| Item 1. | |
| (a) | Name of issuer:
NV5 Global, Inc. |
| (b) | Address of issuer's principal executive offices:
200 South Park Road, Suite 350, Hollywood, FL, 33021 |
| Item 2. | |
| (a) | Name of person filing:
Cercano Management LLC ("Manager")
Christopher N. Orndorff ("Mr. Orndorff" and, together with Manager, the "Reporting Persons") |
| (b) | Address or principal business office or, if none, residence:
Manager: 1110 112th Avenue NE, Suite 202, Bellevue, WA 98004
Mr. Orndorff: 1110 112th Avenue NE, Suite 202, Bellevue, WA 98004 |
| (c) | Citizenship:
Manager: Delaware
Mr. Orndorff: United States of America |
| (d) | Title of class of securities:
Common Stock, par value $0.01 |
| (e) | CUSIP No.:
62945V109 |
| Item 3. | If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
| (a) |  Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
| (b) | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
| (c) | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
| (d) | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
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| (e) |  An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
| (f) | An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
| (g) | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
| (h) | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
| (i) | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
| (j) | A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J),
please specify the type of institution:
|
| (k) | Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
|
| | |
| Item 4. | Ownership |
| (a) | Amount beneficially owned:
Manager: 3,925,599
Mr. Orndorff: 3,925,599 |
| (b) | Percent of class:
6.0 %
6.0 |
| (c) | Number of shares as to which the person has:
|
| | (i) Sole power to vote or to direct the vote:
0
0
|
| | (ii) Shared power to vote or to direct the vote:
3,925,599
3,925,599
|
| | (iii) Sole power to dispose or to direct the disposition of:
0
0
|
| | (iv) Shared power to dispose or to direct the disposition of:
3,925,599
3,925,599
|
| Item 5. | Ownership of 5 Percent or Less of a Class. |
| | |
| Item 6. | Ownership of more than 5 Percent on Behalf of Another Person. |
| |
If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than 5 percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required.
All of the securities reported in this Statement are beneficially owned on behalf of Fifth Street Station LLC, a Delaware limited liability company, which is an investment advisory client of the Reporting Persons. The aforementioned client has the right to receive or the power to direct the receipt of dividends from, or the proceeds from a sale of, such securities. |
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. |
| |
Not Applicable
|
| Item 8. | Identification and Classification of Members of the Group. |
| |
Not Applicable
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| Item 9. | Notice of Dissolution of Group. |
| |
Not Applicable
|