Please wait

 

 

UNITED STATES

SECURITES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-21840

DCW TOTAL RETURN FUND

(Formerly known as Dividend Capital Global Realty Exposure Fund)

(Exact name of registrant as specified in charter)

518 17th Street, Suite 1200, Denver, Colorado 80202

(Address of principal executive offices) (Zip code)

Jeffrey Taylor

DCW Total Return Fund

518 17th Street, Suite 1200

Denver, Colorado 80202

(Name of address of agent for service)

Registrant’s telephone number, including area code: (303) 228-2200

Date of fiscal year end: December 31

Date of reporting period: July 1, 2009 to June 30, 2010

 

 

 


Item 1 – Proxy Voting Record.

DCW Total Return Fund

Proxy Voting Record for Period 01-Jul-2009 To 30-Jun-2010

 

MARVELL TECHNOLOGY GROUP LTD.
Security    G5876H105    Meeting Type    Annual
Ticker Symbol    MRVL    Meeting Date    10-Jul-2009
ISIN    BMG5876H1051    Agenda    933101519 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1A      ELECTION OF DIRECTOR: DR. SEHAT SUTARDJA      Management      For      For
1B      ELECTION OF DIRECTOR: DR. PANTAS SUTARDJA      Management      For      For
02      TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS OUR AUDITORS AND INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AND TO AUTHORIZE THE AUDIT COMMITTEE, ACTING ON BEHALF OF THE BOARD OF DIRECTORS, TO FIX THE REMUNERATION OF THE AUDITORS AND INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, IN BOTH CASES FOR THE FISCAL YEAR ENDING JANUARY 30, 2010      Management      For      For

 

DELL INC.
Security    24702R101    Meeting Type    Annual
Ticker Symbol    DELL    Meeting Date    17-Jul-2009
ISIN    US24702R1014    Agenda    933103892 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
01      DIRECTOR      Management          
    

1       JAMES W. BREYER

          For      For
    

2       DONALD J. CARTY

          For      For
    

3       MICHAEL S. DELL

          For      For
    

4       WILLIAM H. GRAY, III

          For      For
    

5       SALLIE L. KRAWCHECK

          For      For
    

6       JUDY C. LEWENT

          For      For
    

7       THOMAS W. LUCE, III

          For      For
    

8       KLAUS S. LUFT

          For      For
    

9       ALEX J. MANDL

          For      For
    

10     SAM NUNN

          For      For
02      RATIFICATION OF INDEPENDENT AUDITOR      Management      For      For
SH1      REIMBURSEMENT OF PROXY EXPENSES      Shareholder      Against      For
SH2      ADOPT SIMPLE MAJORITY VOTE      Shareholder      Against      For

 

CHECK POINT SOFTWARE TECHNOLOGIES LTD.
Security    M22465104    Meeting Type    Annual
Ticker Symbol    CHKP    Meeting Date    29-Jul-2009
ISIN    IL0010824113    Agenda    933117497 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
01     

DIRECTOR

     Management          
    

1       GIL SHWED

          For      For
    

2       MARIUS NACHT

          For      For
    

3       JERRY UNGERMAN

          For      For
    

4       DAN PROPPER

          For      For
    

5       DAVID RUBNER

          For      For
    

6       TAL SHAVIT

          For      For
2A      REELECTION OF OUTSIDE DIRECTOR: YOAV CHELOUCHE      Management      For      For
2B      REELECTION OF OUTSIDE DIRECTOR: GUY GECHT      Management      For      For
03      TO AUTHORIZE THE CHAIRMAN OF THE BOARD OF DIRECTORS TO CONTINUE SERVING AS CHAIRMAN OF THE BOARD OF DIRECTORS AND THE CHIEF EXECUTIVE OFFICER FOR UP TO THREE YEARS FOLLOWING THE MEETING      Management      For      For
04      TO RATIFY THE APPOINTMENT AND COMPENSATION OF CHECK POINT’S INDEPENDENT PUBLIC ACCOUNTANTS      Management      For      For
05      TO APPROVE COMPENSATION TO CHECK POINT’S CHIEF EXECUTIVE OFFICER WHO IS ALSO THE CHAIRMAN OF THE BOARD OF DIRECTORS      Management      For      For
5A      I AM A “CONTROLLING SHAREHOLDER”      Management      Against      Abstain
5B      I HAVE A “PERSONAL INTEREST” IN ITEM 5      Management      Against      Abstain


NIKE, INC.
Security    654106103    Meeting Type    Annual
Ticker Symbol    NKE    Meeting Date    21-Sep-2009
ISIN    US6541061031    Agenda    933126941 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
01      DIRECTOR      Management          
    

1       JILL K. CONWAY

          For      For
    

2       ALAN B. GRAF, JR.

          For      For
    

3       JOHN C. LECHLEITER

          For      For
02      TO APPROVE AN AMENDMENT TO THE NIKE, INC. EMPLOYEE STOCK PURCHASE PLAN.      Management      For      For
03      TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.      Management      For      For

 

ORACLE CORPORATION
Security    68389X105    Meeting Type    Annual
Ticker Symbol    ORCL    Meeting Date    07-Oct-2009
ISIN    US68389X1054    Agenda    933133528 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
01      DIRECTOR      Management          
    

1       JEFFREY S. BERG

          For      For
    

2       H. RAYMOND BINGHAM

          For      For
    

3       MICHAEL J. BOSKIN

          For      For
    

4       SAFRA A. CATZ

          For      For
    

5       BRUCE R. CHIZEN

          For      For
    

6       GEORGE H. CONRADES

          For      For
    

7       LAWRENCE J. ELLISON

          For      For
    

8       HECTOR GARCIA-MOLINA

          For      For
    

9       JEFFREY O. HENLEY

          For      For
    

10     DONALD L. LUCAS

          For      For
    

11     CHARLES E. PHILLIPS, JR

          For      For
    

12     NAOMI O. SELIGMAN

          For      For
02      PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF THE FISCAL YEAR 2010 EXECUTIVE BONUS PLAN.      Management      For      For
03      PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2010.      Management      For      For
04      STOCKHOLDER PROPOSAL REGARDING SPECIAL STOCKHOLDER MEETINGS.      Shareholder      Against      For
05      STOCKHOLDER PROPOSAL REGARDING ADVISORY VOTE ON EXECUTIVE COMPENSATION.      Shareholder      Against      For
06      STOCKHOLDER PROPOSAL REGARDING EQUITY RETENTION POLICY.      Shareholder      Against      For

 

NOBLE CORPORATION         
Security    H5833N103    Meeting Type    Special
Ticker Symbol    NE    Meeting Date    29-Oct-2009
ISIN    CH0033347318    Agenda    933155714 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1      DIRECTOR      Management          
    

1       GORDON T. HALL

          For      For
    

2       JON A. MARSHALL

          For      For
2      APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE NOBLE CORPORATION 1991 STOCK OPTION AND RESTRICTED STOCK PLAN EFFECTIVE AS OF OCTOBER 29, 2009      Management      For      For

 

PERFECT WORLD CO LTD         
Security    71372U104    Meeting Type    Annual
Ticker Symbol    PWRD    Meeting Date    14-Nov-2009
ISIN    US71372U1043    Agenda    933161868 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
O1      AMENDMENT OF SECTION 3.1 (A) OF THE AMENDED AND RESTATED SHARE INCENTIVE PLAN OF THE COMPANY BY REPLACING IT WITH THE FOLLOWING PARAGRAPH, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.      Management      For      None
O2      AMENDMENT OF SECTION 5.2 (A) (II) AND (III) OF THE AMENDED AND RESTATED SHARE INCENTIVE PLAN OF THE COMPANY.      Management      For      None
O3      RATIFICATION OF THE APPOINTMENT OF MR. HAN ZHANG AS AN INDEPENDENT DIRECTOR OF THE COMPANY.      Management      For      None
O4      RATIFICATION OF THE APPOINTMENT OF MR. DANIEL DONG YANG AS AN INDEPENDENT DIRECTOR OF THE COMPANY.      Management      For      None
O5      RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT AUDITOR PRICEWATERHOUSECOOPERS FOR THE FISCAL YEAR 2008.      Management      For      None
O6      APPOINTMENT OF THE INDEPENDENT AUDITOR PRICEWATERHOUSECOOPERS FOR THE FISCAL YEAR 2009.      Management      For      None
S7      AMENDMENT OF ARTICLE 1 OF THE AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION BY ADDING THE FOLLOWING DEFINITION: “DESIGNATED STOCK EXCHANGE” MEANS THE NASDAQ STOCK MARKET.      Management      For      None
S8      AMENDMENT OF ARTICLE 111 OF THE AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY.      Management      For      None
O9      INCLUSION OF FINANCIAL STATEMENTS OF FISCAL YEAR 2008 IN THE COMPANY’S 2008 ANNUAL REPORT.      Management      For      None
O10      TO AUTHORIZE EACH OF DIRECTORS TO TAKE ANY & EVERY ACTION THAT MIGHT BE NECESSARY TO EFFECT FOREGOING RESOLUTIONS 1 TO 9.      Management      For      None


SASOL LTD         
Security    803866102    Meeting Type    Annual General Meeting
Ticker Symbol    N/A    Meeting Date    27-Nov-2009
ISIN    ZAE000006896    Agenda    702132945 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1.      Receive the annual financial statements for the YE 30 JUN 2009      Management      For      For
2.1      Re-elect B.P. Connellan as a Director      Management      For      For
2.2      Re-elect H.G. Dijkgraaf as a Director      Management      For      For
2.3      Re-elect V.N. Fakude as a Director      Management      For      For
2.4      Re-elect I.N. Mkhize as a Director      Management      For      For
2.5      Re-elect T.A. Wixley as a Director      Management      For      For
3.1      Re-elect C. Beggs as a Director in terms of Article 75 H      Management      For      For
3.2      Re-elect M.J.N. Njeke as a Director in terms of Article 75 H      Management      For      For
4.      Re-appoint KPMG Inc as the Auditors      Management      For      For
5.S.1      Authorize the Directors to approve a general repurchase of the Company’s ordinary shares      Management      For      For
6.O.1      Approve to revise the annual emoluments payable by the Company or its subsidiaries to Non Executive Directors      Management      For      For

 

MINDRAY MEDICAL INT’L LTD.      
Security    602675100    Meeting Type    Annual
Ticker Symbol    MR    Meeting Date    15-Dec-2009
ISIN    US6026751007    Agenda    933168949 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
01      RE-ELECTION OF MR. XU HANG AS A DIRECTOR OF THE COMPANY.      Management      For      For
02      RE-ELECTION OF MR. CHEN QINGTAI AS A DIRECTOR OF THE COMPANY.      Management      For      For
03      RE-ELECTION OF MR. RONALD EDE AS A DIRECTOR OF THE COMPANY.      Management      For      For
04      RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.      Management      For      For
05      RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.      Management      For      For
06      INCREASE BY 6,000,000 THE MAXIMUM NUMBER OF ORDINARY SHARES THAT MAY BE DELIVERED PURSUANT TO AWARDS GRANTED UNDER THE COMPANY’S 2006 AMENDED AND RESTATED EMPLOYEE SHARE INCENTIVE PLAN SUCH THAT THE NEW SHARE LIMIT SHALL BE 21,000,000.      Management      For      For

 

ENSCO INTERNATIONAL INCORPORATED
Security    26874Q100    Meeting Type    Special
Ticker Symbol    ESV    Meeting Date    22-Dec-2009
ISIN    US26874Q1004    Agenda    933169193 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
01      APPROVAL OF THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER AND REORGANIZATION, ENTERED INTO AS OF NOVEMBER 9, 2009, BY AND BETWEEN ENSCO INTERNATIONAL INCORPORATED, A DELAWARE CORPORATION, AND ENSCO NEWCASTLE LLC, A DELAWARE LIMITED LIABILITY COMPANY.      Management      For      For
02      APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE ADOPTION OF THE AGREEMENT AND PLAN OF MERGER AND REORGANIZATION.      Management      For      For


WAL-MART DE MEXICO SAB DE CV, MEXICO      
Security    P98180105    Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol    N/A    Meeting Date    22-Dec-2009
ISIN    MXP810081010    Agenda    702173458 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
I.      Receive the report from the Board of Directors concerning the acquisition of Wal-Mart Central America      Management      Abstain      Against
II.      Approve the proposal regarding the merging of the Company, in its position as Absorbing Company, with WM Maya S. DE R.L DE C.V, as the Absorbed Company, prior approval of the financial statements that will be form the basis of the merger and the respective merger agreement      Management      Abstain      Against
III.      Amend the Corporate Bylaws that reflect the increase in capital and the issuance of the new shares that represent the mentioned increase as a consequence of the proposed merger      Management      Abstain      Against
IV.      Approve the designation of the person or people who, in representing the general meeting, will have to perform its resolutions and file the minutes of the meeting      Management      For      For

 

VALE S.A.         
Security    91912E105    Meeting Type    Special
Ticker Symbol    VALE    Meeting Date    22-Jan-2010
ISIN    US91912E1055    Agenda    933181202 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
01      TO RATIFY THE APPOINTMENT OF AN ALTERNATE MEMBER OF THE BOARD OF DIRECTORS, DULY NOMINATED DURING THE BOARD OF DIRECTORS MEETINGS HELD ON SEPTEMBER 17, 2009 IN ACCORDANCE WITH SECTION 10 OF ARTICLE 11 OF VALE’S BY-LAWS      Management      For      For
02      THE APPROVAL FOR THE PROTOCOLS AND JUSTIFICATIONS OF THE CONSOLIDATIONS OF SOCIEDADE DE MINERACAO ESTRELA DE APOLO S.A. (“ESTRELA DE APOLO”) AND OF MINERACAO VALE CORUMBA S.A. (“VALE CORUMBA”) INTO VALE, PURSUANT TO ARTICLES 224 AND 225 OF THE BRAZILIAN CORPORATE LAW      Management      For      For
03      TO RATIFY THE APPOINTMENT OF DOMINGUES E PINHO CONTADORES, THE EXPERTS HIRED TO APPRAISE THE VALUES OF BOTH ESTRELA DE APOLO AND VALE CORUMBA      Management      For      For
04      TO DECIDE ON THE APPRAISAL REPORTS, PREPARED BY THE EXPERT APPRAISERS      Management      For      For
05      THE APPROVAL FOR THE CONSOLIDATION OF BOTH ESTRELA DE APOLO AND VALE CORUMBA INTO VALE, WITHOUT A CAPITAL INCREASE OR THE ISSUANCE OF NEW VALE SHARES      Management      For      For

 

JACOBS ENGINEERING GROUP INC.      
Security    469814107    Meeting Type    Annual
Ticker Symbol    JEC    Meeting Date    28-Jan-2010
ISIN    US4698141078    Agenda    933175982 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1A      ELECTION OF DIRECTOR: ROBERT C. DAVIDSON, JR.      Management      For      For
1B      ELECTION OF DIRECTOR: EDWARD V. FRITZKY      Management      For      For
1C      ELECTION OF DIRECTOR: BENJAMIN F. MONTOYA      Management      For      For
1D      ELECTION OF DIRECTOR: PETER J. ROBERTSON      Management      For      For
02      TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.      Management      For      For


APPLE INC.         
Security    037833100    Meeting Type    Annual
Ticker Symbol    AAPL    Meeting Date    25-Feb-2010
ISIN    US0378331005    Agenda    933180680 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
01      DIRECTOR      Management          
    

1       WILLIAM V. CAMPBELL

          For      For
    

2       MILLARD S. DREXLER

          For      For
    

3       ALBERT A . GORE, JR.

          For      For
    

4       STEVEN P. JOBS

          For      For
    

5       ANDREA JUNG

          For      For
    

6       A.D. LEVINSON, PH.D.

          For      For
    

7       JEROME B. YORK

          For      For
02     

TO APPROVE AMENDMENTS TO THE APPLE INC. 2003 EMPLOYEE STOCK PLAN.

