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Exhibit 1.01
Conflict Minerals Report
This Conflict Minerals Report (“Report”) has been prepared pursuant to Rule 13p-1 (the “Rule”) under the Securities Exchange Act of 1934, as amended, for the reporting period from January 1, 2018 to December 31, 2018. The Rule was adopted by the Securities and Exchange Commission (the “SEC”) to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the “Dodd-Frank Act”). The Rule requires SEC registrants to determine whether “conflict minerals” are necessary to the functionality or production of products they manufacture or contract to manufacture. “Conflict Minerals” are defined as cassiterite, columbite-tantalite, gold, wolframite, and their derivatives (tin, tantalum, and tungsten).
Based upon a reasonable country of origin inquiry (“RCOI”), if the SEC registrant knows that any of its necessary Conflict Minerals originated from sources in the Democratic Republic of the Congo or an adjoining country (the “Covered Countries”) and are not from recycled or scrap sources, or has reason to believe that its necessary Conflict Minerals may have originated in the Covered Countries and has reason to believe that they may not be from recycled or scrap sources, the SEC registrant must exercise due diligence on the source of the Conflict Minerals and chain of custody, conforming to a nationally or internationally recognized due diligence framework.
1. Introduction
1.1 Company and Product Overview
This Report has been prepared by the management of Ubiquiti Networks, Inc. (the “Company,” “we,” “us,” or “our”), with respect to the Company and its subsidiaries and consolidated entities.
The Company develops technology platforms for high-capacity distributed Internet access, unified information technology, and next-generation consumer electronics for home and personal use. We categorize our solutions into three main categories: high performance networking technology for service providers, enterprises and consumers. We offer a broad and expanding portfolio of networking products and solutions for operator-owners of wireless internet services (WISP’s), enterprises and smart homes. Our operator-owner service provider-product platforms provide carrier-class network infrastructure for fixed wireless broadband, wireless backhaul systems and routing and the related software for WISP’s to easily control, track and bill their customers. Our enterprise product platforms provide wireless LAN (WLAN) infrastructure, video surveillance products, switching and routing solutions, security gateways, and other complimentary WLAN products along with a unique software platform, which enables users to control their network from one simple, easy to use software interface. Our consumer products, sold under the Ubiquiti Labs brand name, are targeted to the smart home and highly connected consumers.
We retain contract manufacturers to manufacture, control the quality of and ship our products. While components and supplies are generally available from a variety of sources, we and our contract manufacturers currently depend on a single or limited number of suppliers for several components for our products. As a downstream company, we rely on our contract manufacturers and component suppliers (collectively, the “Product Suppliers”) to provide information on the origins of Conflict Minerals necessary to the functionality or production of our products. We have no business relationship with any of the smelters or refiners involved in producing Conflict Minerals or with any of their respective suppliers.
1.2 Reasonable Country of Origin Inquiry
We conducted an analysis of our products and found that Conflict Minerals (tin, tantalum, tungsten, and gold regardless of country of origin) are necessary to the functionality or production of certain of the products that we contract to manufacture. Therefore, we are subject to the reporting obligations of the Rule.
To perform our RCOI, we surveyed our Product Suppliers. In the survey, we asked the Product Suppliers (i) whether the products they supply to us (or their components) contained Conflict Minerals, and (ii) if they did, to provide information regarding the source of Conflict Minerals contained in those products and components. We relied on our Product Suppliers to provide us with information about the source of Conflict Minerals contained in the products and components they supplied to us.
Due to the complexity of our supply chain, it is time consuming and difficult to verify the origin of all of the Conflict Minerals in our products. Although we have been able to achieve a significant level of transparency as a result of our supply chain due diligence processes, we have been unable to determine the origin of all of the Conflict Minerals used in our products with absolute certainty.
