Exhibit 107
Calculation of Filing Fee Tables
Form S-3
(Form Type)
LiveOne, Inc.
(Exact Name of Registrant as Specified in its Charter)
Table 1: Newly Registered and Carry Forward Securities
| Security Type | Security Class Title (1) | Fee Calculation or Carry Forward Rule | Amount Registered (1) | Proposed Maximum Offering Price Per Unit (1) | Maximum Aggregate Offering Price (1) | Fee Rate | Amount of Registration Fee (1) | Carry Forward Form Type | Carry Forward File Number | Carry Forward Initial Effective Date | Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward | |||||||||||||||||||||||||||||||||
| Newly Registered Securities | ||||||||||||||||||||||||||||||||||||||||||||
| Fees to be Paid | Equity | Common Stock, par value $0.001 per share | 457(o) | |||||||||||||||||||||||||||||||||||||||||
| Fees to be Paid | Equity | Preferred Stock, par value $0.001 per share | 457(o) | |||||||||||||||||||||||||||||||||||||||||
| Fees to be Paid | Debt | Debt Securities | 457(o) | |||||||||||||||||||||||||||||||||||||||||
| Fees to be Paid | Other | Warrants | 457(o) | |||||||||||||||||||||||||||||||||||||||||
| Fees to be Paid | Other | Rights | 457(o) | |||||||||||||||||||||||||||||||||||||||||
| Fees to be Paid | Other | Units (2) | 457(o) | |||||||||||||||||||||||||||||||||||||||||
| Fees Previously Paid | Unallocated (Universal) Shelf | Unallocated (Universal) Shelf | 457(o) | $ | 0 | (3) | 0.00015310 | $ | 0 | (3) | ||||||||||||||||||||||||||||||||||
| Carry Forward Securities | ||||||||||||||||||||||||||||||||||||||||||||
| Carry Forward Securities | Equity | Common Stock, par value $0.001 per share | 415(a)(6) | S-3 | 333-262549 | February 4, 2022 | ||||||||||||||||||||||||||||||||||||||
| Carry Forward Securities | Equity | Preferred Stock, par value $0.001 per share | 415(a)(6) | S-3 | 333-262549 | February 4, 2022 | ||||||||||||||||||||||||||||||||||||||
| Carry Forward Securities | Debt | Debt Securities | 415(a)(6) | S-3 | 333-262549 | February 4, 2022 | ||||||||||||||||||||||||||||||||||||||
| Carry Forward Securities | Other | Warrants | 415(a)(6) | S-3 | 333-262549 | February 4, 2022 | ||||||||||||||||||||||||||||||||||||||
| Carry Forward Securities | Other | Rights | 415(a)(6) | S-3 | 333-262549 | February 4, 2022 | ||||||||||||||||||||||||||||||||||||||
| Carry Forward Securities | Other | Units (2) | 415(a)(6) | S-3 | 333-262549 | February 4, 2022 | ||||||||||||||||||||||||||||||||||||||
| Carry Forward Securities | Unallocated (Universal) Shelf | Unallocated (Universal) Shelf | 415(a)(6) | $ | 150,000,000 | (3)(4) | S-3 | 333-262549 | February 4, 2022 | $ | 9,733.50 | (3) | ||||||||||||||||||||||||||||||||
| Total Offering Amounts | $ | 150,000,000 | $ | 22,965.00 | ||||||||||||||||||||||||||||||||||||||||
| Total Fees Previously Paid | $ | 0 | ||||||||||||||||||||||||||||||||||||||||||
| Total Fee Offsets | $ | 9,733.50 | (3) | |||||||||||||||||||||||||||||||||||||||||
| Net Fee Due | $ | 13,231.5 | (3) | |||||||||||||||||||||||||||||||||||||||||
Table 2: Fee Offset Claims and Sources
| Registrant or Filer Name |
Form or Filing Type |
File Number |
Initial Filing Date |
Filing Date |
Fee Offset Claimed |
Security Type Associated with Fee Offset Claimed |
Security Title Associated with Fee Offset Claimed |
Unsold Securities Associated with Fee Offset Claimed |
Unsold Aggregate Offering Amount Associated with Fee Offset Claimed |
Fee Paid with Fee Offset Source |
||||||||||||||||||
| Rules 457(b) and 0-11(a)(2) | ||||||||||||||||||||||||||||
| Fee Offset Claims | ||||||||||||||||||||||||||||
| Fee Offset Sources | ||||||||||||||||||||||||||||
| Rule 457(p) | ||||||||||||||||||||||||||||
| Fee Offset Claims | LiveOne, Inc. | S-3 | 333-262549 | February 4, 2022 | n/a | $ | 9,733.50 | (3)(4) | Unallocated (Universal) Shelf | Unallocated (Universal) Shelf | Unallocated (Universal) Shelf | $ | 150,000,000 | |||||||||||||||
| Fee Offset Sources | LiveOne, Inc. | S-3 |
333-262549 |
n/a |
February 4, 2022 |
$9,733.50 |
(3)(4) | |||||||||||||||||||||
| (1) | The aggregate maximum offering price of all securities issued or issuable by LiveOne, Inc. (the “Registrant”) that are registered pursuant to this Registration Statement shall not exceed $150,000,000. The proposed maximum aggregate offering price is estimated solely for the purpose of computing the registration fee pursuant to Rule 457(o) under the Securities Act of 1933, as amended (the “Securities Act”). |
| (2) | Units may consist of one or more shares of common stock, preferred stock, debt securities, warrants or rights issued by the Registrant, other property, or any combination thereof. |
| (3) | Pursuant to Rule 415(a)(6) under the Securities Act, the Registrant is registering hereby $150,000,000 of unsold securities (the “Unsold Securities”) previously registered under the Registrant’s prior Registration Statement on Form S-3 (File No. 333-262549) filed on February 4, 2022 (the “Prior Registration Statement”). The registration fee of $9,733.50 relating to the Unsold Securities, which the Registrant previously paid (including through fee offset), will continue to be applied to those Unsold Securities pursuant to Rule 415(a)(6), and except as set forth herein no additional registration fee is being paid as to those Unsold Securities. Pursuant to Rule 415(a)(6), the offering of such Unsold Securities under the Prior Registration Statement will be deemed terminated as of the date of effectiveness of this Registration Statement. In addition to Unsold Securities being carried forward from the Prior Registration Statement, the Registrant is also paying a registration fee of $13,231.5 due to the difference between the fee rate that applied to the Prior Registration Statement and the fee rate that applies to this Registration Statement. |
| (4) | Pursuant to Rule 415(a)(5) under the Securities Act, the Registrant may continue to offer and sell Unsold Securities under the Prior Registration Statement until the earlier of (i) the date on which this Registration Statement is declared effective by the U.S. Securities and Exchange Commission, and (ii) August 16, 2025, which is 180 days after the third-year anniversary of the effective date of the Prior Registration Statement (the “Expiration Date”). Pursuant to Rule 415(a)(6) under the Securities Act, if on or prior to the Expiration Date the Registrant sells Unsold Securities under the Prior Registration Statement, the Registrant shall file a pre-effective amendment to this Registration Statement to update the amount of Unsold Securities which are being registered under this Registration Statement, and upon effectiveness of this Registration Statement may continue to offer and sell such Unsold Securities under this Registration Statement. |