X0706 D/A LIVE 0001528382 Omega Fund IV, L.P. 1 ROYAL PLAZA, ROYAL AVENUE ST. PETER PORT Y7 GUERNSEY GY1 2HL 44 0 148 173 5806 CAYMAN ISLANDS Life Sciences Holdings SPV II Fund, LP None Other Cayman Islands exempted limited partnership true 2010 N/A Omega Fund IV GP, L.P. 1 Royal Plaza, Royal Avenue Channel Islands St. Peter Port Y7 GUERNSEY GY1 2HL Promoter General Partner to the Issuer N/A Omega Fund IV GP Manager, Ltd. 1 Royal Plaza, Royal Avenue Channel Islands St. Peter Port Y7 GUERNSEY GY1 2HL Promoter The General Partner of the General Partner to the Issuer (GP LTD) N/A Omega Fund Management Limited 1 Royal Plaza, Royal Avenue Channel Islands St. Peter Port Y7 GUERNSEY GY1 2HL Promoter Management Company to the Issuer Mr. Otello Stampacchia c/o Alpha Biotechnology Consulting FZE P.O. Box 186549 Dubai C0 UNITED ARAB EMIRATES 000000 Director A Director of GP LTD Mr. Richard Lim 545 Boylston Street, Suite 802 Boston MA MASSACHUSETTS 02116 Director A Director of GP LTD Ms. Renee Aguiar-Lucander 32 Old Burlington Street London X0 UNITED KINGDOM W1S 3AT Director A Director of GP LTD Ms. Anne-Mari Paster 545 Boylston Street, Suite 802 Boston MA MASSACHUSETTS 02116 Director A Director of GP LTD Pooled Investment Fund Other Investment Fund false Decline to Disclose 06 3C 3C.7 true 0001528382-13-000001 2011-08-26 true true false 0 Harken Capital Securities LLC 163749 None None 16 Ann Vinal Road Scituate MA MASSACHUSETTS 02066 UT UTAH IL ILLINOIS NY NEW YORK CT CONNECTICUT GA GEORGIA DC DISTRICT OF COLUMBIA MN MINNESOTA CA CALIFORNIA MO MISSOURI ME MAINE VA VIRGINIA NJ NEW JERSEY OH OHIO TX TEXAS CO COLORADO FL FLORIDA PA PENNSYLVANIA NC NORTH CAROLINA MD MARYLAND MA MASSACHUSETTS false Farrell Marsh & Co. 31971 None None 500 The Times Building, Suburban Square Ardmore PA PENNSYLVANIA 19003 RI RHODE ISLAND NY NEW YORK GA GEORGIA CA CALIFORNIA VA VIRGINIA MI MICHIGAN OH OHIO DE DELAWARE IA IOWA FL FLORIDA MD MARYLAND MA MASSACHUSETTS SC SOUTH CAROLINA IL ILLINOIS IN INDIANA CT CONNECTICUT DC DISTRICT OF COLUMBIA MN MINNESOTA WI WISCONSIN KY KENTUCKY AZ ARIZONA MO MISSOURI MT MONTANA NJ NEW JERSEY NM NEW MEXICO TX TEXAS CO COLORADO NC NORTH CAROLINA PA PENNSYLVANIA false 250000000 181875000 68125000 false 34 0 0 0 The Issuer is obligated to pay a management fee to the General Partner (or affiliates thereof). false Omega Fund IV, L.P. /s/ Anne-Mari Paster Anne-Mari Paster A Director of Omega Fund IV GP Manager, Ltd. 2013-05-24