1.3 Conflict Minerals Policy
We have adopted the following Conflict Minerals policy:
As directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, the U.S. Securities and Exchange Commission (the “SEC”) has adopted rules requiring publicly traded companies to disclose whether the products they manufacture or contract to manufacture contain “Conflict Minerals” that are “necessary to the functionality or production” of those products. The definition of “Conflict Minerals” refers to gold, as well as tin, tantalum and tungsten (which are derivatives of cassiterite, columbite-tantalite, and wolframite), regardless of where they are sourced, processed or sold. The U.S. Secretary of State may designate other minerals in the future. The rules are intended to help curtail the violence and human rights violations connected with the mining of Conflict Minerals from locations in the Democratic Republic of the Congo and adjoining countries (the “Conflict Region”). We support these requirements to further the humanitarian goals of ending human rights violations associated with the mining of Conflict Minerals, and ending violent conflict in the Conflict Region that may be financed by the exploitation and trade of Conflict Minerals. Like many other companies, Ubiquiti Networks does not directly purchase minerals from smelters or other mineral processors, and is several layers removed from these processors within the supply chain. However, we are committed to taking steps to determine that products we receive from our suppliers are responsibly sourced.
2. Due Diligence Process
2.1 Design of Due Diligence
We designed our due diligence program to conform, in all material respects, with the latest framework in The Organisation for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (“OECD Guidance”).
2.2 Management Systems
2.2.1 Company Policy
As described above, we have adopted a company Conflict Minerals policy that we promote to our Product Suppliers.
2.2.2 Internal Team
We have established procedures for identifying the use of Conflict Minerals in our products, and have established a team responsible for implementing our Conflict Minerals compliance strategies.
2.2.3 Supplier Engagement
As part of our RCOI and our corporate Conflict Minerals policy, we have engaged with our Product Suppliers, prioritizing our largest suppliers in this process to collect information and raise awareness of our expectations relating to Conflict Minerals with greater effectiveness.
2.2.4 Escalation Procedure
We have escalation mechanisms whereby persons can report violations of the Company’s policies, relating to Conflict Minerals and otherwise.
2.2.5 Maintain Records
Our due diligence process involves the compilation and maintenance of relevant materials in electronic and hard-copy records.
2.3 Identify and Assess Risk in the Supply Chain
We evaluated survey responses from our Product Suppliers and followed up to clarify or amplify their responses as necessary. We are continuing to follow-up on these responses.
Due to the complexity of our supply chain, it is time consuming and difficult to verify the origin of all of the necessary Conflict Minerals in our products. As a downstream purchaser of Conflict Minerals, or components containing Conflict Minerals, our diligence processes are based (by necessity) upon seeking data from our Product Suppliers, with those suppliers seeking similar information within their supply chains to identify the original sources of Conflict Minerals. Accordingly, we rely heavily on information collected and provided by third parties. In some cases, this information may be inaccurate or incomplete. Using our supply chain due diligence processes, we hope to further develop transparency with respect to such items. Nonetheless, our diligence procedures can provide only reasonable, not absolute, assurance regarding the source and chain of custody of such Conflict Minerals.
2.4 Design and Implement a Strategy to Respond to Risks
Based on our evaluation of the supplier responses described above, we plan to further develop and implement our risk management plan involving, among other things: (a) evaluating the Conflict Minerals used in our products; (b) identifying relevant risks in our supply chain; and (c) taking appropriate responses to such risks.
3. Due Diligence Results
3.1 Due Diligence Process
We requested that some of our largest contract manufacturers, which provided products that represented over 90% of our revenues in 2018, to complete the template developed by the Electronic Industry Citizenship Coalition® (“EICC”) and The Global e-Sustainability Initiative (“GeSI”), known as the Responsible Minerals Initiative’s Conflict Minerals Reporting Template (the “RMI Template”). We requested several other larger Product Suppliers to also complete the RMI Template and conducted a survey of the remaining Product Suppliers via a written questionnaire about the use of Conflict Minerals in products (or components) that they supply to us, their Conflict Minerals program, and their suppliers’ use and sourcing of Conflict Minerals. We used follow-up discussions by telephone or electronic communications with our Product Suppliers to better understand their responses.
