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(Date of Event Which Requires Filing of this Statement)


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SCHEDULE 13D/A 0001085146-25-005771 0001498811 XXXXXXXX LIVE 1 Common Stock, par value $0.001 per share 03/11/2026 false 0001393726 88822Q103 TIPTREE INC. 660 STEAMBOAT ROAD 2ND FLOOR GREENWICH CT 06830 Michael Barnes 212-446-1400 660 STEAMBOAT ROAD 2ND FLOOR GREENWICH CT 06830 0001498811 N Barnes Michael Gene PF N X1 10439197.00 0.00 10439197.00 0.00 10439197.00 N 27.31 IN HC This Amendment No. 1 ("Amendment No. 1") amends and supplements the statement on Schedule 13D filed with the Securities and Exchange Commission (the "SEC") on September 30, 2025 (the "Original Schedule 13D"), with respect to the Common Stock, par value $0.001 per share (the "Common Stock"), of Tiptree Inc., a Maryland corporation (the "Company" or "Tiptree"). Capitalized terms used herein and not otherwise defined in this Amendment No. 1 have the meanings set forth in the Original Schedule 13D. This Amendment No. 1 amends Items 4, 5, 6 and 7 as set forth below. Common Stock, par value $0.001 per share TIPTREE INC. 660 STEAMBOAT ROAD 2ND FLOOR GREENWICH CT 06830 Michael Gene Barnes c/o Tiptree Inc. 660 Steamboat Road, 2nd Fl. Greenwich, CT 06830 CEO and Chairman of Tiptree Inc. None None United States of America N/A Item 4 is hereby amended and restated in its entirety with the following: Effective as of March 11, 2026, Michael Barnes entered into a trading plan (the "Trading Plan"), with Wells Fargo Advisors, LLC ("Broker"), pursuant to which Broker is authorized and directed to purchase on behalf of Michael Barnes a number of shares of Common Stock with an aggregate purchase price of up to $2,000,000, subject to satisfaction of certain conditions, including, among others, the trading price. A copy of the Trading Plan is being filed as an exhibit hereto and the foregoing description of the Trading Plan is not complete and is qualified in its entirety by reference to the Trading Plan, which is referenced as Exhibit 1 to this Schedule 13D/A. For purposes of this Item 5(a), as of March 1, 2026, the Company had 37,877,057 shares of Common Stock ("Tiptree Shares") outstanding. Michael Barnes may be deemed to beneficially own 10,439,197 Tiptree Shares over which Mr. Barnes has sole voting and dispositive power, consisting of 10,085,428 Tiptree Shares Mr. Barnes owns directly and 353,769 Tiptree Shares issuable upon exercise of stock options (the "Stock Options"). These shares represent approximately 27.31% of, collectively, (i) 37,877,057 Tiptree Shares outstanding and (ii) 353,769 Tiptree Shares issuable upon exercise of the Stock Options Mr. Barnes owns directly. Mr. Barnes has the sole power to dispose of and the sole power to vote the 10,085,428 Tiptree Shares directly owned by him and the 353,769 Tiptree Shares issuable upon exercise of the Stock Options Mr. Barnes owns directly. Any transactions in Tiptree shares disclosed on a Form 4 filed by a Reporting Person during the period ending on the filing date of such amendment and starting on the later of the date 60 days before such filing date and the date of the most closely preceding amendment is and shall be incorporated into Item 5(c) without any further notice. N/A N/A Item 6 is hereby amended and restated in its entirety with the following: See Item 4 above for a description of the Trading Plan, which is incorporated herein by reference. Trading Plan between Michael Barnes and Broker, dated March 11, 2026. Barnes Michael Gene /s/ Michael Barnes Michael Barnes 03/12/2026