Document

Avaya Holdings Corp. (“Avaya” or the “Company”) prepared this Conflict Minerals Report (the “Report”) for the reporting period from January 1 to December 31, 2020. The Report provides the information required by the provisions of Rule 13(p) under the Securities Exchange Act of 1934 and the instructions to Form SD which require companies registered with the Securities and Exchange Commission (the “SEC”) to annually disclose the use of conflict minerals originating from the Democratic Republic of the Congo (the “DRC”) or adjoining countries (“covered countries”) and not from recycled or scrap sources that are necessary to the functionality or production of a manufactured product. Conflict minerals are identified as columbite-tantalite (coltan), cassiterite, gold, wolframite or their derivatives, or simply tantalum, tin, tungsten and gold (collectively, “Conflict Minerals” or “3TG”). Use of the terms “Avaya” or the “Company” in this Report refers to Avaya Holdings Corp., a Delaware corporation, and its consolidated subsidiaries taken as a whole, unless the context otherwise indicates. The Report is publicly available on the Company’s website at: https://www.avaya.com/en/about-avaya/corporate-responsibility/.

The Company has conducted a reasonable country of origin inquiry (“RCOI”) and subsequent due diligence according to the 5-step approach detailed in the Organization for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas Third Edition (“OECD Guidance”), an internationally recognized due diligence framework, to determine if it knows or has reason to believe that the 3TGs identified in the Company’s products originated from sources in the covered countries. As a downstream user of minerals, the Company contracts the manufacture of products with electronic manufacturing suppliers (“EMS”). Given the size of the Company’s supply chain and the fact that the Company does not have direct relationships with the mines and/or the smelters and refiners (the “SOR”) providing the minerals, it is challenging to identify all of the relevant source mines. As such, the Company relies on industry initiatives (principally, the Responsible Minerals Initiative or “RMI”), manufacturing partners and parts suppliers with whom the Company has direct relationships to determine the source of the 3TGs in the Company’s products. The Company utilizes RCOI data provided by the RMI and relies on audits performed by the RMI to assess the SORs’ conformance to the Responsible Minerals Assurance Process (“RMAP”).

The results from the Conflict Minerals Reporting Templates (“CMRT”) returned by the suppliers showed 323 reported, eligible SORs involved in the Company’s supply chain. Of the 323 SORs, all could be found on the Smelter Lookup Tab of the CMRT. These 323 SORs (listed in Appendix A) are either “conformant” (242), “active” (51) or “not active” (30). The RMI Smelter Database is a list of possible smelters being tracked by the RMI of the Responsible Business Alliance (“RBA”) and it identifies the status of each of the smelters. RMI uses an independent third-party audit of SOR management systems and sourcing practices to validate smelters' management processes for alignment to the OECD Guidance and RMAP procedures.

Avaya is a global leader in digital communications products, solutions, and services for businesses of all sizes, delivering most of its technology through software and services. The Company enables organizations around the globe to succeed by creating intelligent communications experiences for clients, their employees and their customers. The Company builds open, converged and innovative solutions to enhance and simplify communications and collaboration in the cloud, on-premises or a hybrid of both. The Company's global, experienced team of professionals delivers award-winning services from initial planning and design, to seamless implementation and integration, to ongoing managed operations, optimization, training and support.

Avaya is committed to ethical business conduct and responsible sourcing and the Company works with its global supply chain partners to ensure compliance with Section 1502 of the Dodd–Frank Wall Street Reform and Consumer Protection Act. The international supply chain for these minerals is complex, however, and tracing them is challenging. Many of the raw materials Avaya uses that contain conflict minerals pass through a variety of intermediaries before reaching the Company. Avaya does not purchase directly from the smelters that produce the minerals. Therefore, Avaya must rely upon its suppliers to identify the sources of conflict minerals and to declare the conflict-mineral status of their products, as stated in Avaya’s conflict minerals policy. The Company also uses supplier information from knowledgeable sources within the Company and online to decide on conflict minerals risk and necessary remedial action.

The Company is an affiliate member of the RBA, participates in RBA’s RMI committees, including the Plenary, the Due Diligence Practices Team and the Mineral Reporting Template Team, and relies heavily on the results of RMI smelter or refiner audits, which includes cross-recognized audit programs of the London Bullion Market Association (“LBMA”) and Responsible Jewelry Council (“RJC”). The Company also relies on guidance published by the RMI as it relates to downstream companies and incorporates the RMI CMRT, as well as the requirements of the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”), the OECD Guidance and related supplements for 3TG. The three key elements of the Company’s Conflict Minerals Program (the “Program”) are:

The Company generates a list of products and parts that (1) were contracted to be manufactured for the Company, (2) were sold by the Company in the reporting year, and (3) include 3TG. Products purchased off the shelf from Original Equipment Manufacturers (“OEMs”), and re-sold or passed through without modification, are excluded as the Company is not the manufacturer of those products. This list of in-scope products and parts is further reviewed by comparing it against the Company’s previous year’s RCOI results. This list is then provided to a third-party partner to conduct the Company’s RCOI. The third-party partner works under close supervision of the Company’s Conflict Minerals Program Manager.

