PRELIMINARY DRAFT SUBJECT TO FURTHER DUE DILIGENCE AND REVIEW Investor Equity
AUM ($bn) Surveyor % S/O Share Pos. Dimensional $ 527 < 0.1 % Current Position Q2'23 61,724 596,078 (534,354) T. Rowe Associates 928 0.2 207,343 475,186 (267,843) AlphInvest < 1 0.2 207,343 473,928 (266,585) G2
Investments < 1 - - 248,706 (248,706) Millennium 108 0.8 1,057,316 1,279,914 (222,598) Goldman Sachs AM 316 < 0.1 51,632 219,035 (167,403) D. E.
Shaw 64 0.2 327,596 490,860 (163,264) DWS 103 0.1 103,463 229,782 (126,319) Mellon 250 0.3 369,214 491,706 (122,492) First Eagle
IM 70 - - 100,760 (100,760) Riverbridge 8 1.7 2,293,124 2,378,406 (85,282) Cubist 8 - - 63,684 (63,684) Schroder IM 165 < 0.1 63,561 121,968 (58,407) Surveyor Pos. (shares) Share Pos. Wellington $ 624 6.1
% 8,284,051 3,121,269 5,162,782 Citadel 97 1.6 2,212,670 66,937 2,145,733 Two Sigma 85 1.1 1,457,741 941,445 516,296 Renaissance Tech 65 1.1 1,434,494 932,500 501,994 Lazard AM 123 0.4 559,451 129,276 430,175 Morgan
Stanley IM 95 0.4 611,726 298,417 313,309 APG AM 130 0.3 401,348 94,429 306,919 Hawk Ridge 2 0.2 292,266 - 292,266 Voloridge 25 0.4 546,257 264,781 281,476 Ararat < 1 0.6 849,551 568,733 280,818 Jacobs
Levy 22 0.7 1,015,880 839,399 176,481 Balyasny 35 0.1 166,639 - 166,639 BlackRock (UK) 551 0.3 389,959 224,220 165,739 Fidelity 1,788 0.1 164,596 814 163,782 Acadian 31 1.0 1,319,945 1,160,423 159,522 Qube
Research 44 0.1 158,714 - 158,714 BlackRock (US) 428 0.3 465,118 329,670 135,448 Total 14.9 20,330,406 8,972,313 11,358,093 Surveyor Pos. (shares) Connor, Clark &
Lunn 23 0.4 519,878 396,729 123,149 Nuveen 480 0.4 504,555 792,656 (288,101) BlackRock (US) 428 0.3 465,118 329,670 135,448 Arrowstreet Capital 100 0.1 130,235 651,998 (521,763) APG
AM 130 0.3 401,348 94,429 306,919 Noked Capital DWS Investment 1 155 < 0.1 25,000 - - 432,329 320,010 (407,329) (320,010) BlackRock
(UK) 551 0.3 389,959 224,220 165,739 Nuveen 480 0.4 504,555 792,656 (288,101) Mellon 250 0.3 369,214 491,706 (122,492) D. E. Shaw 64 0.2 327,596 490,860 (163,264) SEI Investments 72 0.2 307,213 291,616 15,597 Hawk
Ridge 2 0.2 292,266 - 292,266 T. Rowe Associates 928 0.2 207,343 475,186 (267,843) AlphInvest < 1 0.2 207,343 473,928 (266,585) Numeric Investors 24 0.1 202,383 84,170 118,213 Surveyor Pos. (shares) Equity
AUM Surveyor Current Investor Equity AUM ($bn) Surveyor % S/O Current Position Q2'23 Investor ($bn) % S/O Position Q2'23 Share Pos. Wellington $ 624 6.1
% 8,284,051 3,121,269 5,162,782 Riverbridge 8 1.7 2,293,124 2,378,406 (85,282) Citadel 97 1.6 2,212,670 66,937 2,145,733 Two Sigma 85 1.1 1,457,741 941,445 516,296 Renaissance
Tech 65 1.1 1,434,494 932,500 501,994 Acadian 31 1.0 1,319,945 1,160,423 159,522 Millennium 108 0.8 1,057,316 1,279,914 (222,598) Jacobs Levy 22 0.7 1,015,880 839,399 176,481 Ararat <
1 0.6 849,551 568,733 280,818 Morgan Stanley IM 95 0.4 611,726 298,417 313,309 Lazard AM 123 0.4 559,451 129,276 430,175 Federated 8 0.4 551,400 605,092 (53,692) Top
Sellers Voloridge 25 0.4 546,257 264,781 281,476 Top Buyers and Sellers of Surveyor Top 25 Active Investors in Surveyor Top
Buyers Total 19.3 26,387,822 16,731,762 9,656,060 Total 3.8 5,402,106 9,367,006 (3,964,900) 13 Source: Refinitiv and Bloomberg as of latest filings. Highlighting denotes Top 25 Active Investors who are also a Top Buyer or Top
Seller.