Exhibit 107
Calculation of Filing Fee Tables
424(b)(5)
(Form Type)
Retail Opportunity Investments Corp.
(Exact Name of Registrant as Specified in its Charter)
Table 1: Newly Registered and Carry Forward Securities
| Security Type |
Security Title |
Fee Calculation or Carry Forward Rule |
Amount Registered |
Proposed Maximum Offering Price Per Unit |
Maximum Aggregate Offering Price |
Fee Rate | Amount of Registration |
Carry Forward Form Type |
Carry File |
Carry Forward Initial Effective Date |
Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward | |||||||||||||
| Newly Registered Securities | ||||||||||||||||||||||||
| Fees to Be Paid |
Debt | Senior Notes Due 2028 | 457(o) | $350,000,000 | $0.00011020 | $38,570 | ||||||||||||||||||
| Fees Previously Paid |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | |||||||||||||||||
| Carry Forward Securities | ||||||||||||||||||||||||
| Carry Forward Securities |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A | |||||||||||||||
| Total Offering Amounts | $350,000,000 | $38,570(1) | ||||||||||||||||||||||
| Total Fees Previously Paid | N/A | |||||||||||||||||||||||
| Total Fee Offsets | $3,942(2) | |||||||||||||||||||||||
| Net Fee Due | $34,628 | |||||||||||||||||||||||
Table 2: Fee Offset Claims and Sources
| Registrant or Filer Name |
Form or Filing Type |
File Number |
Initial Filing Date |
Filing Date |
Fee Offset Claimed |
Security Type Associated with Fee Offset Claimed |
Security Title Associated with Fee Offset Claimed |
Unsold Securities Associated with Fee Offset Claimed |
Unsold Aggregate Amount Associated with Fee Offset Claimed |
Fee Paid with Fee Offset Source | ||||||||||||
| Rule 457(p) | ||||||||||||||||||||||
| Fee Offset Claims |
Retail Opportunity Investments Corp. | 424(b)(5) | 333-231088 | 02/20/2020 | $3,942(2) | Equity | Common Stock, par value $0.0001 per share | N/A | $407,017,051 | |||||||||||||
|
Fee Offset Claims |
Retail Opportunity Investments Corp. | 424(b)(5) | 333-231088 | 02/20/2020 | 64,900(2) | |||||||||||||||||
| (1) | Calculated in accordance with Rule 457(o) under the Securities Act of 1933, as amended (the “Securities Act”), based on the proposed maximum aggregate offering price, and Rule 457(r) under the Securities Act. |
| (2) | Retail Opportunity Investments Corp. (the “Company”) registered shares of common stock having an aggregate offering price up to $500,000,000, offered by means of a 424(b)(5) prospectus supplement, dated February 20, 2020 and filed on February 20, 2020 (the “Prior Prospectus Supplement”), pursuant to a Registration Statement on Form S-3 (Registration Nos. 333-231088 and 333-231088-01), filed with the Securities and Exchange Commission on April 29, 2019. In connection with the filing of the Prior Prospectus Supplement, the total registration fee was $64,900 which was satisfied by offsetting $23,227 with fees previously paid on May 23, 2016 by the Company in connection with a prior offering and a contemporaneous fee payment of the balance of $41,673. An aggregate offering price of $92,982,949 in common stock was sold under the Prior Prospectus Supplement and then the offering was terminated. |
Pursuant to Rule 457(p) under the Securities Act, registration fees of $3,942 (the “Prior Payment”) that have already been paid and remain unused with respect to securities that were previously registered pursuant to the Prior Prospectus Supplement and were not sold thereunder may be applied to the filing fees payable pursuant to this prospectus supplement. The Company is applying $3,942 of the Prior Payment toward the payment of the registration fee for the offer and sale of securities to be registered hereunder. As a result, the Company is paying $34,628 herewith. The Company has terminated the offering that included the unsold securities under the Prior Prospectus Supplement.