The Company outsources the design of some, and the manufacture of all, of its products and solutions. Therefore, the RCOI included the Company’s EMS providers, Original Design Manufacturers and the Company controlled suppliers ( the “suppliers”) of parts and components used in the Company designed hardware products and parts that were sold to customers during the calendar year. Finished products and parts obtained from OEMs where the designs are not influenced by the Company (i.e., products or parts which were purchased and included in the Company’s solutions without modification or additional

The Company sends all in-scope suppliers a CMRT, along with educational and training materials to facilitate their completion of the CMRT. The Company also uses the RMI RCOI Database to determine country of origin. Suppliers who do not respond to the request to complete the CMRT are escalated to the applicable Company Commodity Manager, who reminds them of their contractual obligation to provide this information. The Company leverages information resources of the RMI, publicly available information published by the LBMA and the RJC, as well as the resources of a third-party consultant to analyze the supplier responses. The results of the information review are used to identify those suppliers for which additional information and due diligence is required. The completed CMRTs and results of any assessments are stored electronically.

•The Company developed a Conflict Minerals Policy (the “Policy”) and communicates it to suppliers during the RCOI process and during annual supplier engagement forums. This Policy sets the expectation that direct material suppliers will “…source minerals [sic 3TG] from non-conflict regions or, if sourced from conflict regions, … identify whether the sourcing is conflict free (i.e. not used to fund conflicts in [c]overed [c]ountries) through a reasonable due diligence program.” The policy and the requirement to provide a CMRT is included in new Requests for Quotations and supplier contracts. This policy is posted on the Company website at: https://www.avaya.com/en/about-avaya/corporate-responsibility/ and is updated from time to time as needed.

•To resolve grievances that suppliers or SORs may have, the Company uses the publicly available RMI Grievance Mechanism. Suppliers are informed of this Grievance Mechanism in the Company’s Conflict Minerals Supplier Training. The Grievance Mechanism may be used for complaints against the Company, the RMI, the RMI RMAP or auditors used by the RMI, or for other grievances related to Conflict Minerals. The grievances, including corrective actions, are tracked and monitored by the RMI. The following is a link to the Grievance Mechanism: Grievance Mechanism (responsiblemineralsinitiative.org)

The Company evaluates the RCOI information collected using the CMRT, including performing a quality review of the results. If discrepancies, errors, or omissions are identified, the response for that supplier is deemed unacceptable and is returned to the supplier for correction. Approximately 79% of the CMRTs collected for 2020 were acceptable as received or successfully corrected by the supplier and accepted by the Company. Appropriate risk was assigned to the 21% of suppliers who did not make the corrections requested by the Company. The Company reviewed and compared the responses with other information in the Company’s possession (in-house experts, etc.) and, where appropriate, made further inquiries of the relevant suppliers.

The Company follows a defined escalation process for suppliers that do not respond to the request for CMRT data. All in-scope suppliers receive an initial CMRT request email. Those that do not timely respond receive a first reminder, second reminder, final reminder and escalation emails as necessary. Internal Company buyers are identified for each supplier. Any supplier not responding to the emails is flagged to the Company buyer for further action. The Conflict Minerals Program Team meets regularly to review data collection efforts, engaging Internal Company buyers as necessary to determine next steps, including, where appropriate, providing negative feedback to suppliers and recommending potential contract termination.

To address the risks in the Company’s supply chain posed by the use of RMAP non-conformant SORs, the Company remains actively involved in the RBA and RMI, including participation in RMI committees such as the Plenary Team, Due Diligence Processes Team and Minerals Reporting Template Team. Participation in these RMI efforts gives the Company access to the RMI smelter auditing efforts, thereby providing Avaya with information to assess supply chain risk from conflict minerals. The Company works with supply chain partners to address reported non-conformant smelters, including dis-engagement or suspension if necessary, although the Company did not find it necessary to exercise

As a downstream user of 3TG minerals and a member of the RMI, the Company leverages information from the independent third-party audits of the SORs facilitated by initiatives such as the RMI’s RMAP, LBMA and the RJC to evaluate the SORs’ practices. Over time, this effort has resulted in increasing the number of SORs in the Company’s supply chain that are RMAP-conformant. The Company actively participates in RMI activities, including involvement in sub-committees and contributing possible SOR names, to support the Company’s efforts to assess each SOR’s alignment to the OECD Guidance via the RMAP.

The Company’s RCOI process and due diligence to determine the source of 3TGs in the Company’s products is based on data collection and partnership with suppliers. The Company queried 152 suppliers for the 2020 RCOI reporting period, of which 150 responded. The 2 that did not respond were escalated to the Company’s Procurement team and their lack of response was considered in assessing their supply chain risk. Although business with these 2 companies was not terminated, they were given negative feedback through their supplier scorecard. For those that did respond, 323 unique SORs were identified as processing 3TGs used in the parts and/or components contained in the Company’s products. The Company has verified that 242 of the SORs are RMAP-conformant SORs. Fifty-two (52) SORs are making progress toward conformance, which is an improvement over 2019, when only 5 SORs were making progress. Twenty-nine (29) SORs are in the Not Active status, which is an improvement from 2019 when there were 50 SORs in the Not Active status.

Avaya requested company level CMRTs from its suppliers and most of responses received were provided at the company level rather than specific to the product sold to the Company. Four percent (4%) of suppliers have documented on their CMRT that they are unable to obtain a high response rate from their supply chain, making it impossible to determine the complete list of smelters in the Company’s supply chain. Although the Company pressed these suppliers to obtain more complete SOR lists, the effort was ultimately unsuccessful. In addition, several SORs identified by the suppliers were not listed on the RMI, LBMA or RJC conformant SORs’ lists. Nor could they be confirmed through the Company’s due diligence as actual SORs. As a result, the Company cannot determine its conflict-free status (as defined by Dodd-Frank) at either a product or company level because it cannot confirm that the SORs identified provide a complete picture of Conflict Minerals sourcing. Of the information that was verified, the chart below lists the country of origin for the 3TG minerals in the Company’s products.