     Management      For      For
03     

TO APPROVE AMENDMENTS TO THE APPLE INC. 1997 DIRECTOR STOCK OPTION PLAN.

     Management      For      For
04     

TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.

     Management      For      For
05      TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010. THE BOARD OF DIRECTORS RECOMMENDS A VOTE “AGAINST” PROPOSALS 6 AND 7.      Management      For      For
06      TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED “SUSTAINABILITY REPORT,” IF PROPERLY PRESENTED AT THE MEETING.      Shareholder      Against      For
07      TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED “AMEND CORPORATE BYLAWS ESTABLISHING A BOARD COMMITTEE ON SUSTAINABILITY,” IF PROPERLY PRESENTED AT THE MEETING.      Shareholder      Against      For

 

PARAMETRIC TECHNOLOGY CORPORATION      
Security    699173209    Meeting Type    Annual
Ticker Symbol    PMTC    Meeting Date    03-Mar-2010
ISIN    US6991732099    Agenda    933183612 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
01      DIRECTOR      Management          
    

1       PAUL A. LACY

          For      For
    

2       MICHAEL E. PORTER

          For      For
    

3       ROBERT P. SCHECHTER

          For      For
02      APPROVE THE PERFORMANCE GOALS UNDER THE 2009 EXECUTIVE CASH INCENTIVE PERFORMANCE PLAN.      Management      For      For
03      RE-APPROVE THE PERFORMANCE GOALS UNDER THE 2000 EQUITY INCENTIVE PLAN.      Management      For      For
04      CONFIRM THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS PTC’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.      Management      For      For

 

WAL-MART DE MEXICO SAB DE CV, MEXICO      
Security    P98180105    Meeting Type    Ordinary General Meeting
Ticker Symbol    N/A    Meeting Date    11-Mar-2010
ISIN    MXP810081010    Agenda    702239888 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
I      Receive the report from the Board of Directors      Management      For      For
II      Receive the report from the General Director      Management      For      For
III      Receive the report from the Audit and Corporate Practices Committees      Management      For      For
IV      Approve the financial information to 31 DEC 2009      Management      For      For
V      Receive the report regarding the situation of the fund for the repurchase of shares      Management      For      For
VI      Approve the plan to cancel repurchased shares of the Company that are currently held in treasury      Management      For      For
VII      Approve the plan for the allocation of results for the period running from 01 JAN to 31 DEC 2009      Management      For      For
VIII      Approve the plan for the payment of a dividend of MXN 0.70 per share      Management      For      For
IX      Amend Article 5 of the Corporate ByLaws      Management      For      For
X      Approve the report regarding the fulfillment of fiscal obligations      Management      For      For
XI      Approve the report regarding the Employee Stock Plan      Management      For      For
XII      Approve the report from the Wal-Mart De Mexico Foundation      Management      For      For
XIII      Approve the report regarding the acquisition and integration of Wal Mart Central America      Management      For      For
XIV      Ratify the acts of the Board of Directors during 2009      Management      For      For
XV      Appointment of the Members of the Board of Directors      Management      Abstain      Against
XVI      Appointment of the Chairpersons of the Audit and Corporate Practices      Management      For      For
XVII      Approve the resolutions contained in the minutes of the general meeting held      Management      For      For


FRANKLIN RESOURCES, INC.
Security    354613101    Meeting Type    Annual
Ticker Symbol    BEN    Meeting Date    16-Mar-2010
ISIN    US3546131018    Agenda    933184931 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1A      ELECTION OF DIRECTOR: SAMUEL H. ARMACOST      Management      For      For
1B      ELECTION OF DIRECTOR: CHARLES CROCKER      Management      For      For
1C      ELECTION OF DIRECTOR: JOSEPH R. HARDIMAN      Management      For      For
1D      ELECTION OF DIRECTOR: ROBERT D. JOFFE      Management      For      For
1E      ELECTION OF DIRECTOR: CHARLES B. JOHNSON      Management      For      For
1F      ELECTION OF DIRECTOR: GREGORY E. JOHNSON      Management      For      For
1G      ELECTION OF DIRECTOR: RUPERT H. JOHNSON, JR.      Management      For      For
1H      ELECTION OF DIRECTOR: THOMAS H. KEAN      Management      For      For
1I      ELECTION OF DIRECTOR: CHUTTA RATNATHICAM      Management      For      For
1J      ELECTION OF DIRECTOR: PETER M. SACERDOTE      Management      For      For
1K      ELECTION OF DIRECTOR: LAURA STEIN      Management      For      For
1L      ELECTION OF DIRECTOR: ANNE M. TATLOCK      Management      For      For
02      TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.      Management      For      For
03      TO SUBMIT FOR STOCKHOLDER APPROVAL FOR PURPOSES OF COMPLYING WITH REQUIREMENTS OF SECTION 162(M) OF INTERNAL REVENUE CODE.      Management      For      For

 

NHN CORP, SONGNAM
Security    Y6347M103    Meeting Type    Annual General Meeting
Ticker Symbol    N/A    Meeting Date    19-Mar-2010
ISIN    KR7035420009    Agenda    702271280 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1      Approve the 11th financial statement and the proposed disposition of retained earning      Management      For      For
2     

Electionof Hyunsoon Do as a External Director

     Management      For      For
3     

Electionof Hyunsoon Do as a Member of Audit Committee

     Management      For      For
4      Approve the remuneration limit for the Directors      Management      For      For


AUTONOMY CORPORATION PLC, CAMBRIDGE
Security    G0669T101    Meeting Type    Annual General Meeting
Ticker Symbol    N/A    Meeting Date    24-Mar-2010
ISIN    GB0055007982    Agenda    702273878 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1.      Receive and adopt the accounts of the Company for the FYE 31 DEC 2009 together with the Directors’ report, the Directors’ remuneration report and the Auditors’ report on those accounts and the auditable part of the remuneration report      Management      For      For
2.      Approve the Directors’ remuneration report included in the annual report and accounts for the YE 31 DEC 2009      Management      For      For
3.      Approve the appointment of Robert Webb as a Director, such appointment having occurred after the conclusion of the last AGM of the Company      Management      For      For
4.      Re-elect Sushovan Hussain as a Director of the Company      Management      For      For
5.      Re-elect Michael Lynch as a Director of the Company      Management      For      For
6.      Re-elect John McMonigall as a Director of the Company      Management      For      For
7.      Re-elect Richard Perle as a Director of the Company      Management      For      For
8.      Re-elect Barry Ariko as a Director of the Company      Management      For      For
9.      Re-appoint Deloitte LLP as the Auditors of the Company in accordance with Section 489 of the Companies Act 2006 to hold office until the conclusion of the next general meeting at which the accounts of the Company are laid      Management      For      For
10.      Authorize the Directors of the Company to determine the Auditors’ remuneration for the ensuing year      Management      For      For
11.      Authorize the Directors of the Company, in accordance with Section 551 of the Companies Act 2006 [the “Act”], to allot equity securities [within the meaning of Section 560 of the Act]: [a] up to an aggregate nominal amount of GBP 267,640.32; and [b] up to an aggregate nominal amount of GBP 267,640.32 in connection with a rights issue [as specified in the Listing Rules issued by the Financial Services Authority pursuant to Part VI of the Financial Services and Markets Act 2000], to holders of equity securities, in proportion to their respective entitlements to such equity securities, but subject to such exclusions or other arrangements as the directors may deem necessary or expedient in relation to treasury shares, fractional entitlements, record dates, legal or practical problems in or under the laws of any territory or the requirements of any regulatory body or Stock Exchange; [Authority expires at the conclusion of the Company s AGM in 2011]; and the Directors may allot equity securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry      Management      For      For
S.12      Authorize the Directors, subject to the passing of Resolution 11 above of the notice of meeting of which this resolution forms part, pursuant to Section 570 of the Companies Act 2006 [the “Act”] to allot equity securities [within the meaning of Section 560 of the Act]: [a] pursuant to the authority conferred by Resolution 11[a] of the notice of meeting of which this resolution forms part, as if Section 561 of the Act did not apply to any such allotment, provided that this power shall be limited to: [i] the allotment of equity securities in connection with any rights issue or other issue or offer by way of rights [including, without limitation, under an open offer or similar arrangement] to holders of equity securities, in proportion to their respective entitlements to such equity securities, but subject to such exclusions or other arrangements as the directors may deem necessary or expedient in relation to treasury shares, fractional entitlements, record dates, legal or practical problems in or under the laws of any territory or the requirements of any regulatory body or Stock Exchange; and [ii] the allotment of equity securities [otherwise than pursuant to this resolution above] up to an aggregate nominal value of GBP 40,146.05; and [b] pursuant to the authority conferred by Resolution 11[b] of the notice of meeting of which this resolution forms part, as if Section 561 of the Act did not apply to any such allotment, provided that this power shall be limited to the allotment of equity securities in connection with a rights issue [as defined in the Listing Rules issued by the Financial Services Authority pursuant to Part VI of the Financial Services and Markets Act 2000] to holders of equity securities, in proportion to their respective entitlements to such equity securities, but subject to such exclusions or other arrangements as the directors may deem necessary or expedient in relation to treasury shares, fractional entitlements, record dates, legal or practical problems in or under the laws of any territory or the requirements of any regulatory body or Stock Exchange; [Authority expires at the conclusion of the AGM of the Company s AGM in 2011]; and the Directors may allot equity securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry      Management      For      For
S.13      Authorize the Company, for the purposes of Section 701 of the Companies Act 2006 to make one or more market purchases [within the meaning of Section 693[4] of that Act] on the London Stock Exchange of ordinary shares of 1/3 pence each in the capital of the Company provided that: [a] the maximum aggregate number of ordinary shares to be purchased is 24,087,628 [representing approximately 10% of the Company’s issued ordinary share capital]; [b] the minimum price which may be paid for such shares is 1/3 pence per share; [c] the maximum price which may be paid for an ordinary share shall not be more than 5% above the average of the middle market quotations for an ordinary share as derived from the London Stock Exchange Daily Official List for the five business days immediately preceding the date on which the ordinary share is purchased; and [Authority expires at the conclusion of the Company s AGM in 2011]; the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry      Management      For      For
S.14      Approve, that the Company may hold general meetings of shareholders [other than AGM’s] at not less than 14 clear days’ notice, [Authority expires the earlier of the conclusion of the AGM of the Company to be held in 2011 or 15 months after the passing of this resolution]      Management      For      For
S.15      Adopt the Articles of Association of the Company in substitution for, and to the exclusion of, the existing Articles of Association, as specified      Management      For      For

 


NOVO-NORDISK A/S (VORMALS NOVO INDUSTRI A/S)
Security    K7314N152    Meeting Type    Annual General Meeting
Ticker Symbol    N/A    Meeting Date    24-Mar-2010
ISIN    DK0060102614    Agenda    702275581 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1.      Approve the Board of Director’s oral report on the Company’s activities in the-past FY      Non-Voting      N/A      N/A
2.      Approve the presentation and adopt the audited annual report 2009      Management      Abstain      Against
3.      Approve the remuneration of the Board of Directors for 2009 and 2010      Management      Abstain      Against
4.      Approve to distribute the profit according to the adopted annual report 2009      Management      Abstain      Against
5.a      Election of Sten Scheibye as a Member to the Board of Director      Management      Abstain      Against
5.b      Election of Goran A Ando as a Member to the Board of Director      Management      Abstain      Against
5.c      Election of Henrik Gurtler as a Member to the Board of Director      Management      Abstain      Against
5.d      Election of Pamela J Kirby as a Member to the Board of Director      Management      Abstain      Against
5.e      Election of Kurt Anker Nielsen as a Member to the Board of Director      Management      Abstain      Against
5.f      Election of Hannu Ryopponen as a Member to the Board of Director      Management      Abstain      Against
5.g      Election of Jorgen Wedel as a Member to the Board of Director      Management      Abstain      Against
6.      Re-election of PricewaterhouseCoopers as the Auditors      Management      Abstain      Against
7.1A1      Approve the amendments due to the new Danish Companies Act: Mandatory amendments      Management      Abstain      Against
7.1A2      Approve the amendments due to the new Danish Companies Act: Consequential editorial amendments      Management      Abstain      Against
7.1B1      Amend the Articles 5.1, 5.10 and existing Article 17.2 [new Article 18.2] [Adoption reference to central securities depository]      Management      Abstain      Against
7.1B2      Amend the Articles 8.2, 11.2 and 11.4 [direct election by the AGM of the Chairman and vice Chairman of the Board of Directors]      Management      Abstain      Against
7.1B3      Amend the Existing Articles 13.1 [new Article 14.1] [change in the rule of signature]      Management      Abstain      Against
7.1B4      Amend new Article 13 [English as corporate language]      Management      Abstain      Against
7.1B5      Amend Article 16.2 [New Article 17.2] [reference to applicable law re annual report]      Management      Abstain      Against
7.1B6      Amend Article 17.2 [New Article 18.2] [deletion of sentence on lapse of the right to dividends]      Management      Abstain      Against
7.2      Approve the reduction of the Company’s B share capital from DKK 512,512,800 to DKK 492,512,800 by cancellation of 20,000,000 B shares of DKK 1 each from the Company’s own holdings of B shares at a nominal value of DKK 20,000,000, equal to slightly more than 3.2% of the total share capital after implementation of the share capital reduction, the Company’s share capital will amount to DKK 600,000,000, divided into A share capital of DKK 107,487,200 and B share capital of DKK 492,512,800      Management      Abstain      Against
7.3      Authorize the Board of Directors, to allow the Company to acquire own shares of up to 10% of the share capital and at the price quoted at the time of the purchase with a deviation of up to 10% [Authority expires at the conclusion of next AGM]      Management      Abstain      Against
7.4      Amend the Incentive Guidelines      Management      Abstain      Against
8.      Authorize the Chairman of the meeting      Management      Abstain      Against

