|
As filed with the Securities and Exchange Commission on July 17, 2019
|
Registration No. 333-
|
|
Harald Halbhuber
Shearman & Sterling LLP 599 Lexington Avenue New York, New York 10022 (212) 848-4000 |
Francis Fitzherbert-Brockholes, Esq.
White & Case LLP 5 Old Broad Street London EC2N 1DW United Kingdom +(44) 20 7532-1400 |
|
It is proposed that this filing become effective under Rule 466:
|
☒ immediately upon filing.
|
|
☐ on (Date) at (Time).
|
|
|
If a separate registration statement has been filed to register the deposited shares, check the following box: ☒
|
|
|
Title of each class
of Securities to be registered |
Amount to be registered
|
Proposed
maximum aggregate price per unit (1) |
Proposed
maximum aggregate offering price (2) |
Amount of registration fee
|
|
American Depositary Shares, each representing one-tenth (0.1) of one ordinary share of Genmab A/S
|
100,000,000 American Depositary Shares
|
$0.05
|
$5,000,000
|
$606.00
|
|
1
|
For the purpose of this table only the term “unit” is defined as one American Depositary Share.
|
|
2
|
Estimated solely for the purpose of calculating the registration fee. Pursuant to Rule 457(k), such estimate is computed on the basis of the maximum aggregate fees or charges to be imposed in connection with the
issuance of American Depositary Shares.
|
|
Required Information
|
Location in Form of Receipt Filed Herewith as Prospectus
|
||||
|
1.
|
Name of depositary and address of its principal executive office
|
Face of Receipt – introductory paragraph
|
|||
|
2.
|
Title of Receipts and identity of deposited securities
|
Face of Receipt – top center
|
|||
|
Terms of Deposit:
|
|||||
|
(i)
|
The amount of deposited securities represented by one American Depositary Share (“ADS”)
|
Face of Receipt – upper right corner
|
|||
|
(ii)
|
The procedure for voting the deposited securities
|
Reverse of Receipt – Articles 14 and 15
|
|||
|
(iii)
|
The procedure for collecting and distributing dividends
|
Reverse of Receipt – Articles 13 and 14
|
|||
|
(iv)
|
The procedures for transmitting notices, reports and proxy soliciting material
|
Face of Receipt – Article 12;
Reverse of Receipt – Articles 14 and 15 |
|||
|
(v)
|
The sale or exercise of rights
|
Reverse of Receipt – Articles 13 and 14
|
|||
|
(vi)
|
The deposit or sale of securities resulting from dividends, splits or plans of reorganization
|
Face of Receipt – Articles 3, 6 and 9;
Reverse of Receipt – Articles 13 and 16 |
|||
|
(vii)
|
Amendment, extension or termination of the deposit arrangements
|
Reverse of Receipt – Articles 20 and 21 (no provision for extension)
|
|||
|
(viii)
|
The rights of holders of Receipts to inspect the books of the depositary and the list of holders of Receipts
|
Face of Receipt – Article 12
|
|||
|
(ix)
|
Restrictions upon the right to transfer or withdraw the underlying securities
|
Face of Receipt – Articles 2, 3, 4, 6, 8, 9 and 10;
Reverse of Receipt – Article 22 |
|||
|
(x)
|
Limitation on the depositary’s liability
|
Face of Receipt – Articles 6 and 10;
Reverse of Receipt – Articles 15, 16, 17 and 18 |
|||
|
3.
|
Fees and charges that a holder of Receipts may have to pay, either directly or indirectly
|
Face of Receipt – Article 9
|
|||
|
Item 3.
|
EXHIBITS
|
|
|
(a)(1)
|
Deposit Agreement, dated May 31, 2013, among the Company, Deutsche Bank Trust Company Americas, as depositary (the “Depositary”), and all holders and beneficial owners from time to time of ADSs issued thereunder (“Deposit Agreement”). —
Previously filed as an exhibit to Registration Statement No. 333-188759 and incorporated herein by reference.
|
|
|
(a)(2)
|
Form of Amendment No. 1 to Deposit Agreement. — Previously filed as an exhibit to Registration Statement No. 333-188759 and incorporated herein by reference.
|
|
|
(a)(3)
|
Form of Amended and Restated Deposit Agreement. — Previously filed as an exhibit to Registration Statement No. 333-188759 and incorporated herein by reference.