3.2 Survey Responses and Due Diligence Results
We received survey responses from almost all of our Product Suppliers. While we evaluated survey responses and are continuing to follow-up on these responses, not all of our Product Suppliers have responded. In addition, as a downstream purchaser, our diligence processes depend upon our Product Suppliers seeking data within their supply chains to identify the original sources of Conflict Minerals, and some of our Product Suppliers have advised us that they did not receive responses to their requests for due diligence information from all of their suppliers. Moreover, there are other factors that could affect the accuracy of our due diligence results, including but not limited to, incomplete supplier data or unavailable smelter data, gaps in supplier education and knowledge, language barriers and translation, lack of timeliness of data, errors or omissions by suppliers or their smelters in responding to information requests, and incomplete information from industry or other third party-sources.
Based on the data provided by our Product Suppliers, we concluded that we are unable to determine the country of origin of all of the Conflict Minerals in our supply chain during the reporting period, whether the Conflict Minerals came from recycled or scrap sources, the facilities used to process them, or their mine or location of origin. Some of the facilities that we believe may have been used to process the Conflict Minerals in our supply chain are discussed below.
This Conflict Minerals Report has been filed with the SEC and is available at the “Investors – Company– Corporate Governance” page of the Company’s website, http://ir.ubnt.com/company/corporate-governance.
3.3 Description of Facilities used to Process Conflict Minerals
The RMI Template that we distributed to the Product Suppliers noted in Section 3.1 above requests that such Product Suppliers provide information on the smelters and refiners that they or the vendors in their supply chains use to process the Conflict Minerals. We relied on responses from such Product Suppliers in order to determine the facilities used to process the Conflict Minerals used in our products. Certain Product Suppliers responded that they were unable to provide all smelter and refiner information at this time and we are continuing to follow up on these responses. Many of the responses that we received provided information at the supplier level,
which is not sufficient to tie with the products supplied to us back to the smelters and refiners in our supply chain. In summary, the responses from our Product Suppliers identified 336 smelters and refiners as potential sources of Conflict Minerals that were reported to be in our supply chain, of which 251 have been or are in the process of being verified by the Responsible Minerals Initiative (“RMI”), a joint initiative of EICC and GeSI (see Schedule). As to the remainder of the smelters and refiners identified by our Product
Suppliers that are not verified by RMI, we are unable to determine the mines of origin of the Conflict Minerals sourced from such smelters and refiners.
Safe Harbor for Forward-Looking Statements
Certain statements in this Conflict Minerals Report are forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. Statements other than statements of historical fact including words such as “look”, “will”, “anticipate”, “believe”, “estimate”, “expect”, “forecast”, “consider” and “plan” and statements in the future tense are forward-looking statements. These statements that could be deemed forward-looking statements include statements regarding business trends, anticipated demand for our products, and any statements or assumptions underlying any of the foregoing.
Forward-looking statements are subject to certain risks and uncertainties that could cause our actual future results to differ materially, or cause a material adverse impact on our results. Given these uncertainties, you should not place undue reliance on these forward-looking statements. Also, forward-looking statements represent our management’s beliefs and assumptions only as of the date made. We do not undertake any obligation to update information contained herein. You should review our SEC filings carefully and with the understanding that our actual future results may be materially different from what we expect.
Documents Incorporated by Reference
Unless otherwise stated in this Conflict Minerals Report, any documents, third-party materials or references to websites (including, but not limited to, our website) are not incorporated by reference in, or considered to be a part of this Conflict Minerals Report, unless expressly incorporated by reference.