 

PETROFAC LTD, ST HELIER
Security    G7052T101    Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol    N/A    Meeting Date    29-Mar-2010
ISIN    GB00B0H2K534    Agenda    702278044 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
S.1      Approve the share split, alteration to the Articles of Association and sanction the purchase of B shares      Management      For      For

 

T. ROWE PRICE GROUP, INC.
Security    74144T108    Meeting Type    Annual
Ticker Symbol    TROW    Meeting Date    14-Apr-2010
ISIN    US74144T1088    Agenda    933196481 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1A      ELECTION OF DIRECTOR: EDWARD C. BERNARD      Management      For      For
1B      ELECTION OF DIRECTOR: JAMES T. BRADY      Management      For      For
1C      ELECTION OF DIRECTOR: J. ALFRED BROADDUS, JR.      Management      For      For
1D      ELECTION OF DIRECTOR: DONALD B. HEBB, JR.      Management      For      For
1E      ELECTION OF DIRECTOR: JAMES A.C. KENNEDY      Management      For      For
1F      ELECTION OF DIRECTOR: BRIAN C. ROGERS      Management      For      For
1G      ELECTION OF DIRECTOR: DR. ALFRED SOMMER      Management      For      For
1H      ELECTION OF DIRECTOR: DWIGHT S. TAYLOR      Management      For      For
1I      ELECTION OF DIRECTOR: ANNE MARIE WHITTEMORE      Management      For      For
02      RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.      Management      For      For


UNITED TECHNOLOGIES CORPORATION
Security    913017109    Meeting Type    Annual
Ticker Symbol    UTX    Meeting Date    14-Apr-2010
ISIN    US9130171096    Agenda    933195530 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
01      DIRECTOR      Management          
    

1       LOUIS R. CHENEVERT

          For      For
    

2       JOHN V. FARACI

          For      For
    

3       JEAN-PIERRE GARNIER

          For      For
    

4       JAMIE S. GORELICK

          For      For
    

5       CARLOS M. GUTIERREZ

          For      For
    

6       EDWARD A. KANGAS

          For      For
    

7       CHARLES R. LEE

          For      For
    

8       RICHARD D. MCCORMICK

          For      For
    

9       HAROLD MCGRAW III

          For      For
    

10     RICHARD B. MYERS

          For      For
    

11     H. PATRICK SWYGERT

          For      For
    

12     ANDRE VILLENEUVE

          For      For
    

13     CHRISTINE TODD WHITMAN

          For      For
02      APPOINTMENT OF THE FIRM OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR.      Management      For      For
03      SHAREOWNER PROPOSAL: ADVISORY VOTE ON EXECUTIVE COMPENSATION      Shareholder      Against      For

 

PUMA AG RUDOLF DASSLER SPORT, HERZOGENAURACH
Security    D62318148    Meeting Type    Annual General Meeting
Ticker Symbol    N/A    Meeting Date    20-Apr-2010
ISIN    DE0006969603    Agenda    702278323 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1.      Presentation of the adopted financial statements of PUMA AG Rudolf Dassler Spo-rt and the approved consolidated financial statements, the management reports-for PUMA AG Rudolf Dassler Sport and the PUMA Group as well as the report of t-he Supervisory Board for the FY 2009 and the report of the Management Board re-garding information as to takeovers      Non-Voting      N/A      N/A
2.      Appropriation of the balance sheet profit: the balance sheet profit of EUR 50,000,000 from the FY 2009 shall be appropriated as follows: a) payment of a dividend of EUR 1.80 per no-par value share entitled to a dividend for 15,082,264 shares: EUR 27,148,435.20; b) profit carried forward: EUR 22,851,564.80; appropriation of the balance sheet profit takes into consideration the treasury shares held directly or indirectly by the Company, that are not entitled to a dividend pursuant to Section 71b German Stock Corporation Act; the number of treasury shares might change until the day of the General meeting, if further shares are acquired or sold by the Company; in this case the proposal regarding the appropriation of the balance sheet profit to the general meeting will be amended accordingly without changing the suggested dividend payment of EUR 1.80 per no-par value share entitled to a dividend; the dividend will be paid as of 21 APR 2010      Management      For      For
3.      Approval of the acts of the Management Board      Management      For      For
4.      Approval of the acts of the Supervisory Board      Management      For      For
5.      Appointment of PricewaterhouseCoopers Aktiengesellschaft as the Auditors for FY 2010      Management      For      For
6.      Authorization to acquire and appropriate treasury shares under revocation of the existing authorization      Management      For      For
7.      Resolution regarding the approval of the Profit and Loss Transfer Agreement between the PUMA AG Rudolf Dassler Sport and the PUMA Sprint GmbH      Management      For      For
8.      Resolution regarding the approval of the Profit and Loss Transfer Agreement between the PUMA AG Rudolf Dassler Sport and the PUMA Vertrieb GmbH      Management      For      For
9.      Resolution regarding the amendment of the Articles of Association of the Company      Management      For      For

 

INTUITIVE SURGICAL, INC.
Security    46120E602    Meeting Type    Annual
Ticker Symbol    ISRG    Meeting Date    21-Apr-2010
ISIN    US46120E6023    Agenda    933194475 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
01      DIRECTOR      Management          
    

1       ALAN J. LEVY

          For      For
    

2       ERIC H. HALVORSON

          For      For
    

3       AMAL M. JOHNSON

          For      For
02      TO APPROVE THE COMPANY’S 2010 INCENTIVE AWARD PLAN.      Management      For      For


THE COCA-COLA COMPANY
Security    191216100    Meeting Type    Annual
Ticker Symbol    KO    Meeting Date    21-Apr-2010
ISIN    US1912161007    Agenda    933196758 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
01      ELECTION OF DIRECTOR: HERBERT A. ALLEN      Management      For      For
02      ELECTION OF DIRECTOR: RONALD W. ALLEN      Management      For      For
03      ELECTION OF DIRECTOR: CATHLEEN P. BLACK      Management      For      For
04      ELECTION OF DIRECTOR: BARRY DILLER      Management      For      For
05      ELECTION OF DIRECTOR: ALEXIS M. HERMAN      Management      For      For
06      ELECTION OF DIRECTOR: MUHTAR KENT      Management      For      For
07      ELECTION OF DIRECTOR: DONALD R. KEOUGH      Management      For      For
08      ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO      Management      For      For
09      ELECTION OF DIRECTOR: DONALD F. MCHENRY      Management      For      For
10      ELECTION OF DIRECTOR: SAM NUNN      Management      For      For
11      ELECTION OF DIRECTOR: JAMES D. ROBINSON III      Management      For      For
12      ELECTION OF DIRECTOR: PETER V. UEBERROTH      Management      For      For
13      ELECTION OF DIRECTOR: JACOB WALLENBERG      Management      Against      Against
14      ELECTION OF DIRECTOR: JAMES B. WILLIAMS      Management      For      For
15      RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS      Management      For      For
16      SHAREOWNER PROPOSAL REGARDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION      Shareholder      Against      For
17      SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIR      Shareholder      Against      For
18      SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK      Shareholder      Against      For
19      SHAREOWNER PROPOSAL REGARDING A REPORT ON BISPHENOL-A      Shareholder      Against      For

 

ANGLO AMERN PLC
Security    G03764134    Meeting Type    Annual General Meeting
Ticker Symbol    N/A    Meeting Date    22-Apr-2010
ISIN    GB00B1XZS820    Agenda    702293882 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1      Receive the financial statements of the Company and the group and the reports of the Directors and Auditors for the YE 31 DEC 2009      Management      For      For
2      Election of Sir Philip Hampton as a Director of the Company      Management      For      For
3      Election of Ray O’Rourke as a Director of the Company      Management      For      For
4      Election of Sir John Parker as a Director of the Company      Management      For      For
5      Election of Jack Thompson as a Director of the Company      Management      For      For
6      Re-election of Cynthia Carroll as a Director of the Company      Management      For      For
7      Re-election of Nicky Oppenheimer as a Director of the Company      Management      For      For
8      Re-appointment of Deloitte LLP as the Auditors of the Company for the ensuing year      Management      For      For
9      Authorize the Directors to determine the remuneration of the Auditors      Management      For      For
10      Approve the Director’s remuneration report for the YE 31 DEC 2009 set out in the annual report      Management      For      For
11      Approve that the authority conferred on the Directors by Article 9.2 of the Company’s new Articles as defined in Resolution 14 to be adopted at the conclusion of this AGM pursuant to Resolution 14 be renewed upon the new Articles becoming effective for the period ending at the end of the AGM in 2011 or on 30 JUN 2011, whichever is the earlier and for such period the Section 551 amount shall be USD 72.3 million; such authority shall be in substitution for all previous authorities pursuant to section 551 of the Companies Act 2006      Management      For      For
S.12      Approve, subject to the passing of Resolution 11 above, to renew the power conferred on the Directors by Article 9.3 of the Company’s New Articles to be adopted at the conclusion of the AGM pursuant to Resolution 14 upon the New Articles becoming effective for the period referred to in such resolution and for such period the Section 561 amount shall be USD 36.1 million; such authority shall be in substitution for all previous powers pursuant to Section 561 of the Companies Act 2006      Management      For      For

S.13

     Authorize the Company, pursuant to Section 701 of the Companies Act 2006, to make market purchases with in the meaning of Section 693 of the Companies Act 2006 of ordinary shares of 54 86/91 US cents each in the capital of the Company provided that, the maximum number of ordinary shares of 54 86/31 US cents each in the capital of the Company to be acquired is 197.3 million, at a minimum price which may be paid for an ordinary share is 54 86/91 US cents and the maximum price which may be paid for an ordinary share is an amount equal to the higher of 105% of the average of the middle market quotation for an ordinary share, as derived from the London Stock Exchange Daily Official List, for the 5 business days immediately preceding the day on which such-ordinary share is contracted to be purchased and the highest current bid as-stipulated by Article 5(1) of the Buy-back and stabilization regulations-2003; Authority expires at the conclusion of the AGM of the Company in 2011-except in relation to the purchase of ordinary shares the contract for which-was concluded before the expiry of such authority and which might be executed-wholly or partly after such expiry unless such authority is renewed prior to-such time      Management      For      For
                   
S.14      Amend the Articles of Association of the Company by deleting all the provisions of the Company’s Memorandum of Association by virtue of Section 28 of the Companies Act 2006, are to be treated as provisions of the Company’s Articles of Association; and adopt the Articles of Association of the Company to the meeting and initialed by the Chairman of the meeting for the purpose of identification the ‘New Articles’ in substitution for, and to the exclusion of the existing Articles of Association      Management      For      For
S.15      Approve that a general meeting other than the AGM may be called on not less than 14 clear days’ notice      Management      For      For


BUCYRUS INTERNATIONAL, INC.
Security    118759109    Meeting Type    Annual
Ticker Symbol    BUCY    Meeting Date    22-Apr-2010
ISIN    US1187591094    Agenda    933198752 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
01      DIRECTOR      Management          
    

1       DEEPAK K. KAPUR

          For      For
    

2       THEODORE C. ROGERS

          For      For
    

3       ROBERT C. SCHARP

          For      For
02      TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP TO SERVE AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.      Management      For      For

 

PETROLEO BRASILEIRO S.A. - PETROBRAS
Security    71654V408    Meeting Type    Annual
Ticker Symbol    PBR    Meeting Date    22-Apr-2010
ISIN    US71654V4086    Agenda    933245284 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
O1      MANAGEMENT REPORT, FINANCIAL STATEMENTS AND AUDIT COMMITTEE’S OPINION FOR THE FISCAL YEAR 2009      Management      For      For
O2      CAPITAL EXPENDITURE BUDGET FOR THE FISCAL YEAR 2010      Management      For      For
O3      DISTRIBUTION OF RESULTS FOR THE FISCAL YEAR 2009      Management      For      For
O4      ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS      Management      For      For
O5      ELECTION OF CHAIRMAN OF THE BOARD OF DIRECTORS      Management      For      For
O6      ELECTION OF MEMBERS OF THE AUDIT BOARD AND THEIR RESPECTIVE SUBSTITUTES      Management      For      For
O7      ESTABLISHMENT OF THE COMPENSATION OF MANAGEMENT AND EFFECTIVE MEMBERS OF THE AUDIT COMMITTEE, AS WELL AS THEIR PARTICIPATION IN THE PROFITS PURSUANT TO ARTICLES 41 AND 56 OF THE BYLAWS.      Management      For      For
E1      INCREASE IN THE CAPITAL STOCK THROUGH THE INCORPORATION OF PART OF THE REVENUE RESERVES AND PROFIT RESERVES.      Management      For      For
E2      THE WAIVER OF THE PREFERENCE RIGHT AT THE QUATTOR PARTICIPACOES S.A. EQUITY ISSUANCE, AS A RESULT OF THE ACQUISITION OF THE STAKES HELD BY UNIAO DE INDUSTRIAS PETROQUIMICAS S.A.      Management      For      For


ABB LTD
Security    H0010V101    Meeting Type    Annual General Meeting
Ticker Symbol    N/A    Meeting Date    26-Apr-2010
ISIN    CH0012221716    Agenda    702340085 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1.      Receive the annual report and consolidated financial statements, annual financial statements and the Auditors’ reports      Management      For      For
2.1      Approve the annual report, the consolidated financial statements, and the annual financial statements for 2009      Management      For      For
2.2      Approve to accept the remuneration report as per the specified pages of the annual report      Management      For      For
3.      Grant discharge to the Members of the Board of Directors and the persons entrusted with Management for fiscal 2009      Management      For      For
4.      Approve to release CHF 340,000,000 of the legal reserves and allocate those released reserves to other reserves and to carry forward the available earnings in the amount of CHF 3,893,861,784      Management      For      For
5.      Approve to reduce the share capital of CHF 3,587,160,187.38 by CHF 34,919,500.00 to CHF 3,552,240,687.38 by way of cancellation of the 22,675,000 shares with a nominal value of CHF 1.54 each which were bought back by the Company under the share buyback program announced in February 2008; to confirm as a result of the report of the Auditors, that the claims of the creditors are fully covered notwithstanding the capital reduction; amend Article 4 Para.1 of the Articles of Incorporation according to the specified wording as per the date of the entry of the capital reduction in the commercial register      Management      For      For
6.      Approve to reduce the share capital of CHF 3,552,240,687.38 by CHF 1,176,391,396.47 to CHF 2,375,849,290.91 by way of reducing the nominal value of the registered shares from CHF 1.54 by CHF 0.51 to CHF 1.03 and to use the nominal value reduction amount for repayment to the shareholders; to confirm as a result of the report of the auditors, that the claims of the creditors are fully covered notwithstanding the capital reduction; and amend Article 4 Para.1 of the Articles of Incorporation according to the specified wording as per the date of the entry of the capital reduction in the commercial register and amend Article 4bis Paras. 1 and 4, and Article 4ter Para. 1 of the Articles of Incorporation, correspondingly reflecting the reduced nominal value of the registered shares from CHF 1.54 by CHF 0.51 to CHF 1.03, as per the date of the entry of the capital reduction in the commercial register      Management      For      For
                   
