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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
NAHM TAE HEA

(Last) (First) (Middle)
C/O STORM VENTURES
2440 SAND HILL RD., STE. 301

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
MOBILEIRON, INC. [ MOBL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/17/2014
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/17/2014 C 10,530,634 A (1)(4)(5)(6)(7)(8) 10,530,634 I By Partnership(2)(3)
Common Stock 06/17/2014 C 576,003 A (1)(4)(5)(6)(7)(8) 11,106,637 I By Partnership(3)(9)
Common Stock 06/17/2014 C 326,223 A (1)(4)(5)(6)(7)(8) 11,432,860 I By Limited Liability Company(3)(10)
Comon Stock 06/17/2014 C 770,138 A (6)(7) 12,202,998 I By Partnership(3)(11)
Common Stock 06/17/2014 C 530,484 A (7)(8) 12,733,482 I By Partnership(3)(12)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series A Preferred Stock (1) 06/17/2014 C 4,342,254 (1) (1) Common Stock 4,342,254 $0 0 I By Partnership(2)(3)
Series B Preferred Stock (4) 06/17/2014 C 3,501,579 (4) (4) Common Stock 3,501,579 $0 0 I By Partnership(2)(3)
Series C Preferred Stock (5) 06/17/2014 C 1,413,494 (5) (5) Common Stock 1,413,494 $0 0 I By Partnership(2)(3)
Series D Preferred Stock (6) 06/17/2014 C 616,050 (6) (6) Common Stock 616,050 $0 0 I By Partnership(2)(3)
Series E Preferred Stock (7) 06/17/2014 C 480,415 (7) (7) Common Stock 480,415 $0 0 I By Partnership(2)(3)
Series F Preferred Stock (8) 06/17/2014 C 176,842 (8) (8) Common Stock 176,842 $0 0 I By Partnership(2)(3)
Series A Preferred Stock (1) 06/17/2014 C 237,512 (1) (1) Common Stock 237,512 $0 0 I By Partnership(3)(9)
Series B Preferred Stock (4) 06/17/2014 C 191,530 (4) (4) Common Stock 191,530 $0 0 I By Partnership(3)(9)
Series C Preferred Stock (5) 06/17/2014 C 77,315 (5) (5) Common Stock 77,315 $0 0 I By Partnership(3)(9)
Series D Preferred Stock (6) 06/17/2014 C 33,697 (6) (6) Common Stock 33,697 $0 0 I By Partnership(3)(9)
Series E Preferred Stock (7) 06/17/2014 C 26,277 (7) (7) Common Stock 26,277 $0 0 I By Partnership(3)(9)
Series F Preferred Stock (8) 06/17/2014 C 9,672 (8) (8) Common Stock 9,672 $0 0 I By Partnership(3)(9)
Series A Preferred Stock (1) 06/17/2014 C 134,516 (1) (1) Common Stock 134,516 $0 0 I By Limited Liability Company(3)(10)
Series B Preferred Stock (4) 06/17/2014 C 108,475 (4) (4) Common Stock 108,475 $0 0 I By Limited Liability Company(3)(10)
Series C Preferred Stock (5) 06/17/2014 C 43,788 (5) (5) Common Stock 43,788 $0 0 I By Limited Liability Company(3)(10)
Series D Preferred Stock (6) 06/17/2014 C 19,084 (6) (6) Common Stock 19,084 $0 0 I By Limited Liability Company(3)(10)
Series E Preferred Stock (7) 06/17/2014 C 14,882 (7) (7) Common Stock 14,882 $0 0 I By Limited Liability Company(3)(10)
Series F Preferred Stock (8) 06/17/2014 C 5,478 (8) (8) Common Stock 5,478 $0 0 I By Limited Liability Company(3)(10)
Series D Preferred Stock (6) 06/17/2014 C 701,839 (6) (6) Common Stock 701,839 $0 0 I By Partnership(3)(11)
Series E Preferred Stock (7) 06/17/2014 C 68,299 (7) (7) Common Stock 68,299 $0 0 I By Partnership(3)(11)
Series E Preferred (7) 06/17/2014 C 521,576 (7) (7) Common Stock 521,576 $0 0 I By Partnership(3)(12)
Series F Preferred (8) 06/17/2014 C 8,908 (8) (8) Common Stock 8,908 $0 0 I By Partnership(3)(12)
1. Name and Address of Reporting Person*
NAHM TAE HEA

(Last) (First) (Middle)
C/O STORM VENTURES
2440 SAND HILL RD., STE. 301

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
STORM VENTURES FUND III LP

(Last) (First) (Middle)
C/O STORM VENTURES
2440 SAND HILL RD., STE. 301

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
STORM VENTURES AFFILIATES FUND III LP

(Last) (First) (Middle)
C/O STORM VENTURES
2440 SAND HILL RD., SE. 301

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
STORM VENTURES PRINCIPALS FUND III

(Last) (First) (Middle)
C/O STORM VENTURES
2440 SAND HILL RD., STE. 301

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
STORM MI INVESTMENTS, L.P.

(Last) (First) (Middle)
C/O STORM VENTURES
2440 SAND HILL RD., STE. 301

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Storm Ventures Fund IV, L.P.

(Last) (First) (Middle)
C/O STORM VENTURES
2440 SAND HILL RD., STE. 301

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
STORM VENTURE ASSOCIATES III, L.L.C.

(Last) (First) (Middle)
C/O STORM VENTURES
2440 SAND HILL RD., STE. 301

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
STORM VENTURE ASSOCIATES IV, L.L.C.

(Last) (First) (Middle)
C/O STORM VENTURES
2440 SAND HILL RD., STE. 301

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. The Series A Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
2. The shares are held directly by Storm Ventures Fund III, L.P. ("SVF III").
3. Storm Ventures Associates III, L.L.C. (SVA III LLC) is the general partner of SVF III, SMI and SVAF III and the managing member of SVPF III. Ryan Floyd, M. Alex Mendez, Tae Hea Nahm and Sanjay Subhedar as the managing members of SVA III LLC share voting and investment power with respect to the shares held by SVF III, SMI, SVAF III and SVPF III. Storm Venture Associates IV, L.L.C. (SVA IV LLC) is the general partner of SVF IV. Ryan Floyd, M. Alex Mendez, Tae Hea Nahm and Sanjay Subhedar as the managing members of SVA IV LLC share voting and investment power with respect to the shares held by SVF IV.
4. The Series B Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
5. The Series C Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
6. The Series D Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
7. The Series E Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
8. The Series F Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
9. The shares are held directly by Storm Ventures Affiliates Fund III, L.P. ("SVAF III").
10. The shares are held directly by Storm Ventures Principals Fund III, L.L.C. ("SVPF III").
11. The shares are held directly by Storm MI Investments, L.P. ("SMI").
12. The shares are held directly by Storm Ventures Fund IV, L.P. ("SVF IV").
See attched for signature pages. 06/17/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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