SCHEDULE
| | | | | | | | | | | |
| Mineral | Responsible Minerals Assurance Process (“RMAP”) Conformant Smelter or Refiner Name1 | RMAP Identification Number | Country Location |
| Gold | Advanced Chemical Company | CID000015 | UNITED STATES OF AMERICA |
| Gold | Aida Chemical Industries Co., Ltd. | CID000019 | JAPAN |
| Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | CID000035 | GERMANY |
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | CID000041 | UZBEKISTAN |
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao | CID000058 | BRAZIL |
| Gold | Argor-Heraeus S.A. | CID000077 | SWITZERLAND |
| Gold | Asahi Pretec Corp. | CID000082 | JAPAN |
| Gold | Asaka Riken Co., Ltd. | CID000090 | JAPAN |
| Gold | Aurubis AG | CID000113 | GERMANY |
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | CID000128 | PHILIPPINES |
| Gold | Boliden AB | CID000157 | SWEDEN |
| Gold | C. Hafner GmbH + Co. KG | CID000176 | GERMANY |
| Gold | CCR Refinery - Glencore Canada Corporation | CID000185 | CANADA |
| Gold | Cendres + Metaux S.A. | CID000189 | SWITZERLAND |
| Gold | Chimet S.p.A. | CID000233 | ITALY |
| Gold | Daejin Indus Co., Ltd. | CID000328 | KOREA, REPUBLIC OF |
| Gold | DSC (Do Sung Corporation) | CID000359 | KOREA, REPUBLIC OF |
| Gold | DODUCO Contacts and Refining GmbH | CID000362 | GERMANY |
| Gold | Dowa | CID000401 | JAPAN |
| Gold | Eco-System Recycling Co., Ltd. | CID000425 | JAPAN |
| Gold | OJSC Novosibirsk Refinery | CID000493 | RUSSIAN FEDERATION |
| Gold | HeeSung Metal Ltd. | CID000689 | KOREA, REPUBLIC OF |
| Gold | Heimerle + Meule GmbH | CID000694 | GERMANY |
| Gold | Heraeus Metals Hong Kong Ltd. | CID000707 | CHINA |
| Gold | Heraeus Precious Metals GmbH & Co. KG | CID000711 | GERMANY |
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CID000801 | CHINA |
| Gold | Ishifuku Metal Industry Co., Ltd. | CID000807 | JAPAN |
| Gold | Istanbul Gold Refinery | CID000814 | TURKEY |
| Gold | Japan Mint | CID000823 | JAPAN |
| Gold | Jiangxi Copper Co., Ltd. | CID000855 | CHINA |
| Gold | Asahi Refining USA Inc. | CID000920 | UNITED STATES OF AMERICA |
| Gold | Asahi Refining Canada Ltd. | CID000924 | CANADA |
| Gold | JSC Uralelectromed | CID000929 | RUSSIAN FEDERATION |
| Gold | JX Nippon Mining & Metals Co., Ltd. | CID000937 | JAPAN |
| Gold | Kazzinc | CID000957 | KAZAKHSTAN |
| Gold | Kennecott Utah Copper LLC | CID000969 | UNITED STATES OF AMERICA |
| Gold | Kojima Chemicals Co., Ltd. | CID000981 | JAPAN |
| Gold | Kyrgyzaltyn JSC | CID001029 | KYRGYZSTAN |
| Gold | LS-NIKKO Copper Inc. | CID001078 | KOREA, REPUBLIC OF |
| | | | | | | | | | | |
| Gold | Materion | CID001113 | UNITED STATES OF AMERICA |
| Gold | Matsuda Sangyo Co., Ltd. | CID001119 | JAPAN |
| Gold | Metalor Technologies (Suzhou) Ltd. | CID001147 | CHINA |
| Gold | Metalor Technologies (Hong Kong) Ltd. | CID001149 | CHINA |
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | CID001152 | SINGAPORE |
| Gold | Metalor Technologies S.A. | CID001153 | SWITZERLAND |
| Gold | Metalor USA Refining Corporation | CID001157 | UNITED STATES OF AMERICA |
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | CID001161 | MEXICO |
| Gold | Mitsubishi Materials Corporation | CID001188 | JAPAN |
| Gold | Mitsui Mining and Smelting Co., Ltd. | CID001193 | JAPAN |
| Gold | Moscow Special Alloys Processing Plant | CID001204 | RUSSIAN FEDERATION |
