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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
IYER KAL

(Last) (First) (Middle)
C/O GLU MOBILE INC.
45 FREMONT STREET, SUITE 2800

(Street)
SAN FRANCISCO CA 94105

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
04/25/2013
3. Issuer Name and Ticker or Trading Symbol
GLU MOBILE INC [ GLUU ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CHIEF TECHNOLOGY OFFICER
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 6,666 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) 04/14/2010(1) 04/14/2015 Common Stock 3,125 $0.711 D
Stock Option (right to buy) 06/21/2009(2) 05/21/2015 Common Stock 1,208 $0.78 D
Stock Option (right to buy) 04/13/2011(3) 04/13/2016 Common Stock 37,500 $1.19 D
Stock Option (right to buy) 07/15/2011(4) 07/15/2016 Common Stock 54,688 $1.3 D
Stock Option (right to buy) 10/21/2011(5) 10/21/2016 Common Stock 54,167 $1.77 D
Stock Option (right to buy) 01/03/2012(5) 01/03/2017 Common Stock 63,022 $2.03 D
Stock Option (right to buy) 10/20/2012(6) 10/20/2017 Common Stock 100,000 $2.9 D
Explanation of Responses:
1. The option vested and became exercisable over four years with 25% of the shares having vested and become exercisable on April 14, 2010 and the remaining shares having vested and become exercisable in equal monthly installments over the following three years such that the option was fully vested on April 14, 2013.
2. The option vested and became exercisable over three years in 36 monthly installments, with the option having become fully vested and exercisable on May 21, 2012.
3. The option vests and becomes exercisable over four years with 25% of the shares having vested and become exercisable on April 13, 2011 and the remaining shares vesting and becoming exercisable in equal monthly installments over the following three years such that the option will be fully vested on April 13, 2014.
4. The option vests and becomes exercisable over four years with 25% of the shares having vested and become exercisable on July 15, 2011 and the remaining shares vesting and becoming exercisable in equal monthly installments over the following three years such that the option will be fully vested on July 15, 2014.
5. The option vests and becomes exercisable over four years with 25% of the shares having vested and become exercisable on October 21, 2011 and the remaining shares vesting and becoming exercisable in equal monthly installments over the following three years such that the option will be fully vested on October 21, 2014.
6. The option vests and becomes exercisable over four years with 25% of the shares having vested and become exercisable on October 20, 2012 and the remaining shares vesting and becoming exercisable in equal monthly installments over the following three years such that the option will be fully vested on October 20, 2015.
Remarks:
On April 22, 2013, Mr. Iyer was promoted to Chief Technology Officer of Glu Mobile Inc. ("Glu"), and in connection with such promotion, Glu's Board on April 25, 2013 designated Mr. Iyer as an "executive officer" as defined in Rule 3b-7 of the Securities Exchange Act of 1934, as amended. Mr. Iyer previously served for a period as an "executive officer" of Glu, commencing on July 22, 2010 in connection with his promotion to Senior Vice President, Research and Development and ending on April 2, 2012 as a result of a change in his job responsibilities.
/s/ Kal Iyer 05/06/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.