbabwe |
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