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | CID001220 | TURKEY |
| Gold | Nihon Material Co., Ltd. | CID001259 | JAPAN |
| Gold | Ohura Precious Metal Industry Co., Ltd. | CID001325 | JAPAN |
| Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | CID001326 | RUSSIAN FEDERATION |
| Gold | PAMP S.A. | CID001352 | SWITZERLAND |
| Gold | Prioksky Plant of Non-Ferrous Metals | CID001386 | RUSSIAN FEDERATION |
| Gold | PT Aneka Tambang (Persero) Tbk | CID001397 | INDONESIA |
| Gold | PX Precinox S.A. | CID001498 | SWITZERLAND |
| Gold | Rand Refinery (Pty) Ltd. | CID001512 | SOUTH AFRICA |
| Gold | Royal Canadian Mint | CID001534 | CANADA |
| Gold | SEMPSA Joyeria Plateria S.A. | CID001585 | SPAIN |
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CID001622 | CHINA |
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | CID001736 | CHINA |
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | CID001756 | RUSSIAN FEDERATION |
| Gold | Solar Applied Materials Technology Corp. | CID001761 | TAIWAN, PROVINCE OF CHINA |
| Gold | Sumitomo Metal Mining Co., Ltd. | CID001798 | JAPAN |
| Gold | Tanaka Kikinzoku Kogyo K.K. | CID001875 | JAPAN |
| Gold | The Refinery of Shandong Gold Mining Co., Ltd. | CID001916 | CHINA |
| Gold | Tokuriki Honten Co., Ltd. | CID001938 | JAPAN |
| Gold | Torecom | CID001955 | KOREA, REPUBLIC OF |
| Gold | Umicore Brasil Ltda. | CID001977 | BRAZIL |
| Gold | Umicore S.A. Business Unit Precious Metals Refining | CID001980 | BELGIUM |
| Gold | United Precious Metal Refining, Inc. | CID001993 | UNITED STATES OF AMERICA |
| Gold | Valcambi S.A. | CID002003 | SWITZERLAND |
| Gold | Western Australian Mint (T/a The Perth Mint) | CID002030 | AUSTRALIA |
| Gold | Yamakin Co., Ltd. | CID002100 | JAPAN |
| Gold | Yokohama Metal Co., Ltd. | CID002129 | JAPAN |
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CID002224 | CHINA |
| Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | CID002243 | CHINA |
| Gold | Umicore Precious Metals Thailand | CID002314 | THAILAND |
| | | | | | | | | | | |
| Gold | Geib Refining Corporation | CID002459 | UNITED STATES OF AMERICA |
| Gold | MMTC-PAMP India Pvt., Ltd. | CID002509 | INDIA |
| Gold | Singway Technology Co., Ltd. | CID002516 | TAIWAN, PROVINCE OF CHINA |
| Gold | Emirates Gold DMCC | CID002561 | UNITED ARAB EMIRATES |
| Gold | T.C.A S.p.A | CID002580 | ITALY |
| Gold | Korea Zinc Co., Ltd. | CID002605 | KOREA, REPUBLIC OF |
| Gold | Marsam Metals | CID002606 | BRAZIL |
| Gold | SAAMP | CID002761 | FRANCE |
| Gold | L'Orfebre S.A. | CID002762 | ANDORRA |
| Gold | Italpreziosi | CID002765 | ITALY |
| Gold | SAXONIA Edelmetalle GmbH | CID002777 | GERMANY |
| Gold | WIELAND Edelmetalle GmbH | CID002778 | GERMANY |
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | CID002779 | AUSTRIA |
| Gold | AU Traders and Refiners | CID002850 | SOUTH AFRICA |
| Gold | Bangalore Refinery | CID002863 | INDIA |
| Gold | SungEel HiMetal Co., Ltd. | CID002918 | KOREA, REPUBLIC OF |
| Gold | Planta Recuperadora de Metales SpA | CID002919 | CHILE |
| Gold | Safimet S.p.A | CID002973 | ITALY |
| Gold | DS PRETECH Co., Ltd. | CID003195 | KOREA, REPUBLIC OF |
| Tungsten | Kennametal Huntsville | CID000105 | UNITED STATES OF AMERICA |
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CID000218 | CHINA |
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CID000258 | CHINA |
| Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CID000499 | CHINA |
