Exhibit (d)(3)
Form of Notice of Guaranteed Delivery
For Payment for Shares of Common Stock
Brookfield Global Listed Infrastructure Income Fund Inc. Subscribed for under the
Primary Subscription
and Pursuant to the Over-Subscription Privilege
As set forth in the Prospectus for this offering dated [ ], 2015 (the “Prospectus”), this form or one substantially equivalent hereto may be used as a means of effecting subscription and payment for all shares of the Fund’s Common Stock (the “Shares”) subscribed for under the Primary Subscription and pursuant to the Over-Subscription Privilege. Such form may be delivered by first class mail, express mail or overnight courier or sent by facsimile to the Subscription Agent, and must be received prior to 5:00 p.m., Eastern time, on May 22, 2015, as such date may be extended from time to time (the “Expiration Date”). The terms and conditions of the Offer set forth in the prospectus are incorporated by referenced herein. Capitalized terms used and not otherwise defined herein have the meaning attributed to them in the Prospectus.
THE SUBSCRIPTION AGENT IS:
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BY First Class MAIL: |
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BY EXPRESS MAIL OR OVERNIGHT COURIER: |
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BY FACSIMILE: |
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C/o Computershare Trust Company, N.A. Attn: Corporate Actions Voluntary Offer P.O. Box 43011 Providence, Rhode Island 02940-3011 |
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C/o Computershare Trust Company, N.A. Attn: Corporate Actions Voluntary Offer 250 Royall Street Suite V Canton, Massachusetts 02021 |
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(617) 360-6810 With the original Subscription Certificate to be sent by mail or overnight courier. Confirm facsimile by telephone to: (781) 575-2332 |
DELIVERY OF THIS INSTRUMENT TO AN ADDRESS, OR TRANSMISSION OF INSTRUCTIONS VIA A TELECOPY FACSIMILE NUMBER, OTHER THAN AS SET FORTH ABOVE, DOES NOT CONSTITUTE A VALID DELIVERY.
Telephone number to confirm receipt: (781) 575-2332.
The New York Stock Exchange member firm or bank or trust company which completes this form must communicate this guarantee and the number of Common Shares subscribed for in connection with this guarantee (separately disclosed as to the Primary Subscription and the Over-Subscription Privilege) to the Subscription Agent and must deliver prior to 5:00 p.m. Eastern Time, on the Expiration Date, this Notice of Guaranteed Delivery, to the Subscription Agent, guaranteeing delivery of a properly completed and signed copy of the Subscription Certificate which certificate must then be delivered to the Subscription Agent no later than the close of business of the third business day after the Expiration Date. Failure to do so will result in a forfeiture of the Rights.
GUARANTEE
The undersigned, a member firm of the New York Stock Exchange or a bank or trust company having an office or correspondent in the United States, guarantees delivery to the Subscription Agent by no later than 5:00 p.m., Eastern Time, on the third business day after the Expiration Date, a properly completed and executed subscription certificate, as subscription for such common shares is indicated herein or in the Subscription Certificate.
BROKER ASSIGNED CONTROL #
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
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1. Primary Subscription |
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Number of Rights to be exercised |
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Number of Common Shares under the Primary Subscription requested for which you are guaranteeing delivery of Rights and Payment |
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Payment to be made in connection with the Common Shares subscribed for under the Primary Subscription |
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Rights |
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1 Rights/ 3 Common Shares |
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$ |
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2. Over-Subscription |
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Not applicable |
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Number of Common Shares under the Over-Subscription Privilege requested for which you are guaranteeing payment |
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Payment to be made in connection with the Common Shares requested pursuant to the Over-Subscription Privilege |
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Common Shares |
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$ |
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3. Totals |
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Total Number of Rights Exercised |
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Total Number of Common Shares Subscribed for and/or Requested |
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Rights |
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Common Shares |
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$ Total Payment |
Method of delivery (circle one):
A. Through the Depository Trust Company (“DTC”)
B. Direct to Computershare Trust Company, N.A., as Subscription Agent.
Please reference below the registration of the Rights to be delivered.
PLEASE ASSIGN A UNIQUE CONTROL NUMBER FOR EACH GUARANTEE SUBMITTED. This number needs to be referenced on any direct delivery of Rights or any delivery through DTC.
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Name of Firm |
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Authorized Signature |
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DTC Participant Number |
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Title |
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Address |
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Name (Please Type or Print) |
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Zip Code |
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Phone Number |
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Contact Name |
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Date |