UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

________________

 

POST-EFFECTIVE AMENDMENT NO. 1

To

FORM S-8

 

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

 

SBT BANCORP, INC.

(Exact name of registrant as specified in its charter)

                

 

86 Hopmeadow Street

Weatogue, Connecticut 06089

(Address, including zip code, of registrant’s principal executive offices)

 

SBT BANCORP, INC. 1998 STOCK PLAN

(Full title of the Plan)

 

Martin J. Geitz

President and Chief Executive Officer

SBT Bancorp, Inc.

86 Hopmeadow Street

Weatogue, Connecticut 06089

(860) 408-5493

(Name, address, including zip code, and telephone number, including area code, of agent for service)

_______

With a Copy to:

Robert M. Taylor III, Esq.

Day Pitney LLP

242 Trumbull Street

Hartford, Connecticut 06103

(860) 275-0100

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.   ☐

 

 

EXPLANATORY NOTE

 

On September 21, 2006, SBT Bancorp, Inc. (the “Company”) filed a Registration Statement on Form S-8 (Registration No. 333-137514) (the “Original Registration Statement”) under the Securities Act of 1933, as amended, with the Securities and Exchange Commission (the “SEC”).  The Original Registration Statement registered 142,000 shares of the Company’s common stock, no par value per share (the “Common Stock”), to be issued under the SBT Bancorp, Inc. 1998 Stock Plan (the “1998 Plan”).  The Company is no longer issuing Common Stock under the 1998 Plan.  This Post-Effective Amendment No. 1 to the Original Registration Statement is being filed in order to deregister all shares of Common Stock that were registered under the Original Registration Statement and remain unissued under the 1998 Plan.

 

 

Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Post-Effective Amendment No. 1 to Form S-8 to be signed on its behalf by the undersigned, thereunto duly authorized, in the Town of Simsbury, State of Connecticut, on November 15, 2017.

 

Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 1 to Form S-8 has been signed by the following persons in the capacities and on the dates indicated.