Conflict Mineral	Country of Origin	Notes
Gold	Argentina, Austria, Belgium, Benin, Bolivia (Plurinational State of), Brazil, Canada, Chile, China, Czech Republic, Colombia, Denmark, Ecuador, Eritrea, Estonia, Finland, France, Germany, Ghana, Guinea, Guyana, Hong Kong, Hungary, India, Indonesia, Ireland, Italy, Japan, Jordan, Lithuania, Luxembourg, Mali, Malta, Mauritania, Mexico, Monaco, Netherlands, Nicaragua, Niger, Norway, Panama, Peru, Philippines, Poland, Romania, Russian Federation, Rwanda, Saudi Arabia, Singapore, Slovakia, South Africa, South Korea, Swaziland, Sweden, Switzerland, Taiwan, Tanzania, Thailand, Togo, Turkey, Uganda, United Arab Emirates, United Kingdom
Tantalum	Australia, Austria, Belarus, Bolivia, Brazil, Burundi, China, Colombia, Democratic Republic of Congo, Ethiopia, France, Germany, Guinea, India, Indonesia, Ireland, Israel, Japan, Madagascar, Malaysia, Mozambique, Namibia, Nigeria, Russian Federation, Rwanda, Sierra Leone, Somaliland, Spain, Switzerland, Thailand, United States of America, Zimbabwe	The reported tantalum from the DRC and other covered countries came from 12 Smelters all of which have been audited and validated as "conformant" by the Responsible Mineral Initiative (“RMI”), which is internationally recognized for managing an independent third-party assessment program in line with the OECD Guidance.*


Conflict Mineral	Country of Origin	Notes
Tin	Angola, Australia, Austria, Belarus, Belgium, Benin, Bolivia (Plurinational State of), Brazil, Burundi, Canada, Chile, China, Colombia, Croatia, Czech Republic, Denmark, Democratic Republic of Congo, Egypt, El Salvador, Estonia, France, Gabon, Germany, Guinea, Hong Kong, Hungary, India, Indonesia, Israel, Italy, Japan, Kazakhstan, Laos, Lebanon, Malaysia, Mexico, Mongolia, Morocco, Myanmar, Netherlands, New Zealand, Nigeria, Pakistan, Peru, Philippines, Portugal, Qatar, Russian Federation, Rwanda, Saudi Arabia, Senegal, Singapore, Slovakia, Slovenia, South Africa, South Korea, Spain, Sudan, Switzerland, Taiwan, Tanzania, Thailand, Togo, Tunisia, Turkey, Uganda, Ukraine, United Arab Emirates, United Kingdom, United States of America, Venezuela, Vietnam, Yemen	The reported tin from the DRC and other covered countries came from 3 smelters all of which have been audited and validated as "compliant" by the RMI, which is internationally recognized for managing an independent third-party assessment program in line with the OECD Guidance.*
Tungsten	Austria, Australia, Belgium, Bolivia, Brazil, Burundi, Canada, China, Colombia, Czech Republic, Democratic Republic of Congo, France, Germany, Guinea, Hong Kong, Indonesia, Japan, Laos, Latvia, Malaysia, Mongolia, Myanmar, Nigeria, Peru, Portugal, Russian Federation, Rwanda, Spain, Taiwan, Thailand, Uganda, United Arab Emirates, United Kingdom, United States of America, Uzbekistan, Vietnam	The reported tungsten from the DRC came from 2 Smelters all of which have been audited and validated as "conformant" by the RMI, which is internationally recognized for managing an independent third-party assessment program in line with the OECD Guidance. *

This document contains certain “forward-looking statements.” All statements other than statements of historical fact are “forward-looking” statements for purposes of the U.S. federal and state securities laws. These statements may be identified by the use of forward looking terminology such as "anticipate," "believe," "continue," "could," "estimate," "expect," "intend," "may," "might," “our vision,” "plan," "potential," "preliminary," "predict," "should," "will," or “would” or the negative thereof or other variations thereof or comparable terminology. The Company has based these forward-looking statements on its current expectations, assumptions, estimates and projections. While the Company believes these expectations, assumptions, estimates and projections are reasonable, such forward-looking statements are only predictions and involve known and unknown risks and uncertainties, many of which are beyond its control. These factors are discussed in the Company's Annual Report on Form 10-K, subsequent Quarterly Reports on Form 10-Q and Current Reports on Form 8-K filed with the SEC and may cause its actual results, performance or achievements to differ materially from any future results, performance or achievements expressed or implied by these forward-looking statements. For a further list and description of such risks and uncertainties, please refer to the Company’s filings with the SEC that are available at www.sec.gov. The Company cautions you that the list of important factors included in the Company’s SEC filings may not contain all of the material factors that are important to you. In addition, in light of these risks and uncertainties, the matters referred to in the forward-looking statements contained in this report may not in fact occur. The Company undertakes no obligation to publicly update or revise any forward-looking statement as a result of new information, future events or otherwise, except as otherwise required by law.

