UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

________________

 

POST-EFFECTIVE AMENDMENT NO. 1

To

FORM S-8

 

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

 

SBT BANCORP, INC.

(Exact name of registrant as specified in its charter)

                

 

86 Hopmeadow Street

Weatogue, Connecticut 06089

(Address, including zip code, of registrant’s principal executive offices)

 

SBT BANCORP, INC. 2011 STOCK AWARD AND OPTION PLAN

(Full title of the Plan)

 

Martin J. Geitz

President and Chief Executive Officer

SBT Bancorp, Inc.

86 Hopmeadow Street

Weatogue, Connecticut 06089

(860) 408-5493

(Name, address, including zip code, and telephone number, including area code, of agent for service)

_______

With a Copy to:

Robert M. Taylor III, Esq.

Day Pitney LLP

242 Trumbull Street

Hartford, Connecticut 06103

(860) 275-0100

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.   ☐

 

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EXPLANATORY NOTE

 

On May 19, 2011, SBT Bancorp, Inc. (the “Company”) filed a Registration Statement on Form S-8 (Registration No. 333-174339) (the “Original Registration Statement”) under the Securities Act of 1933, as amended, with the Securities and Exchange Commission (the “SEC”).  The Original Registration Statement registered 100,000 shares of the Company’s common stock, no par value per share (the “Common Stock”), to be issued under the SBT Bancorp, Inc. 2011 Stock Award and Option Plan.  The Company intends to file a Form 15 with the SEC to terminate the registration of its Common Stock under the Securities Exchange Act of 1934, as amended.  The Company, by filing this Post-Effective Amendment No. 1 to the Original Registration Statement, hereby terminates the effectiveness of the Original Registration Statement and removes from registration any and all securities registered but otherwise unissued under the Original Registration Statement as of the date hereof.  This filing is made in accordance with an undertaking made by the Company in Part II of the Original Registration Statement to remove from registration by means of a post-effective amendment any securities that had been registered for issuance but remain unissued at the termination of the offering.

 

 

Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Post-Effective Amendment No. 1 to Form S-8 to be signed on its behalf by the undersigned, thereunto duly authorized, in the Town of Simsbury, State of Connecticut, on November 15, 2017.

 

Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 1 to Form S-8 has been signed by the following persons in the capacities and on the dates indicated.

 

 

 

/s/ Peter C. Pabich		Director		November 15, 2017
Peter C. Pabich
/s/ David W. Sessions		Director		November 15, 2017
David W. Sessions
/s/ Ann G. Taylor		Director		November 15, 2017
Ann G. Taylor
/s/ Penny R. Woodford		Director		November 15, 2017
Penny R. Woodford