| Tungsten | Global Tungsten & Powders Corp. | CID000568 | UNITED STATES OF AMERICA |
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | CID000766 | CHINA |
| Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | CID000769 | CHINA |
| Tungsten | Japan New Metals Co., Ltd. | CID000825 | JAPAN |
| Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CID000875 | CHINA |
| Tungsten | Kennametal Fallon | CID000966 | UNITED STATES OF AMERICA |
| Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | CID001889 | VIET NAM |
| Tungsten | Wolfram Bergbau und Hutten AG | CID002044 | AUSTRIA |
| Tungsten | Xiamen Tungsten Co., Ltd. | CID002082 | CHINA |
| Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CID002095 | CHINA |
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CID002315 | CHINA |
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CID002316 | CHINA |
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CID002317 | CHINA |
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CID002318 | CHINA |
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CID002319 | CHINA |
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CID002320 | CHINA |
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CID002321 | CHINA |
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CID002494 | CHINA |
| Tungsten | Asia Tungsten Products Vietnam Ltd. | CID002502 | VIET NAM |
| | | | | | | | | | | |
| Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | CID002513 | CHINA |
| Tungsten | H.C. Starck Tungsten GmbH | CID002541 | GERMANY |
| Tungsten | H.C. Starck Smelting GmbH & Co. KG | CID002542 | GERMANY |
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CID002551 | CHINA |
| Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CID002579 | CHINA |
| Tungsten | Niagara Refining LLC | CID002589 | UNITED STATES OF AMERICA |
| Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. | CID002645 | CHINA |
| Tungsten | Hydrometallurg, JSC | CID002649 | RUSSIAN FEDERATION |
| Tungsten | Unecha Refractory metals plant | CID002724 | RUSSIAN FEDERATION |
| Tungsten | South-East Nonferrous Metal Company Limited of Hengyang City | CID002815 | CHINA |
| Tungsten | Philippine Chuangxin Industrial Co., Inc. | CID002827 | PHILIPPINES |
| Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CID002830 | CHINA |
| Tungsten | ACL Metais Eireli | CID002833 | BRAZIL |
| Tungsten | Woltech Korea Co., Ltd. | CID002843 | KOREA, REPUBLIC OF |
| Tungsten | Moliren Ltd. | CID002845 | RUSSIAN FEDERATION |
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CID000228 | CHINA |
| Tin | Alpha | CID000292 | UNITED STATES OF AMERICA |
| Tin | CV Gita Pesona | CID000306 | INDONESIA |
| Tin | PT Aries Kencana Sejahtera | CID000309 | INDONESIA |
| Tin | PT Premium Tin Indonesia | CID000313 | INDONESIA |
| Tin | CV United Smelting | CID000315 | INDONESIA |
| Tin | Dowa | CID000402 | JAPAN |
| Tin | EM Vinto | CID000438 | BOLIVIA (PLURINATIONAL STATE OF) |
| Tin | Fenix Metals | CID000468 | POLAND |
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CID000538 | CHINA |
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | CID000555 | CHINA |
| Tin | Huichang Jinshunda Tin Co., Ltd. | CID000760 | CHINA |
| Tin | Gejiu Kai Meng Industry and Trade LLC | CID000942 | CHINA |
| Tin | China Tin Group Co., Ltd. | CID001070 | CHINA |
| Tin | Malaysia Smelting Corporation (MSC) | CID001105 | MALAYSIA |