Number

Metal

Smelter Name

Smelter Id

Remarks

Gold

8853 S.p.A.

CID002763

Conformant

Gold

Abington Reldan Metals, LLC

CID002708

Active

Gold

Advanced Chemical Company

CID000015

Conformant

Gold

AGR Mathey

CID002030

Conformant

Gold

Aida Chemical Industries Co., Ltd.

CID000019

Conformant

Gold

Al Etihad Gold Refinery DMCC

CID002560

Conformant

Gold

Allgemeine Gold-und Silberscheideanstalt A.G.

CID000035

Conformant

Gold

Almalyk Mining and Metallurgical Complex (AMMC)

CID000041

Conformant

Gold

AngloGold Ashanti Corrego do Sitio Mineracao

CID000058

Conformant

Gold

Argor-Heraeus S.A.

CID000077

Conformant

Gold

Asahi Pretec Corp.

CID000082

Conformant

Gold

Asahi Refining Canada Ltd.

CID000924

Conformant

Gold

Asahi Refining USA Inc.

CID000920

Conformant

Gold

Asaka Riken Co., Ltd.

CID000090

Conformant

Gold

Atasay Kuyumculuk Sanayi Ve Ticaret A.S.

CID000103

Active

Gold

AU Traders and Refiners

CID002850

Conformant

Gold

Aurubis AG

CID000113

Conformant

Gold

Bangalore Refinery

CID002863

Conformant

Gold

Bangko Sentral ng Pilipinas (Central Bank of the Philippines)

CID000128

Conformant

Gold

Boliden AB

CID000157

Conformant

Gold

C. Hafner GmbH + Co. KG

CID000176

Conformant

Gold

Caridad

CID000180

Not Active

Gold

CCR Refinery - Glencore Canada Corporation

CID000185

Conformant

Gold

Cendres + M?taux SA

CID000189

Conformant

Gold

Chimet S.p.A.

CID000233

Conformant

Gold

Chugai Mining

CID000264

Conformant

Gold

Daye Non-Ferrous Metals Mining Ltd.

CID000343

Active

Gold

Degussa Sonne / Mond Goldhandel GmbH

CID002867

Active

Gold

Doduco

CID000362

Conformant

Gold

Dowa

CID000401

Conformant

Gold

DS PRETECH Co., Ltd.

CID003195

Conformant

Gold

DSC (Do Sung Corporation)

CID000359

Conformant

Gold

Eco-System Recycling Co., Ltd.

CID000425

Conformant

Gold

Eco-System Recycling Co., Ltd. North Plant

CID003424

Conformant

Gold

Eco-System Recycling Co., Ltd. West Plant

CID003425

Conformant

Number

Metal

Smelter Name

Smelter Id

Remarks

Gold

Emirates Gold DMCC

CID002561

Conformant

Gold

Fujian Zijin mining stock company gold smelter

CID002243

Conformant

Gold

GCC Gujrat Gold Centre Pvt. Ltd.

CID002852

Active

Gold

Geib Refining Corporation

CID002459

Conformant

Gold

Great Wall Precious Metals Co., Ltd. of CBPM

CID001909

Active

Gold

Guangdong Jinding Gold Limited

CID002312

Active

Gold

Guoda Safina High-Tech Environmental Refinery Co., Ltd.

CID000651

Active

Gold

Hangzhou Fuchunjiang Smelting Co., Ltd.

CID000671

Active

Gold

HeeSung Metal Ltd.

CID000689

Conformant

Gold

Heimerle + Meule GmbH

CID000694

Conformant

Gold

Heraeus Germany GmbH Co. KG

CID000711

Active

Gold

Heraeus Ltd. Hong Kong

CID000707

Conformant

Gold

Hunan Chenzhou Mining Co., Ltd.

CID000767

Active

Gold

Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.

CID000773

Active

Gold

HwaSeong CJ CO., LTD.

CID000778

Not Active

Gold

Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.

CID000801

Conformant

Gold

Ishifuku Metal Industry Co., Ltd.

CID000807

Conformant

Gold

Istanbul Gold Refinery

CID000814

Conformant

Gold

Italpreziosi

CID002765

Conformant

Gold

Japan Mint

CID000823

Conformant

Gold

Jiangxi Copper Co., Ltd.

CID000855

Conformant

Gold

JSC Novosibirsk Refinery

CID000493

Conformant

Gold

JSC Uralelectromed

CID000929

Conformant

Gold

JX Nippon Mining & Metals Co., Ltd.

CID000937

Conformant

Gold

Kazakhmys Smelting LLC

CID000956

Active

Gold

Kazzinc

CID000957

Conformant

Gold

Kennecott Utah Copper LLC

CID000969

Conformant

Gold

KGHM Polska Miedz Spolka Akcyjna

CID002511

Conformant

Gold

Kojima Chemicals Co., Ltd.

CID000981

Conformant

Gold

Korea Zinc Co., Ltd.

CID002605

Conformant

Gold

Kyrgyzaltyn JSC

CID001029

Conformant

Gold

Kyshtym Copper-Electrolytic Plant ZAO

CID002865

Active

Gold

L'azurde Company For Jewelry

CID001032

Active

Gold

Lingbao Gold Co., Ltd.

CID001056

Active

Gold

Lingbao Jinyuan Tonghui Refinery Co., Ltd.

CID001058

Active

Gold

L'Orfebre S.A.

CID002762

Conformant

Gold

LS-NIKKO Copper Inc.

CID001078

Conformant

Gold

Luoyang Zijin Yinhui Gold Refinery Co., Ltd.

