Ellington Financial Inc. 424B5
Calculation of Filing Fee Tables
| Table 1: Newly Registered and Carry Forward Securities | ¨ Not Applicable |
Security Type |
Security Class Title |
Fee Calculation or Carry Forward Rule |
Amount Registered |
Proposed Maximum Offering Price Per Unit |
Maximum Aggregate Offering Price |
Fee Rate |
Amount of Registration Fee |
Carry Forward Form Type |
Carry Forward File Number |
Carry Forward Initial Effective Date |
Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward | ||
| Newly Registered Securities | |||||||||||||
| 1 | $ 0.001 per share |
$ |
$ |
||||||||||
| Fees Previously Paid | |||||||||||||
| Carry Forward Securities | |||||||||||||
| Carry Forward Securities | $ | $ | |||||||||||
| Total Offering Amounts: | $ |
$ |
|||||||||||
| Total Fees Previously Paid: | $ |
||||||||||||
| Total Fee Offsets: | $ |
||||||||||||
| Net Fee Due: | $ |
||||||||||||
Offering Note
| 1 | The registration fee is calculated in accordance with Rule 457(o) under the Securities Act of 1933, as amended (the "Securities
Act"), based on the proposed maximum aggregate offering price, and Rule 457(r) under the Securities Act. In accordance with Rules
456(b) and 457(r) under the Securities Act, the registrant initially deferred payment of all of the registration fee for Registration
Statement No. | |
| Includes the potential issuance of 1,316,250 shares of Common Stock pursuant to the exercise in full of the underwriters’ option to purchase additional shares. |
| Table 2: Fee Offset Claims and Sources | þ |
Registrant or Filer Name |
Form or Filing Type |
File Number |
Initial Filing Date |
Filing Date |
Fee Offset Claimed |
Security Type Associated with Fee Offset Claimed |
Security Title Associated with Fee Offset Claimed |
Unsold Securities Associated with Fee Offset Claimed |
Unsold Aggregate Offering Amount Associated with Fee Offset Claimed |
Fee Paid with Fee Offset Source | ||
| Rules 457(b) and 0-11(a)(2) | ||||||||||||
| Fee Offset Claims | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| Fee Offset Sources | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| Rule 457(p) | ||||||||||||
| Fee Offset Claims | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| Fee Offset Sources | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| Table 3: Combined Prospectuses | þ |
Security Type |
Security Class Title |
Amount of Securities Previously Registered |
Maximum Aggregate Offering Price of Securities Previously Registered |
Form Type |
File Number |
Initial Effective Date | |
| N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
Narrative Disclosure
The maximum aggregate offering price of the securities to which the prospectus relates is $136,231,875.00. The prospectus is a final prospectus for the related offering.