|
|
|
(a)(4)
|
Form of American Depositary Receipt. — Filed herewith as Exhibit (a)(4).
|
|
|
(b)
|
Any other agreement to which the Depositary is a party relating to the issuance of the ADSs registered hereunder or the custody of the deposited securities represented thereby. — Not applicable.
|
|
|
(c)
|
Every material contract relating to the deposited securities between the Depositary and the issuer of the deposited securities in effect at any time within the last three years. — Not applicable.
|
|
|
(d)
|
Opinion of White & Case LLP, counsel to the Depositary, as to the legality of the securities to be registered. — Filed herewith as Exhibit (d).
|
|
|
(e)
|
Certification under Rule 466. — Filed herewith as Exhibit (e).
|
|
|
(f)
|
Powers of attorney for certain officers and directors of the Company. — Set forth on the signature pages hereto.
|
|
|
Item 4.
|
UNDERTAKINGS
|
|
|
(a)
|
The Depositary hereby undertakes to make available at the principal office of the Depositary in the United States, for inspection by holders of the ADR, any reports and communications received from the issuer of the deposited securities
which are both (1) received by the Depositary as the holder of the deposited securities; and (2) made generally available to the holders of the underlying securities by the issuer.
|
|
|
(b)
|
If the amount of fees charged is not disclosed in the prospectus, the Depositary undertakes to prepare a separate document stating the amount of any fee charged and describing the service for which it is charged and to deliver promptly a
copy of such fee schedule without charge to anyone upon request. The Depositary undertakes to notify each registered holder of an ADR thirty (30) days before any change in the fee schedule.
|
|
|
Legal entity created by the Deposit Agreement for the issuance of American Depositary Receipts evidencing American Depositary Shares, each representing one-tenth of one ordinary share of Genmab A/S.
Deutsche Bank Trust Company Americas, as Depositary
|
||||
|
By:
|
/s/ Jean Paul Simoes
|
|||
|
Name:
|
Jean Paul Simoes
|
|||
|
Title:
|
Vice President
|
|||
|
By:
|
/s/ Michael Curran
|
|||
|
Name:
|
Michael Curran
|
|||
|
Title:
|
Vice President
|
|||
|
Genmab A/S
|
||||
|
By:
|
/s/ Jan G. J. van de Winkel | |||
|
Name:
|
Jan G. J. van de Winkel
|
|||
|
Title:
|
President & Chief Executive Officer
|
|||
| /s/ Jan G. J. van de Winkel |
President & Chief Executive Officer (Principal Executive Officer)
|
|
|
Name: Jan G. J. van de Winkel
|
||
|
/s/ David A. Eatwell
|
Executive Vice President & Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer)
|
|
|
Name: David A. Eatwell
|
||
| /s/ Mats Pettersson |
Chairman of the Board of Directors
|
|
|
Name: Mats Pettersson
|
||
| /s/ Deirdre P. Connelly |
Deputy Chairman of the Board of Directors
|
|
|
Name: Deirdre P. Connelly
|
||
| /s/ Anders Gersel Pedersen |
Director
|
|
|
Name: Anders Gersel Pedersen
|
||
| /s/ Pernille Erenbjerg |
Director
|
|
|
Name: Pernille Erenbjerg
|
||
| /s/ Paolo Paoletti |
Director
|
|
|
Name: Paolo Paoletti
|
||
| /s/ Rolf Hoffman |
Director
|
|
|
Name: Rolf Hoffman
|
||
| /s/ Peter Storm Kristensen |
Director
|
|
|
Name: Peter Storm Kristensen
|
||
| /s/ Mijke Zachariasse |
Director
|
|
|
Name: Mijke Zachariasse
|
||
| /s/ Daniel J. Bruno |
Director
|
|
|
Name: Daniel J. Bruno
|
|
Genmab US, Inc.
|
||||
|
By:
|
/s/ David A. Eatwell | |||
|
Name:
|
David A. Eatwell
|
|||
|
Title:
|
Executive Vice President & Chief Financial Officer
|
|||
|
Exhibit
|
Document
|
|
(a)(4)
|
Form of American Depositary Receipt
|
|
(d)
|
Opinion of White & Case LLP, counsel to the Depositary
|
|
(e)
|
Certification under Rule 466
|