CID001093

Active

Number

Metal

Smelter Name

Smelter Id

Remarks

Gold

Marsam Metals

CID002606

Conformant

Gold

Materion

CID001113

Conformant

Gold

Matsuda Sangyo Co., Ltd.

CID001119

Conformant

Gold

Metal?rgica Met-Mex Pe?oles, S.A. de C.V

CID001161

Conformant

Gold

Metalor Technologies (Hong Kong) Ltd.

CID001149

Conformant

Gold

Metalor Technologies (Singapore) Pte., Ltd.

CID001152

Conformant

Gold

Metalor Technologies (Suzhou) Ltd.

CID001147

Conformant

Gold

Metalor Technologies S.A.

CID001153

Conformant

Gold

Metalor USA Refining Corporation

CID001157

Conformant

Gold

Mitsubishi Materials Corporation

CID001188

Conformant

Gold

Mitsui Mining and Smelting Co., Ltd.

CID001193

Conformant

Gold

MMTC-PAMP India Pvt., Ltd.

CID002509

Conformant

Gold

Morris and Watson

CID002282

Not Active

Gold

Moscow Special Alloys Processing Plant

CID001204

Conformant

Gold

Nadir Metal Rafineri San. Ve Tic. A.S.

CID001220

Conformant

Gold

Navoi Mining and Metallurgical Combinat

CID001236

Conformant

Gold

NH Recytech Company

CID003189

Active

Gold

Nihon Material Co., Ltd.

CID001259

Conformant

Gold

Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH

CID002779

Conformant

Gold

Ohura Precious Metal Industry Co., Ltd.

CID001325

Conformant

Gold

OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)

CID001326

Conformant

Gold

PAMP S.A.

CID001352

Conformant

Gold

Pease & Curren

CID002872

Active

Gold

Penglai Penggang Gold Industry Co., Ltd.

CID001362

Active

Gold

Planta Recuperadora de Metales SpA

CID002919

Conformant

Gold

Prioksky Plant of Non-Ferrous Metals

CID001386

Conformant

100

Gold

PT Aneka Tambang (Persero) Tbk

CID001397

Conformant

101

Gold

PX Precinox S.A.

CID001498

Conformant

102

Gold

QG Refining, LLC

CID003324

Active

103

Gold

Rand Refinery (Pty) Ltd.

CID001512

Conformant

104

Gold

Refinery of Seemine Gold Co., Ltd.

CID000522

Active

105

Gold

Remondis Argentia B.V.

CID002582

Conformant

106

Gold

Royal Canadian Mint

CID001534

Conformant

107

Gold

SAAMP

CID002761

Conformant

108

Gold

Sabin Metal Corp.

CID001546

Active

109

Gold

Safimet S.p.A

CID002973

Conformant

110

Gold

SAFINA A.S.

CID002290

Conformant

111

Gold

Sai Refinery

CID002853

Active

Number

Metal

Smelter Name

Smelter Id

Remarks

112

Gold

Samduck Precious Metals

CID001555

Conformant

113

Gold

Samwon Metals Corp.

CID001562

Not Active

114

Gold

SAXONIA Edelmetalle GmbH

CID002777

Conformant

115

Gold

SEMPSA Joyeria Plateria S.A.

CID001585

Conformant

116

Gold

Shandong Gold Smelting Co., Ltd.

CID001916

Conformant

117

Gold

Shandong Tiancheng Biological Gold Industrial Co., Ltd.

CID001619

Active

118

Gold

Shandong Zhaojin Gold & Silver Refinery Co., Ltd.

CID001622

Conformant

119

Gold

Sichuan Tianze Precious Metals Co., Ltd.

CID001736

Conformant

120

Gold

Singway Technology Co., Ltd.

CID002516

Conformant

121

Gold

SOE Shyolkovsky Factory of Secondary Precious Metals

CID001756

Conformant

122

Gold

Solar Applied Materials Technology Corp.

CID001761

Conformant

123

Gold

State Research Institute Center for Physical Sciences and Technology

CID003153

Active

124

Gold

Sumitomo Metal Mining Co., Ltd.

CID001798

Conformant

125

Gold

SungEel HiMetal Co., Ltd.

CID002918

Conformant

126

Gold

T.C.A S.p.A

CID002580

Conformant

127

Gold

Tanaka Kikinzoku Kogyo K.K.

CID001875

Conformant

128

Gold

Tokuriki Honten Co., Ltd.

CID001938

Conformant

129

Gold

Tongling Nonferrous Metals Group Co., Ltd.

CID001947

Active

130

Gold

TOO Tau-Ken-Altyn

CID002615

Conformant

131

Gold

Torecom

CID001955

Conformant

132

Gold

Umicore Precious Metals Thailand

CID002314

Conformant

133

Gold

Umicore S.A. Business Unit Precious Metals Refining

CID001980

Conformant

134

Gold

United Precious Metal Refining, Inc.

CID001993

Conformant

135

Gold

Valcambi S.A.

CID002003

Conformant

136

Gold

WIELAND Edelmetalle GmbH

CID002778

Conformant

137

Gold

Yamakin Co., Ltd.

CID002100

Conformant

138

Gold

Yokohama Metal Co., Ltd.

CID002129

Conformant

139

Gold

Yunnan Copper Industry Co., Ltd.