7.      Approve, to the extent that the general meeting approves the Board of Directors’ proposal set forth in Item 6, to amend Article 13 para.1 of the Articles of Incorporation as specified      Management      For      For
8.1      Approve, to replace the current Article 6 of the Articles of Incorporation concerning the form of the shares with the specified new Article 6      Management      For      For
8.2      Approve, to delete Section 6 of the Articles of Incorporation consisting of Article 32 “In-Kind Contributions” and Article 33 “Acquisitions of Property”      Management      For      For
9.1      Re-elect Roger Agnelli, Brazilian to the Board of Directors for a further period of one year, until the AGM 2011      Management      For      For
9.2      Re-elect Louis R. Hughes, American to the Board of Directors for a further period of one year, until the AGM 2011      Management      For      For
9.3      Re-elect Hans Ulrich Marki, Swiss to the Board of Directors for a further period of one year, until the AGM 2011      Management      For      For
9.4      Re-elect Michel de Rosen, French to the Board of Directors for a further period of one year, until the AGM 2011      Management      For      For
9.5      Re-elect Michael Treschow, Swedish to the Board of Directors for a further period of one year, until the AGM 2011      Management      For      For
9.6      Re-elect Bernd W. Voss, German to the Board of Directors for a further period of one year, until the AGM 2011      Management      For      For
9.7      Re-elect Jacob Wallenberg, Swedish to the Board of Directors for a further period of one year, until the AGM 2011      Management      Against      Against
9.8      Re-elect Hubertus von Grunberg, German to the Board of Directors for a further period of one year, until the AGM 2011      Management      For      For
10.      Election of Ernst & Young AG as the Auditors for fiscal 2010      Management      For      For

 

NEXEN INC
Security    65334H102    Meeting Type    Annual General Meeting
Ticker Symbol    N/A    Meeting Date    27-Apr-2010
ISIN    CA65334H1029    Agenda    702311654 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1.1      Election of W.B. Berry as a Director      Management      For      For
1.2      Election of R.G. Bertram as a Director      Management      For      For
1.3      Election of D.G. Flanagan as a Director      Management      For      For
1.4      Election of S.B. Jackson as a Director      Management      For      For
1.5      Election of K.J. Jenkins as a Director      Management      For      For
1.6      Election of A.A. McLellan as a Director      Management      For      For
1.7      Election of E.P. Newell as a Director      Management      For      For
1.8      Election of T.C. O’Neill as a Director      Management      For      For
1.9      Election of M.F. Romanow as a Director      Management      For      For
1.10      Election of F.M. Saville as a Director      Management      For      For
1.11      Election of J.M. Willson as a Director      Management      For      For
1.12      Election of V.J. Zaleschuk as a Director      Management      For      For
2      Appoint Deloitte & Touche LLP as the Independent Auditors for 2010      Management      For      For


NOBLE ENERGY, INC.
Security    655044105    Meeting Type    Annual
Ticker Symbol    NBL    Meeting Date    27-Apr-2010
ISIN    US6550441058    Agenda    933216827 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1A      ELECTION OF DIRECTOR: JEFFREY L. BERENSON      Management      For      For
1B      ELECTION OF DIRECTOR: MICHAEL A. CAWLEY      Management      For      For
1C      ELECTION OF DIRECTOR: EDWARD F. COX      Management      For      For
1D      ELECTION OF DIRECTOR: CHARLES D. DAVIDSON      Management      For      For
1E      ELECTION OF DIRECTOR: THOMAS J. EDELMAN      Management      Against      Against
1F      ELECTION OF DIRECTOR: ERIC P. GRUBMAN      Management      For      For
1G      ELECTION OF DIRECTOR: KIRBY L. HEDRICK      Management      For      For
1H      ELECTION OF DIRECTOR: SCOTT D. URBAN      Management      For      For
1I      ELECTION OF DIRECTOR: WILLIAM T. VAN KLEEF      Management      For      For
02      TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT AUDITOR.      Management      For      For

 

BARRICK GOLD CORPORATION
Security    067901108    Meeting Type    Annual
Ticker Symbol    ABX    Meeting Date    28-Apr-2010
ISIN    CA0679011084    Agenda    933213908 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
01      DIRECTOR      Management          
    

1       H.L. BECK

          For      For
    

2       C.W.D. BIRCHALL

          For      For
    

3       D.J. CARTY

          For      For
    

4       G. CISNEROS

          For      For
    

5       M.A. COHEN

          For      For
    

6       P.A. CROSSGROVE

          For      For
    

7       R.M. FRANKLIN

          For      For
    

8       J.B. HARVEY

          For      For
    

9       B. MULRONEY

          For      For
    

10     A. MUNK

          For      For
    

11     P. MUNK

          For      For
    

12     A.W. REGENT

          For      For
    

13     N.P. ROTHSCHILD

          For      For
    

14     S.J. SHAPIRO

          For      For
02      RESOLUTION APPROVING THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS OF BARRICK AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION.      Management      For      For
03      ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION APPROACH.      Management      For      For


BEIERSDORF AG, HAMBURG      
Security    D08792109    Meeting Type    Annual General Meeting
Ticker Symbol    N/A    Meeting Date    29-Apr-2010
ISIN    DE0005200000    Agenda    702293060 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1.      Presentation of the financial statements and annual report for the 2009 FY with the report of the Supervisory Board, the group financial statements, the group annual report, and the reports pursuant to Sections 289(4) and 315(4) o f t-he German Commercial Code      Non-Voting      N/A      N/A
2.      Resolution on the appropriation of the distributable profit of EUR 190,517 ,406.18 as follows :Payment of a dividend of EUR 0.70 per no-par share E UR 31,744,117.38 shall be allocated to the revenue reserves Ex-dividend and payable date: 30 APR 2010      Management      For      For
3.      Ratification of the acts of the Board of Managing Directors      Management      For      For
4.      Ratification of the acts of the Supervisory Board      Management      For      For
5.      Appointment of Auditors for the 2010 FY: Ernst + Young GmbH, Stuttgart      Management      For      For
6.      Authorization to acquire own shares the company shall be authorized to acquire own shares of up to 10% of its share capital, at prices not deviating more than 20% from the market price of the s hares, on or before 28 APR 2015 the Board of Managing Directors shall be authorized, to dispose of the shares in a manner other than through the stock exchange or by way of an offer to all shareholders if the shares are so ld at a price not materially below their market price, to use the shares in connection with mergers and acquisitions and for the satisfaction of conversion and/or option rights, and to retire the shares      Management      For      For
7.      Resolution on the revocation of the existing authorized capital I, the creation of a new authorized capital I, and the corresponding amendment to the Articles of Association the existing authorization to increase t he share capital by up to EUR 45,00 0,000 shall be revoked the Board of Managing Directors shall be authorized, with the consent of the Supervisory Board, to increase the share capital by up to EUR 42,000,000 through the issue of new bearer no-par shares against contributions in cash, on or before 2 8 APR 2015 [authorized capital I] Shareholders shall be granted subscription rights except for residual amounts, and for the granting of such rights to holders of conversion or option rights      Management      For      For
8.      Resolution on the revocation of the existing authorized capital II, the creation of a new authorized capital II, and the corresponding amendment to the Articles of Association the existing authorization to increase the share capital by up to EUR 21,000,000 shall be revoked the Board of Managing Directors shall be authorized, with the consent of the Supervisory Board, to increase the share capital by up to EUR 25,000,000 through the issue of new bearer no-par shares against contributions in cash, on or before 28 APR 2015 [authorized capital II] Shareholders shall be granted subscription rights except for residual amounts, for the granting of such rights to holders of conversion or option rights, and for a capital increase of up to 10 % of the share capital if the shares are issued at a price not materially below their market price      Management      For      For
9.      Resolution on the revocation of the existing authorized capital III, the creation of a new authorized capital III, and the corresponding amendment to the Articles of Association the existing authorization to increase the share capital by up to EUR 21,000,000 shall be revoked the Board of Managing Directors shall be authorized, with the consent of the Supervisory Board, to increase the share capital by up to EUR 25,000,000 through the issue of new bearer no-par shares against contributions in cash and/or kind, on or before 28 2015 [authorized capital II]).Shareholders shall be granted subscription rights except for residual amounts, for the granting of such rights to holder s of conversion or option rights, and for the issue of shares against contributions in kind      Management      For      For
10.      Resolution on the authorization to issue convertible and/or warrant bonds, the creation of contingent capital, an d the corresponding amendment to the Articles of Association the existing authorization approved by the shareholders meeting of 18 MAY 2005, to issue bonds and to create a corresponding contingent capital of up to EUR 46,875,000 shall be revoked the Board of Managing Directors shall be authorized, with the consent of the Supervisory Board, to issue bearer and/ or registered bonds of up to EUR 1, 000,000,000, having a term of up to 20 years and conferring conversion and/or option rights for shares of the company, on or before 28 APR 2015.Shareholders shall be granted subscription rights except for the issue of bonds conferring conversion and/or option rights for shares of the company of up to 10% of the share capital at a price not materially below their theoretical market value, for residual amounts, and for the granting of such rights to holders of conversion or option rights the Company s share capita l shall be increased accordingly by up to EUR 42,000,000 through the issue of up to 42,000,000 new no- par shares, insofar as conversion and/ or option rights are exercised      Management      For      For
11.      Amendments to the Articles of association in accordance with the Law on the Implementation of the Shareholder Rights Directive (ARUG)- Section 17(2), in respect of the shareholders meeting being convened at least thirty days prior to the meeting- Section 18(1), in respect of shareholders being entitled to participate in and vote at the shareholders meeting if they register with the company by the sixth day prior to the meeting - Section 18(2), in respect of shareholders being obliged to provide evidence of their share holding as per the statutory record date- Section 18(4), in respect of the Board of Managing Directors being authorized to permit shareholders to absentee vote at a shareholders. meeting- Section 20(2), in respect of proxy-voting instructions also being transmitted electronically      Management      For      For
12.      Approval o f the remuneration system for the Board of Managing Directors for the FY 2010      Management      For      For


EBAY INC.
Security    278642103    Meeting Type    Annual
Ticker Symbol    EBAY    Meeting Date    29-Apr-2010
ISIN    US2786421030    Agenda    933215180 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1A      ELECTION OF DIRECTOR: DAVID M. MOFFETT      Management      For      For
1B      ELECTION OF DIRECTOR: RICHARD T. SCHLOSBERG, III      Management      For      For
1C      ELECTION OF DIRECTOR: THOMAS J. TIERNEY      Management      For      For
02      TO APPROVE THE AMENDMENT AND RESTATEMENT OF OUR EBAY INCENTIVE PLAN, INCLUDING TO SATISFY THE REQUIREMENTS OF SECTION 162(M) OF THE INTERNAL REVENUE CODE.      Management      For      For
03      TO APPROVE THE AMENDMENT AND RESTATEMENT OF OUR 2008 EQUITY INCENTIVE AWARD PLAN, INCLUDING AN AMENDMENT TO INCREASE THE AGGREGATE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 20 MILLION SHARES.      Management      For      For
04      TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2010.      Management      For      For

 

TECHNIP (EX-TECHNIP-COFLEXIP), PARIS
Security    F90676101    Meeting Type    MIX
Ticker Symbol    N/A    Meeting Date    29-Apr-2010
ISIN    FR0000131708    Agenda    702317416 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
O.1      Approve the annual accounts for the YE 31 DEC 2009      Management      For      For
O.2      Approve the allocation of the result for the YE 31 DEC 2009      Management      For      For
O.3      Approve the consolidated accounts for the YE 31 DEC 2009      Management      For      For
O.4      Approve t he Special Auditors’ report on the regulated agreements specified in Articles L. 225-35 et sequence of the Code du Commerce Commercial Code      Management      For      For
O.5      Approve the Directors’ fees      Management      For      For
O.6      Appointment of Ernst & Young Et Autres as an Auditor      Management      For      For
O.7      Appointment of PricewaterhouseCoopers Audit as an Auditor      Management      For      For
O.8      Appointment of Auditex as an Assistant Auditor      Management      For      For
O.9      Appointment of Yves Nicolas as an Assistant Auditor      Management      For      For
O.10      Ratify the head office transfer      Management      For      For
O.11      Authorize the Board of Directors to buy Company shares      Management      For      For
E.12      Authorize the Board of Directors to reduce capital stock by canceling shares bought pack previously      Management      For      For
E.13      Authorize the Board of Directors to allocate performance shares firstly, to paid members of Technip staff and secondly, to paid Members of staff and Executive Directors of Companies affiliated to the Company as specified in Article L. 225-197-2 of the Code du Commerce      Management      For      For
E.14      Authorize the Board of Directors to allocate performance shares to the Chairman of the Board of Directors and/or the Chief Executive Officer of Technip, the Company’s Executive Director      Management      For      For
E.15      Authorize the Board of Directors to allocate share purchase subscription options firstly, to paid members of Technip staff and secondly, to paid Members of staff and Executive Directors of Companies affiliated to the Company as specified in Article L. 225-180 of the Code du Commerce      Management      For      For
E.16      Authorize the Board of Directors to allocate share purchase subscription options to the Chairman of the Board of Directors and/or the Chief Executive Officer of Technip, the Company’s Executive Director      Management      For      For
E.17      Authorize the Board of Directors to increase capital stock for Members of a Company savings plan      Management      For      For
EO.18      Powers for formalities      Management      For      For

 

NOBLE CORPORATION
Security    H5833N103    Meeting Type    Annual
Ticker Symbol    NE    Meeting Date    30-Apr-2010
ISIN    CH0033347318    Agenda    933205292 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1      DIRECTOR      Management          
    