| Tin | Metallic Resources, Inc. | CID001142 | UNITED STATES OF AMERICA |
| Tin | Minsur | CID001182 | PERU |
| Tin | Mitsubishi Materials Corporation | CID001191 | JAPAN |
| Tin | Jiangxi New Nanshan Technology Ltd. | CID001231 | CHINA |
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | CID001314 | THAILAND |
| Tin | PT Artha Cipta Langgeng | CID001399 | INDONESIA |
| Tin | PT Babel Inti Perkasa | CID001402 | INDONESIA |
| Tin | PT Bangka Tin Industry | CID001419 | INDONESIA |
| Tin | PT Belitung Industri Sejahtera | CID001421 | INDONESIA |
| Tin | PT Bukit Timah | CID001428 | INDONESIA |
| Tin | PT DS Jaya Abadi | CID001434 | INDONESIA |
| Tin | PT Karimun Mining | CID001448 | INDONESIA |
| | | | | | | | | | | |
| Tin | PT Mitra Stania Prima | CID001453 | INDONESIA |
| Tin | PT Panca Mega Persada | CID001457 | INDONESIA |
| Tin | PT Prima Timah Utama | CID001458 | INDONESIA |
| Tin | PT Refined Bangka Tin | CID001460 | INDONESIA |
| Tin | PT Sariwiguna Binasentosa | CID001463 | INDONESIA |
| Tin | PT Stanindo Inti Perkasa | CID001468 | INDONESIA |
| Tin | PT Sumber Jaya Indah | CID001471 | INDONESIA |
| Tin | PT Tinindo Inter Nusa | CID001490 | INDONESIA |
| Tin | PT Tommy Utama | CID001493 | INDONESIA |
| Tin | Rui Da Hung | CID001539 | TAIWAN, PROVINCE OF CHINA |
| Tin | Soft Metais Ltda. | CID001758 | BRAZIL |
| Tin | Thaisarco | CID001898 | THAILAND |
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CID001908 | CHINA |
| Tin | White Solder Metalurgia e Mineracao Ltda. | CID002036 | BRAZIL |
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CID002158 | CHINA |
| Tin | Yunnan Tin Company Limited | CID002180 | CHINA |
| Tin | CV Venus Inti Perkasa | CID002455 | INDONESIA |
| Tin | Magnu's Minerais Metais e Ligas Ltda. | CID002468 | BRAZIL |
| Tin | Melt Metais e Ligas S.A. | CID002500 | BRAZIL |
| Tin | PT ATD Makmur Mandiri Jaya | CID002503 | INDONESIA |
| Tin | O.M. Manufacturing Philippines, Inc. | CID002517 | PHILIPPINES |
| Tin | PT Inti Stania Prima | CID002530 | INDONESIA |
| Tin | CV Ayi Jaya | CID002570 | INDONESIA |
| Tin | CV Dua Sekawan | CID002592 | INDONESIA |
| Tin | Resind Industria e Comercio Ltda. | CID002706 | BRAZIL |
| Tin | Metallo Belgium N.V. | CID002773 | BELGIUM |
| Tin | Metallo Spain S.L.U. | CID002774 | SPAIN |
| Tin | PT Bangka Prima Tin | CID002776 | INDONESIA |
| Tin | PT Sukses Inti Makmur | CID002816 | INDONESIA |
| Tin | PT Kijang Jaya Mandiri | CID002829 | INDONESIA |
| Tin | PT Menara Cipta Mulia | CID002835 | INDONESIA |
| Tin | HuiChang Hill Tin Industry Co., Ltd. | CID002844 | CHINA |
| Tin | Gejiu Fengming Metallurgy Chemical Plant | CID002848 | CHINA |
| Tin | Guanyang Guida Nonferrous Metal Smelting Plant | CID002849 | CHINA |
| Tin | Modeltech Sdn Bhd | CID002858 | MALAYSIA |
| Tin | Gejiu Jinye Mineral Company | CID002859 | CHINA |
| Tin | PT Lautan Harmonis Sejahtera | CID002870 | INDONESIA |
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | CID003116 | CHINA |
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | CID003190 | CHINA |
| Tin | PT Bangka Serumpun | CID003205 | INDONESIA |
| Tin | Tin Technology & Refining | CID003325 | UNITED STATES OF AMERICA |
| Tantalum | Asaka Riken Co., Ltd. | CID000092 | JAPAN |
| Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CID000211 | CHINA |
| Tantalum | Guangdong Rising Rare Metals-EO Materials Ltd. | CID000291 | CHINA |