CID000197

Active

140

Gold

Zhongyuan Gold Smelter of Zhongjin Gold Corporation

CID002224

Conformant

141

Tantalum

Asaka Riken Co., Ltd.

CID000092

Conformant

142

Tantalum

Changsha South Tantalum Niobium Co., Ltd.

CID000211

Conformant

143

Tantalum

Conghua Tantalum and Niobium Smeltry

CID000291

Conformant

144

Tantalum

Exotech Inc.

CID000456

Conformant

145

Tantalum

F&X Electro-Materials Ltd.

CID000460

Conformant

146

Tantalum

Guangdong Zhiyuan New Material Co., Ltd.

CID000616

Conformant

147

Tantalum

JiuJiang JinXin Nonferrous Metals Co., Ltd.

CID000914

Conformant

Number

Metal

Smelter Name

Smelter Id

Remarks

148

Tantalum

Jiujiang Tanbre Co., Ltd.

CID000917

Conformant

149

Tantalum

LSM Brasil S.A.

CID001076

Conformant

150

Tantalum

Metallurgical Products India Pvt., Ltd.

CID001163

Conformant

151

Tantalum

Mineração Taboca S.A.

CID001175

Conformant

152

Tantalum

Mitsui Mining and Smelting Co., Ltd.

CID001192

Conformant

153

Tantalum

Molycorp Silmet A.S.

CID001200

Conformant

154

Tantalum

Ningxia Orient Tantalum Industry Co., Ltd.

CID001277

Conformant

155

Tantalum

QuantumClean

CID001508

Conformant

156

Tantalum

RFH Tantalum Smeltry Co., Ltd.

CID001522

Conformant

157

Tantalum

Solikamsk Magnesium Works OAO

CID001769

Conformant

158

Tantalum

Taki Chemical Co., Ltd.

CID001869

Conformant

159

Tantalum

Telex Metals

CID001891

Conformant

160

Tantalum

Ulba Metallurgical Plant JSC

CID001969

Conformant

161

Tantalum

Hengyang King Xing Lifeng New Materials Co., Ltd.

CID002492

Conformant

162

Tantalum

D Block Metals, LLC

CID002504

Conformant

163

Tantalum

FIR Metals & Resource Ltd.

CID002505

Conformant

164

Tantalum

Jiujiang Zhongao Tantalum & Niobium Co., Ltd.

CID002506

Conformant

165

Tantalum

XinXing HaoRong Electronic Material Co., Ltd.

CID002508

Conformant

166

Tantalum

Jiangxi Dinghai Tantalum & Niobium Co., Ltd.

CID002512

Conformant

167

Tantalum

KEMET Blue Metals

CID002539

Conformant

168

Tantalum

H.C. Starck Co., Ltd.

CID002544

Conformant

169

Tantalum

H.C. Starck GmbH Goslar

CID002545

Conformant

170

Tantalum

H.C. Starck Hermsdorf GmbH

CID002547

Conformant

171

Tantalum

H.C. Starck Inc.

CID002548

Conformant

172

Tantalum

H.C. Starck Ltd.

CID002549

Conformant

173

Tantalum

H.C. Starck Smelting GmbH & Co. KG

CID002550

Conformant

174

Tantalum

Global Advanced Metals Boyertown

CID002557

Conformant

175

Tantalum

Global Advanced Metals Aizu

CID002558

Conformant

176

Tantalum

Resind Indústria e Comércio Ltda.

CID002707

Conformant

177

Tantalum

Jiangxi Tuohong New Raw Material

CID002842

Conformant

178

Tantalum

Power Resources Ltd.

CID002847

Conformant

179

Tin

Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.

CID000228

Conformant

180

Tin

CNMC (Guangxi) PGMA Co., Ltd.

CID000278

Not Active

181

Tin

Alpha

CID000292

Conformant

182

Tin

CV Gita Pesona

CID000306

Not Active

183

Tin

CV Nurjanah

CID000309

Active

184

Tin

CV Serumpun Sebalai

CID000313

Not Active

185

Tin

CV United Smelting

CID000315

Not Active

186

Tin

Dowa

CID000402

Conformant

187

Tin

EM Vinto

CID000438

Conformant

Number

Metal

Smelter Name

Smelter Id

Remarks

188

Tin

Estanho de Rondônia S.A.

CID000448

Active

189

Tin

Fenix Metals

CID000468

Conformant

190

Tin

Gejiu Non-Ferrous Metal Processing Co., Ltd.

CID000538

Conformant

191

Tin

Gejiu Zili Mining And Metallurgy Co., Ltd.

CID000555

Conformant

192

Tin

Huichang Jinshunda Tin Co., Ltd.

CID000760

Conformant

193

Tin

Gejiu Kai Meng Industry and Trade LLC

CID000942

Conformant

194

Tin

China Tin Group Co., Ltd.

CID001070

Conformant

195

Tin

Malaysia Smelting Corporation (MSC)

CID001105

Conformant

196

Tin

Metallic Resources, Inc.

CID001142

Conformant

197

Tin

Mineracao Taboca S.A.

CID001173

Conformant

198

Tin

Minsur

CID001182

Conformant

199

Tin

Mitsubishi Materials Corporation

CID001191

Conformant

200

Tin

Jiangxi Nanshan

CID001231

Conformant

201

Tin

Novosibirsk Processing Plant Ltd.

CID001305

Active

202

Tin

O.M. Manufacturing (Thailand) Co., Ltd.