1       MICHAEL A. CAWLEY

          For      For
    

2       GORDON T. HALL

          For      For
    

3       JACK E. LITTLE

          For      For
2      APPROVAL OF THE EXTENSION OF BOARD AUTHORITY TO ISSUE AUTHORIZED SHARE CAPITAL UNTIL APRIL 29, 2012.      Management      For      For
3      APPROVAL OF THE PAYMENT OF A REGULAR DIVIDEND THROUGH A REDUCTION OF THE PAR VALUE OF THE SHARES IN AN AMOUNT EQUAL TO SWISS FRANCS 0.52 PER SHARE.      Management      For      For
4      APPROVAL OF THE PAYMENT OF A SPECIAL DIVIDEND THROUGH A REDUCTION OF THE PAR VALUE OF THE SHARES IN AN AMOUNT EQUAL TO SWISS FRANCS 0.56 PER SHARE.      Management      For      For
5      APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010 AND THE ELECTION OF PRICEWATERHOUSECOOPERS AG AS STATUTORY AUDITOR FOR A ONE-YEAR TERM.      Management      For      For
6      APPROVAL OF THE 2009 ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR FISCAL YEAR 2009 AND THE STATUTORY FINANCIAL STATEMENTS OF THE COMPANY FOR EXTENDED FISCAL YEAR 2009.      Management      For      For
7      APPROVAL OF THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE OFFICERS OF THE COMPANY FOR EXTENDED FISCAL YEAR 2009.      Management      For      For


APACHE CORPORATION
Security    037411105    Meeting Type    Annual
Ticker Symbol    APA    Meeting Date    06-May-2010
ISIN    US0374111054    Agenda    933215065 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
01      ELECTION OF DIRECTOR: EUGENE C. FIEDOREK      Management      For      For
02      ELECTION OF DIRECTOR: PATRICIA ALBJERG GRAHAM      Management      For      For
03      ELECTION OF DIRECTOR: F.H. MERELLI      Management      For      For
04      RATIFICATION OF ERNST & YOUNG AS APACHE’S INDEPENDENT AUDITORS.      Management      For      For

 

AVON PRODUCTS, INC.
Security    054303102    Meeting Type    Annual
Ticker Symbol    AVP    Meeting Date    06-May-2010
ISIN    US0543031027    Agenda    933212083 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1      DIRECTOR      Management          
    

1       W. DON CORNWELL

          For      For
    

2       V. ANN HAILEY

          For      For
    

3       FRED HASSAN

          For      For
    

4       ANDREA JUNG

          For      For
    

5       MARIA ELENA LAGOMASINO

          For      For
    

6       ANN S. MOORE

          For      For
    

7       PAUL S. PRESSLER

          For      For
    

8       GARY M. RODKIN

          For      For
    

9       PAULA STERN

          For      For
    

10     LAWRENCE A. WEINBACH

          For      For
2      RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.      Management      For      For
3      APPROVAL OF 2010 STOCK INCENTIVE PLAN.      Management      For      For

 

SCHRODERS PLC, LONDON
Security    G7860B102    Meeting Type    Annual General Meeting
Ticker Symbol    N/A    Meeting Date    06-May-2010
ISIN    GB0002405495    Agenda    702301514 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1      Receive the Directors report and the accounts of the Company for the YE 31 DEC 2009      Management      For      For
2      Approve the remuneration report for the YE 31 DEC 2009      Management      For      For
3      Election of Robin Buchanan, who retires in accordance with Article 79, as a Director of the Company      Management      For      For
4      Re-election of Michael Miles, who retires in accordance with Article 80, as a Director of the Company      Management      For      For
5      Re-election of Merlyn Lowther, who retires in accordance with Article 80, as a Director of the Company      Management      For      For
6      Re-election of Bruno Schroder, who retires having served more than 9 years, as a Director of the Company      Management      For      For
7      Re-appointment of PricewaterhouseCoopers LLP as Auditors of the Company to hold office from the conclusion of this meeting until the conclusion of the next general meeting at which accounts are laid before the Company in accordance with Section 489 of the Companies Act 2006      Management      For      For
8      Authorize the Directors to fix the remuneration of PricewaterhouseCoopers LLP as Auditors of the Company      Management      For      For
9      Authorize the Directors to allot equity securities up to and aggregate nominal amount of GBP 5,000,000; Authority shall expire on 30 MAY 2011 or at the conclusion of the next AGM of the Company after the passing of this resolution whichever is earlier and the Directors may allot equity securities in pursuance of such an offer or agreement as if the authority conferred hereby had not expired, for the purposes of this authority the expression equity securities shall mean equity securities as specified in Section 560 of the Companies Act 2006 but shall not in any circumstances include ordinary shares as-specified in the Company’s Articles of Association , or any right to-subscribe for , or to convert any security into, ordinary shares      Management      For      For
                   
10      Approve the Schroders 2010 Long Term Incentive Plan and authorize the Directors of the Company to do all such acts and things necessary or expedient to carry the same into effect      Management      For      For
S.11      Authorize the Company, for the purposes of Section 701 of the Companies Act 2006. to make one or more market purchases within the meaning of Section 693(4) of the Companies Act 2006 of non-voting ordinary shares of GBP 1 each shares , subject to the following conditions: such authority be limited to a maximum number of 14,400,000 Shares; in the case of purchases made otherwise than by tender offer, the maximum price, exclusive of expenses, at which Shares may be purchases is the higher of 5% above the average of the middle market quotations for the Shares as derived from the London Stock Exchange Daily Official List for the five business days preceding the date on which the tender offer is announced; the minimum price at which shares may be purchased is GBP 1 per share, exclusive of expenses and Authority expires at the conclusion of the next AGM of the Compan-y ; and the Company may before such expiry enter into a contract to purchase-Shares which would or might be completed or executed wholly or partly after-its expiry and may make a purchase of Shares in pursuance of any such-contract      Management      For      For
                   
S.12      Approve the general meeting other than an AGM may be called on not less that 14 clear days’ notice      Management      For      For
S.13      Amend the Articles of Association of the Company by deleting all the provisions from the Company’s Memorandum of Association which, by virtue of Section 28 of the Companies Act 2006, are to be treated as provisions of the Company’s Articles of Association; and that the regulations initialed by the Chairman be adopted as the Articles of Association of the Company in substitution for, and to the exclusion of, the existing Articles of Association      Management      For      For


STANDARD CHARTERED PLC
Security    G84228157    Meeting Type    Annual General Meeting
Ticker Symbol    N/A    Meeting Date    07-May-2010
ISIN    GB0004082847    Agenda    702319547 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1.      Receive the report and accounts      Management      For      For
2.      Declare the final dividend      Management      For      For
3.      Approve the Directors’ remuneration report      Management      For      For
4.      Re-elect Mr. J.F.T. Dundas as Non-Executive Director      Management      For      For
5.      Re-elect Miss V.F. Gooding CBE as Non-Executive Director      Management      For      For
6.      Re-elect Mr. R.H.P. Markham as Non-Executive Director      Management      For      For
7.      Re-elect Mr. J.W. Peace as Chairman      Management      For      For
8.      Re-elect Mr. P.A. Sands as an Executive Director      Management      For      For
9.      Re-elect Mr. P.D. Skinner as Non-Executive Director      Management      For      For
10.      Re-elect Mr. O.H.J. Stocken, as Non-Executive Director      Management      For      For
11.      Election of Mr. J.S. Bindra, who was appointed as an Executive Director by the Board since the last AGM of the Company      Management      For      For
12.      Election of Mr. R. Delbridge, who was appointed as an Non- Executive Director by the Board since the last AGM of the Company      Management      For      For
13.      Election of Dr. Han Seung-soo KBE, who was appointed as an Non-Executive Director by the Board since the last AGM of the Company      Management      For      For
14.      Election of Mr. S.J. Lowth, who was appointed as an Non- Executive Director by the Board since the last AGM of the Company      Management      For      For
15.      Election of Mr. A.M.G. Rees, who was appointed as an Executive Director by the Board since the last AGM of the Company      Management      For      For
16.      Re-appoint the Auditor      Management      For      For
17.      Authorize the Board to set the Auditor’s fees      Management      For      For
18.      Authorize the Company and its subsidiaries to make political donations      Management      For      For
19.      Authorize the Board to allot shares      Management      For      For
20.      Approve to extend the authority to allot shares      Management      For      For
21.      Authorize the Board to allot shares in connection with the Indian listing      Management      For      For
S.22      Approve to disapply pre-emption rights      Management      For      For
S.23      Approve to disapply pre-emption rights in connection with the Indian listing      Management      For      For
S.24      Authorize the Company to buy back its Ordinary Shares      Management      For      For
S.25      Authorize the Company to buy back its Preference Shares      Management      For      For
S.26      Adopt the new Articles of Association      Management      For      For
S.27      Authorize the Company to call a general meeting other than an AGM on not less than 14 clear days’ notice      Management      For      For
28.      Amend the Standard Chartered 2006 Restricted Share Scheme      Management      For      For
29.      Approve the waiver in respect of the reporting and annual review requirements in respect of ongoing banking transactions with associates of Temasek that the Company has not been able to identify      Management      For      For
30.      Approve the waiver in respect of the requirement to enter into fixed-term written agreements with Temasek and its associates in respect of ongoing banking transactions      Management      For      For
31.      Approve future ongoing banking transactions with Temasek and its associates, including the waiver in respect of the requirement to set an annual cap      Management      For      For


THE GOLDMAN SACHS GROUP, INC.
Security    38141G104    Meeting Type    Annual
Ticker Symbol    GS    Meeting Date    07-May-2010
ISIN    US38141G1040    Agenda    933232338 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1A      ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN      Management      For      For
1B      ELECTION OF DIRECTOR: JOHN H. BRYAN      Management      For      For
1C      ELECTION OF DIRECTOR: GARY D. COHN      Management      For      For
1D      ELECTION OF DIRECTOR: CLAES DAHLBACK      Management      For      For
1E      ELECTION OF DIRECTOR: STEPHEN FRIEDMAN      Management      For      For
1F      ELECTION OF DIRECTOR: WILLIAM W. GEORGE      Management      For      For
1G      ELECTION OF DIRECTOR: JAMES A. JOHNSON      Management      For      For
1H      ELECTION OF DIRECTOR: LOIS D. JULIBER      Management      For      For
1I      ELECTION OF DIRECTOR: LAKSHMI N. MITTAL      Management      For      For
1J      ELECTION OF DIRECTOR: JAMES J. SCHIRO      Management      For      For
1K      ELECTION OF DIRECTOR: H. LEE SCOTT, JR.      Management      For      For
02      RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR 2010 FISCAL YEAR      Management      For      For
03      AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION MATTERS      Management      For      For
04      APPROVAL OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING      Management      For      For
05      APPROVAL OF AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO PERMIT HOLDERS OF 25% OF OUR OUTSTANDING SHARES OF COMMON STOCK TO CALL SPECIAL MEETINGS      Management      For      For
06      SHAREHOLDER PROPOSAL A REPORT ON CUMULATIVE VOTING      Shareholder      Against      For
07      SHAREHOLDER PROPOSAL REGARDING COLLATERAL IN OVER-THE-COUNTER DERIVATIVES TRADING      Shareholder      Against      For
08      SHAREHOLDER PROPOSAL REGARDING SEPARATE CHAIR & CEO      Shareholder      Against      For
09      SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS      Shareholder      Against      For
10      SHAREHOLDER PROPOSAL REGARDING A REPORT ON GLOBAL WARMING SCIENCE      Shareholder      Against      For
11      SHAREHOLDER PROPOSAL REGARDING A REPORT ON PAY DISPARITY      Shareholder      Against      For
12      SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION AND LONG-TERM PERFORMANCE      Shareholder      Against      For

 

SUBSEA 7 INC.
Security    G8549P108    Meeting Type    Annual General Meeting
Ticker Symbol    N/A    Meeting Date    10-May-2010
ISIN    KYG8549P1081    Agenda    702315993 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1      Approve the Company’s financial statements for the FYE 31 DEC 2009      Management      No Action      None
2      Re-appoint PricewaterhouseCoopers as the Company’s Auditors for FY 2010      Management      No Action      None
3      Authorize the Board of Directors to fix the remuneration of the Company’s Auditors for 2009      Management      No Action      None
4      Re-elect Mel Fitzgerald as a Director of the Company      Management      No Action      None
5      Re-elect Allen L. Stevens as a Director of the Company      Management      No Action      None
6      Authorize the Board of Directors to fix the remuneration of the Company’s Directors      Management      No Action      None
7      Approve and ratify the actions of the Board of the Directors and the Officers of the Company      Management      No Action      None


3M COMPANY
Security    88579Y101    Meeting Type    Annual
Ticker Symbol    MMM    Meeting Date    11-May-2010
ISIN    US88579Y1010    Agenda    933208565 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1A      ELECTION OF DIRECTOR: LINDA G. ALVARADO      Management      For      For
1B      ELECTION OF DIRECTOR: GEORGE W. BUCKLEY      Management      For      For
1C      ELECTION OF DIRECTOR: VANCE D. COFFMAN      Management      For      For
1D      ELECTION OF DIRECTOR: MICHAEL L. ESKEW      Management      For      For
1E      ELECTION OF DIRECTOR: W. JAMES FARRELL      Management      For      For
1F      ELECTION OF DIRECTOR: HERBERT L. HENKEL      Management      For      For
1G      ELECTION OF DIRECTOR: EDWARD M. LIDDY      Management      For      For
1H      ELECTION OF DIRECTOR: ROBERT S. MORRISON      Management      For      For
1I      ELECTION OF DIRECTOR: AULANA L. PETERS      Management      For      For
1J      ELECTION OF DIRECTOR: ROBERT J. ULRICH      Management      For      For
02      TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.      Management      For      For
03      TO APPROVE THE AMENDED 2008 LONG-TERM INCENTIVE PLAN AND TO APPROVE THE EXPANDED PERFORMANCE CRITERIA AVAILABLE UNDER THE 2008 LONG-TERM INCENTIVE PLAN.      Management      For      For
04      STOCKHOLDER PROPOSAL ON SPECIAL MEETINGS.      Shareholder      Against      For

 

HOSPIRA, INC.
Security    441060100    Meeting Type    Annual
Ticker Symbol    HSP    Meeting Date    11-May-2010
ISIN    US4410601003    Agenda    933216485 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1A      ELECTION OF DIRECTOR: CONNIE R. CURRAN      Management      For      For
1B      ELECTION OF DIRECTOR: HEINO VON PRONDZYNSKI      Management      For      For
1C      ELECTION OF DIRECTOR: MARK F. WHEELER      Management      For      For
02      PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITORS FOR HOSPIRA FOR 2010.      Management      For      For

 

