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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 
 
FORM 8-K
 
 
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): January 21, 2015
 
 
SQUARE 1 FINANCIAL, INC.
(Exact name of registrant as specified in its charter)
 
 
 
Delaware
 
001-36372
 
20-1872698
(State or other jurisdiction of
incorporation or organization)
 
(Commission
File Number)
 
(IRS Employer
Identification No.)
 
406 Blackwell Street, Suite 240, Durham, North Carolina
 
27701
(Address of principal executive offices)
 
(Zip Code)
Registrant’s telephone number, including area code: (866) 355-0468
Not Applicable
(Former name or former address, if changed since last report)
  
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 






Item 2.02
Results of Operations and Financial Condition

On January 21, 2015, Square 1 Financial, Inc. (“Square 1”) issued a press release announcing its financial results for the fourth quarter and year ended December 31, 2014. A copy of the press release is furnished as Exhibit 99.1 to this Current Report and is incorporated herein by reference.

Item 9.01
Financial Statements and Exhibits.
(d)
The following exhibit is filed with this report on Form 8-K:
 
 
 
Exhibit
Number
 
Description
 
 
 
99.1
 
Press Release issued by Square 1 Financial, Inc., dated January 21, 2015, announcing financial results for the quarter and year ended December 31, 2014.





SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
 
 
 
 
 
 
 
Square 1 Financial, Inc.
 
 
 
 
 
 
Date:
January 21, 2015
 
By:
 
/s/ Douglas H. Bowers
 
 
 
 
 
Douglas H. Bowers
President and Chief Executive Officer







INDEX TO EXHIBITS

 
 
 
Exhibit
Number
 
Description
 
 
 
99.1*
 
Press Release issued by Square 1 Financial, Inc., dated January 21, 2015, announcing financial results for the quarter and year ended December 31, 2014.

*This exhibit is intended to be furnished and shall not be deemed “filed” for purposes of the Securities Exchange Act of 1934.