CID001314

Conformant

203

Tin

OMSA

CID001337

Conformant

204

Tin

PT Artha Cipta Langgeng

CID001399

Conformant

205

Tin

PT Babel Inti Perkasa

CID001402

Conformant

206

Tin

PT Babel Surya Alam Lestari

CID001406

Conformant

207

Tin

PT Bangka Tin Industry

CID001419

Not Active

208

Tin

PT Belitung Industri Sejahtera

CID001421

Not Active

209

Tin

Brand IMLI

CID001428

Not Active

210

Tin

PT DS Jaya Abadi

CID001434

Not Active

211

Tin

PT Eunindo Usaha Mandiri

CID001438

Not Active

212

Tin

PT Karimun Mining

CID001448

Not Active

213

Tin

PT Mitra Stania Prima

CID001453

Conformant

214

Tin

PT Panca Mega Persada

CID001457

Not Active

215

Tin

PT Prima Timah Utama

CID001458

Conformant

216

Tin

PT Refined Bangka Tin

CID001460

Conformant

217

Tin

PT Sariwiguna Binasentosa

CID001463

Not Active

218

Tin

PT Stanindo Inti Perkasa

CID001468

Conformant

219

Tin

PT Sumber Jaya Indah

CID001471

Not Active

220

Tin

Kundur Smelter

CID001477

Conformant

221

Tin

INDONESIAN STATE TIN CORPORATION MENTOK SMELTER

CID001482

Conformant

222

Tin

PT Tinindo Inter Nusa

CID001490

Conformant

223

Tin

PT Tommy Utama

CID001493

Not Active

224

Tin

Rui Da Hung

CID001539

Conformant

225

Tin

Soft Metais Ltda.

CID001758

Conformant

226

Tin

Thaisarco

CID001898

Conformant

Number

Metal

Smelter Name

Smelter Id

Remarks

227

Tin

Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.

CID001908

Conformant

228

Tin

VQB Mineral and Trading Group JSC

CID002015

Active

229

Tin

White Solder Metalurgia e Mineração Ltda.

CID002036

Conformant

230

Tin

Yunnan Chengfeng Non-ferrous Metals Co., Ltd.

CID002158

Conformant

231

Tin

Yunnan Tin Company Limited

CID002180

Conformant

232

Tin

CV Venus Inti Perkasa

CID002455

Active

233

Tin

Magnu's Minerais Metais e Ligas Ltda.

CID002468

Conformant

234

Tin

PT Tirus Putra Mandiri

CID002478

Not Active

235

Tin

Melt Metais e Ligas S.A.

CID002500

Conformant

236

Tin

PT ATD Makmur Mandiri Jaya

CID002503

Conformant

237

Tin

O.M. Manufacturing Philippines, Inc.

CID002517

Conformant

238

Tin

PT Inti Stania Prima

CID002530

Not Active

239

Tin

CV Ayi Jaya

CID002570

Not Active

240

Tin

Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company

CID002572

Active

241

Tin

Nghe Tinh Non-Ferrous Metals Joint Stock Company

CID002573

Active

242

Tin

Tuyen Quang Non-Ferrous Metals Joint Stock Company

CID002574

Active

243

Tin

CV Dua Sekawan

CID002592

Not Active

244

Tin

CV Tiga Sekawan

CID002593

Conformant

245

Tin

An Vinh Joint Stock Mineral Processing Company

CID002703

Active

246

Tin

Resind Indústria e Comércio Ltda.

CID002706

Conformant

247

Tin

Super Ligas

CID002756

Active

248

Tin

PT O.M. Indonesia

CID002757

Not Active

249

Tin

Metallo-Chimique N.V.

CID002773

Conformant

250

Tin

Elmet S.L.U.

CID002774

Conformant

251

Tin

PT Bangka Prima Tin

CID002776

Not Active

252

Tin

PT Sukses Inti Makmur

CID002816

Not Active

253

Tin

PT Kijang Jaya Mandiri

CID002829

Not Active

254

Tin

Thai Nguyen Mining and Metallurgy Co., Ltd.

CID002834

Conformant

255

Tin

PT Menara Cipta Mulia

CID002835

Conformant

256

Tin

HuiChang Hill Tin Industry Co., Ltd.

CID002844

Conformant

257

Tin

Gejiu Fengming Metallurgy Chemical Plant

CID002848

Conformant

258

Tin

Modeltech Sdn Bhd

CID002858

Active

259

Tin

PT Lautan Harmonis Sejahtera

CID002870

Active

260

Tin

Guangdong Hanhe Non-Ferrous Metal Co., Ltd.

CID003116

Conformant

261

Tin

Chifeng Dajingzi Tin Industry Co., Ltd.

CID003190

Conformant

262

Tin

PT Bangka Serumpun

CID003205

Conformant

263

Tin

Pongpipat Company Limited

CID003208

Active

264

Tin

Tin Technology & Refining

CID003325

Conformant

Number

Metal

Smelter Name

Smelter Id

Remarks

265

Tin

Dongguan CiEXPO Environmental Engineering Co., Ltd.

CID003356

Active

266

Tin

Ma'anshan Weitai Tin Co., Ltd.

CID003379

Conformant

267

Tin

PT Rajawali Rimba Perkasa

CID003381

Conformant

268

Tin

Luna Smelter, Ltd.

CID003387

Conformant

269

Tin

Yunnan Yunfan Non-ferrous Metals Co., Ltd.