YARA INTERNATIONAL ASA, OSLO
Security    R9900C106    Meeting Type    Annual General Meeting
Ticker Symbol    N/A    Meeting Date    11-May-2010
ISIN    NO0010208051    Agenda    702358082 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1      Election of the Chairperson of the meeting and of a person to co- sign the minutes      Management      For      For
2      Approve the annual accounts and the annual report for 2009 for Yara International Asa and the Group, hereunder payment of dividends      Management      For      For
3      Approve the guidelines for the remuneration of the members of the Executive Management      Management      For      For
4      Approve to determination of remuneration to the Auditor      Management      For      For
5      Election of members of the Board      Management      For      For
6      Approve to determine the remuneration to the members of the Board, members of the Compensation Committee and the Auditor Committee      Management      For      For
7      Re-elect for a period of 2 years of Eva Lystad a Chairperson and Bjorg Ven, Thorunn Kathrine Bakke and Olaug Svarva as the Members of the Nomination Committee and determination of the      Management      For      For
8      Amend the Articles of Association regarding documents to the general meeting      Management      For      For
9      Approve the power of attorney from the general meeting to the Board for acquisition of own shares      Management      For      For

 

ALEXION PHARMACEUTICALS, INC.
Security    015351109    Meeting Type    Annual
Ticker Symbol    ALXN    Meeting Date    12-May-2010
ISIN    US0153511094    Agenda    933255879 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
01      DIRECTOR      Management          
    

1       LEONARD BELL

          For      For
    

2       MAX LINK

          For      For
    

3       WILLIAM R. KELLER

          For      For
    

4       JOSEPH A. MADRI

          For      For
    

5       LARRY L. MATHIS

          For      For
    

6       R. DOUGLAS NORBY

          For      For
    

7       ALVIN S. PARVEN

          For      For
    

8       ANDREAS RUMMELT

          For      For
02      APPROVAL OF THE AMENDMENT TO 2004 INCENTIVE PLAN, AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT, INCLUDING TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE BY 3 MILLION SHARES (SUBJECT TO ADJUSTMENT IN THE EVENT OF STOCK SPLITS AND OTHER SIMILAR EVENTS).      Management      For      For
03      RATIFICATION OF APPOINTMENT BY THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.      Management      For      For


CAMERON INTERNATIONAL CORPORATION
Security    13342B105    Meeting Type    Annual
Ticker Symbol    CAM    Meeting Date    12-May-2010
ISIN    US13342B1052    Agenda    933217401 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1A      ELECTION OF DIRECTOR: MICHAEL E. PATRICK      Management      For      For
1B      ELECTION OF DIRECTOR: JON ERIK REINHARDSEN      Management      For      For
1C      ELECTION OF DIRECTOR: BRUCE W. WILKINSON      Management      For      For
02      RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2010.      Management      For      For

 

ILLUMINA, INC.
Security    452327109    Meeting Type    Annual
Ticker Symbol    ILMN    Meeting Date    12-May-2010
ISIN    US4523271090    Agenda    933213338 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
01      DIRECTOR      Management          
    

1       PAUL C. GRINT, M.D.

          For      For
    

2       DAVID R. WALT, PH.D.

          For      For
02      TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING JANUARY 2, 2011.      Management      For      For

 

NATIONAL OILWELL VARCO, INC.
Security    637071101    Meeting Type    Annual
Ticker Symbol    NOV    Meeting Date    12-May-2010
ISIN    US6370711011    Agenda    933226688 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1A      ELECTION OF DIRECTOR: BEN A. GUILL      Management      For      For
1B      ELECTION OF DIRECTOR: ROGER L. JARVIS      Management      For      For
1C      ELECTION OF DIRECTOR: ERIC L. MATTSON      Management      For      For
02      RATIFICATION OF INDEPENDENT AUDITORS      Management      For      For

 

TENCENT HLDGS LTD
Security    G87572148    Meeting Type    Annual General Meeting
Ticker Symbol    N/A    Meeting Date    12-May-2010
ISIN    KYG875721485    Agenda    702319624 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1      Receive the audited financial statements and the reports of the Directors and Auditors for the YE 31 DEC 2009      Management      For      For
2      Declare a final dividend      Management      For      For
3.1.a      Re-elect Mr. Zhang Zhidong as a Director      Management      For      For
3.1.b      Re-elect Mr. Charles St Leger Searle as a Director      Management      For      For
3.2      Authorize the Board of Directors to fix the Directors’ remuneration      Management      For      For
4      Re-appointment of Auditors and authorize the Board of Directors to fix their remuneration      Management      For      For
5      Authorize the director, subject to paragraph (c), a general mandate be and is hereby unconditionally granted to the Directors of the Company to exercise during the Relevant Period all the powers of the Company to allot, issue and dispose of shares in the Company and to make or grant offers, agreements, options or warrants which would or might require the exercise of such powers; b) the mandate in paragraph (a) shall authorize the Directors of the Company during the Relevant Period to make or grant offers, agreements and options which would or might require the exercise of such powers after the end of the Relevant Period; c) the aggregate nominal value of share capital allotted or agreed conditionally or unconditionally to be allotted whether pursuant to an option or otherwise by the Directors of the Company pursuant to the mandate in paragraph (a), otherwise than pursuant to i) a rights issue, or ii) any option-scheme or similar arrangement for the time being adopted for the grant or-issue to the officers and/or employees of the Company and/or any of its-subsidiaries of shares or rights to acquire shares of the Company or iii) any-scrip dividend or similar arrangement pursuant to the articles of association-of the Company from time to time, shall not exceed 20% of the aggregate-nominal amount of the share capital of the Company in issue at the date of-this Resolution and the said mandate shall be limited accordingly; and-Authority expires the earlier of the conclusion of the next AGM or the-expiration of the period within which the next AGM is to be held by law      Management      For      For
6      Authorize the Directors, a general mandate unconditionally granted to the Directors of the Company to exercise during the Relevant Period all the powers of the Company to purchase or otherwise acquire shares in the capital of the Company in accordance with all applicable laws and the requirements of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited, provided that the aggregate nominal amount of shares so purchased or otherwise acquired shall not exceed 10% of the aggregate nominal amount of the share capital of the Company in issue at the date of this Resolution; and Authority expires the earlier of the conclusion of the next AGM or the expiration of the period within which the next AGM is to be held by law      Management      For      For
7      Approve the conditional upon the passing of Resolutions 5 and 6 set out in the Notice convening this Meeting, the aggregate nominal amount of the shares which are purchased or otherwise acquired by the Company pursuant to Resolution 6 shall be added to the aggregate nominal amount of the shares which may be issued pursuant to Resolution 5      Management      For      For


THE SWATCH GROUP AG, NEUENBURG
Security    H83949133    Meeting Type    Ordinary General Meeting
Ticker Symbol    N/A    Meeting Date    12-May-2010
ISIN    CH0012255144    Agenda    702369314 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1      Approve the 2009 annual report (annual report, financial statements and consolidated financial statements)      Management      No Action      None
2      Grant discharge to the Board of Directors for the FY 2009      Management      No Action      None
3      Approve the appropriates 2009 profit of CHF 466,318,860.25 resulting from the balance sheet (net income as of 31 DEC 2009 of CHF 432,821,927.52 plus balance brought forward from the previous year of CHF 33,496,932.73) as specified      Management      No Action      None
4.1      Election of Esther Grether to the Board of Directors for 3 year period      Management      No Action      None
4.2      Election of Dr.H.C. Nayla Hayek to the Board of Directors for 3 year period      Management      No Action      None
4.3      Election of Dr. Peter Gross to the Board OF Directors for 3 year period      Management      No Action      None
4.4      Election of Dr. H.C. Nicolas G. Hayek to the Board of Directors for 3 year period      Management      No Action      None
4.5      Election of Prof. Dr.H.C. Claude Nicollier to the Board of Directors for 3 year period      Management      No Action      None
4.6      Election of Johann Niklaus Schneider-Ammann to the Board of Directors for 3 year period      Management      No Action      None
4.7      Election of Ernst Tanner to the Board of Directors for 3 year period      Management      No Action      None
4.8      Election of Georges Nicolas Hayek as a new Member to the Board of Directors for 3 year period      Management      No Action      None
4.9      Election of DR. Jean-Pierre Roth as a new Member to the Board of Directors for 3 year period      Management      No Action      None
5      Appointment of PricewaterhouseCoopers Ltd as the Statutory Auditors for another period of one year      Management      No Action      None
6      Approve the adaptation of Article 8 Paragraph 4 of the Statutes as specified      Management      No Action      None

 

AMEC PLC
Security    G02604117    Meeting Type    Annual General Meeting
Ticker Symbol    N/A    Meeting Date    13-May-2010
ISIN    GB0000282623    Agenda    702324738 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1      Receive the accounts and the reports of the Directors and the Auditors for the YE 31 DEC 2009      Management      For      For
2      Declare a final dividend      Management      For      For
3      Approve the Directors remuneration report      Management      For      For
4      Approve the remuneration policy set out in the Director’s remuneration report      Management      For      For
5      Reelection of Mr J M Green Armytage as a Director      Management      For      For
6      Reelection of Mr S Y Brikho as a Director      Management      For      For
7      Appointment of Ernst and Young LLP as the Auditors      Management      For      For
8      Authorize the Directors to fix the remuneration of the Auditors      Management      For      For
S.9      Amend the Articles of Association as referred to in the notice of meeting      Management      For      For
10      Authorize the Directors to allot shares or to grant rights to subscribe for or to convert any security into shares      Management      For      For
S.11      Approve the disapplication of Section 561(1) of the Companies Act 2006      Management      For      For
S.12      Authorize the Company to make purchases of its own shares      Management      For      For
S.13      Approve the notice of general meetings      Management      For      For


GOOGLE INC.
Security    38259P508    Meeting Type    Annual
Ticker Symbol    GOOG    Meeting Date    13-May-2010
ISIN    US38259P5089    Agenda    933216738 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
01      DIRECTOR      Management          
    

1       ERIC SCHMIDT

          For      For
    

2       SERGEY BRIN

          For      For
    

3       LARRY PAGE

          For      For
    

4       L. JOHN DOERR

          For      For
    

5       JOHN L. HENNESSY

          For      For
    

6       ANN MATHER

          For      For
    

7       PAUL S. OTELLINI

          For      For
    

8       K. RAM SHRIRAM

          For      For
    

9       SHIRLEY M. TILGHMAN

          For      For
02      THE RATIFICATION OF ERNST & YOUNG LLP AS GOOGLE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.      Management      For      For
03      THE APPROVAL OF AN AMENDMENT TO GOOGLE’S 2004 STOCK PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CLASS A COMMON STOCK ISSUABLE UNDER THE PLAN BY 6,500,000.      Management      For      For
04      A STOCKHOLDER PROPOSAL REGARDING A SUSTAINABILITY REPORT, IF PROPERLY PRESENTED AT THE MEETING.      Shareholder      Against      For
05      A STOCKHOLDER PROPOSAL REGARDING ONLINE ADVERTISING, PRIVACY, AND SENSITIVE INFORMATION, IF PROPERLY PRESENTED AT THE MEETING.      Shareholder      Against      For
06      A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF HUMAN RIGHTS PRINCIPLES WITH RESPECT TO BUSINESS IN CHINA, IF PROPERLY PRESENTED AT THE MEETING.      Shareholder      Against      For


PETROFAC LTD, ST HELIER      
Security    G7052T101    Meeting Type    Annual General Meeting
Ticker Symbol    N/A    Meeting Date    13-May-2010
ISIN    GB00B0H2K534    Agenda    702372842 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1      Receive the audited annual financial statements of the Company and the reports of the Company the “Directors” and the Auditors for the YE 31 DEC 2009      Management      For      For
2      Declare a final dividend of USD 0.251 per share recommended by the Directors in respect of the YE 31 DEC 2009      Management      For      For
3      Approve the Directors remuneration REPORT for the YE 31 DEC 2009 prepared by the Remuneration Committee and approved by the Board of Directors of the Company the “Board”      Management      For      For
4      Appointment of Thomas Thune Andersen as a Non-Executive Director pursuant to Article 28 and 31 of the Articles of Association of the Company the “Articles”      Management      For      For
5      Appointment of Stefano Cao as a Non-Executive Director pursuant to Article 28 and 31 of the Articles      Management      For      For
6      Re-appoint Rijnhard Van Tets as a Non-Executive Director, who retires by rotation pursuant to Article 33 of the Articles      Management      For      For
7      Re-appoint Ernst & Young LLP as the Auditors of the Company, to hold office until the conclusion of the AGM of the Company to be held in 2011      Management      For      For
8      Authorize the Directors to fix the remuneration of the Auditors      Management      For      For
9      Approve that the general authroity conferred on the Directors by Article 2.2 of the Articles to allot ordinary shares be and is hereby restricted to an aggregate nominal amount of USD 2,304,198 comprising ordinary shares of USD 0.02 each, together with any shares required to satisfy awards under any Employee Shares scheme as defined in the Articles ; Authority expires the earlier of the conclusion of the AGM of the Company to be held in 2011 or 12 AUG 2011      Management      For      For
S.10      Authorize the Directors, in accordance with Article 2.16 of the Article to allot, without rights of pre-emption applying, up to a nominal amount of USD 345,630 comprising ordinary shares of USD 0.02 each, to which Article 2.8 of the Articles would otherwise apply as they in their absolute discretion see fit in any number of tranches; Authority expires the earlier of the conclusion of the AGM of the Company to be held in 2011 or 12 AUG 2011 ; the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry      Management      For      For
S.11      Authorize the Company to make purchases on a Stock Exchange within the meaning of Article 57 4 of the Companies Act Jersey Law 1991 of ordinary shares in the capital of the Company, provided that a the maximum number of ordinary shares hereby authorized to be purchased is 34,562,965 ordinary shares of USD 0.02 each; b the minimum price exclusive of any expenses which may be paid for any such share is USD 0.02 per share; c the maximum price exclusive of any expenses which may be paid for any such share is the higher of: i an amount equal to 105% of the average of the middle market quotations for an ordinary shares taken from the London Stock Exchange Daily Official List for the five business days immediately preceding the date on which such share is contracted to be purchased and ii an amount equal to the higher of the price of the last-independent trade of an ordinary shares and the highest current independent-bid for an ordinary shares as derived from the London Stock Exchange Trading-System “SETS” ; and Authority expires the earlier of the conclusion of the-AGM of the Company to be held in 2011 or 12 AUG 2011 ; and the Directors may-allot ordinary shares after the expiry of this authority in pursuance of such-an offer or agreement made prior to such expiry      Management      For      For
S.12      Approve, subject to the passing of Resolution 13 below and prior to the AGM of the Company to held in 2011, a general meeting of the Company, other than an AGM, may be called on not less than 14 clear days’ notice      Management      For      For
S.13      Amend, with effect from the passing of this resolution, the Articles 17, 19.1, 20.2, 21.2, 2.3, 14.1, 14.2, 15.1, 15.3, 20.1, 22, 24, 26 and 92.2 vi of the Association      Management      For      For
14      Amend the rules of the Performance Share Plan the “PSP” , as shown in the draft rules of the PSP as specified and authorize the Remuneration Committee of the Board to do all acts and things as may be necessary or expedient to carry such amendments into effect      Management      For      For