| Tantalum | Exotech Inc. | CID000456 | UNITED STATES OF AMERICA |
| Tantalum | F&X Electro-Materials Ltd. | CID000460 | CHINA |
| | | | | | | | | | | |
| Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | CID000616 | CHINA |
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CID000914 | CHINA |
| Tantalum | Jiujiang Tanbre Co., Ltd. | CID000917 | CHINA |
| Tantalum | LSM Brasil S.A. | CID001076 | BRAZIL |
| Tantalum | Metallurgical Products India Pvt., Ltd. | CID001163 | INDIA |
| Tantalum | Mineracao Taboca S.A. | CID001175 | BRAZIL |
| Tantalum | Mitsui Mining and Smelting Co., Ltd. | CID001192 | JAPAN |
| Tantalum | NPM Silmet AS | CID001200 | ESTONIA |
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CID001277 | CHINA |
| Tantalum | QuantumClean | CID001508 | UNITED STATES OF AMERICA |
| Tantalum | Solikamsk Magnesium Works OAO | CID001769 | RUSSIAN FEDERATION |
| Tantalum | Taki Chemical Co., Ltd. | CID001869 | JAPAN |
| Tantalum | Telex Metals | CID001891 | UNITED STATES OF AMERICA |
| Tantalum | Ulba Metallurgical Plant JSC | CID001969 | KAZAKHSTAN |
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CID002492 | CHINA |
| Tantalum | D Block Metals, LLC | CID002504 | UNITED STATES OF AMERICA |
| Tantalum | FIR Metals & Resource Ltd. | CID002505 | CHINA |
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CID002506 | CHINA |
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CID002508 | CHINA |
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CID002512 | CHINA |
| Tantalum | KEMET Blue Metals | CID002539 | MEXICO |
| Tantalum | H.C. Starck Co., Ltd. | CID002544 | THAILAND |
| Tantalum | H.C. Starck Tantalum and Niobium GmbH | CID002545 | GERMANY |
| Tantalum | H.C. Starck Hermsdorf GmbH | CID002547 | GERMANY |
| Tantalum | H.C. Starck Inc. | CID002548 | UNITED STATES OF AMERICA |
| Tantalum | H.C. Starck Ltd. | CID002549 | JAPAN |
| Tantalum | H.C. Starck Smelting GmbH & Co. KG | CID002550 | GERMANY |
| Tantalum | Global Advanced Metals Boyertown | CID002557 | UNITED STATES OF AMERICA |
| Tantalum | Global Advanced Metals Aizu | CID002558 | JAPAN |
| Tantalum | KEMET Blue Powder | CID002568 | UNITED STATES OF AMERICA |
| Tantalum | Resind Industria e Comercio Ltda. | CID002707 | BRAZIL |
| Tantalum | Jiangxi Tuohong New Raw Material | CID002842 | CHINA |
| Tantalum | Jiujiang Janny New Material Co., Ltd. | CID003191 | CHINA |
1 For Gold, Smelters and Refiners are RMAP Conformant as of May 8, 2019 according to the RMI’s website. For Tungsten, Tin, and Tantalum, Smelters and Refiners are RMAP Conformant as of May 13, 2019 according to the RMI’s website.
SCHEDULE
| | | | | | | | | | | |
| Mineral | RMAP Active Smelter or Refiner Name2 | RMAP Identification Number | Smelter or Refiner Country Location |
| Gold | Chugai Mining | CID000264 | JAPAN |
| Gold | KGHM Polska Miedz Spolka Akcyjna | CID002511 | POLAND |
| Gold | NH Recytech Company | CID003189 | KOREA, REPUBLIC OF |
| Tin | Dongguan CiEXPO Environmental Engineering Co., Ltd. | CID003356 | CHINA |
| Tin | Luna Smelter, Ltd. | CID003387 | RWANDA |
| Tin | Ma'anshan Weitai Tin Co., Ltd. | CID003379 | CHINA |
| Tin | Precious Minerals and Smelting Limited | CID003409 | INDIA |
2 For Gold, Smelters and Refiners are RMAP Active as of May 8, 2019 according to the RMI’s website. For Tungsten, Tin, and Tantalum, Smelters and Refiners are RMAP Active as of May 13, 2019 according to the RMI’s website.