CID003397

Conformant

270

Tin

Precious Minerals and Smelting Limited

CID003409

Active

271

Tin

Gejiu City Fuxiang Industry and Trade Co., Ltd.

CID003410

Active

272

Tungsten

A.L.M.T. TUNGSTEN Corp.

CID000004

Conformant

273

Tungsten

Kennametal Huntsville

CID000105

Conformant

274

Tungsten

Guangdong Xianglu Tungsten Co., Ltd.

CID000218

Conformant

275

Tungsten

Chongyi Zhangyuan Tungsten Co., Ltd.

CID000258

Conformant

276

Tungsten

CNMC (Guangxi) PGMA Co., Ltd.

CID000281

Active

277

Tungsten

Global Tungsten & Powders Corp.

CID000568

Conformant

278

Tungsten

Hunan Chenzhou Mining Co., Ltd.

CID000766

Conformant

279

Tungsten

Hunan Chunchang Nonferrous Metals Co., Ltd.

CID000769

Conformant

280

Tungsten

Japan New Metals Co., Ltd.

CID000825

Conformant

281

Tungsten

Ganzhou Huaxing Tungsten Products Co., Ltd.

CID000875

Conformant

282

Tungsten

Kennametal Fallon

CID000966

Conformant

283

Tungsten

Tejing (Vietnam) Tungsten Co., Ltd.

CID001889

Conformant

284

Tungsten

WBH

CID002044

Conformant

285

Tungsten

Xiamen Tungsten Co., Ltd.

CID002082

Conformant

286

Tungsten

Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.

CID002313

Not Active

287

Tungsten

Ganzhou Jiangwu Ferrotungsten Co., Ltd.

CID002315

Conformant

288

Tungsten

Jiangxi Yaosheng Tungsten Co., Ltd.

CID002316

Conformant

289

Tungsten

Jiangxi Xinsheng Tungsten Industry Co., Ltd.

CID002317

Conformant

290

Tungsten

Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.

CID002318

Conformant

291

Tungsten

Malipo Haiyu Tungsten Co., Ltd.

CID002319

Conformant

292

Tungsten

Xiamen Tungsten (H.C.) Co., Ltd.

CID002320

Conformant

293

Tungsten

Jiangxi Gan Bei Tungsten Co., Ltd.

CID002321

Conformant

294

Tungsten

Ganzhou Seadragon W & Mo Co., Ltd.

CID002494

Conformant

295

Tungsten

Asia Tungsten Products Vietnam Ltd.

CID002502

Conformant

296

Tungsten

Chenzhou Diamond Tungsten Products Co., Ltd.

CID002513

Conformant

297

Tungsten

Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.

CID002535

Not Active

298

Tungsten

H.C. Starck GmbH

CID002541

Conformant

299

Tungsten

H.C. Starck Smelting GmbH & Co.KG

CID002542

Conformant

300

Tungsten

Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC

CID002543

Conformant

Number

Metal

Smelter Name

Smelter Id

Remarks

301

Tungsten

Jiangwu H.C. Starck Tungsten Products Co., Ltd.

CID002551

Conformant

302

Tungsten

Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji

CID002579

Conformant

303

Tungsten

Niagara Refining LLC

CID002589

Conformant

304

Tungsten

China Molybdenum Co., Ltd.

CID002641

Conformant

305

Tungsten

Ganzhou Haichuang Tungsten Co., Ltd.

CID002645

Conformant

306

Tungsten

Jiangxi Dayu Longxintai Tungsten Co., Ltd.

CID002647

Not Active

307

Tungsten

Hydrometallurg, JSC

CID002649

Conformant

308

Tungsten

Unecha Refractory metals plant

CID002724

Conformant

309

Tungsten

South-East Nonferrous Metal Company Limited of Hengyang City

CID002815

Not Active

310

Tungsten

Philippine Chuangxin Industrial Co., Inc.

CID002827

Conformant

311

Tungsten

Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.

CID002830

Conformant

312

Tungsten

ACL Metais Eireli

CID002833

Conformant

313

Tungsten

Woltech Korea Co., Ltd.

CID002843

Conformant

314

Tungsten

Moliren Ltd

CID002845

Conformant

315

Tungsten

Hunan Litian Tungsten Industry Co., Ltd.

CID003182

Conformant

316

Tungsten

KGETS Co., Ltd.

CID003388

Conformant

317

Tungsten

Fujian Ganmin RareMetal Co., Ltd.

CID003401

Conformant

318

Tungsten

Lianyou Metals Co., Ltd.

CID003407

Conformant

319

Tungsten

JSC "Kirovgrad Hard Alloys Plant"

CID003408

Active

320

Tungsten

NPP Tyazhmetprom LLC

CID003416

Active

321

Tungsten

GEM Co., Ltd.

CID003417

Active

322

Tungsten

Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.

CID003427

Active

323

Tungsten

Cronimet Brasil Ltda

CID003468

Active


Term	Definition	Statistic

Eligible	RMI recognized smelter eligible for RMAP	323
Conformant	Smelter who passed RMI RMAP audit	242
Active	Eligible smelter who is not yet conformant but is working with the RMI to become conformant	51
Not Active	Un-cooperative and not actively working with the RMI. Also includes businesses who are not operational - either temporarily or permanently.	30


Mineral	Gold	Tantalum	Tin	Tungsten	Total
Conformant	107	38	55	42	242
RMAP Active	29	0	16	6	51
Not Active	4	0	22	4	30
Total	140	38	93	52	323