 

WARNER CHILCOTT PUBLIC LIMITED COMPANY
Security    G94368100    Meeting Type    Annual
Ticker Symbol    WCRX    Meeting Date    13-May-2010
ISIN    IE00B446CM77    Agenda    933242151 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1A      ELECTION OF DIRECTOR: JOHN P. CONNAUGHTON      Management      For      For
1B      ELECTION OF DIRECTOR: STEPHEN P. MURRAY      Management      For      For
02      TO APPROVE THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, A REGISTERED PUBLIC ACCOUNTING FIRM, AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010, AND TO AUTHORIZE THE BOARD OF DIRECTORS TO DETERMINE THE AUDITORS’ REMUNERATION.      Management      For      For

 

ARM HLDGS PLC         
Security    G0483X122    Meeting Type    Annual General Meeting
Ticker Symbol    N/A    Meeting Date    14-May-2010
ISIN    GB0000595859    Agenda    702365897 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1      Receive the annual report and accounts for the YE 31 DEC 2009      Management      For      For
2      Declare a final dividend      Management      For      For
3      Approve the Directors remuneration report      Management      For      For
4      Re-elect Kathleen O’Donovan as a Director      Management      For      For
5      Re-elect Young Sohn as a Director      Management      For      For
6      Re-elect Warren East as a Director      Management      For      For
7      Re-appoint PricewaterhouseCoopers LLP as the Auditors of the Company      Management      For      For
8      Authorize the Directors to fix the remuneration of the Auditors      Management      For      For
9      Authorize the Directors to allot share capital      Management      For      For
S.10      Approve to disapply pre-emption rights      Management      For      For
S.11      Authorize the Company to make market purchases of its own shares      Management      For      For
S.12      Authorize the Company to hold general meetings on 14 days notice      Management      For      For
S.13      Adopt new Articles of Association      Management      For      For


AIXTRON AG, AACHEN         
Security    D0198L143    Meeting Type    Annual General Meeting
Ticker Symbol    N/A    Meeting Date    18-May-2010
ISIN    DE000A0WMPJ6    Agenda    702327431 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1.      Presentation of the financial statements and annual report for the 2009 FY wit-h the report of the Supervisory Board, the group financial statements, the gro-up annual report, and the reports pursuant to Sections 289(4), 289(5) and 315(-4) of the German Commercial Code      Non-Voting      N/A      N/A
2.      Resolution on the appropriation of the distributable profit of EUR 42,461,136.30 as follows: Payment of a dividend of EUR 0.15 per no-par share entitled to dividend EUR 27,361,059.75 shall be carried forward Ex-dividend and payable date: 19 MAY 2010      Management      For      For
3.      Ratification of the acts of the Board of Managing Director’s      Management      For      For
4.      Ratification of the acts of the Supervisory Board      Management      For      For
5.      Resolution on the approval of the remuneration system for the Board of Managing Director’s      Management      For      For
6.      Appointment of auditors for the 2010 FY Deloitte + Touche GmbH, Dusseldorf      Management      For      For
7.      Authorization to acquire own shares The company shall be authorized to acquire own shares of up to 10 pct. of its share capital, at a price not differing more than 10 pct. from the market price of the shares, on or before 17 MAY 2015. The Board of MDs shall be authorized to use the shares within the scope of the company’s stock option plans 2002 and 2007, to dispose of the shares in a manner other than the stock exchange or an offer to all shareholders if the shares are sold at a price not materially below their market price, to use the shares for satisfying conversion or option rights, or in connection with mergers and acquisitions, and to retire the shares      Management      For      For
8.      Resolution on the creation of an authorized capital I and the corresponding amendment to the articles of association The Board of Managing Director’s shall be authorized, with the consent of the Supervisory Board, to increase the share capital by up to EUR 40,266,870 through the issue of new registered no-par shares against payment in cash and/or kind, on or before 17 MAY 2015, shareholders shall be granted subscription rights except for residual amounts and for the issue of shares against payment in kind; resolution on the creation of an authorized capital I and the corresponding amendment to the Articles of Association amendment to Section 4(2.1) of the Articles of Association      Management      For      For
9.      Resolution on the creation of an authorized capital II and the corresponding amendment to the articles of association The Board of MDs shall be authorized, with the consent of the Supervisory Board, to increase the share capital by up to EUR 10,066,717 through the issue of new registered no-par shares against payment in cash, on or before 17 MAY 2015 shareholders shall be granted subscription rights except for residual amounts, for the granting of such rights to holders of option or conversion rights, and for the issue of shares at a price not materially below their market price; on the creation of an authorized capital II and the corresponding amendment to the Articles of Association amendment to Section 4(2.2) of the Articles of Association      Management      For      For
10.      Resolution on the authorization to issue convertible and/or war- rant bonds, the creation of contingent capital, and the corresponding amendment to the articles of association a) the Board of Managing Director’s shall be authorized, with the consent of the Supervisory Board, to issue bonds of up to EUR 1,200,000,000 conferring conversion and/or option rights for shares of the company, on or before 17 May 2015, Shareholders shall be granted subscription rights except for the issue of bonds conferring conversion and/or option rights for shares of the Company of up to 10% of the share capital at a price not materially below their theoretical market value, for residual amounts, and for the granting of such rights to holders of conversion or option rights b) the existing authorization given by the shareholders’ meetings of 22 MAY 2007 and 14 MAY 2008 to issue bonds and create a corresponding contingent capital I 2007 shall be revoked; c) the Company’s share capital shall be increased by up to EUR 40,266,870 through the issue of up to 40,266,870 new registered no-par shares, insofar as conversion and/or option rights are exercised [contingent capital 2010]; d) amendment to Section 4(2.4) of the Articles of Association      Management      For      For
11.      Amendments to the Articles of Association in accordance with the Law on the Implementation of the shareholder rights directive (ARUG) a) Section 19, in respect of the shareholders’ meeting being convened at least 30 days prior to the meeting b) Section 20(2), in respect of shareholders seeking to attend the shareholders’ meeting being required to register with the Company at least 6 days prior to the meeting c) Section 20(4), in respect of the Board of Managing Director’s being authorized to permit shareholders to participate in the shareholders’ meeting by the use of electronic means of communication Section 21(4), in respect of the Chairman of the shareholders’ meeting being authorized to permit the audiovisual transmission of the shareholders’ meeting Section 23(2), in respect of proxy-voting instructions being issued in written form Section 23(3), in respect of the Board of Managing Director’s being authorized to permit shareholders to absentee vote at the shareholders’ meeting      Management      For      For
12.      Approval of the transformation of the company into a European company (Societas Europaea) The Company shall be transformed into a European company by the name of AIXTRON SE the first Supervisory Board of AIXTRON SE shall comprise the following Members: Kim Schindelhauer - Holger Juergensen - Ruediger von Rosen Joachim Simmross - Karl-Hermann Kuklies - Wolfgang Blaettchen, Auditors for the first FY of AIXTRON SE shall be: Deloitte + Touche GmbH, Dusseldorf      Management      For      For


GOLDCORP INC NEW
Security    380956409    Meeting Type    Annual General Meeting
Ticker Symbol    N/A    Meeting Date    19-May-2010
ISIN    CA3809564097    Agenda    702369693 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
A.1      Election of Ian W. Telfer as a Director of the Company for the ensuing year      Management      For      For
A.2      Election of Douglas M. Holtby as a Director of the Company for the ensuing year      Management      For      For
A.3      Election of Charles A. Jeannes as a Director of the Company for the ensuing year      Management      For      For
A.4      Election of John P. Bell as a Director of the Company for the ensuing year      Management      For      For
A.5      Election of Lawrence I. Bell as a Director of the Company for the ensuing year      Management      For      For
A.6      Election of Beverley A. Briscoe as a Director of the Company for the ensuing year      Management      For      For
A.7      Election of Peter J. Dey as a Director of the Company for the ensuing year      Management      For      For
A.8      Election of P. Randy Reifel as a Director of the Company for the ensuing year      Management      For      For
A.9      Election of A. Dan Rovig as a Director of the Company for the ensuing year      Management      For      For
A.10      Election of Kenneth F. Williamson as a Director of the Company for the ensuing year      Management      For      For
B      Appointment of Deloitte & Touche LLP, Chartered Accountants, as the Auditors of the Company for the ensuing year and authorize the Directors to fix their remuneration      Management      For      For
C      PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Approve that the Board create and adopt, by 01 SEP 2010, a Corporate Policy on the right to free, prior, and informed consent (FPIC) for its operations impacting indigenous communities and all communities dependent on natural resources for survival      Shareholder      Against      For


HALLIBURTON COMPANY
Security    406216101    Meeting Type    Annual
Ticker Symbol    HAL    Meeting Date    19-May-2010
ISIN    US4062161017    Agenda    933223668 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1A      ELECTION OF DIRECTOR: A.M. BENNETT      Management      For      For
1B      ELECTION OF DIRECTOR: J.R. BOYD      Management      For      For
1C      ELECTION OF DIRECTOR: M. CARROLL      Management      For      For
1D      ELECTION OF DIRECTOR: N.K. DICCIANI      Management      For      For
1E      ELECTION OF DIRECTOR: S.M. GILLIS      Management      For      For
1F      ELECTION OF DIRECTOR: J.T. HACKETT      Management      For      For
1G      ELECTION OF DIRECTOR: D.J. LESAR      Management      For      For
1H      ELECTION OF DIRECTOR: R.A. MALONE      Management      For      For
1I      ELECTION OF DIRECTOR: J.L. MARTIN      Management      For      For
1J      ELECTION OF DIRECTOR: D.L. REED      Management      For      For
02      PROPOSAL FOR RATIFICATION OF THE SELECTION OF AUDITORS.      Management      For      For
03      PROPOSAL ON HUMAN RIGHTS POLICY.      Shareholder      Against      For
04      PROPOSAL ON POLITICAL CONTRIBUTIONS.      Shareholder      Against      For
05      PROPOSAL ON EXECUTIVE COMPENSATION POLICIES.      Shareholder      Against      For
06      PROPOSAL ON SPECIAL SHAREOWNER MEETINGS.      Shareholder      Against      For

 

ALCON, INC.         
Security    H01301102    Meeting Type    Annual
Ticker Symbol    ACL    Meeting Date    20-May-2010
ISIN    CH0013826497    Agenda    933270441 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
01      APPROVAL OF THE 2009 ANNUAL REPORT AND ACCOUNTS OF ALCON, INC. AND THE 2009 CONSOLIDATED FINANCIAL STATEMENTS OF ALCON, INC. AND SUBSIDIARIES      Management      For      For
02      APPROPRIATION OF AVAILABLE EARNINGS AND PROPOSED DIVIDEND TO SHAREHOLDERS FOR THE FINANCIAL YEAR 2009      Management      For      For
03      DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2009      Management      Against      Against
04      ELECTION OF KPMG AG, ZUG, AUDITORS      Management      For      For
05      ELECTION OF OBT AG, ZURICH, AS SPECIAL AUDITORS      Management      For      For
06      AMENDMENTS TO THE ARTICLES OF ASSOCIATION      Management      For      For
7A      ELECTION OF DIRECTOR: WERNER BAUER      Management      Against      Against
7B      ELECTION OF DIRECTOR: FRANCISCO CASTANER      Management      Against      Against
7C      ELECTION OF DIRECTOR: LODEWIJK J.R. DE VINK      Management      For      For


SOFTWARE AG, DARMSTADT
Security    D7045M133    Meeting Type    Annual General Meeting
Ticker Symbol    N/A    Meeting Date    21-May-2010
ISIN    DE0003304002    Agenda    702361091 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1.      Presentation of the financial statements and annual report for the 2009 financ-ial year with the report of the Supervisory Board, the group financial stateme-nts and annual report, and the report pursuant to Sections 289(4) and 315(4) o-f the German Commercial Code      Non-Voting      N/A      N/A
2.      Resolution on the appropriation of the distributable profit of EUR 321,719,436.62 as follows: Payment of a dividend of EUR 1.15 per share EUR 104,352 shall be allocated to the revenue reserves EUR 289,060,413.12 shall be carried forward Ex-dividend date: 24 MAY 2010 Payable date: 25 MAY 2010      Management      For      For
3.      Ratification of the acts of the Board of Managing Directors - during the 2009 financial year - Holger Friedrich, during 2008      Management      For      For
4.      Ratification of the acts of the Supervisory Board      Management      For      For
5.      Amendments to the articles of association a) Section 2 shall be amended so that the object of the company reflects the integration of IDS Scheer AG into the Company b) Section 4(2) shall be amended in respect of the Company transmitting information to share holders by electronic means c) Sections 9 to 11 and 13 shall be amended to reflect that the increase of the Supervisory Board from six to twelve members, in connection with the acquisition of IDS Scheer AG d) Section 16 shall be amended to reflect the announcement of the shareholders meeting within the statutory period Section 17 shall be amended in respect of participation in shareholders meetings being contingent upon registration with the Company at least six days in advance and with provision of proof of shareholding as per the 21st day prior to the meeting, online participation and absentee voting being permitted Section 18 shall be revised in respect of the Supervisory Board members representing the shareholders electing the shareholder meeting chairman in the event the Supervisory Board chairman and his deputy are detained Section 19 shall be amended in respect of meeting resolutions requiring a simple majority      Management      For      For
6.1      Elections to the Supervisory Board: Andreas Bereczky      Management      For      For
6.2      Elections to the Supervisory Board: Willi Berchtold      Management      For      For
6.3      Elections to the Supervisory Board: Heinz Otto Geidt      Management      For      For
6.4      Elections to the Supervisory Board: Hermann Requardt      Management      For      For
6.5      Elections to the Supervisory Board: Anke Schaeferkordt      Management      For      For
6.6      Elections to the Supervisory Board: Alf Henryk Wulf      Management      For      For
7.      Appointment of auditors for the 2010 financial year: BDO Deutsche Warentreuhand, Frankfurt      Management      For      For
8.      Approval of the new compensation system for the Board of Managing Directors, as detailed in the Corporate Governance report within the 2009 annual report      Management      For      For
9.      Resolution on the authorization to issue convertible and/or warrant bonds, the creation of contingent capital, and the corresponding amendments to the articles of association The Board of Managing Directors shall be authorized, with the consent of the Supervisory Board, to issue bonds of up to EUR 500,000,000, conferring an option or conversion right for shares of the company, on or before 20 MAY 2015 Shareholders subscription rights shall be excluded for residual amounts, for the granting of such rights to other bondholders, and for the issue of bonds at a price not materially below their theoretical market value The share capital shall be increased accordingly by up to EUR 18,000,000 through the issue of up to 6,000,000 bearer shares, insofar as conversion or option rights are exercised      Management      For      For
10.      Resolution on the creation of contingent capital in preparation for the merger with IDS Scheer AG, and the corresponding amendments to the articles of association The share capital shall be increased by up to EUR 750,000 through the issue of up to 250,000 bearer shares, insofar as conversion or option rights conferred by bonds issued by IDS Scheer AG are exercised, for which the company is obligated to grant equivalent rights pursuant to the merger agreement      Management      For      For
11.      Authorization to acquire own shares The company shall be authorized to acquire own shares of up to 10% of its share capital, at prices not deviating more than 10% from their market price, on or before 20 MAY 2015 The Board of Managing Directors shall be authorized to dispose of the shares in a manner other than the stock exchange or a rights offering if the shares are sold at a price not materially below their market price, to use the shares for acquisition purposes, within the scope of the stock option plan or for the fulfilment of conversion or option rights, and to retire the shares      Management      For      For
12.      Resolution on the remuneration for the Supervisory Board Each member shall receive a fixed annual remuneration of EUR 40,000, plus EUR 2,000 per percentage point of the company’s annual growth in excess of 5%, plus EUR 200 per percentage point by which the company’s share performance exceeds that of the TecDAX 30 index The chairman shall receive twice, and the deputy chairman one and a half times, the fixed amount      Management      For      For

