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SERA PROGNOSTICS, INC.
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(Name of Issuer)
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Class A Common Stock, $0.0001 par value
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(Title of Class of Securities)
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81749D107
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(CUSIP Number)
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December 31, 2021
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(Date of Event which Requires Filing of this Statement)
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1
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY):
Domain Partners VIII, L.P.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) [X]
(b) [ ]
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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2,523,771
Shares of Common Stock*
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6
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SHARED VOTING POWER
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0
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7
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SOLE DISPOSITIVE POWER
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2,523,771
Shares of Common Stock*
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8
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SHARED DISPOSITIVE POWER
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0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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2,523,771
Shares of Common Stock*
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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[ ]
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
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8.6%**
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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PN
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1
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY):
DP VIII Associates, L.P.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) [X]
(b) [ ]
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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18,726
Shares of Common Stock*
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6
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SHARED VOTING POWER
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0
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7
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SOLE DISPOSITIVE POWER
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18,726
Shares of Common Stock*
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8
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SHARED DISPOSITIVE POWER
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0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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18,726
Shares of Common Stock*
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||
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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[ ]
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
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0.1%**
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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PN
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1
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY):
Domain Associates, LLC
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) [X]
(b) [ ]
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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30,920
Shares of Common Stock*
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6
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SHARED VOTING POWER
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0
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7
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SOLE DISPOSITIVE POWER
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30,920
Shares of Common Stock*
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8
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SHARED DISPOSITIVE POWER
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0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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30,920
Shares of Common Stock*
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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[ ]
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||
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
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0.1%**
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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PN
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Item 1(a) Name of Issuer:
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Sera Prognostics, Inc.
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Item 1(b) Address of Issuer’s Principal Executive Offices:
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2749 E. Parleys Way, Suite 200, Salt Lake City, UT 84109
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Item 2(a) Name of Person Filing:
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This statement is being filed by Domain Partners VIII, L.P., a Delaware limited partnership (“Domain VIII”), DP VIII Associates, L.P., a Delaware limited partnership (“DP VIII A”), and Domain Associates, LLC, a
Delaware limited liability company (“DA” and together with Domain VIII and DP VIII A, the “Reporting Persons”). The Joint Filing Agreement among the Reporting Persons is attached hereto as Exhibit A.
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One Palmer Square Associates VIII, LLC, a Delaware limited liability company (“OPSA VIII”), is the sole general partner of Domain VIII and DP VIII A, and therefore may be deemed to indirectly beneficially own the
securities reported herein as directly beneficially owned by Domain VIII and DP VIII A, however OPSA VIII expressly disclaims beneficial ownership of such securities.
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Item 2(b) Address of Principal Business Office:
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For each Reporting Person: 103 Carnegie Center, Suite 300, Princeton, NJ 08540
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Item 2(c) Place of Organization:
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Domain VIII: Delaware
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DP VIII A: Delaware
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DA: Delaware
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Item 2(d) Title of Class of Securities:
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Class A Common Stock, $0.0001 par value
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Item 2(e) CUSIP Number:
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81749D107
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Item 3 Statements Filed Pursuant to Rules 13d-1(b) or 13d-2(b):
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Not applicable.
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Item 4 Ownership:
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(a) through (c): The information requested in these paragraphs is incorporated herein by reference to the cover pages to this Schedule 13G.
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Item 5 Ownership of Five Percent or Less of a Class:
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Not applicable.
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Item 6 Ownership of More than Five Percent on Behalf of Another Person:
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Not applicable.
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Item 7 Identification and Classification of Subsidiary:
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Not applicable.
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Item 8 Identification and Classification of Members of Group:
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Not applicable.
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Item 9 Notice of Dissolution of Group:
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Not applicable.
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Item 10 Certification:
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Not applicable.
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DOMAIN PARTNERS VIII, L.P.
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By:
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One Palmer Square Associates VIII, L.L.C., General Partner
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By:
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/s/ Lisa A. Kraeutler
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Name:
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Lisa A. Kraeutler
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Title:
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Attorney-in-Fact
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DP VIII ASSOCIATES, L.P.
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By:
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One Palmer Square Associates VIII, L.L.C., General Partner
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By:
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/s/ Lisa A. Kraeutler
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Name:
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Lisa A. Kraeutler
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Title:
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Attorney-in-Fact
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DOMAIN ASSOCIATES, LLC
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By:
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/s/ Lisa A. Kraeutler
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Name:
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Lisa A. Kraeutler
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Title:
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Attorney-in-Fact
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DOMAIN PARTNERS VIII, L.P.
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By:
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One Palmer Square Associates VIII, L.L.C., General Partner
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By:
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/s/ Lisa A. Kraeutler
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Name:
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Lisa A. Kraeutler
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Title:
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Attorney-in-Fact
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DP VIII ASSOCIATES, L.P.
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By:
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One Palmer Square Associates VIII, L.L.C., General Partner
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By:
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/s/ Lisa A. Kraeutler
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Name:
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Lisa A. Kraeutler
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Title:
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Attorney-in-Fact
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DOMAIN ASSOCIATES, LLC
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By:
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/s/ Lisa A. Kraeutler
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Name:
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Lisa A. Kraeutler
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Title:
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Attorney-in-Fact
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