 

AMAZON.COM, INC.
Security    023135106    Meeting Type    Annual
Ticker Symbol    AMZN    Meeting Date    25-May-2010
ISIN    US0231351067    Agenda    933242480 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1A      ELECTION OF DIRECTOR: JEFFREY P. BEZOS      Management      For      For
1B      ELECTION OF DIRECTOR: TOM A. ALBERG      Management      For      For
1C      ELECTION OF DIRECTOR: JOHN SEELY BROWN      Management      For      For
1D      ELECTION OF DIRECTOR: WILLIAM B. GORDON      Management      For      For
1E      ELECTION OF DIRECTOR: ALAIN MONIE      Management      For      For
1F      ELECTION OF DIRECTOR: THOMAS O. RYDER      Management      For      For
1G      ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER      Management      For      For
02      RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS      Management      For      For
03      SHAREHOLDER PROPOSAL CALLING FOR THE COMPANY TO MAKE CERTAIN DISCLOSURES REGARDING CORPORATE POLITICAL CONTRIBUTIONS      Shareholder      Against      For


COGNIZANT TECHNOLOGY SOLUTIONS CORP.
Security    192446102    Meeting Type    Annual
Ticker Symbol    CTSH    Meeting Date    01-Jun-2010
ISIN    US1924461023    Agenda    933250867 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1A      ELECTION OF DIRECTOR: JOHN E. KLEIN      Management      For      For
1B      ELECTION OF DIRECTOR: LAKSHMI NARAYANAN      Management      For      For
1C      ELECTION OF DIRECTOR: MAUREEN BREAKIRON-EVANS      Management      For      For
02      TO AMEND AND RESTATE THE COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION 2004 EMPLOYEE STOCK PURCHASE PLAN TO, AMONG OTHER THINGS, INCREASE THE NUMBER OF SHARES OF CLASS A COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER FROM 6,000,000 SHARES TO 9,000,000 SHARES.      Management      For      For
03      TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2010.      Management      For      For

 

PRICELINE.COM INCORPORATED
Security    741503403    Meeting Type    Annual
Ticker Symbol    PCLN    Meeting Date    02-Jun-2010
ISIN    US7415034039    Agenda    933266911 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1      DIRECTOR      Management          
    

1       JEFFERY H. BOYD

          For      For
    

2       RALPH M. BAHNA

          For      For
    

3       HOWARD W. BARKER, JR.

          For      For
    

4       JAN L. DOCTER

          For      For
    

5       JEFFREY E. EPSTEIN

          For      For
    

6       JAMES M. GUYETTE

          For      For
    

7       NANCY B. PERETSMAN

          For      For
    

8       CRAIG W. RYDIN

          For      For
2      TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2010.      Management      For      For
3      TO CONSIDER AND VOTE UPON A STOCKHOLDER PROPOSAL CONCERNING SPECIAL STOCKHOLDER MEETINGS.      Shareholder      Against      For

 

TGS NOPEC GEOPHYSICAL CO
Security    R9138B102    Meeting Type    Annual General Meeting
Ticker Symbol    N/A    Meeting Date    03-Jun-2010
ISIN    NO0003078800    Agenda    702411339 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1      Election of a Chairman for the meeting and a person to sign the minutes together with the Chairman      Management      No Action      None
2      Approve the notice and the agenda for the general meeting      Management      No Action      None
3      Approve the annual accounts and annual report 2009 and the Boards proposal on dividend      Management      No Action      None
4      Approve the Auditors fee      Management      No Action      None
5.A      Election of Hank Hamilton as a Chairman of the Board of Directors      Management      No Action      None
5.B      Election of Dr. Colette Lewiner as a Director      Management      No Action      None
5.C      Election of Elisabeth Harstad as a Director      Management      No Action      None
5.D      Election of Mark Leonard as a Director      Management      No Action      None
5.E      Election of Bengt Lie Hansen as a Director      Management      No Action      None
6      Approve the Directors’ fee      Management      No Action      None
7      Approve the compensation to the members of the Nomination Committee      Management      No Action      None
8      Approve the renewal of authority to acquire the Company’s own shares      Management      No Action      None
9      Approve the resolution to reduce the capital by cancellation of treasury shares      Management      No Action      None
10      Approve the advisory vote on the guidelines on compensation to the Executive Managers      Management      No Action      None
11      Approve the Stock Option Plan 2010 and the issuance of free- standing warrants      Management      No Action      None
12      Approve the renewal of authority to increase the share capital      Management      No Action      None
13      Amend the Articles Section 7      Management      No Action      None
14      Approve to delete the Articles Section 8      Management      No Action      None


DEVON ENERGY CORPORATION
Security    25179M103    Meeting Type    Annual
Ticker Symbol    DVN    Meeting Date    09-Jun-2010
ISIN    US25179M1036    Agenda    933260185 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
01      DIRECTOR      Management          
    

1       JOHN RICHELS

          For      For
02      RATIFY THE APPOINTMENT OF THE COMPANY’S INDEPENDENT AUDITORS FOR 2010.      Management      For      For
03      ADOPT SIMPLE MAJORITY VOTE.      Shareholder      Against      For

 

MERCADOLIBRE, INC.
Security    58733R102    Meeting Type    Annual
Ticker Symbol    MELI    Meeting Date    10-Jun-2010
ISIN    US58733R1023    Agenda    933264107 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1      DIRECTOR      Management          
    

1       MARCOS GALPERIN

          For      For
    

2       EMILIANO CALEMZUK

          For      For
    

3       VERONICA ALLENDE SERRA

          Withheld      Against
2      TO RATIFY THE APPOINTMENT OF DELOITTE & CO. S.R.L. AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.      Management      For      For

 

INFOSYS TECHNOLOGIES LIMITED
Security    456788108    Meeting Type    Annual
Ticker Symbol    INFY    Meeting Date    12-Jun-2010
ISIN    US4567881085    Agenda    933286468 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
O1      TO RECEIVE, CONSIDER AND ADOPT THE BALANCE SHEET AS AT MARCH 31, 2010, THE PROFIT AND LOSS ACCOUNT FOR THE YEAR ENDED ON THAT DATE & THE REPORT OF THE DIRECTORS AND AUDITORS THEREON.      Management      For      None
O2      TO DECLARE A FINAL DIVIDEND FOR THE FINANCIAL YEAR ENDED MARCH 31, 2010.      Management      For      None
O3      TO APPOINT A DIRECTOR IN PLACE OF N.R. NARAYANA MURTHY, WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, SEEKS RE-APPOINTMENT.      Management      For      None
O4      TO APPOINT A DIRECTOR IN PLACE OF PROF. MARTI G. SUBRAHMANYAM, WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, SEEKS RE-APPOINTMENT.      Management      For      None
O5      TO APPOINT A DIRECTOR IN PLACE OF S. GOPALAKRISHNAN, WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, SEEKS RE-APPOINTMENT.      Management      For      None
O6      TO APPOINT A DIRECTOR IN PLACE OF S.D. SHIBULAL, WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, SEEKS RE- APPOINTMENT.      Management      For      None
O7      TO APPOINT A DIRECTOR IN PLACE OF T.V. MOHANDAS PAI, WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, SEEKS RE-APPOINTMENT.      Management      For      None
O8      TO APPOINT AUDITORS TO HOLD OFFICE FROM THE CONCLUSION OF THIS ANNUAL GENERAL MEETING UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AND TO FIX THEIR REMUNERATION.      Management      For      None
S9      TO APPOINT T.V. MOHANDAS PAI AS WHOLE-TIME DIRECTOR, LIABLE TO RETIRE BY ROTATION.      Management      For      None
S10      TO APPOINT SRINATH BATNI AS WHOLE-TIME DIRECTOR, LIABLE TO RETIRE BY ROTATION.      Management      For      None


GUESS?, INC.
Security    401617105    Meeting Type    Annual
Ticker Symbol    GES    Meeting Date    24-Jun-2010
ISIN    US4016171054    Agenda    933286204 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
01      DIRECTOR      Management          
    

1       JUDITH BLUMENTHAL

          For      For
    

2       ANTHONY CHIDONI

          For      For
    

3       PAUL MARCIANO

          For      For
02      TO RE-APPROVE THE COMPANY’S ANNUAL INCENTIVE BONUS PLAN SO THAT PERFORMANCE-BASED CASH COMPENSATION PAID THEREUNDER WILL CONTINUE TO BE DEDUCTIBLE BY THE COMPANY FOR FEDERAL INCOME TAX PURPOSES.      Management      For      For
03      TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JANUARY 29, 2011.      Management      For      For

 

YAHOO JAPAN CORPORATION
Security    J95402103    Meeting Type    Annual General Meeting
Ticker Symbol    N/A    Meeting Date    24-Jun-2010
ISIN    JP3933800009    Agenda    702493292 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1.1      Appoint a Director      Management      For      For
1.2      Appoint a Director      Management      For      For
1.3      Appoint a Director      Management      For      For
1.4      Appoint a Director      Management      For      For
1.5      Appoint a Director      Management      For      For

 

CHECK POINT SOFTWARE TECHNOLOGIES LTD.
Security    M22465104    Meeting Type    Annual
Ticker Symbol    CHKP    Meeting Date    29-Jun-2010
ISIN    IL0010824113    Agenda    933289147 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
01      DIRECTOR      Management          
    

1       GIL SHWED

          For      For
    

2       MARIUS NACHT

          For      For
    

3       JERRY UNGERMAN

          For      For
    

4       DAN PROPPER

          For      For
    

5       DAVID RUBNER

          For      For
    

6       DR. TAL SHAVIT

          For      For
02      TO RATIFY THE APPOINTMENT AND COMPENSATION OF KOST, FORER, GABBAY & KASIERER, A MEMBER OF ERNST & YOUNG GLOBAL, AS CHECK POINT’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.      Management      For      For
03      TO APPROVE COMPENSATION TO CHECK POINT’S CHIEF EXECUTIVE OFFICER WHO IS ALSO THE CHAIRMAN OF THE BOARD OF DIRECTORS.      Management      For      For
4A      I HAVE A “PERSONAL INTEREST” IN ITEM 3.      Management      Abstain      Abstain

 

Vtech Holdings Ltd         
Security    G9400S108    Meeting Type    Annual
Ticker Symbol    N/A    Meeting Date    7-Aug-09
ISIN    BMG9400S1089    Agenda    525798 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1      Accept Financial Statements and Statutory Reports      Management      For      For
2      Approve Final Dividend of $0.41 Per Share      Management      For      For
3a      Reelect Allan Wong Chi Yun as Director      Management      For      For
3b      Reelect Denis Morgie Ho Pak Cho as Director      Management      For      For
3c      Reelect Andy Leung Hon Kwong as Director      Management      For      For
3d      Fix Directors’ Remuneration as Totalling $140,000 and Such That Each Director is Entitled to $20,000 Per Annum for the Year Ending March 31, 2010 Pro Rata to Their Length of Service During the Year      Management      For      For
4      Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration      Management      For      For
5      Authorize Repurchase of Up to 10 Percent of Issued Share Capital      Management      For      For
6      Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights      Management      For      For
7      Authorize Reissuance of Repurchased Shares      Management      For      For


Zijin Mining Group Co Ltd (formerly FUJIAN ZIJIN MINING INDU)
Security    Y9892H107    Meeting Type    Special
Ticker Symbol    N/A    Meeting Date    5-Nov-09
ISIN    CNE100000502    Agenda    535428 - Management

 

Item

    

Proposal

    

Type

     Vote      For/Against
Management
1      Approve Issuance of Medium-Term Notes and Short-Term Notes with a Total Aggregate Principal Amount Not Exceeding RMB 7.5 Billion within the Validity Period of the Mandate      Management      For      For
2      Amend Articles of Association      Management      For      For
3a      Elect Chen Jinghe as Director      Management      For      For
3b      Elect Luo Yingnan as Director      Management      For      For
3c      Elect Liu Xiaochu as Director      Management      For      For
3d      Elect Lan Fusheng as Director      Management      For      For
3e      Elect Huang Xiaodong as Director      Management      For      For
3f      Elect Zou Laichang as Director      Management      For      For
3g      Elect Peng Jiaqing as Director      Management      For      For
3h      Elect Su Congfu as Director      Management      For      For
3i      Elect Chen Yuchuan as Director      Management      For      For
3j      Elect Lin Yongjing as Director      Management      For      For
3k      Elect Wang Xiaojun as Director      Management      For      For
4a      Elect Lin Shuiqing as Supervisor      Management      For      For
4b      Elect Xu Qiang as Supervisor      Management      For      For
4c      Elect Lin Xinxi as Supervisor      Management      For      For
5      Authorize Board to Fix the Remuneration of Directors and Supervisors      Management      For      For
6      Approve Participation in the Bid of 50 Percent Shares Transfer of Zijin Copper      Management      For      For


SIGNATURE

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

DCW Total Return Fund

By:  

/S/    JEFFREY TAYLOR        

  Jeffrey Taylor
 

President

(Principal Executive Officer)

Date: August 27, 2010